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Livermore
Livermore
ZHEN

Centaurus Financial, Inc.

SEC CIK
0000891943
Latest filing
Aug 17, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 10, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
883
+76 vs. Q1 2021
Portfolio value
$1.19B
+$173.9M (+17.2%) vs. Q1 2021
Filed
Aug 10, 2021
SEC
Holdings of Centaurus Financial, Inc. in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
JRSNuveen Real Estate Income FundCOM37,325$414.0K<0.1%00.0%UnchangedHistory
ENBEnbridge IncStock10,354$415.0K<0.1%+1,351+15.0%AddedHistory
PNCPNC Financial Services Group, Inc.Stock2,182$416.0K<0.1%+150+7.4%AddedHistory
HFCHollyFrontier CorpCOM12,689$417.0K<0.1%−1,141−8.3%ReducedHistory
DUKDuke Energy CORPStock4,235$418.0K<0.1%+92+2.2%AddedHistory
SWKSSkyworks Solutions, Inc.Stock2,180$418.0K<0.1%00.0%UnchangedHistory
iShares Tr464287838U.S. BAS MTL ETF3,203$418.0K<0.1%+3,203New–
DALDelta Air Lines, Inc.COM NEW9,676$419.0K<0.1%+3,308+51.9%AddedHistory
PLBYPlayboy, Inc.COM10,801$420.0K<0.1%−874−7.5%ReducedHistory
BTIBritish American Tobacco p.l.c.SPONSORED ADR10,702$421.0K<0.1%+486+4.8%AddedHistory
Vanguard S&P 500 Growth ETF921932505ETF1,613$423.0K<0.1%+160+11.0%Added–
LOBLive Oak Bancshares, Inc.COM7,165$423.0K<0.1%−155−2.1%ReducedHistory
RCLRoyal Caribbean Cruises LtdCOM4,964$423.0K<0.1%−3−0.1%ReducedHistory
First Tr Exchange Traded FD33734X143HLTH CARE ALPH3,646$427.0K<0.1%−35−1.0%Reduced–
BPBP PLCADR16,228$429.0K<0.1%−666−3.9%ReducedHistory
SPDR Series Trust78464A490ST STR FTSE ETF7,671$433.0K<0.1%+329+4.5%Added–
DELLDell Technologies Inc.Stock4,361$435.0K<0.1%+227+5.5%AddedHistory
RYRoyal Bank of CanadaStock4,297$435.0K<0.1%+166+4.0%AddedHistory
MYDBlackRock Muniyield Fund, Inc.COM28,790$435.0K<0.1%−285−1.0%ReducedHistory
DOVDOVER CorpCOM2,913$439.0K<0.1%+141+5.1%AddedHistory
NBHNeuberger Municipal Fund Inc.COM27,256$439.0K<0.1%−375−1.4%ReducedHistory
AZNAstraZeneca PLCSPONSORED ADR7,335$439.0K<0.1%−1,250−14.6%ReducedHistory
iShares Tr46429B7470-5 YR TIPS ETF4,170$443.0K<0.1%+14+0.3%Added–
LIILennox International IncCOM1,267$445.0K<0.1%−13−1.0%ReducedHistory
Fidelity Merrimack STR Tr316188309TOTAL BD ETF8,357$446.0K<0.1%+1,479+21.5%Added–
OMCOmnicom Group Inc.COM5,591$447.0K<0.1%+1,131+25.4%AddedHistory
EOSEEos Energy Enterprises, Inc.COM CL A24,919$448.0K<0.1%−5,537−18.2%ReducedHistory
EMOClearBridge Energy Midstream Opportunity Fund Inc.COM19,409$448.0K<0.1%−2,163−10.0%ReducedHistory
GPNGlobal Payments IncStock2,403$451.0K<0.1%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V639AI AND NEXT GEN2,738$451.0K<0.1%+160+6.2%Added–
SYKStryker CorpStock1,749$454.0K<0.1%+44+2.6%AddedHistory
SRTAStrata Critical Medical, Inc.CL A COM43,283$454.0K<0.1%+43,283NewHistory
ACBAurora Cannabis IncCOM50,388$456.0K<0.1%+50,388NewHistory
GDGeneral Dynamics CorpStock2,434$458.0K<0.1%+25+1.0%AddedHistory
MUMicron Technology IncStock5,438$462.0K<0.1%+2,099+62.9%AddedHistory
Alps ETF Tr00162Q858SECTR DIV DOGS8,720$462.0K<0.1%+8,720New–
XYLXylem Inc.COM3,873$465.0K<0.1%00.0%UnchangedHistory
MKTXMarketaxess Holdings IncCOM1,005$466.0K<0.1%+578+135.4%AddedHistory
Global X FDS37950E291GLOBX SUPDV US23,335$466.0K<0.1%+2,219+10.5%Added–
DXCMDexcom IncCOM1,107$473.0K<0.1%+33+3.1%AddedHistory
iShares Tr464289867CORE 60 BALA ETF8,441$473.0K<0.1%−245−2.8%Reduced–
First Tr Exchange-Traded Alp33735K108COM SHS4,305$473.0K<0.1%−235−5.2%Reduced–
Exchange Traded Concepts Tru301505889EMQQ EME MAR ETF7,564$479.0K<0.1%+413+5.8%Added–
GLOClough Global Opportunities FundSH BEN INT39,787$481.0K<0.1%−1,360−3.3%ReducedHistory
ZBRAZebra Technologies CorpCL A926$490.0K<0.1%+324+53.8%AddedHistory
State Street Materials Select Sector SPDR ETF81369Y100ETF5,964$491.0K<0.1%+396+7.1%Added–
VTRVentas, Inc.REIT8,621$492.0K<0.1%+8,621NewHistory
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW8,241$494.0K<0.1%+8,241New–
iShares Tr464287762US HLTHCARE ETF1,809$494.0K<0.1%+808+80.7%Added–
ADPAutomatic Data Processing IncStock2,544$505.0K<0.1%+47+1.9%AddedHistory
ASMLASML Holding NVADR734$507.0K<0.1%+71+10.7%AddedHistory
ZTSZoetis Inc.Stock2,722$507.0K<0.1%+14+0.5%AddedHistory
FSVFirstService CorpCOM2,958$507.0K<0.1%00.0%UnchangedHistory
MRVLMarvell Technology, Inc.COM8,698$507.0K<0.1%−321−3.6%ReducedHistory
iShares Tr464288752US HOME CONS ETF7,346$508.0K<0.1%−471−6.0%Reduced–
iShares Tr464287556ISHARES BIOTECH3,109$509.0K<0.1%+1,667+115.6%Added–
Fidelity Covington Trust316092790QLTY FCTOR ETF10,330$510.0K<0.1%+2,679+35.0%Added–
New York Life Investments Et45409B800MERGE ARBIT ETF15,528$521.0K<0.1%−3,180−17.0%Reduced–
First Tr Exchng Traded FD VI33740F755FT LADD BUFF ETF22,775$522.0K<0.1%+22,775New–
UBERUber Technologies, IncStock10,442$523.0K<0.1%+2,080+24.9%AddedHistory
HSYHershey CoCOM3,000$523.0K<0.1%00.0%UnchangedHistory
Global X FDS37950E127REIT ETF53,213$526.0K<0.1%+4,780+9.9%Added–
CSXCSX CorpStock16,413$527.0K<0.1%+1,182+7.8%AddedConverted for a 3-for-1 splitHistory
NKENIKE, Inc.Stock3,424$529.0K<0.1%+116+3.5%AddedHistory
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375ETF14,436$530.0K<0.1%+3,026+26.5%Added–
VLOValero Energy CorpStock6,804$531.0K<0.1%+4,118+153.3%AddedHistory
Tata MTRS Ltd876568502SPONSORED ADR23,455$534.0K<0.1%−50−0.2%Reduced–
HONHoneywell International IncCOM2,437$535.0K<0.1%+63+2.7%AddedHistory
CIMChimera Investment CorpCOM NEW35,688$537.0K<0.1%+16,146+82.6%AddedHistory
Vanguard Mortgage-Backed Securities ETF92206C771ETF10,097$539.0K<0.1%+1,395+16.0%Added–
GTGoodyear Tire & Rubber CoCOM31,500$540.0K<0.1%+31,500NewHistory
FDXFedEx CorpStock1,816$542.0K<0.1%+528+41.0%AddedHistory
MDLZMondelez International, Inc.Stock8,675$542.0K<0.1%+417+5.0%AddedHistory
STORStore Capital LLCCOM15,863$547.0K<0.1%+5,091+47.3%AddedHistory
iShares Tr464287192US TRSPRTION2,122$552.0K<0.1%−7,577−78.1%Reduced–
LEOBNY Mellon Strategic Municipals, Inc.COM61,500$552.0K<0.1%+15,000+32.3%AddedHistory
PMPhilip Morris International Inc.Stock5,591$554.0K<0.1%+491+9.6%AddedHistory
iShares Semiconductor ETF464287523ETF1,236$561.0K<0.1%−657−34.7%Reduced–
SJISouth Jersey Industries IncCOM21,632$561.0K<0.1%−69−0.3%ReducedHistory
UTGReaves Utility Income FundCOM SH BEN INT16,421$563.0K<0.1%+5,257+47.1%AddedHistory
iShares Tr464287770U.S. FIN SVC ETF3,037$563.0K<0.1%+1,161+61.9%Added–
iShares Russell 1000 Growth ETF464287614ETF2,077$564.0K<0.1%+45+2.2%Added–
ELANElanco Animal Health IncCOM16,283$565.0K<0.1%+228+1.4%AddedHistory
CCLCarnival Corp Ltd.UNIT 99/99/999921,515$567.0K<0.1%−855−3.8%ReducedHistory
GSKGSK plcSPONSORED ADR14,241$567.0K<0.1%+4,479+45.9%AddedHistory
Vanguard Morningstar Mid-Cap Value ETF922908512ETF4,043$568.0K<0.1%−10,272−71.8%Reduced–
WYNNWynn Resorts LtdCOM4,647$568.0K<0.1%+3,648+365.2%AddedHistory
CICigna GroupStock2,407$571.0K<0.1%+1,349+127.5%AddedHistory
LUVSouthwest Airlines CoCOM10,756$571.0K<0.1%+1,345+14.3%AddedHistory
First Tr Exchange-Traded FD33734X150INDLS PROD DUR9,706$573.0K<0.1%+1,668+20.8%Added–
DEDeere & CoStock1,631$575.0K<0.1%+198+13.8%AddedHistory
PSXPhillips 66Stock6,715$576.0K<0.1%+1,476+28.2%AddedHistory
FTFFranklin Ltd Duration Income TrustCOM62,947$580.0K<0.1%−1,450−2.3%ReducedHistory
Invesco Exch Traded FD Tr II46138E149S&P SMLCP HELT3,005$582.0K<0.1%+884+41.7%Added–
Vanguard Morningstar Mid-Cap Growth ETF922908538ETF2,481$586.0K<0.1%−121−4.7%Reduced–
ZMZoom Communications, Inc.Stock1,514$586.0K<0.1%+965+175.8%AddedHistory
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS9,564$587.0K<0.1%−1,460−13.2%Reduced–
BOOTBoot Barn Holdings, Inc.COM7,000$588.0K<0.1%00.0%UnchangedHistory
IQIInvesco Quality Municipal Income TrustCOM43,855$592.0K<0.1%+4,000+10.0%AddedHistory
iShares Tr46428951110+ YR INVST GRD8,457$594.0K0.1%−9,389−52.6%Reduced–

Options (5)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Centaurus Financial, Inc. in Q2 2021
SecurityClassPutsCalls
SNAPSnap IncStock–$183.0K
COTYCoty Inc.COM CL A–$90.0K
PRTSCarParts.com, Inc.COM–$79.0K
DLTHDuluth Holdings Inc.COM CL B–$63.0K
DBXDropbox, Inc.CL A–$58.0K

Sold out since Q1 2021 (57)

Positions held at the end of Q1 2021 that are gone from this filing.

Positions of Centaurus Financial, Inc. sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
Aphria Inc03765K104COM194,050$3.56M0.4%–
First Tr Exchange-Traded FD33734X184UTILITIES ALPH82,085$2.45M0.2%–
Invesco Exchange Traded FD T46137V340S&P500 EQL FIN43,816$2.45M0.2%–
Schwab Strategic Tr8085246985 10YR CORP BD42,919$2.20M0.2%–
IAC Interactivecorp New44891N109COM6,161$1.33M0.1%–
Fidelity Covington Trust316092873MSCI COMMNTN SVC24,670$1.22M0.1%–
Invesco Exch Traded FD Tr II46138E875DORSEY WRGT DVLP35,460$1.20M0.1%–
FS KKR Cap Corp II35952V303COM57,150$1.12M0.1%–
Flexshares Tr33939L506IBOXX 3R TARGT32,026$845.0K0.1%–
VRTXVertex Pharmaceuticals IncStock3,754$807.0K0.1%History
iShares Tr46434V878ULTRA SHORT DUR15,228$769.0K0.1%–
Colony CR Real Estate Inc19625T101COM CL A71,147$606.0K0.1%–
QDELQuidelOrtho CorpCOM4,589$587.0K0.1%History
DBIDesigner Brands Inc.CL A33,105$576.0K0.1%History
Experience Invt Corp30217C109COM CL A50,021$515.0K0.1%–
BBWIBath & Body Works, Inc.COM7,871$487.0K<0.1%History
Collaborative Investmnt Ser19423L672THE SPAC AND NEW17,060$486.0K<0.1%–
VXXBarclays Bank PLCIPTH SR B S&P31,867$363.0K<0.1%History
LULUlululemon athletica inc.Stock1,057$324.0K<0.1%History
FSLRFirst Solar, Inc.Stock3,290$287.0K<0.1%History
VSTVistra Corp.Stock15,355$271.0K<0.1%History
JWNNordstrom IncStock7,068$268.0K<0.1%History
iShares Tr464288604MRGSTR SM CP GR854$257.0K<0.1%–
iShares Tr464287812US CONSM STAPLES2,795$209.0K<0.1%–
IRDMIridium Communications Inc.COM5,004$206.0K<0.1%History
GNLGlobal Net Lease, Inc.COM NEW10,950$198.0K<0.1%History
BWABorgwarner IncCOM4,212$195.0K<0.1%History
iShares Tr464287150CORE S&P TTL STK1,925$176.0K<0.1%–
State Street SPDR S&P Bank ETF78464A797ETF3,294$171.0K<0.1%–
CSWCCapital Southwest CorpCOM7,374$163.0K<0.1%History
VACMarriott Vacations Worldwide CorpCOM884$154.0K<0.1%History
iShares Inc464286640MSCI CHILE ETF4,407$151.0K<0.1%–
iShares Tr464288844US OIL EQ&SV ETF11,288$151.0K<0.1%–
APTVAptiv PLCSHS1,070$148.0K<0.1%History
WisdomTree Tr97717X867EM LCL DEBT FD4,307$138.0K<0.1%–
iShares Tr46435G342MORTGE REL ETF3,859$136.0K<0.1%–
DBX ETF Tr233051820XTRACK MSCI ALL4,074$133.0K<0.1%–
QSQuantumScape CorpCOM CL A2,925$131.0K<0.1%History
CGCCanopy Growth CorpCOM3,999$128.0K<0.1%History
DHIHorton D R IncCOM1,408$125.0K<0.1%History
TOLToll Brothers, Inc.COM2,099$119.0K<0.1%History
Nuveen PFD & Incm Securties67072C105COM11,945$116.0K<0.1%–
LLYEli Lilly & CoStock616$115.0K<0.1%History
CNKCinemark Holdings, Inc.COM5,515$113.0K<0.1%History
DBX ETF Tr233051853XTRACK MSCI EURP3,348$109.0K<0.1%–
iShares Russell Midcap ETF464287499ETF1,440$106.0K<0.1%–
JDJD.com, Inc.SPON ADS CL A1,250$105.0K<0.1%History
FLGTFulgent Genetics, Inc.COM1,072$104.0K<0.1%History
DKDelek US Holdings, Inc.COM4,690$102.0K<0.1%History
Healthcare Realty Trust Inc42225P501CL A NEW3,704$102.0K<0.1%–
Global X FDS37954Y707RENEWABLE ENERGY6,359$101.0K<0.1%–
SBBPStrongbridge Biopharma plcSHS USD36,500$101.0K<0.1%History
Invesco Exchange Traded FD T46137V100AEROSPACE DEFN1,378$100.0K<0.1%–
BRSLBrightstar Lottery PLCSHS USD15,000$92.0K<0.1%History
POWWOutdoor Holding CoCOM13,694$81.0K<0.1%History
ELYSElys BMG Group, Inc.COM10,600$56.0K<0.1%History
NGLNGL Energy Partners LPCOM UNIT REPST11,315$23.0K<0.1%History