Skip to main content
Livermore
Livermore
ZHEN

Conning Inc.

SEC CIK
0000801051
Latest filing
Jul 30, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Oct 26, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
328
−20 vs. Q2 2023
Portfolio value
$2.74B
−$246.1M (−8.2%) vs. Q2 2023
Filed
Oct 26, 2023
SEC
Holdings of Conning Inc. in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
VLOValero Energy CorpStock3,095$438.6K<0.1%+40+1.3%AddedHistory
JFRNuveen Floating Rate Income FundCOM54,000$443.3K<0.1%00.0%UnchangedHistory
ETEnergy Transfer LPCOM UT LTD PTN31,667$444.3K<0.1%−40,905−56.4%ReducedHistory
APDAir Products & Chemicals, Inc.Stock1,584$448.9K<0.1%−25−1.6%ReducedHistory
PYPLPayPal Holdings, Inc.Stock7,683$449.1K<0.1%+170+2.3%AddedHistory
KRKroger CoStock10,192$456.1K<0.1%00.0%UnchangedHistory
NOWServiceNow, Inc.Stock816$456.1K<0.1%−11−1.3%ReducedHistory
SLBSLB LimitedStock7,863$458.4K<0.1%−120−1.5%ReducedHistory
FDXFedEx CorpStock1,750$463.6K<0.1%−25−1.4%ReducedHistory
HUMHumana IncStock953$463.7K<0.1%−20−2.1%ReducedHistory
ATVIActivision Blizzard, Inc.COM4,960$464.4K<0.1%+170+3.5%AddedHistory
REGNRegeneron Pharmaceuticals, Inc.COM570$469.1K<0.1%−9−1.6%ReducedHistory
SOSouthern CoStock7,276$470.9K<0.1%−110−1.5%ReducedHistory
FISVFiserv IncStock4,251$480.2K<0.1%00.0%UnchangedHistory
Invesco QQQ Trust Series I46090E103ETF1,341$480.4K<0.1%00.0%Unchanged–
Vanguard Information Technology ETF92204A702ETF1,160$481.3K<0.1%00.0%Unchanged–
NOCNorthrop Grumman CorpStock1,103$485.5K<0.1%−20−1.8%ReducedHistory
PSXPhillips 66Stock4,058$487.6K<0.1%00.0%UnchangedHistory
BDXBecton Dickinson & CoStock1,952$504.7K<0.1%−30−1.5%ReducedHistory
IBMInternational Business Machines CorpStock3,636$510.1K<0.1%+100+2.8%AddedHistory
MCKMcKesson CorpStock1,179$512.7K<0.1%−25−2.1%ReducedHistory
CSXCSX CorpStock16,879$519.0K<0.1%−250−1.5%ReducedHistory
VRTXVertex Pharmaceuticals IncStock1,518$527.9K<0.1%−20−1.3%ReducedHistory
MUMicron Technology IncStock7,840$533.4K<0.1%−100−1.3%ReducedHistory
Vanguard Scottsdale FDS92206C599VNG RUS3000IDX2,830$539.8K<0.1%00.0%Unchanged–
AONAon plcCL A1,675$543.1K<0.1%+45+2.8%AddedHistory
AMTAmerican Tower CorpREIT3,306$543.7K<0.1%−30−0.9%ReducedHistory
iShares Tr464287622RUS 1000 ETF2,316$544.1K<0.1%−2,548−52.4%Reduced–
ZTSZoetis Inc.Stock3,132$544.9K<0.1%+80+2.6%AddedHistory
BSXBoston Scientific CorpStock10,522$555.6K<0.1%−140−1.3%ReducedHistory
iShares Tr464288885EAFE GRWTH ETF6,830$589.4K<0.1%00.0%Unchanged–
PGRProgressive CorpStock4,290$597.6K<0.1%+100+2.4%AddedHistory
CCitigroup IncStock14,811$609.2K<0.1%+250+1.7%AddedHistory
CICigna GroupStock2,134$610.5K<0.1%+25+1.2%AddedHistory
MPCMarathon Petroleum CorpStock4,047$612.5K<0.1%+60+1.5%AddedHistory
GEGeneral Electric CoStock5,680$627.9K<0.1%+170+3.1%AddedHistory
CBChubb LtdStock3,054$635.8K<0.1%+50+1.7%AddedHistory
SYKStryker CorpStock2,376$649.3K<0.1%−25−1.0%ReducedHistory
CSQCalamos Strategic Total Return FundCOM SH BEN INT46,338$652.0K<0.1%+959+2.1%AddedHistory
OKEONEOK IncCOM10,599$672.3K<0.1%+3,240+44.0%AddedHistory
TAT&T Inc.Stock44,884$674.2K<0.1%+640+1.4%AddedHistory
AXPAmerican Express CoStock4,535$676.6K<0.1%+60+1.3%AddedHistory
MRSHMarsh & McLennan Companies, Inc.Stock3,728$709.4K<0.1%−40−1.1%ReducedHistory
SPGIS&P Global Inc.Stock1,950$712.5K<0.1%+25+1.3%AddedHistory
WMBWilliams Companies, Inc.COM21,397$720.9K<0.1%00.0%UnchangedHistory
BABoeing CoStock3,806$729.5K<0.1%−40−1.0%ReducedHistory
ISRGIntuitive Surgical IncCOM NEW2,555$746.8K<0.1%−30−1.2%ReducedHistory
GSGoldman Sachs Group IncStock2,330$753.9K<0.1%+40+1.7%AddedHistory
ELVElevance Health, Inc.Stock1,755$764.2K<0.1%+25+1.4%AddedHistory
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM108,981$803.2K<0.1%+2,258+2.1%AddedHistory
NEENextera Energy IncStock14,288$818.6K<0.1%+190+1.3%AddedHistory
BKNGBooking Holdings Inc.Stock280$863.5K<0.1%+3+1.1%AddedHistory
iShares Tr464288877EAFE VALUE ETF18,053$883.3K<0.1%00.0%Unchanged–
INTCIntel CorpStock26,254$933.3K<0.1%+610+2.4%AddedHistory
HONHoneywell International IncCOM5,091$940.5K<0.1%+50+1.0%AddedHistory
DISWalt Disney CoStock12,123$982.6K<0.1%+100+0.8%AddedHistory
DEDeere & CoStock2,641$996.7K<0.1%+25+1.0%AddedHistory
WECWec Energy Group, Inc.Stock12,944$1.04M<0.1%00.0%UnchangedHistory
AMGNAmgen IncStock4,034$1.08M<0.1%+40+1.0%AddedHistory
Schwab U.S. Large-Cap Value ETF808524409ETF17,059$1.10M<0.1%−64,949−79.2%Reduced–
AMDAdvanced Micro Devices IncStock10,925$1.12M<0.1%+140+1.3%AddedHistory
LINLinde PLCStock3,100$1.15M<0.1%−340−9.9%ReducedHistory
PLDPrologis, Inc.REIT10,411$1.17M<0.1%+100+1.0%AddedHistory
ORCLOracle CorpStock11,439$1.21M<0.1%−2,098−15.5%ReducedHistory
CRMSalesforce, Inc.Stock5,986$1.21M<0.1%+40+0.7%AddedHistory
LOWLowes Companies IncStock5,924$1.23M<0.1%−759−11.4%ReducedHistory
iShares S&P Small-Cap 600 Growth ETF464287887ETF11,320$1.24M<0.1%00.0%Unchanged–
State Street SPDR Portfolio Long Term Corporate Bond ETF78464A367ETF60,000$1.27M<0.1%00.0%Unchanged–
WFCWells Fargo & CompanyStock31,296$1.28M<0.1%+150+0.5%AddedHistory
ADMArcher-Daniels-Midland CoStock17,325$1.31M<0.1%−90−0.5%ReducedHistory
VZVerizon Communications IncStock41,509$1.35M<0.1%+310+0.8%AddedHistory
NFLXNetflix IncStock3,589$1.36M<0.1%+45+1.3%AddedHistory
DDominion Energy, IncStock34,307$1.53M0.1%00.0%UnchangedHistory
ACNAccenture plcStock5,151$1.58M0.1%+40+0.8%AddedHistory
iShares S&P Small-Cap 600 Value ETF464287879ETF17,776$1.59M0.1%00.0%Unchanged–
EVRGEvergy, Inc.Stock33,792$1.71M0.1%00.0%UnchangedHistory
COSTCostco Wholesale CorpStock3,197$1.81M0.1%−331−9.4%ReducedHistory
ADBEAdobe Inc.Stock3,832$1.95M0.1%+20+0.5%AddedHistory
CRHCRH Public Ltd CoORD36,135$1.98M0.1%−3,153−8.0%ReducedHistory
CNQCanadian Natural Resources LtdCOM30,595$1.98M0.1%−3,077−9.1%ReducedHistory
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375ETF62,970$1.98M0.1%00.0%Unchanged–
CVXChevron CorpStock11,834$2.00M0.1%+50+0.4%AddedHistory
PFGPrincipal Financial Group IncCOM28,162$2.03M0.1%−1,850−6.2%ReducedHistory
VMRKVivmark ResidentialSH BEN INT35,722$2.10M0.1%00.0%UnchangedHistory
PSAPublic StorageCOM8,387$2.21M0.1%+884+11.8%AddedHistory
Vanguard Real Estate ETF922908553ETF30,671$2.32M0.1%+5,056+19.7%Added–
ETNEaton Corp plcStock11,075$2.36M0.1%−2,108−16.0%ReducedHistory
Vanguard Morningstar Mid-Cap ETF922908629ETF11,566$2.41M0.1%00.0%Unchanged–
UTFCohen & Steers Infrastructure Fund IncCOM127,886$2.50M0.1%+2,574+2.1%AddedHistory
Vanguard Morningstar Small-Cap ETF922908751ETF13,621$2.58M0.1%00.0%Unchanged–
MDTMedtronic plcStock33,618$2.63M0.1%+2,041+6.5%AddedHistory
METMetlife IncStock43,642$2.75M0.1%+210+0.5%AddedHistory
Vanguard Ftse Developed Markets ETF921943858ETF65,275$2.85M0.1%00.0%Unchanged–
Southwest Airls Co844741BG2NOTE 1.250% 5/0–$3.07M0.1%–––
VanEck ETF Trust92189F437FALLEN ANGEL HG115,806$3.13M0.1%−11,700−9.2%Reduced–
Lumentum Hldgs Inc55024UAD1NOTE 0.500%12/1–$3.22M0.1%–––
John Bean Technologies Corp477839AB0NOTE 0.250% 5/1–$3.42M0.1%–––
XOMExxonMobil Holdings CorpCOM29,241$3.44M0.1%−60−0.2%ReducedHistory
Jazz Investments I Ltd472145AF8NOTE 2.000% 6/1–$3.48M0.1%–––
ELEstee Lauder Companies IncCL A25,520$3.69M0.1%+3,349+15.1%AddedHistory

Sold out since Q2 2023 (23)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Conning Inc. sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474ETF590,000$17.4M0.6%–
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD165,000$12.5M0.4%–
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF130,000$9.09M0.3%–
On Semiconductor Corp682189AS4NOTE 5/0–$7.76M0.3%–
Fti Consulting, Inc302941AP4NOTE 2.000% 8/1–$6.59M0.2%–
Illumina, Inc.452327AK5NOTE 8/1–$5.32M0.2%–
KAMAN Corp483548AF0NOTE 3.250% 5/0–$2.95M0.1%–
State Street Energy Select Sector SPDR ETF81369Y506ETF33,000$2.68M0.1%–
DVNDevon Energy CorpStock7,180$347.1K<0.1%History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP4,859$302.8K<0.1%History
DFSDiscover Financial ServicesCOM2,308$269.7K<0.1%History
PAAPlains All American Pipeline LPUNIT LTD PARTN18,747$264.3K<0.1%History
DGDollar General CorpCOM1,556$264.2K<0.1%History
DXCMDexcom IncCOM2,023$260.0K<0.1%History
VMCVulcan Materials COCOM1,054$237.6K<0.1%History
LENLennar CorpCL A1,795$224.9K<0.1%History
GWWW.W. Grainger, Inc.Stock285$224.7K<0.1%History
TSMTaiwan Semiconductor Manufacturing Co LtdADR2,184$220.4K<0.1%History
PWRQuanta Services, Inc.COM1,099$215.9K<0.1%History
MSIMotorola Solutions, Inc.Stock728$213.5K<0.1%History
TROWPrice T Rowe Group IncStock1,880$210.6K<0.1%History
ZBHZimmer Biomet Holdings, Inc.Stock1,422$207.0K<0.1%History
OTISOtis Worldwide CorpStock2,270$202.1K<0.1%History