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Livermore
Livermore
ZHEN

Conning Inc.

SEC CIK
0000801051
Latest filing
Jul 30, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Jan 30, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
347
+19 vs. Q3 2023
Portfolio value
$2.87B
+$130.3M (+4.7%) vs. Q3 2023
Filed
Jan 30, 2024
SEC
Holdings of Conning Inc. in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
SPYSPDR S&P 500 ETF TrustETF165,275$78.6M2.7%00.0%UnchangedHistory
iShares Core S&P 500 ETF464287200ETF111,950$53.5M1.9%−8,980−7.4%Reduced–
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF416,358$46.1M1.6%+12,900+3.2%Added–
iShares Core S&P Small Cap ETF464287804ETF396,628$42.9M1.5%+24,939+6.7%Added–
AVGOBroadcom Inc.Stock35,599$39.7M1.4%−7,055−16.5%ReducedHistory
CATCaterpillar IncStock133,826$39.5M1.4%+3,526+2.7%AddedHistory
JPMJPMorgan Chase & CoStock232,390$39.5M1.4%−32,036−12.1%ReducedHistory
Vanguard Scottsdale FDS92206C813LG-TERM COR BD478,554$38.4M1.3%00.0%Unchanged–
HDHome Depot, Inc.Stock109,135$37.7M1.3%−4,005−3.5%ReducedHistory
QCOMQualcomm IncStock260,945$37.7M1.3%−47,015−15.3%ReducedHistory
ABBVAbbVie Inc.Stock242,746$37.5M1.3%−9,330−3.7%ReducedHistory
CVSCVS Health CorpStock475,262$37.4M1.3%−59,575−11.1%ReducedHistory
BACBank of America CorpStock1,105,078$37.1M1.3%−148,775−11.9%ReducedHistory
PNCPNC Financial Services Group, Inc.Stock238,705$36.9M1.3%−51,880−17.9%ReducedHistory
TXNTexas Instruments IncStock216,685$36.9M1.3%+5,750+2.7%AddedHistory
iShares Tr464288588MBS ETF387,672$36.5M1.3%00.0%Unchanged–
CSCOCisco Systems, Inc.Stock717,440$36.2M1.3%+66,190+10.2%AddedHistory
MSMorgan StanleyStock387,816$36.1M1.3%−5,534−1.4%ReducedHistory
BLKBlackRock, Inc.COM44,451$36.0M1.3%−6,576−12.9%ReducedHistory
ADIAnalog Devices IncStock181,560$36.0M1.3%−12,453−6.4%ReducedHistory
UNPUnion Pacific CorpStock145,511$35.7M1.2%−19,205−11.7%ReducedHistory
ITWIllinois Tool Works IncStock135,114$35.3M1.2%−10,068−6.9%ReducedHistory
CMCSAComcast CorpStock805,052$35.2M1.2%−3,433−0.4%ReducedHistory
GILDGilead Sciences, Inc.Stock430,096$34.8M1.2%−39,181−8.3%ReducedHistory
CMICummins IncStock145,332$34.7M1.2%−5,105−3.4%ReducedHistory
PFEPfizer IncStock1,208,125$34.7M1.2%+142,872+13.4%AddedHistory
MDLZMondelez International, Inc.Stock479,560$34.7M1.2%−37,616−7.3%ReducedHistory
BMYBristol Myers Squibb CoStock676,087$34.6M1.2%+80,386+13.5%AddedHistory
TGTTarget CorpStock243,349$34.6M1.2%−38,488−13.7%ReducedHistory
TRVTravelers Companies, Inc.Stock181,420$34.5M1.2%−36,232−16.6%ReducedHistory
RTXRTX CorpStock410,206$34.4M1.2%−12,532−3.0%ReducedHistory
PEPPepsiCo IncStock202,339$34.3M1.2%−4,926−2.4%ReducedHistory
KOCoca Cola CoStock580,123$34.1M1.2%−31,977−5.2%ReducedHistory
PGProcter & Gamble CoStock232,126$34.0M1.2%−13,810−5.6%ReducedHistory
UPSUnited Parcel Service IncStock215,484$33.8M1.2%−923−0.4%ReducedHistory
ADPAutomatic Data Processing IncStock145,296$33.8M1.2%+2,542+1.8%AddedHistory
COPConocoPhillipsStock290,647$33.7M1.2%+877+0.3%AddedHistory
MCDMcDonalds CorpStock112,058$33.2M1.2%−10,006−8.2%ReducedHistory
ABTAbbott LaboratoriesStock301,524$33.1M1.2%−31,131−9.4%ReducedHistory
AFLAflac IncStock400,362$33.0M1.1%−71,038−15.1%ReducedHistory
AMPAmeriprise Financial IncCOM86,763$32.9M1.1%−10,052−10.4%ReducedHistory
BBYBest Buy Co IncStock417,244$32.6M1.1%−24,613−5.6%ReducedHistory
KMBKimberly Clark CorpStock266,240$32.3M1.1%−7,883−2.9%ReducedHistory
DOWDow Inc.Stock589,230$32.2M1.1%−14,792−2.4%ReducedHistory
GDGeneral Dynamics CorpStock124,315$32.2M1.1%−23,788−16.1%ReducedHistory
LMTLockheed Martin CorpStock70,883$32.1M1.1%−5,582−7.3%ReducedHistory
XOMExxonMobil Holdings CorpCOM320,531$32.0M1.1%+291,290+996.2%AddedHistory
CLColgate Palmolive CoStock401,293$31.9M1.1%−60,809−13.2%ReducedHistory
CMECME Group Inc.COM150,940$31.7M1.1%−22,026−12.7%ReducedHistory
JNJJohnson & JohnsonStock202,721$31.7M1.1%−10,335−4.9%ReducedHistory
MTBM&T Bank CorpCOM231,345$31.6M1.1%−32,311−12.3%ReducedHistory
PAYXPaychex IncStock266,056$31.6M1.1%−21,968−7.6%ReducedHistory
GPCGenuine Parts CoStock227,942$31.5M1.1%+12,634+5.9%AddedHistory
HPQHP IncStock1,046,234$31.4M1.1%−46,048−4.2%ReducedHistory
SBUXStarbucks CorpStock317,008$30.4M1.1%−28,496−8.2%ReducedHistory
EOGEOG Resources IncStock250,712$30.3M1.1%+2,323+0.9%AddedHistory
CTRACoterra Energy Inc.Stock1,172,531$29.9M1.0%+9,548+0.8%AddedHistory
Ssga Active ETF Tr78467V608ST STR BL LN ETF641,275$26.9M0.9%+10.0%Added–
MDYSPDR S&P Midcap 400 ETF TrustETF47,832$24.3M0.8%−775−1.6%ReducedHistory
Vanguard S&P 500 ETF922908363ETF54,555$23.8M0.8%−12,250−18.3%Reduced–
PMPhilip Morris International Inc.Stock253,497$23.8M0.8%−3,237−1.3%ReducedHistory
AAPLApple Inc.Stock121,933$23.5M0.8%+279+0.2%AddedHistory
iShares MSCI Eafe ETF464287465ETF308,041$23.2M0.8%−10,698−3.4%Reduced–
MSFTMicrosoft CorpStock60,799$22.9M0.8%−1,066−1.7%ReducedHistory
iShares Tr464288513IBOXX HI YD ETF258,395$20.0M0.7%00.0%Unchanged–
iShares Tr46428743220 YR TR BD ETF193,000$19.1M0.7%00.0%Unchanged–
SPDR Series Trust78468R622ST BLOO HIGH ETF200,000$18.9M0.7%00.0%Unchanged–
iShares Core S&P Mid-Cap ETF464287507ETF66,148$18.3M0.6%−2,894−4.2%Reduced–
Vanguard BD Index FDS921937793LONG TERM BOND210,000$15.7M0.5%00.0%Unchanged–
iShares Russell Midcap ETF464287499ETF190,402$14.8M0.5%00.0%Unchanged–
iShares Tr464288281JPMORGAN USD EMG149,000$13.3M0.5%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138G805TAXABLE MUN BD470,000$12.6M0.4%00.0%Unchanged–
NVDANVIDIA CorpStock25,376$12.6M0.4%−993−3.8%ReducedHistory
iShares Russell 2000 ETF464287655ETF61,892$12.4M0.4%00.0%Unchanged–
iShares Tr464288687PFD AND INCM SEC390,500$12.2M0.4%00.0%Unchanged–
Vanguard Morningstar Total Stock Market ETF922908769ETF49,266$11.7M0.4%00.0%Unchanged–
Global X FDS37954Y657US PFD ETF580,200$11.3M0.4%00.0%Unchanged–
Akamai Technologies Inc00971TAJ0NOTE 0.125% 5/0–$9.04M0.3%–––
iShares Tr46434V4070-5YR HI YL CP210,194$8.87M0.3%00.0%Unchanged–
Vanguard Total Bond Market ETF921937835ETF119,575$8.79M0.3%00.0%Unchanged–
AMZNAmazon Com IncStock57,666$8.76M0.3%−5,345−8.5%ReducedHistory
Schwab U.S. Large-Cap Growth ETF808524300ETF101,754$8.44M0.3%00.0%Unchanged–
iShares Core MSCI Eafe ETF46432F842ETF118,845$8.36M0.3%00.0%Unchanged–
Parsons Corp70202LAB8NOTE 0.250% 8/1–$8.03M0.3%–––
VanEck ETF Trust92189H300JP MRGAN EM LOC310,000$7.86M0.3%00.0%Unchanged–
VVisa Inc.Stock28,284$7.36M0.3%−80−0.3%ReducedHistory
UNHUnitedHealth Group IncStock13,945$7.34M0.3%−629−4.3%ReducedHistory
Pioneer Nat Res Co723787AP2NOTE 0.250% 5/1–$7.33M0.3%–––
iShares Russell 1000 Growth ETF464287614ETF24,087$7.30M0.3%00.0%Unchanged–
WFC.PLWells Fargo & CompanyPERP PFD CNV A6,065$7.25M0.3%−1,400−18.8%ReducedHistory
LLYEli Lilly & CoStock12,342$7.19M0.3%−84−0.7%ReducedHistory
iShares Core MSCI Emerging Markets ETF46434G103ETF137,998$6.98M0.2%00.0%Unchanged–
Bank of Amer Corp0605056827.25%CNV PFD L5,785$6.97M0.2%−1,400−19.5%Reduced–
MAMastercard IncStock16,295$6.95M0.2%+349+2.2%AddedHistory
GOOGLAlphabet Inc.Stock47,146$6.59M0.2%−5,440−10.3%ReducedHistory
Expedia Group, Inc.30212PBE4NOTE 2/1–$6.49M0.2%–––
iShares Russell Mid-Cap Growth ETF464287481ETF59,830$6.25M0.2%+7,473+14.3%Added–
iShares Russell Mid-Cap Value ETF464287473ETF53,486$6.22M0.2%+7,756+17.0%Added–
WisdomTree Tr97717X701EUROPE HEDGED EQ144,030$6.17M0.2%00.0%Unchanged–
Euronet Worldwide, Inc.298736AL3NOTE 0.750% 3/1–$6.00M0.2%–––

Sold out since Q3 2023 (7)

Positions held at the end of Q3 2023 that are gone from this filing.

Positions of Conning Inc. sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375ETF62,970$1.98M0.1%–
iShares Tr464287622RUS 1000 ETF2,316$544.1K<0.1%–
Vanguard Scottsdale FDS92206C599VNG RUS3000IDX2,830$539.8K<0.1%–
Vanguard Information Technology ETF92204A702ETF1,160$481.3K<0.1%–
ATVIActivision Blizzard, Inc.COM4,960$464.4K<0.1%History
SPDR Series Trust78464A763ST STR SP DIV3,575$411.2K<0.1%–
HPEHewlett Packard Enterprise CoCOM10,003$173.8K<0.1%History