Knott David M
- SEC CIK
- 0000808722
- Latest filing
- Nov 12, 2021
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 12, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 149
- +3 vs. Q2 2021
- Portfolio value
- $239.9M
- −$19.7M (−7.6%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Tastemaker Acquisition Corp876545104 | COM CL A | 200,000 | $1.97M | 0.8% | 00.0% | Unchanged | – |
| EIGREiger BioPharmaceuticals, Inc. | COM | 312,492 | $2.09M | 0.9% | +25,938+9.1% | Added | History |
| HZACHorizon Acquisition Corp | COM CL A | 210,100 | $2.10M | 0.9% | +210,100 | New | History |
| HZNPHorizon Therapeutics Public Ltd Co | SHS | 20,000 | $2.19M | 0.9% | −12,000−37.5% | Reduced | History |
| ABAlliancebernstein Holding L.P. | UNIT LTD PARTN | 50,500 | $2.50M | 1.0% | 00.0% | Unchanged | History |
| BMYBristol Myers Squibb Co | Stock | 42,409 | $2.51M | 1.0% | −1,000−2.3% | Reduced | History |
| JPMJPMorgan Chase & Co | Stock | 16,740 | $2.74M | 1.1% | −1,430−7.9% | Reduced | History |
| UTHRUnited Therapeutics Corp | COM | 15,300 | $2.82M | 1.2% | 00.0% | Unchanged | History |
| AVDLAvadel Pharmaceuticals PLC | SPONSORED ADR | 301,864 | $2.96M | 1.2% | −3,058−1.0% | Reduced | History |
| KKRKKR & Co. Inc. | COM | 50,000 | $3.04M | 1.3% | −50,000−50.0% | Reduced | History |
| DNMRDanimer Scientific, Inc. | COM CL A | 200,000 | $3.27M | 1.4% | 00.0% | Unchanged | History |
| KAIRKairos Acquisition Corp. | CL A SHS | 345,463 | $3.34M | 1.4% | 00.0% | Unchanged | History |
| B Riley Prin 250 Merger Corp05602L104 | CLASS A COM | 350,000 | $3.40M | 1.4% | +350,000 | New | – |
| Live Oak Mobility Acquisi Co538126103 | COM CL A | 360,152 | $3.48M | 1.5% | 00.0% | Unchanged | – |
| Trillium Therapeutics Inc.89620X506 | COM NEW | 198,699 | $3.49M | 1.5% | 00.0% | Unchanged | – |
| REGNRegeneron Pharmaceuticals, Inc. | COM | 6,000 | $3.63M | 1.5% | 00.0% | Unchanged | History |
| EBCEastern Bankshares, Inc. | COM | 190,000 | $3.86M | 1.6% | −10,000−5.0% | Reduced | History |
| KWKennedy-Wilson Holdings, Inc. | COM | 210,000 | $4.39M | 1.8% | 00.0% | Unchanged | History |
| FSKFS KKR Capital Corp | COM | 199,825 | $4.40M | 1.8% | −195,350−49.4% | Reduced | History |
| Glass Houses Acquisition Cor37714P103 | CLASS A COM | 500,000 | $4.89M | 2.0% | 00.0% | Unchanged | – |
| PFEPfizer Inc | Stock | 114,500 | $4.92M | 2.1% | −5,400−4.5% | Reduced | History |
| Twelve Seas Investment Co. II90118T106 | COM CL A | 515,000 | $5.00M | 2.1% | 00.0% | Unchanged | – |
| Vulcan Infrastructure & Power Inc.39531G100 | CLASS A COM | 224,000 | $5.72M | 2.4% | +224,000 | New | – |
| MDWTMidwest Holding Inc. | COM NEW | 170,000 | $6.61M | 2.8% | +5,000+3.0% | Added | History |
| KDMNKadmon Holdings, Inc. | COM | 989,450 | $8.62M | 3.6% | +151,260+18.0% | Added | History |
| MITAColiseum Acquisition Corp. | CLASS A ORD SHS | 984,835 | $9.56M | 4.0% | +984,835 | New | History |
| UPLDUpland Software, Inc. | COM | 300,000 | $10.0M | 4.2% | 00.0% | Unchanged | History |
| LGNDLigand Pharmaceuticals Inc | COM NEW | 75,000 | $10.4M | 4.4% | 00.0% | Unchanged | History |
| FTAIFTAI Aviation Ltd. | COM REP LTD LIAB | 497,700 | $12.6M | 5.3% | 00.0% | Unchanged | History |
| GOOGAlphabet Inc. | Stock | 5,600 | $14.9M | 6.2% | 00.0% | Unchanged | History |
| APOApollo Global Management, Inc. | COM CL A | 250,000 | $15.4M | 6.4% | −50,000−16.7% | Reduced | History |
| CLMTCalumet, Inc. | UT LTD PARTNER | 3,567,500 | $28.2M | 11.8% | +414,200+13.1% | Added | History |
| Roth CH Acquisition III Co77867Q110 | *W EXP 02/26/202 | 25,000 | – | – | 00.0% | Unchanged | – |
| Tastemaker Acquisition Corp876545112 | *W EXP 01/07/202 | 100,000 | – | – | 00.0% | Unchanged | – |
| African Gold Acquisition CorG0112R124 | *W EXP 03/31/202 | 463,500 | – | – | 00.0% | Unchanged | – |
| Kairos Acquisition Corp.G52110106 | *W EXP 11/30/202 | 146,528 | – | – | 00.0% | Unchanged | – |
| B Riley Principal 150 Merger05601V111 | *W EXP 03/01/202 | 58,986 | – | – | 00.0% | Unchanged | – |
| B Riley Prin 250 Merger Corp05602L112 | *W EXP 04/01/202 | 116,666 | – | – | +116,666 | New | – |
| Doma Holdings IN25703A112 | EQUITY WRT | 83,333 | – | – | +83,333 | New | – |
| Glass Houses Acquisition Cor37714P111 | *W EXP 03/25/202 | 250,000 | – | – | 00.0% | Unchanged | – |
| Live Oak Mobility Acquisi Co538126111 | *W EXP 03/04/202 | 72,030 | – | – | 00.0% | Unchanged | – |
| Longview Acquisition Corp. II54319Q113 | *W EXP 99/99/999 | 12,780 | – | – | 00.0% | Unchanged | – |
| Twelve Seas Investment Co. II90118T114 | *W EXP 03/02/202 | 171,666 | – | – | 00.0% | Unchanged | – |
| Warrior Technologies Acqui C936273119 | *W EXP 03/31/202 | 12,500 | – | – | 00.0% | Unchanged | – |
| Ibere PharmaceuticalsG46843119 | *W EXP 03/01/202 | 18,000 | – | – | 00.0% | Unchanged | – |
| Independence Holdings CorpG4761A127 | *W EXP 03/31/202 | 1,900 | – | – | 00.0% | Unchanged | – |
| Medicus Sciences AcquisitionG5960S124 | *W EXP 02/12/202 | 22,222 | – | – | 00.0% | Unchanged | – |
| Colombier Acquisition Corp19533H116 | *W EXP 99/99/999 | 26,666 | – | – | +26,666 | New | – |
| Coliseum Acquisition Corp.G2263T107 | *W EXP 08/22/202 | 495,000 | – | – | +495,000 | New | – |
Options (1)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| Greenidge Generation Holdings Inc.39531G950 | Common | $11.5M | – |
Sold out since Q2 2021 (17)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| MITAUColiseum Acquisition Corp. | UNIT 04/02/2028 | 1,485,000 | $14.7M | 5.7% | History |
| Pershing Square Tontine Hldg71531R109 | COM CL A | 275,000 | $6.26M | 2.4% | – |
| CNSTConstellation Pharmaceuticals Inc | COM | 91,909 | $3.11M | 1.2% | History |
| HZONHorizon Acquisition Corp II | SHS CL A | 210,100 | $2.09M | 0.8% | History |
| Medicus Science Acquisition, Corp.G59605108 | Common | 200,000 | $1.93M | 0.7% | – |
| INSEInspired Entertainment, Inc. | COM | 100,000 | $1.27M | 0.5% | History |
| Colombier Acquisition Corp19533H207 | UNIT 99/99/9999 | 80,000 | $794.0K | 0.3% | – |
| IBMInternational Business Machines Corp | Stock | 4,284 | $628.0K | 0.2% | History |
| Macquarie Infrastructure Cor55608B105 | COM | 13,150 | $503.0K | 0.2% | – |
| PRGOPERRIGO Co plc | SHS | 4,915 | $225.0K | 0.1% | History |
| TPSTTempest Therapeutics, Inc. | COM | 13,833 | $155.0K | 0.1% | History |
| CUZCousins Properties Inc | COM NEW | 3,357 | $123.0K | <0.1% | History |
| EDITEditas Medicine, Inc. | COM | 1,000 | $57.0K | <0.1% | History |
| VRCAVerrica Pharmaceuticals Inc. | COM | 1,375 | $16.0K | <0.1% | History |
| VTRSViatris Inc | Stock | 794 | $11.0K | <0.1% | History |
| Arc Resources Ltd00208D408 | COM | 1,348 | $11.0K | <0.1% | – |
| Capitol Investment Corp V14064F118 | *W EXP 99/99/999 | 83,333 | – | – | – |