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Livermore
Livermore
ZHEN

Centaurus Financial, Inc.

SEC CIK
0000891943
Latest filing
Aug 17, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 10, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
883
+76 vs. Q1 2021
Portfolio value
$1.19B
+$173.9M (+17.2%) vs. Q1 2021
Filed
Aug 10, 2021
SEC
Holdings of Centaurus Financial, Inc. in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
LAZRQLuminar Technologies, Inc.COM CL A8,725$192.0K<0.1%+3,733+74.8%AddedHistory
MAXRMaxar Technologies Inc.COM4,816$192.0K<0.1%+2,027+72.7%AddedHistory
VTRSViatris IncStock13,508$193.0K<0.1%+3,653+37.1%AddedHistory
iShares Tr464287580US CONSUM DISCRE2,488$193.0K<0.1%00.0%Unchanged–
TSCOTractor Supply CoCOM1,050$195.0K<0.1%−42−3.8%ReducedHistory
BGFVBig 5 Sporting Goods CorpCOM7,600$195.0K<0.1%+7,600NewHistory
BNYBank of New York Mellon CorpStock3,829$196.0K<0.1%+2+0.1%AddedHistory
MDTMedtronic plcStock1,595$198.0K<0.1%+133+9.1%AddedHistory
CNCCentene CorpStock2,721$198.0K<0.1%+625+29.8%AddedHistory
OHIOmega Healthcare Investors IncCOM5,459$198.0K<0.1%+1,672+44.2%AddedHistory
Kraneshares Trust500767306CSI CHI INTERNET2,835$198.0K<0.1%+152+5.7%Added–
iShares Tr464288760US AER DEF ETF1,813$199.0K<0.1%+320+21.4%Added–
URIUnited Rentals, Inc.COM624$199.0K<0.1%−449−41.8%ReducedHistory
EFTEaton Vance Floating-Rate Income TrustCOM14,000$201.0K<0.1%00.0%UnchangedHistory
First Tr Exchange-Traded FD33738D101NO AMER ENERGY8,289$203.0K<0.1%+8,289New–
OPPRiverNorth/DoubleLine Strategic Opportunity Fund, Inc.COM13,050$203.0K<0.1%+13,050NewHistory
NSCNorfolk Southern CorpStock767$204.0K<0.1%−42−5.2%ReducedHistory
EBSEmergent BioSolutions Inc.COM3,240$204.0K<0.1%−6,130−65.4%ReducedHistory
CENCenter Coast Brookfield MLP & Energy Infrastructure FundSHS BEN INT15,387$205.0K<0.1%−2,408−13.5%ReducedHistory
Invesco Exch Traded FD Tr II46138E537NATL AMT MUNI7,570$206.0K<0.1%+44+0.6%Added–
SPDR Series Trust78468R622ST BLOO HIGH ETF1,895$208.0K<0.1%−297−13.5%Reduced–
NMIHNMI Holdings, Inc.COM9,346$210.0K<0.1%+3,254+53.4%AddedHistory
First Tr Exchange-Traded FD337344105NASDAQ-100 SEL1,873$210.0K<0.1%00.0%Unchanged–
EMREmerson Electric CoStock2,197$211.0K<0.1%−85−3.7%ReducedHistory
TRVTravelers Companies, Inc.Stock1,410$211.0K<0.1%−35−2.4%ReducedHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR1,764$212.0K<0.1%+861+95.3%AddedHistory
SKYWSkywest IncCOM4,929$212.0K<0.1%−400−7.5%ReducedHistory
CMCCommercial Metals CoStock6,924$213.0K<0.1%+7+0.1%AddedHistory
GPCGenuine Parts CoStock1,688$213.0K<0.1%+260+18.2%AddedHistory
ALLAllstate CorpStock1,636$213.0K<0.1%+548+50.4%AddedHistory
iShares Tr464289875CORE 40 MODE ETF4,719$213.0K<0.1%−5,717−54.8%Reduced–
iShares Core High Dividend ETF46429B663ETF2,220$214.0K<0.1%−230−9.4%Reduced–
iShares Tr46435G672CORE INTL AGGR3,884$214.0K<0.1%−660−14.5%Reduced–
DLRDigital Realty Trust, Inc.COM1,419$214.0K<0.1%+1,419NewHistory
First Tr Exchange-Traded FD33734X119CONSUMR STAPLE3,778$215.0K<0.1%+173+4.8%Added–
First Tr Exch Traded FD III33739P608RIVRFRNT DYN DEV3,052$216.0K<0.1%−480−13.6%Reduced–
First Tr Exchange-Traded Alp33735J101COM SHS3,298$217.0K<0.1%−462−12.3%Reduced–
IQVIQVIA Holdings Inc.Stock900$218.0K<0.1%+150+20.0%AddedHistory
OLNOLIN CorpStock4,717$218.0K<0.1%−3,389−41.8%ReducedHistory
ETF Ser Solutions26922A305ALPCLONE ALTER2,579$218.0K<0.1%−42−1.6%Reduced–
Vanguard Malvern FDS922020805STRM INFPROIDX4,204$220.0K<0.1%+4,204New–
WisdomTree Tr97717W604US SMALLCAP DIVD6,929$221.0K<0.1%−8,658−55.5%Reduced–
Pacer FDS Tr69374H741DATA AND INFRAST5,505$222.0K<0.1%+68+1.3%Added–
iShares Tr464288851US OIL GS EX ETF3,900$223.0K<0.1%+3,900New–
RNGRingCentral, Inc.CL A770$224.0K<0.1%+770NewHistory
SPDR Series Trust78464A284ST NUVE HIGH ETF3,707$225.0K<0.1%+29+0.8%Added–
BLDRBuilders FirstSource, Inc.Stock5,400$230.0K<0.1%+5,400NewHistory
Vanguard Whitehall FDS921946794INTL HIGH ETF3,435$234.0K<0.1%00.0%Unchanged–
AYXAlteryx, Inc.COM CL A2,723$234.0K<0.1%+234+9.4%AddedHistory
PODDInsulet CorpStock855$235.0K<0.1%00.0%UnchangedHistory
FCFranklin Covey CoCOM7,256$235.0K<0.1%00.0%UnchangedHistory
iShares Tr46434V381FUTU EXPO TE ETF3,770$238.0K<0.1%+68+1.8%Added–
WTRGEssential Utilities, Inc.COM5,201$238.0K<0.1%+41+0.8%AddedHistory
CNXCConcentrix CorpStock1,493$240.0K<0.1%+1,493NewHistory
GSBDGoldman Sachs BDC, Inc.SHS12,258$240.0K<0.1%+1,100+9.9%AddedHistory
CBChubb LtdStock1,518$241.0K<0.1%+1,518NewHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF2,095$242.0K<0.1%+360+20.7%Added–
Dimensional U.S. Core Equity 2 ETF25434V708ETF8,991$243.0K<0.1%+8,991New–
CMICummins IncStock996$243.0K<0.1%+250+33.5%AddedHistory
ROKRockwell Automation, IncStock850$243.0K<0.1%+415+95.4%AddedHistory
First Tr Exchng Traded FD VI33740F748FT VEST US EQT6,746$244.0K<0.1%+1,330+24.6%Added–
TEKKTekkorp Digital Acquisition Corp.CL A25,000$244.0K<0.1%00.0%UnchangedHistory
ENPHEnphase Energy, Inc.Stock1,332$245.0K<0.1%−63−4.5%ReducedHistory
AEPAmerican Electric Power Co IncStock2,905$246.0K<0.1%+10.0%AddedHistory
iShares S&P Mid-Cap 400 Growth ETF464287606ETF3,035$246.0K<0.1%00.0%Unchanged–
WisdomTree Tr97717W562US SMALLCAP FUND4,991$246.0K<0.1%−5,541−52.6%Reduced–
SRNESorrento Therapeutics, Inc.COM NEW25,435$246.0K<0.1%00.0%UnchangedHistory
SHWSherwin Williams CoCOM907$247.0K<0.1%−494−35.3%ReducedConverted for a 3-for-1 splitHistory
NXHNeighborhood Intelligence, Inc.COM2,683$247.0K<0.1%+1,132+73.0%AddedHistory
iShares Tr46434V456MSCI INTL QUALTY6,450$249.0K<0.1%+1,012+18.6%Added–
SPDR Series Trust78464A581ST STR SP HCEQ1,924$249.0K<0.1%+49+2.6%Added–
EXASExact Sciences CorpCOM2,005$249.0K<0.1%00.0%UnchangedHistory
First Tr Exchange Traded FD33738R118NASD TECH DIV7,266$252.0K<0.1%+1,200+19.8%Added–
First Tr Exchange-Traded FD33733E872LUNT US FACTOR7,266$252.0K<0.1%+1,200+19.8%Added–
SMTCSemtech CorpStock3,705$255.0K<0.1%+3,705NewHistory
iShares S&P 500 Value ETF464287408ETF1,733$256.0K<0.1%+580+50.3%Added–
APTSPreferred Apartment Communities IncCOM26,210$256.0K<0.1%+2,474+10.4%AddedHistory
USLUnited States 12 Month Oil Fund, LPUNIT BEN INT10,000$256.0K<0.1%00.0%UnchangedHistory
AIC3.ai, Inc.Stock4,111$257.0K<0.1%+1,796+77.6%AddedHistory
NEMNEWMONT CorpStock4,092$259.0K<0.1%+4,092NewHistory
SPDR Ser Tr78468R127S&P INTERNET ETF1,415$259.0K<0.1%+1,415New–
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF3,449$261.0K<0.1%+424+14.0%Added–
ONOn Semiconductor CorpStock6,850$262.0K<0.1%+100+1.5%AddedHistory
NLYAnnaly Capital Management IncCOM29,569$263.0K<0.1%+11,246+61.4%AddedHistory
BRGBluerock Residential Growth REIT, Inc.COM CL A25,837$263.0K<0.1%−4,006−13.4%ReducedHistory
ABNBAirbnb, Inc.Stock1,732$265.0K<0.1%+345+24.9%AddedHistory
ProShares Tr74348A467S&P 500 DV ARIST2,934$266.0K<0.1%+1,251+74.3%Added–
EAElectronic Arts Inc.COM1,855$267.0K<0.1%−351−15.9%ReducedHistory
DGXQuest Diagnostics IncCOM2,033$268.0K<0.1%+2,033NewHistory
AODabrdn Total Dynamic Dividend FundCOM SH BEN INT26,616$271.0K<0.1%−2,388−8.2%ReducedHistory
ENVAEnova International, Inc.COM7,992$273.0K<0.1%−14−0.2%ReducedHistory
Goldman Sachs ETF Tr381430206ACTIVEBETA EME6,720$274.0K<0.1%−42−0.6%Reduced–
ANETArista Networks, Inc.COM760$275.0K<0.1%00.0%UnchangedHistory
GOFGuggenheim Strategic Opportunities FundCOM SBI12,753$276.0K<0.1%+2,450+23.8%AddedHistory
WBAWalgreens Boots Alliance, Inc.COM5,253$276.0K<0.1%+943+21.9%AddedHistory
SPDR Index Shs FDS78463X863ST DOW INTL ETF7,535$277.0K<0.1%−59−0.8%Reduced–
ADSKAutodesk, Inc.COM954$278.0K<0.1%+109+12.9%AddedHistory
ETJEaton Vance Risk-Managed Diversified Equity Income FundCOM24,332$280.0K<0.1%−129−0.5%ReducedHistory
WMWaste Management IncStock2,005$281.0K<0.1%+869+76.5%AddedHistory
Starboard Invt Tr85521B742ADAPTIVE ALPHA10,732$281.0K<0.1%+10,732New–

Options (5)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Centaurus Financial, Inc. in Q2 2021
SecurityClassPutsCalls
SNAPSnap IncStock–$183.0K
COTYCoty Inc.COM CL A–$90.0K
PRTSCarParts.com, Inc.COM–$79.0K
DLTHDuluth Holdings Inc.COM CL B–$63.0K
DBXDropbox, Inc.CL A–$58.0K

Sold out since Q1 2021 (57)

Positions held at the end of Q1 2021 that are gone from this filing.

Positions of Centaurus Financial, Inc. sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
Aphria Inc03765K104COM194,050$3.56M0.4%–
First Tr Exchange-Traded FD33734X184UTILITIES ALPH82,085$2.45M0.2%–
Invesco Exchange Traded FD T46137V340S&P500 EQL FIN43,816$2.45M0.2%–
Schwab Strategic Tr8085246985 10YR CORP BD42,919$2.20M0.2%–
IAC Interactivecorp New44891N109COM6,161$1.33M0.1%–
Fidelity Covington Trust316092873MSCI COMMNTN SVC24,670$1.22M0.1%–
Invesco Exch Traded FD Tr II46138E875DORSEY WRGT DVLP35,460$1.20M0.1%–
FS KKR Cap Corp II35952V303COM57,150$1.12M0.1%–
Flexshares Tr33939L506IBOXX 3R TARGT32,026$845.0K0.1%–
VRTXVertex Pharmaceuticals IncStock3,754$807.0K0.1%History
iShares Tr46434V878ULTRA SHORT DUR15,228$769.0K0.1%–
Colony CR Real Estate Inc19625T101COM CL A71,147$606.0K0.1%–
QDELQuidelOrtho CorpCOM4,589$587.0K0.1%History
DBIDesigner Brands Inc.CL A33,105$576.0K0.1%History
Experience Invt Corp30217C109COM CL A50,021$515.0K0.1%–
BBWIBath & Body Works, Inc.COM7,871$487.0K<0.1%History
Collaborative Investmnt Ser19423L672THE SPAC AND NEW17,060$486.0K<0.1%–
VXXBarclays Bank PLCIPTH SR B S&P31,867$363.0K<0.1%History
LULUlululemon athletica inc.Stock1,057$324.0K<0.1%History
FSLRFirst Solar, Inc.Stock3,290$287.0K<0.1%History
VSTVistra Corp.Stock15,355$271.0K<0.1%History
JWNNordstrom IncStock7,068$268.0K<0.1%History
iShares Tr464288604MRGSTR SM CP GR854$257.0K<0.1%–
iShares Tr464287812US CONSM STAPLES2,795$209.0K<0.1%–
IRDMIridium Communications Inc.COM5,004$206.0K<0.1%History
GNLGlobal Net Lease, Inc.COM NEW10,950$198.0K<0.1%History
BWABorgwarner IncCOM4,212$195.0K<0.1%History
iShares Tr464287150CORE S&P TTL STK1,925$176.0K<0.1%–
State Street SPDR S&P Bank ETF78464A797ETF3,294$171.0K<0.1%–
CSWCCapital Southwest CorpCOM7,374$163.0K<0.1%History
VACMarriott Vacations Worldwide CorpCOM884$154.0K<0.1%History
iShares Inc464286640MSCI CHILE ETF4,407$151.0K<0.1%–
iShares Tr464288844US OIL EQ&SV ETF11,288$151.0K<0.1%–
APTVAptiv PLCSHS1,070$148.0K<0.1%History
WisdomTree Tr97717X867EM LCL DEBT FD4,307$138.0K<0.1%–
iShares Tr46435G342MORTGE REL ETF3,859$136.0K<0.1%–
DBX ETF Tr233051820XTRACK MSCI ALL4,074$133.0K<0.1%–
QSQuantumScape CorpCOM CL A2,925$131.0K<0.1%History
CGCCanopy Growth CorpCOM3,999$128.0K<0.1%History
DHIHorton D R IncCOM1,408$125.0K<0.1%History
TOLToll Brothers, Inc.COM2,099$119.0K<0.1%History
Nuveen PFD & Incm Securties67072C105COM11,945$116.0K<0.1%–
LLYEli Lilly & CoStock616$115.0K<0.1%History
CNKCinemark Holdings, Inc.COM5,515$113.0K<0.1%History
DBX ETF Tr233051853XTRACK MSCI EURP3,348$109.0K<0.1%–
iShares Russell Midcap ETF464287499ETF1,440$106.0K<0.1%–
JDJD.com, Inc.SPON ADS CL A1,250$105.0K<0.1%History
FLGTFulgent Genetics, Inc.COM1,072$104.0K<0.1%History
DKDelek US Holdings, Inc.COM4,690$102.0K<0.1%History
Healthcare Realty Trust Inc42225P501CL A NEW3,704$102.0K<0.1%–
Global X FDS37954Y707RENEWABLE ENERGY6,359$101.0K<0.1%–
SBBPStrongbridge Biopharma plcSHS USD36,500$101.0K<0.1%History
Invesco Exchange Traded FD T46137V100AEROSPACE DEFN1,378$100.0K<0.1%–
BRSLBrightstar Lottery PLCSHS USD15,000$92.0K<0.1%History
POWWOutdoor Holding CoCOM13,694$81.0K<0.1%History
ELYSElys BMG Group, Inc.COM10,600$56.0K<0.1%History
NGLNGL Energy Partners LPCOM UNIT REPST11,315$23.0K<0.1%History