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Livermore
ZHEN

Caxton Associates LP

SEC CIK
0000872573
Latest filing
Feb 14, 2025

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 14, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
449
−77 vs. Q2 2022
Portfolio value
$582.1M
−$216.4M (−27.1%) vs. Q2 2022
Filed
Nov 14, 2022
SEC
Holdings of Caxton Associates LP in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
PFEPfizer IncStock2,865,750$125.4M21.5%−21,580−0.7%ReducedHistory
MRNAModerna, Inc.Stock238,760$28.2M4.9%+2,601+1.1%AddedHistory
AMZNAmazon Com IncStock236,531$26.7M4.6%+236,531NewHistory
GOOGLAlphabet Inc.Stock190,001$18.2M3.1%+188,601+13,471.5%AddedConverted for a 20-for-1 splitHistory
TMUST-Mobile US, Inc.Stock134,822$18.1M3.1%+65,721+95.1%AddedHistory
AVGOBroadcom Inc.Stock37,390$16.6M2.9%+37,390NewHistory
MRVLMarvell Technology, Inc.COM334,052$14.3M2.5%+334,052NewHistory
CMECME Group Inc.COM67,232$11.9M2.0%+7,232+12.1%AddedHistory
NFLXNetflix IncStock45,444$10.7M1.8%+41,177+965.0%AddedHistory
ONOn Semiconductor CorpStock151,325$9.43M1.6%+151,325NewHistory
LULUlululemon athletica inc.Stock31,500$8.81M1.5%+31,500NewHistory
AMDAdvanced Micro Devices IncStock115,544$7.32M1.3%+96,700+513.2%AddedHistory
MSFTMicrosoft CorpStock29,034$6.76M1.2%+29,034NewHistory
MUMicron Technology IncStock132,535$6.64M1.1%+126,820+2,219.1%AddedHistory
NVDANVIDIA CorpStock30,800$3.74M0.6%+30,800NewHistory
iShares Russell 2000 ETF464287655ETF19,700$3.25M0.6%+19,700New–
ETNEaton Corp plcStock19,550$2.61M0.4%+19,550NewHistory
State Street Health Care Select Sector SPDR ETF81369Y209ETF19,750$2.39M0.4%+19,750New–
INTCIntel CorpStock87,079$2.24M0.4%+47,670+121.0%AddedHistory
DPZDominos Pizza IncCOM7,083$2.20M0.4%+7,083NewHistory
BABAAlibaba Group Holding LtdADR25,750$2.06M0.4%+25,750NewHistory
GNTXGentex CorpCOM84,195$2.01M0.3%+39,811+89.7%AddedHistory
BSXBoston Scientific CorpStock50,000$1.94M0.3%+50,000NewHistory
TENTsakos Energy Navigation LtdSHS124,692$1.90M0.3%+88,604+245.5%AddedHistory
KMXCarMax IncCOM28,140$1.86M0.3%+28,140NewHistory
COOCooper Companies, Inc.COM NEW6,817$1.80M0.3%+5,285+345.0%AddedHistory
SMGScotts Miracle-Gro CoStock41,757$1.78M0.3%+27,842+200.1%AddedHistory
ADBEAdobe Inc.Stock6,455$1.78M0.3%+5,061+363.1%AddedHistory
WTMWhite Mountains Insurance Group LtdCOM1,356$1.77M0.3%+1,356NewHistory
WBAWalgreens Boots Alliance, Inc.COM55,507$1.74M0.3%+46,029+485.6%AddedHistory
NTGRNetgear, Inc.COM83,867$1.68M0.3%+26,081+45.1%AddedHistory
MMM3M CoStock14,930$1.65M0.3%−9,784−39.6%ReducedHistory
IDXXIDEXX Laboratories IncCOM4,823$1.57M0.3%+2,948+157.2%AddedHistory
CIENCiena CorpCOM NEW38,797$1.57M0.3%+30,132+347.7%AddedHistory
PNRPENTAIR plcSHS38,273$1.55M0.3%−3,312−8.0%ReducedHistory
CTSHCognizant Technology Solutions CorpCL A27,079$1.55M0.3%+8,388+44.9%AddedHistory
XRAYDentsply Sirona Inc.Stock54,060$1.53M0.3%+31,569+140.4%AddedHistory
AVNTAvient CorpCOM50,574$1.53M0.3%+50,574NewHistory
AOSSmith A O CorpCOM31,339$1.52M0.3%+9,716+44.9%AddedHistory
UPSUnited Parcel Service IncStock9,102$1.47M0.3%+9,102NewHistory
VRTXVertex Pharmaceuticals IncStock5,058$1.46M0.3%+3,943+353.6%AddedHistory
EWEdwards Lifesciences CorpStock17,395$1.44M0.2%+17,395NewHistory
STESTERIS plcSHS USD8,544$1.42M0.2%+8,544NewHistory
YPFYpf Sociedad AnonimaSPON ADR CL D228,500$1.42M0.2%+228,500NewHistory
ZTSZoetis Inc.Stock9,531$1.41M0.2%+5,027+111.6%AddedHistory
AKAMAkamai Technologies IncCOM17,572$1.41M0.2%+8,609+96.1%AddedHistory
CUZCousins Properties IncCOM NEW60,162$1.41M0.2%+15,700+35.3%AddedHistory
SITESiteOne Landscape Supply, Inc.COM13,284$1.38M0.2%+13,284NewHistory
MAMastercard IncStock4,858$1.38M0.2%+4,858NewHistory
LINLinde PLCSHS5,000$1.37M0.2%+5,000NewHistory
ICEIntercontinental Exchange, Inc.Stock15,039$1.36M0.2%−3,536−19.0%ReducedHistory
SSNCSS&C Technologies Holdings IncCOM28,428$1.36M0.2%+18,583+188.8%AddedHistory
FFIVF5, Inc.Stock9,275$1.34M0.2%+4,543+96.0%AddedHistory
TERTeradyne, IncStock17,826$1.34M0.2%+14,116+380.5%AddedHistory
CPRTCopart IncCOM12,578$1.34M0.2%+10,487+501.5%AddedHistory
EMREmerson Electric CoStock17,769$1.30M0.2%+13,668+333.3%AddedHistory
INFYInfosys LtdSPONSORED ADR75,830$1.29M0.2%+48,033+172.8%AddedHistory
ECHOEchoStar CORPCL A77,906$1.28M0.2%+16,142+26.1%AddedHistory
HPQHP IncStock51,210$1.28M0.2%+51,210NewHistory
SSTKShutterstock, Inc.COM25,265$1.27M0.2%−1,840−6.8%ReducedHistory
AZZAzz IncCOM34,380$1.25M0.2%+6,931+25.3%AddedHistory
VNTVontier CorpStock75,021$1.25M0.2%+61,548+456.8%AddedHistory
KSSKOHLS CorpStock49,742$1.25M0.2%+24,940+100.6%AddedHistory
PBFPBF Energy Inc.CL A34,865$1.23M0.2%+16,543+90.3%AddedHistory
ACNAccenture plcStock4,724$1.22M0.2%+1,329+39.1%AddedHistory
UHSUniversal Health Services IncCL B13,760$1.21M0.2%+1,544+12.6%AddedHistory
VEEVVeeva Systems IncStock7,326$1.21M0.2%+4,377+148.4%AddedHistory
AMEDAmedisys IncCOM12,386$1.20M0.2%+2,424+24.3%AddedHistory
VFCV F CorpStock39,494$1.18M0.2%−6,875−14.8%ReducedHistory
KRCKilroy Realty CorpCOM27,901$1.18M0.2%+20,063+256.0%AddedHistory
QGENQiagen N.V.SHS NEW28,039$1.16M0.2%+28,039NewHistory
DELLDell Technologies Inc.Stock33,705$1.15M0.2%+33,705NewHistory
ICPTIntercept Pharmaceuticals, Inc.COM82,358$1.15M0.2%+39,705+93.1%AddedHistory
SWKSSkyworks Solutions, Inc.Stock13,455$1.15M0.2%−2,968−18.1%ReducedHistory
TFXTeleflex IncCOM5,672$1.14M0.2%+2,380+72.3%AddedHistory
NPKNational Presto Industries IncCOM17,530$1.14M0.2%00.0%UnchangedHistory
VNDAVanda Pharmaceuticals Inc.COM115,351$1.14M0.2%+3,001+2.7%AddedHistory
CNOCNO Financial Group, Inc.COM63,304$1.14M0.2%00.0%UnchangedHistory
GNRCGenerac Holdings Inc.Stock6,376$1.14M0.2%+6,376NewHistory
BHFBrighthouse Financial, Inc.COM26,119$1.13M0.2%+11,459+78.2%AddedHistory
ZBRAZebra Technologies CorpCL A4,276$1.12M0.2%−1,112−20.6%ReducedHistory
MKTXMarketaxess Holdings IncCOM5,020$1.12M0.2%+268+5.6%AddedHistory
WHWyndham Hotels & Resorts, Inc.COM17,535$1.08M0.2%+17,535NewHistory
HSICHenry Schein IncCOM16,276$1.07M0.2%+9,619+144.5%AddedHistory
OTISOtis Worldwide CorpStock16,546$1.06M0.2%+12,057+268.6%AddedHistory
CGNXCognex CorpCOM25,429$1.05M0.2%−12,418−32.8%ReducedHistory
LXPLXP Industrial TrustCOM114,114$1.04M0.2%−7,136−5.9%ReducedHistory
ANIKAnika Therapeutics, Inc.COM43,804$1.04M0.2%+16,537+60.6%AddedHistory
UNPUnion Pacific CorpStock5,341$1.04M0.2%+1,388+35.1%AddedHistory
MDLZMondelez International, Inc.Stock18,937$1.04M0.2%+18,937NewHistory
RUNSunrun Inc.COM37,500$1.03M0.2%+37,500NewHistory
CAHCardinal Health IncStock15,506$1.03M0.2%−4,864−23.9%ReducedHistory
ACIWAci Worldwide, Inc.Stock49,417$1.03M0.2%+49,417NewHistory
HIWHighwoods Properties, Inc.COM38,140$1.03M0.2%+38,140NewHistory
ENOVEnovis CORPCOM22,295$1.03M0.2%+22,295NewHistory
RHIRobert Half Inc.COM13,415$1.03M0.2%−4,114−23.5%ReducedHistory
CHNGChange Healthcare Inc.COM37,206$1.02M0.2%−4,330−10.4%ReducedHistory
VVisa Inc.Stock5,731$1.02M0.2%+5,731NewHistory
MCDMcDonalds CorpStock4,368$1.01M0.2%+4,368NewHistory
YELLQYellow CorpCOM198,630$1.01M0.2%+184,398+1,295.7%AddedHistory

Options (14)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Caxton Associates LP in Q3 2022
SecurityClassPutsCalls
iShares Russell 2000 ETF464287655ETF$72.6M$8.25M
iShares Tr464288513IBOXX HI YD ETF$28.9M–
LULUlululemon athletica inc.Stock$12.6M–
State Street Technology Select Sector SPDR ETF81369Y803ETF–$11.9M
NVDANVIDIA CorpStock$8.50M–
MSFTMicrosoft CorpStock$6.41M–
ETNEaton Corp plcStock$5.00M–
iShares Inc464286400MSCI BRAZIL ETF–$4.78M
USOUnited States Oil Fund, LPUNITS–$2.93M
VanEck ETF Trust92189F106GOLD MINERS ETF–$2.46M
MRNAModerna, Inc.Stock–$1.77M
CRKComstock Resources IncCOM–$1.12M
AAPLApple Inc.Stock$760.0K–
COSTCostco Wholesale CorpStock$472.0K–

Sold out since Q2 2022 (258)

Positions held at the end of Q2 2022 that are gone from this filing.

The largest 100 of 258 by value last quarter.

Positions of Caxton Associates LP sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
FCXFreeport-McMoran IncStock3,886,500$113.7M14.2%History
APTVAptiv PLCSHS1,071,454$95.4M12.0%History
VALValaris LtdCL A451,426$19.1M2.4%History
SLViShares Silver TrustETF653,500$12.2M1.5%History
iShares Tr46428743220 YR TR BD ETF71,000$8.16M1.0%–
iShares Tr464287234MSCI EMG MKT ETF157,200$6.30M0.8%–
NENoble Corp plcEquities204,916$5.20M0.7%History
Invesco QQQ Trust Series I46090E103ETF16,450$4.61M0.6%–
SPDR Series Trust78468R556SP O&G EXPL PRO34,193$4.08M0.5%–
SAFMSanderson Farms IncCOM16,780$3.62M0.5%History
iShares Tr464287184CHINA LG-CAP ETF93,000$3.15M0.4%–
VanEck ETF Trust92189F106GOLD MINERS ETF110,200$3.02M0.4%–
CNHCNH Industrial N.V.SHS230,898$2.68M0.3%History
VIVTelefonica Brasil S.A.SPONSORED ADS231,517$2.10M0.3%History
HPPHudson Pacific Properties, Inc.COM137,476$2.04M0.3%History
LIILennox International IncCOM9,217$1.90M0.2%History
TELTE Connectivity plcREG SHS16,293$1.84M0.2%History
HHCHoward Hughes CorpCOM27,058$1.84M0.2%History
HCAHCA Healthcare, Inc.COM10,362$1.74M0.2%History
NYTNew York Times CoCL A61,629$1.72M0.2%History
JHGJanus Henderson Group Ltd.ORD SHS69,178$1.63M0.2%History
SHWSherwin Williams CoCOM6,840$1.53M0.2%History
SYKStryker CorpStock7,616$1.51M0.2%History
STAGSTAG Industrial, Inc.COM48,337$1.49M0.2%History
VRSKVerisk Analytics, Inc.COM8,190$1.42M0.2%History
MRKMerck & Co., Inc.Stock15,089$1.38M0.2%History
ROSTRoss Stores, Inc.COM18,574$1.30M0.2%History
JCIJohnson Controls International plcStock26,934$1.29M0.2%History
HLFHerbalife Ltd.COM SHS60,823$1.24M0.2%History
MZTIMarzetti CoCOM9,335$1.20M0.2%History
TGTTarget CorpStock8,129$1.15M0.1%History
BACBank of America CorpStock36,175$1.13M0.1%History
WMTWalmart Inc.Stock9,165$1.11M0.1%History
FBCFlagstar Bancorp IncCOM PAR .00131,413$1.11M0.1%History
TTTrane Technologies plcSHS8,534$1.11M0.1%History
SPNTSiriusPoint LtdCOM203,168$1.10M0.1%History
NTAPNetApp, Inc.Stock16,551$1.08M0.1%History
BNYBank of New York Mellon CorpStock25,787$1.08M0.1%History
DBCInvesco DB Commodity Index Tracking FundUNIT40,000$1.07M0.1%History
GEOGeo Group IncCOM161,507$1.07M0.1%History
GMGeneral Motors CoCOM33,517$1.06M0.1%History
FNFabrinetSHS13,059$1.06M0.1%History
NOVNOV Inc.COM62,307$1.05M0.1%History
Flagstar Bank, National Association649445103COM114,303$1.04M0.1%–
SYFSynchrony FinancialCOM36,804$1.02M0.1%History
AGCOAGCO CorpCOM10,288$1.01M0.1%History
WTSWatts Water Technologies IncCL A8,185$1.00M0.1%History
SWKStanley Black & Decker, Inc.COM9,229$968.0K0.1%History
PAYCPaycom Software, Inc.Stock3,414$956.0K0.1%History
QUREuniQure N.V.SHS48,854$911.0K0.1%History
ITTItt Inc.COM13,281$893.0K0.1%History
ANDEAndersons, Inc.COM26,736$882.0K0.1%History
NATINational Instruments CorpCOM27,719$866.0K0.1%History
WBDWarner Bros. Discovery, Inc.Stock62,832$843.0K0.1%History
ERIEErie Indemnity CoCL A4,314$829.0K0.1%History
BRK.BBerkshire Hathaway IncStock3,000$819.0K0.1%History
PFSIPennyMac Financial Services, Inc.COM18,657$815.0K0.1%History
PRGPROG Holdings, Inc.Stock49,248$813.0K0.1%History
AMGNAmgen IncStock3,296$802.0K0.1%History
PYPLPayPal Holdings, Inc.Stock11,462$801.0K0.1%History
ANFAbercrombie & Fitch CoCL A46,893$793.0K0.1%History
TXNTexas Instruments IncStock5,125$787.0K0.1%History
FLFoot Locker, Inc.COM30,934$781.0K0.1%History
PGProcter & Gamble CoStock5,404$777.0K0.1%History
JACKJack in the Box IncCOM13,836$776.0K0.1%History
XYLXylem Inc.COM9,865$771.0K0.1%History
EGYVaalco Energy IncCOM NEW109,284$758.0K0.1%History
GMEDGlobus Medical IncStock13,467$756.0K0.1%History
NAVINavient CorpCOM54,072$756.0K0.1%History
STNGScorpio Tankers Inc.SHS21,789$752.0K0.1%History
MURMurphy Oil CorpCOM23,856$720.0K0.1%History
INVAInnoviva, Inc.COM47,944$708.0K0.1%History
ILMNIllumina, Inc.COM3,672$677.0K0.1%History
DISHDISH Network CORPCL A37,562$673.0K0.1%History
AREAlexandria Real Estate Equities, Inc.COM4,532$657.0K0.1%History
ENTAEnanta Pharmaceuticals IncCOM13,843$654.0K0.1%History
EIXEdison InternationalStock10,139$641.0K0.1%History
VSATViasat IncCOM20,805$637.0K0.1%History
FAFFirst American Financial CorpStock11,889$629.0K0.1%History
RYTMRhythm Pharmaceuticals, Inc.COM151,213$628.0K0.1%History
BMYBristol Myers Squibb CoStock8,082$622.0K0.1%History
CMCSAComcast CorpStock15,248$598.0K0.1%History
SAGESage Therapeutics, Inc.COM18,426$595.0K0.1%History
KWRQuaker Chemical CorpCOM3,942$589.0K0.1%History
COFCapital One Financial CorpStock5,624$586.0K0.1%History
DCIDonaldson Co IncStock12,112$583.0K0.1%History
EFOREverforth IncCOM6,405$578.0K0.1%History
VOYAVoya Financial, Inc.COM9,669$576.0K0.1%History
ALSumisho Air Lease CorpCL A17,227$576.0K0.1%History
METAMeta Platforms, Inc.Stock3,542$571.0K0.1%History
HTLDHeartland Express IncCOM40,708$566.0K0.1%History
WSOWatsco IncCOM2,363$564.0K0.1%History
JBSSSanfilippo John B & Son IncCOM7,747$562.0K0.1%History
MYGNMyriad Genetics IncCOM29,319$533.0K0.1%History
EXPEExpedia Group, Inc.Stock5,596$531.0K0.1%History
Golden Ocean Group LtdG39637205SHS NEW45,600$531.0K0.1%–
STTState Street CorpCOM8,532$526.0K0.1%History
KEYSKeysight Technologies, Inc.Stock3,800$524.0K0.1%History
DRIDarden Restaurants IncCOM4,617$522.0K0.1%History
CDRCedar Realty Trust, Inc.COM NEW18,034$519.0K0.1%History