Skip to main content
Livermore
Livermore
ZHEN

Conning Inc.

SEC CIK
0000801051
Latest filing
Jul 30, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Oct 26, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
328
−20 vs. Q2 2023
Portfolio value
$2.74B
−$246.1M (−8.2%) vs. Q2 2023
Filed
Oct 26, 2023
SEC
Holdings of Conning Inc. in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
PFNPIMCO Income Strategy Fund IICOM13,666$90.1K<0.1%00.0%UnchangedHistory
VTRSViatris IncStock12,461$122.9K<0.1%00.0%UnchangedHistory
NUVNuveen Municipal Value Fund IncCOM15,800$130.5K<0.1%00.0%UnchangedHistory
WBDWarner Bros. Discovery, Inc.Stock12,904$140.1K<0.1%00.0%UnchangedHistory
HPEHewlett Packard Enterprise CoCOM10,003$173.8K<0.1%00.0%UnchangedHistory
ABEVAmbev S.A.SPONSORED ADR73,911$190.7K<0.1%00.0%UnchangedHistory
HTDJohn Hancock Tax-Advantaged Dividend Income FundCOM11,250$199.8K<0.1%00.0%UnchangedHistory
NVTnVent Electric plcSHS3,870$205.1K<0.1%+3,870NewHistory
PEGPublic Service Enterprise Group IncCOM3,631$206.6K<0.1%00.0%UnchangedHistory
RSGRepublic Services, Inc.COM1,460$208.1K<0.1%−50−3.3%ReducedHistory
LHXL3HARRIS Technologies, Inc.Stock1,206$210.0K<0.1%−30−2.4%ReducedHistory
CTVACorteva, Inc.Stock4,122$210.9K<0.1%−130−3.1%ReducedHistory
FANGDiamondback Energy, Inc.Stock1,368$211.9K<0.1%+1,368NewHistory
CORCencora, Inc.Stock1,179$212.2K<0.1%00.0%UnchangedHistory
RIORio Tinto PLCADR3,381$215.2K<0.1%00.0%UnchangedHistory
IDXXIDEXX Laboratories IncCOM501$219.1K<0.1%−12−2.3%ReducedHistory
NXPINXP Semiconductors N.V.COM1,096$219.1K<0.1%−40−3.5%ReducedHistory
AZOAutoZone IncCOM87$221.0K<0.1%−3−3.3%ReducedHistory
TFCTruist Financial CorpCOM7,815$223.6K<0.1%+370+5.0%AddedHistory
XELXcel Energy IncStock3,945$225.7K<0.1%00.0%UnchangedHistory
WYWeyerhaeuser CoCOM NEW7,372$226.0K<0.1%00.0%UnchangedHistory
WELLWelltower Inc.REIT2,770$226.9K<0.1%00.0%UnchangedHistory
URIUnited Rentals, Inc.COM512$227.6K<0.1%−15−2.8%ReducedHistory
FASTFastenal CoStock4,255$232.5K<0.1%00.0%UnchangedHistory
FTNTFortinet, Inc.Stock4,008$235.2K<0.1%−80−2.0%ReducedHistory
SNYSanofiSPONSORED ADR4,389$235.4K<0.1%00.0%UnchangedHistory
SYYSysco CorpStock3,603$238.0K<0.1%00.0%UnchangedHistory
MCOMoodys CorpStock755$238.7K<0.1%−15−1.9%ReducedHistory
STZConstellation Brands, Inc.Stock957$240.5K<0.1%−30−3.0%ReducedHistory
CCICrown Castle Inc.REIT2,638$242.8K<0.1%−60−2.2%ReducedHistory
JCIJohnson Controls International plcStock4,568$243.1K<0.1%−100−2.1%ReducedHistory
MSCIMSCI Inc.Stock477$244.7K<0.1%−13−2.7%ReducedHistory
HSYHershey CoCOM1,229$245.9K<0.1%00.0%UnchangedHistory
DHIHorton D R IncCOM2,289$246.0K<0.1%−60−2.6%ReducedHistory
HALHalliburton CoStock6,224$252.1K<0.1%00.0%UnchangedHistory
EAElectronic Arts Inc.COM2,095$252.2K<0.1%−40−1.9%ReducedHistory
AAgilent Technologies, Inc.COM2,268$253.6K<0.1%00.0%UnchangedHistory
PPGPPG Industries IncStock1,966$255.2K<0.1%00.0%UnchangedHistory
ALLAllstate CorpStock2,299$256.1K<0.1%−70−3.0%ReducedHistory
NVONovo Nordisk A SADR2,832$257.5K<0.1%00.0%UnchangedConverted for a 2-for-1 splitHistory
AVBAvalonbay Communities IncCOM1,511$259.5K<0.1%00.0%UnchangedHistory
GMGeneral Motors CoCOM7,918$261.1K<0.1%−180−2.2%ReducedHistory
ROKRockwell Automation, IncStock929$265.6K<0.1%00.0%UnchangedHistory
MCHPMicrochip Technology IncStock3,423$267.2K<0.1%−70−2.0%ReducedHistory
PRUPrudential Financial IncStock2,852$270.6K<0.1%−80−2.7%ReducedHistory
SRESempraStock3,980$270.8K<0.1%−100−2.5%ReducedConverted for a 2-for-1 splitHistory
BIIBBiogen Inc.COM1,058$271.9K<0.1%−25−2.3%ReducedHistory
CARRCarrier Global CorpStock5,009$276.5K<0.1%−120−2.3%ReducedHistory
GISGeneral Mills IncStock4,351$278.4K<0.1%−100−2.2%ReducedHistory
SNPSSynopsys IncCOM610$280.0K<0.1%−15−2.4%ReducedHistory
CTSHCognizant Technology Solutions CorpCL A4,150$281.1K<0.1%−100−2.4%ReducedHistory
KMIKinder Morgan, Inc.Stock17,281$286.5K<0.1%00.0%UnchangedHistory
YUMYum Brands IncStock2,294$286.6K<0.1%−60−2.5%ReducedHistory
State Street Real Estate Select Sector SPDR ETF81369Y860ETF8,500$289.6K<0.1%00.0%Unchanged–
EVVEaton Vance Ltd Duration Income FundCOM32,079$290.0K<0.1%00.0%UnchangedHistory
SPGSimon Property Group Inc.REIT2,688$290.4K<0.1%00.0%UnchangedHistory
AEPAmerican Electric Power Co IncStock3,861$290.4K<0.1%00.0%UnchangedHistory
EPDEnterprise Products Partners L.P.Stock10,640$291.2K<0.1%00.0%UnchangedHistory
BDJBlackRock Enhanced Equity Dividend TrustCOM38,368$292.0K<0.1%+785+2.1%AddedHistory
FFord Motor CoStock23,590$293.0K<0.1%−490−2.0%ReducedHistory
BGTBlackRock Floating Rate Income TrustCOM24,358$293.8K<0.1%+682+2.9%AddedHistory
ROSTRoss Stores, Inc.COM2,646$298.9K<0.1%−70−2.6%ReducedHistory
TELTE Connectivity plcREG SHS2,428$299.9K<0.1%−50−2.0%ReducedHistory
BGRBlackRock Energy & Resources TrustCOM23,319$305.7K<0.1%+363+1.6%AddedHistory
HESHess CorpStock2,005$306.8K<0.1%00.0%UnchangedHistory
MNSTMonster Beverage CorpCOM5,826$308.5K<0.1%00.0%UnchangedHistory
COFCapital One Financial CorpStock3,215$312.0K<0.1%+140+4.6%AddedHistory
ECLEcolab Inc.Stock1,846$312.7K<0.1%−40−2.1%ReducedHistory
iShares S&P 500 Value ETF464287408ETF2,062$317.2K<0.1%−13,939−87.1%Reduced–
CTASCintas CorpStock665$319.9K<0.1%−14−2.1%ReducedHistory
EWEdwards Lifesciences CorpStock4,641$321.5K<0.1%−80−1.7%ReducedHistory
PCARPaccar IncCOM3,864$328.5K<0.1%00.0%UnchangedHistory
ADSKAutodesk, Inc.COM1,609$332.9K<0.1%−30−1.8%ReducedHistory
OXYOccidental Petroleum CorpStock5,146$333.9K<0.1%+180+3.6%AddedHistory
USBUS Bancorp DECOM NEW10,161$335.9K<0.1%+490+5.1%AddedHistory
CMSCMS Energy CorpCOM6,332$336.3K<0.1%00.0%UnchangedHistory
NUENucor CorpCOM2,154$336.8K<0.1%+80+3.9%AddedHistory
AIGAmerican International Group, Inc.Stock5,599$339.3K<0.1%+240+4.5%AddedHistory
CHTRCharter Communications, Inc.CL A777$341.7K<0.1%+80+11.5%AddedHistory
ROPRoper Technologies IncStock710$343.8K<0.1%00.0%UnchangedHistory
CDNSCadence Design Systems IncStock1,488$348.6K<0.1%−619−29.4%ReducedHistory
PXDPioneer Natural Resources CoCOM1,523$349.6K<0.1%00.0%UnchangedHistory
FCXFreeport-McMoran IncStock9,378$349.7K<0.1%−180−1.9%ReducedHistory
HCAHCA Healthcare, Inc.COM1,435$353.0K<0.1%+50+3.6%AddedHistory
TTTrane Technologies plcSHS1,768$358.7K<0.1%−40−2.2%ReducedHistory
CMGChipotle Mexican Grill IncCOM198$362.7K<0.1%−4−2.0%ReducedHistory
MARMarriott International IncStock1,861$365.8K<0.1%−40−2.1%ReducedHistory
WMWaste Management IncStock2,402$366.2K<0.1%+90+3.9%AddedHistory
MOAltria Group, Inc.Stock8,722$366.8K<0.1%−160−1.8%ReducedHistory
NSCNorfolk Southern CorpStock1,880$370.2K<0.1%−30−1.6%ReducedHistory
PHParker-Hannifin CorpStock965$375.9K<0.1%−20−2.0%ReducedHistory
APHAmphenol CorpCL A4,514$379.1K<0.1%−80−1.7%ReducedHistory
MMM3M CoStock4,093$383.2K<0.1%−70−1.7%ReducedHistory
TMUST-Mobile US, Inc.Stock2,865$401.2K<0.1%−60−2.1%ReducedHistory
SPDR Series Trust78464A763ST STR SP DIV3,575$411.2K<0.1%00.0%Unchanged–
SHWSherwin Williams CoCOM1,616$412.2K<0.1%−30−1.8%ReducedHistory
EQIXEquinix IncCOM571$414.7K<0.1%00.0%UnchangedHistory
EMREmerson Electric CoStock4,421$426.9K<0.1%−80−1.8%ReducedHistory
DUKDuke Energy CORPStock4,938$435.8K<0.1%+160+3.3%AddedHistory
ORLYO Reilly Automotive IncStock481$437.2K<0.1%−8−1.6%ReducedHistory

Sold out since Q2 2023 (23)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Conning Inc. sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474ETF590,000$17.4M0.6%–
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD165,000$12.5M0.4%–
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF130,000$9.09M0.3%–
On Semiconductor Corp682189AS4NOTE 5/0–$7.76M0.3%–
Fti Consulting, Inc302941AP4NOTE 2.000% 8/1–$6.59M0.2%–
Illumina, Inc.452327AK5NOTE 8/1–$5.32M0.2%–
KAMAN Corp483548AF0NOTE 3.250% 5/0–$2.95M0.1%–
State Street Energy Select Sector SPDR ETF81369Y506ETF33,000$2.68M0.1%–
DVNDevon Energy CorpStock7,180$347.1K<0.1%History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP4,859$302.8K<0.1%History
DFSDiscover Financial ServicesCOM2,308$269.7K<0.1%History
PAAPlains All American Pipeline LPUNIT LTD PARTN18,747$264.3K<0.1%History
DGDollar General CorpCOM1,556$264.2K<0.1%History
DXCMDexcom IncCOM2,023$260.0K<0.1%History
VMCVulcan Materials COCOM1,054$237.6K<0.1%History
LENLennar CorpCL A1,795$224.9K<0.1%History
GWWW.W. Grainger, Inc.Stock285$224.7K<0.1%History
TSMTaiwan Semiconductor Manufacturing Co LtdADR2,184$220.4K<0.1%History
PWRQuanta Services, Inc.COM1,099$215.9K<0.1%History
MSIMotorola Solutions, Inc.Stock728$213.5K<0.1%History
TROWPrice T Rowe Group IncStock1,880$210.6K<0.1%History
ZBHZimmer Biomet Holdings, Inc.Stock1,422$207.0K<0.1%History
OTISOtis Worldwide CorpStock2,270$202.1K<0.1%History