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Livermore
Livermore
ZHEN

Sphinx Trading, LP

SEC CIK
0000857956
Latest filing
Jan 31, 2022

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Jan 31, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
141
+9 vs. Q3 2021
Portfolio value
$96.8M
+$21.4M (+28.4%) vs. Q3 2021
Filed
Jan 31, 2022
SEC
Holdings of Sphinx Trading, LP in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
FINSAngel Oak Financial Strategies Income Term TrustCOM BEN INT1,240,375$21.2M21.9%+494,204+66.2%AddedHistory
Crypto 1 Acquisition CorpG3168A128UNIT 04/30/2028745,000$7.53M7.8%+745,000New–
OECOrion S.A.COM317,744$5.83M6.0%00.0%UnchangedHistory
BWBabcock & Wilcox Enterprises, Inc.COM600,698$5.42M5.6%+7,500+1.3%AddedHistory
GPREGreen Plains Inc.COM110,000$3.82M3.9%−9,044−7.6%ReducedHistory
B Riley Prin 250 Merger Corp05602L203UNIT 04/06/2026350,000$3.46M3.6%−100,000−22.2%Reduced–
African Gold Acquisition CorG0112R108SHS CL A320,094$3.10M3.2%+320,094New–
Galata Acquisition CorpG3R23A108SHS CL A288,735$2.79M2.9%−111,265−27.8%Reduced–
EACEdify Acquisition Corp.CL A273,114$2.67M2.8%00.0%UnchangedHistory
ACELAccel Entertainment, Inc.COM CL A1200,000$2.60M2.7%−16,500−7.6%ReducedHistory
AEAEUAltEnergy Acquisition CorpUNIT 10/29/2026250,025$2.52M2.6%+250,025NewHistory
Seaport Global Acquisition I81221H204UNIT 11/17/2026250,000$2.51M2.6%+250,000New–
Edify Acquisition Corp.28059Q202UNIT 11/25/2025221,417$2.21M2.3%00.0%Unchanged–
UISUnisys CorpCOM NEW100,000$2.06M2.1%+15,000+17.6%AddedHistory
SIRESisecam Resources LPCOM UNIT LTD100,000$1.65M1.7%00.0%UnchangedHistory
Quantum Fintech Acquistin Co74767A105COMMON STOCK164,723$1.63M1.7%−106,364−39.2%Reduced–
Evo Acquisition Corp30052G207UNIT 99/99/9999155,208$1.54M1.6%00.0%Unchanged–
Macondray Cap Acquisitn CorpG5853A123UNIT 05/31/2028150,000$1.50M1.5%00.0%Unchanged–
FTAIFTAI Aviation Ltd.COM REP LTD LIAB47,200$1.36M1.4%+16,200+52.3%AddedHistory
Parabellum Acquisition Corp.69901P208UNIT 99/99/9999104,868$1.06M1.1%−722−0.7%Reduced–
MGNIMagnite, Inc.COM50,000$875.0K0.9%+25,000+100.0%AddedHistory
Redbox Entertainment Inc-a75724T111Warrant / Rights825,636$859.0K0.9%+825,636New–
FMBIFirst Midwest Bancorp IncCOM37,137$761.0K0.8%00.0%UnchangedHistory
Mountain Crest Acquisition Corp. III62402U206UNIT 99/99/999970,000$690.0K0.7%−18,300−20.7%Reduced–
GSMFerroglobe PLCSHS100,000$621.0K0.6%+50,000+100.0%AddedHistory
ACVAACV Auctions Inc.COM CL A30,000$565.0K0.6%+30,000NewHistory
African Gold Acquisition CorG0112R124*W EXP 03/31/2021,098,000$540.0K0.6%+1,098,000New–
INFOIHS Markit Ltd.SHS4,000$532.0K0.5%00.0%UnchangedHistory
Rice Acquisition Corp IIG75529118UNIT 99/99/999950,000$526.0K0.5%00.0%Unchanged–
CITCit Group IncCOM NEW10,000$513.0K0.5%00.0%UnchangedHistory
Athene Holding Ltd.G0684D107CL A6,000$500.0K0.5%00.0%Unchanged–
RILYBRC Group Holdings, Inc.COM5,000$444.0K0.5%00.0%UnchangedHistory
ACBIAtlantic Capital Bancshares, Inc.COM15,200$437.0K0.5%00.0%UnchangedHistory
Sierra Metals Inc82639W106COM308,204$419.0K0.4%00.0%Unchanged–
KBALKimball International IncCL B40,000$409.0K0.4%00.0%UnchangedHistory
EMLEastern CoCOM15,000$376.0K0.4%00.0%UnchangedHistory
DRTTFDirtt Environmental Solutions LtdCOM165,000$360.0K0.4%+165,000NewHistory
FBCFlagstar Bancorp IncCOM PAR .0017,500$360.0K0.4%+7,500NewHistory
GWBGreat Western Bancorp, Inc.COM10,500$357.0K0.4%+1,500+16.7%AddedHistory
UMPQUmpqua Holdings CorpCOM17,800$342.0K0.4%+17,800NewHistory
GSKYGreenSky, Inc.CL A30,000$341.0K0.4%+10,000+50.0%AddedHistory
XNCRXencor IncCOM8,382$336.0K0.3%00.0%UnchangedHistory
TSCTriState Capital Holdings, Inc.COM10,800$327.0K0.3%+10,800NewHistory
ISBCInvestors Bancorp, Inc.COM20,000$303.0K0.3%00.0%UnchangedHistory
SLViShares Silver TrustETF14,000$301.0K0.3%−21,000−60.0%ReducedHistory
SPYSPDR S&P 500 ETF TrustETF600$285.0K0.3%+200+50.0%AddedHistory
Coherent Inc192479103COM1,000$267.0K0.3%−200−16.7%Reduced–
BMTCBryn Mawr Bank CorpCOM5,786$260.0K0.3%+5,786NewHistory
Atotech LtdG0625A105COM10,012$256.0K0.3%00.0%Unchanged–
STLSterling BancorpCOM9,799$253.0K0.3%00.0%UnchangedHistory
Nextnav Inc.65345N114*W EXP 10/28/202145,274$246.0K0.3%+145,274New–
MGPMGM Growth Properties LLCCL A COM5,600$229.0K0.2%00.0%UnchangedHistory
EPAYBottomline Technologies IncCOM4,000$226.0K0.2%+4,000NewHistory
PSXPPhillips 66 Partners LPCOM UNIT REP INT6,000$216.0K0.2%+6,000NewHistory
Kirkland Lake Gold Ltd49741E100COM5,000$210.0K0.2%+5,000New–
Monmouth Real Estate Investment Corp609720107CL A10,000$210.0K0.2%+3,000+42.9%Added–
Vonage Holdings Corp92886T201COM10,000$208.0K0.2%+10,000New–
NUANNuance Communications, Inc.COM3,700$205.0K0.2%−1,500−28.8%ReducedHistory
CIRCircor International IncCOM7,500$204.0K0.2%+7,500NewHistory
Teekay LNG Partners L PY8564M105PRTNRSP UNITS12,071$204.0K0.2%+12,071New–
XENTIntersect ENT, Inc.COM7,000$191.0K0.2%00.0%UnchangedHistory
WBTWelbilt, Inc.COM8,000$190.0K0.2%00.0%UnchangedHistory
Galata Acquisition CorpG3R23A116*W EXP 99/99/999400,000$188.0K0.2%00.0%Unchanged–
Del Taco Restaurants, Inc.245496104COM15,000$187.0K0.2%+15,000New–
FLOWSPX FLOW, Inc.COM2,100$182.0K0.2%+2,100NewHistory
VNEArriver Holdco, Inc.COM4,000$142.0K0.1%+3,400+566.7%AddedHistory
ARNAArena Pharmaceuticals IncCOM NEW1,500$139.0K0.1%+1,500NewHistory
ROGRogers CorpCOM500$137.0K0.1%+500NewHistory
CONECyrusOne Holdco LLCCOM1,500$135.0K0.1%+1,500NewHistory
QDELQuidelOrtho CorpCOM1,000$135.0K0.1%+1,000NewHistory
Quantum Fintech Acquistin Co74767A113*W EXP 01/30/202260,814$133.0K0.1%−31,886−10.9%Reduced–
NTICNorthern Technologies International CorpCOM8,501$130.0K0.1%00.0%UnchangedHistory
Composecure Inc20459V113*W EXP 12/27/20285,050$130.0K0.1%+85,050New–
Edify Acquisition Corp.28059Q111*W EXP 11/25/202248,350$127.0K0.1%00.0%Unchanged–
GCPGCP Applied Technologies Inc.COM4,000$127.0K0.1%+4,000NewHistory
QMCOQuantum CorpCOM NEW21,499$119.0K0.1%−2,526−10.5%ReducedHistory
CHNGChange Healthcare Inc.COM5,200$111.0K0.1%−2,300−30.7%ReducedHistory
XLNXXilinx IncCOM500$106.0K0.1%+500NewHistory
MCFEMcAfee Corp.COM CL A4,000$103.0K0.1%+4,000NewHistory
STFCState Auto Financial CORPCOM2,000$103.0K0.1%00.0%UnchangedHistory
CSPRCasper Sleep Inc.COM15,000$100.0K0.1%+15,000NewHistory
PAEPAE IncCOM CL A10,000$99.0K0.1%+10,000NewHistory
CERNCERNER CorpCOM1,000$93.0K0.1%+1,000NewHistory
NPTNNeophotonics CorpCOM6,000$92.0K0.1%+6,000NewHistory
TXNMTXNM Energy IncCOM2,000$91.0K0.1%−2,000−50.0%ReducedHistory
Healthcare Services Acqu Cor42227K112*W EXP 99/99/999164,132$85.0K0.1%00.0%Unchanged–
MIMEMimecast LtdORD SHS1,000$80.0K0.1%+1,000NewHistory
CPLGCorePoint Lodging Inc.COM5,000$79.0K0.1%+5,000NewHistory
PFNPIMCO Income Strategy Fund IICOM8,000$76.0K0.1%00.0%UnchangedHistory
ANATAmerican National Group IncCOM NEW400$76.0K0.1%00.0%UnchangedHistory
AZPNASPENTECH CorpCOM500$76.0K0.1%+500NewHistory
FRTAForterra, Inc.COM3,000$71.0K0.1%00.0%UnchangedHistory
FOEFerro CorpCOM3,000$65.0K0.1%−1,100−26.8%ReducedHistory
Signature BK New York N Y82669G104COM200$65.0K0.1%00.0%Unchanged–
AJRDAerojet Rocketdyne Holdings, Inc.COM1,000$47.0K<0.1%−3,000−75.0%ReducedHistory
BACBank of America CorpStock1,000$44.0K<0.1%00.0%UnchangedHistory
ProShares Tr74347B201PSHS ULTSH 20YRS2,625$44.0K<0.1%00.0%Unchanged–
CECOCeco Environmental CorpCOM6,790$42.0K<0.1%+790+13.2%AddedHistory
ENTGEntegris IncCOM300$42.0K<0.1%+300NewHistory
ARIApollo Commercial Real Estate Finance, Inc.COM3,002$40.0K<0.1%00.0%UnchangedHistory

Options (8)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Sphinx Trading, LP in Q4 2021
SecurityClassPutsCalls
INFOIHS Markit Ltd.SHS$532.0K–
Coherent Inc192479103COM$267.0K–
XLNXXilinx IncCOM$106.0K–
CHNGChange Healthcare Inc.COM$62.0K$43.0K
STFCState Auto Financial CORPCOM$103.0K–
OVVOvintiv Inc.COM$40.0K–
VNEArriver Holdco, Inc.COM$21.0K–
TXNMTXNM Energy IncCOM$18.0K–

Sold out since Q3 2021 (37)

Positions held at the end of Q3 2021 that are gone from this filing.

Positions of Sphinx Trading, LP sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
B Riley Principal 150 Merger05601V103COM CL A135,675$1.32M1.8%–
Seaport Global Acquisitn Cor812227114*W EXP 12/15/202906,773$852.0K1.1%–
CLWClearwater Paper CorpCOM20,000$767.0K1.0%History
CASHPathward Financial, Inc.COM10,000$525.0K0.7%History
PBCTPeople's United Financial, Inc.COM29,797$521.0K0.7%History
ELMDElectromed, Inc.Stock30,018$325.0K0.4%History
UFSDomtar CORPCOM NEW5,100$278.0K0.4%History
CADECadence BancorporationCL A12,500$275.0K0.4%History
KSUKansas City SouthernCOM NEW1,000$271.0K0.4%History
STMPStamps.com IncCOM NEW800$264.0K0.4%History
MGLNMagellan Health IncCOM NEW2,500$236.0K0.3%History
Spartacus Acquisition Corp84677L117*W EXP 10/31/202145,274$231.0K0.3%–
Angel Oak Finl Strategies IN03464A118RIGHT 10/14/20211,028,521$220.0K0.3%–
CXPColumbia Property Trust, Inc.COM NEW10,000$190.0K0.3%History
PPDPPD, Inc.COM4,000$187.0K0.2%History
CVACovanta Holding CorpCOM9,000$181.0K0.2%History
INOVInovalon Holdings, Inc.COM CL A4,500$181.0K0.2%History
Trillium Therapeutics Inc.89620X506COM NEW10,000$176.0K0.2%–
KDMNKadmon Holdings, Inc.COM20,000$174.0K0.2%History
CAI International, Inc.12477X106COM3,000$168.0K0.2%–
Roman DBDR Tech Acquisition77584N119*W EXP 10/31/20294,850$153.0K0.2%–
SAFMSanderson Farms IncCOM800$151.0K0.2%History
HRCHill-Rom Holdings, Inc.COM1,000$150.0K0.2%History
VERVEREIT, Inc.COM3,201$145.0K0.2%History
Echo Global Logistics, Inc.27875T101COM3,000$143.0K0.2%–
MDLAMedallia, Inc.COM4,000$135.0K0.2%History
Score Media & Gaming Inc80919D202CL A SUB VTG SHS3,600$123.0K0.2%–
XLRNAcceleron Pharma IncCOM700$120.0K0.2%History
ALTGAlta Equipment Group Inc.COMMON STOCK8,600$118.0K0.2%History
XONEExOne CoCOM4,500$105.0K0.1%History
Soliton, Inc.834251100COM5,000$102.0K0.1%–
Qad Inc74727D306CL A1,100$96.0K0.1%–
EXEExpand Energy CorpCOM1,000$62.0K0.1%History
EBSBMeridian Bancorp, Inc.COM1,804$37.0K<0.1%History
BVSBioventus Inc.COM CL A601$9.00K<0.1%History
ATOSAtossa Therapeutics, Inc.COM1,900$6.00K<0.1%History
NGLNGL Energy Partners LPCOM UNIT REPST2,500$6.00K<0.1%History