Conning Inc.
- SEC CIK
- 0000801051
- Latest filing
- Jul 30, 2026
Holdings in Q3 2022
Holdings as of Sep 30, 2022, filed Oct 31, 2022. Long positions only; changes compare share counts with Q2 2022.
- Positions
- 359
- −33 vs. Q2 2022
- Portfolio value
- $2.82B
- −$519.6M (−15.6%) vs. Q2 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | 173,096 | $61.8M | 2.2% | −26,001−13.1% | Reduced | History |
| iShares Core S&P 500 ETF464287200 | ETF | 156,502 | $56.1M | 2.0% | −440−0.3% | Reduced | – |
| Ssga Active ETF Tr78467V608 | ST STR BL LN ETF | 1,139,762 | $46.6M | 1.7% | −166,000−12.7% | Reduced | – |
| iShares Tr464288513 | IBOXX HI YD ETF | 599,005 | $42.8M | 1.5% | 00.0% | Unchanged | – |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 380,920 | $39.0M | 1.4% | +45,000+13.4% | Added | – |
| BMYBristol Myers Squibb Co | Stock | 539,543 | $38.3M | 1.4% | −63,418−10.5% | Reduced | History |
| LLYEli Lilly & Co | Stock | 117,792 | $38.1M | 1.4% | −29,045−19.8% | Reduced | History |
| PFEPfizer Inc | Stock | 838,124 | $36.6M | 1.3% | −85,272−9.2% | Reduced | History |
| ABBVAbbVie Inc. | Stock | 272,909 | $36.6M | 1.3% | −39,804−12.7% | Reduced | History |
| iShares Tr464288588 | MBS ETF | 387,672 | $35.5M | 1.3% | 00.0% | Unchanged | – |
| PGProcter & Gamble Co | Stock | 277,374 | $35.0M | 1.2% | −41,602−13.0% | Reduced | History |
| JPMJPMorgan Chase & Co | Stock | 332,460 | $34.7M | 1.2% | −30,301−8.4% | Reduced | History |
| HDHome Depot, Inc. | Stock | 125,474 | $34.6M | 1.2% | −29,270−18.9% | Reduced | History |
| PEPPepsiCo Inc | Stock | 211,181 | $34.4M | 1.2% | −61,705−22.6% | Reduced | History |
| ADPAutomatic Data Processing Inc | Stock | 151,718 | $34.3M | 1.2% | −50,370−24.9% | Reduced | History |
| RTXRTX Corp | Stock | 418,336 | $34.2M | 1.2% | −50,241−10.7% | Reduced | History |
| COPConocoPhillips | Stock | 334,399 | $34.2M | 1.2% | −51,617−13.4% | Reduced | History |
| JNJJohnson & Johnson | Stock | 208,097 | $34.0M | 1.2% | −27,094−11.5% | Reduced | History |
| iShares Core S&P Small Cap ETF464287804 | ETF | 388,887 | $33.9M | 1.2% | +2,602+0.7% | Added | – |
| CICigna Group | Stock | 122,254 | $33.9M | 1.2% | −45,121−27.0% | Reduced | History |
| GILDGilead Sciences, Inc. | Stock | 545,940 | $33.6M | 1.2% | −142,940−20.7% | Reduced | History |
| TXNTexas Instruments Inc | Stock | 216,961 | $33.6M | 1.2% | −44,217−16.9% | Reduced | History |
| CSCOCisco Systems, Inc. | Stock | 834,642 | $33.4M | 1.2% | −168,038−16.8% | Reduced | History |
| AMGNAmgen Inc | Stock | 146,838 | $33.1M | 1.2% | −31,338−17.6% | Reduced | History |
| PNCPNC Financial Services Group, Inc. | Stock | 220,951 | $33.0M | 1.2% | −34,598−13.5% | Reduced | History |
| CMICummins Inc | Stock | 162,184 | $33.0M | 1.2% | −49,939−23.5% | Reduced | History |
| BACBank of America Corp | Stock | 1,092,240 | $33.0M | 1.2% | −160,230−12.8% | Reduced | History |
| CATCaterpillar Inc | Stock | 200,767 | $32.9M | 1.2% | −5,472−2.7% | Reduced | History |
| KOCoca Cola Co | Stock | 587,772 | $32.9M | 1.2% | −135,402−18.7% | Reduced | History |
| TRVTravelers Companies, Inc. | Stock | 214,206 | $32.8M | 1.2% | −34,851−14.0% | Reduced | History |
| CVSCVS Health Corp | Stock | 343,398 | $32.7M | 1.2% | +327,180+2,017.4% | Added | History |
| MDLZMondelez International, Inc. | Stock | 595,176 | $32.6M | 1.2% | −108,703−15.4% | Reduced | History |
| ADIAnalog Devices Inc | Stock | 234,040 | $32.6M | 1.2% | −36,072−13.4% | Reduced | History |
| MTBM&T Bank Corp | COM | 184,513 | $32.5M | 1.2% | −22,688−10.9% | Reduced | History |
| LMTLockheed Martin Corp | Stock | 84,184 | $32.5M | 1.2% | −1,272−1.5% | Reduced | History |
| EOGEOG Resources Inc | Stock | 288,587 | $32.2M | 1.1% | +22,393+8.4% | Added | History |
| ABTAbbott Laboratories | Stock | 331,381 | $32.0M | 1.1% | +497+0.2% | Added | History |
| AVGOBroadcom Inc. | Stock | 71,793 | $31.8M | 1.1% | −7,468−9.4% | Reduced | History |
| TGTTarget Corp | Stock | 213,656 | $31.7M | 1.1% | −66,651−23.8% | Reduced | History |
| GDGeneral Dynamics Corp | Stock | 149,324 | $31.7M | 1.1% | −15,980−9.7% | Reduced | History |
| QCOMQualcomm Inc | Stock | 280,003 | $31.6M | 1.1% | −40,335−12.6% | Reduced | History |
| CLColgate Palmolive Co | Stock | 448,153 | $31.5M | 1.1% | −27,913−5.9% | Reduced | History |
| SBUXStarbucks Corp | Stock | 372,430 | $31.4M | 1.1% | +360,777+3,096.0% | Added | History |
| ITWIllinois Tool Works Inc | Stock | 173,652 | $31.3M | 1.1% | −39,472−18.5% | Reduced | History |
| MCDMcDonalds Corp | Stock | 135,736 | $31.3M | 1.1% | −17,719−11.5% | Reduced | History |
| GPCGenuine Parts Co | Stock | 209,517 | $31.3M | 1.1% | −62,596−23.0% | Reduced | History |
| CMECME Group Inc. | COM | 176,325 | $31.2M | 1.1% | −44,198−20.0% | Reduced | History |
| KMBKimberly Clark Corp | Stock | 276,114 | $31.0M | 1.1% | −59,715−17.8% | Reduced | History |
| TSNTyson Foods, Inc. | Stock | 470,492 | $31.0M | 1.1% | −24,562−5.0% | Reduced | History |
| AFLAflac Inc | Stock | 549,503 | $30.9M | 1.1% | +543,214+8,637.5% | Added | History |
| INTCIntel Corp | Stock | 1,194,661 | $30.8M | 1.1% | +169,918+16.6% | Added | History |
| AMPAmeriprise Financial Inc | COM | 121,994 | $30.7M | 1.1% | −14,364−10.5% | Reduced | History |
| HPQHP Inc | Stock | 1,230,142 | $30.6M | 1.1% | +310,015+33.7% | Added | History |
| UNPUnion Pacific Corp | Stock | 157,318 | $30.6M | 1.1% | −44,523−22.1% | Reduced | History |
| CMCSAComcast Corp | Stock | 1,019,398 | $29.9M | 1.1% | −10,094−1.0% | Reduced | History |
| UPSUnited Parcel Service Inc | Stock | 182,749 | $29.5M | 1.0% | −63,890−25.9% | Reduced | History |
| BLKBlackRock, Inc. | COM | 52,910 | $29.1M | 1.0% | −13,903−20.8% | Reduced | History |
| BBYBest Buy Co Inc | Stock | 458,492 | $29.0M | 1.0% | +247+0.1% | Added | History |
| Vanguard Scottsdale FDS92206C813 | LG-TERM COR BD | 358,554 | $26.3M | 0.9% | 00.0% | Unchanged | – |
| iShares Tr464288687 | PFD AND INCM SEC | 781,359 | $24.7M | 0.9% | −375,000−32.4% | Reduced | – |
| PMPhilip Morris International Inc. | Stock | 297,405 | $24.7M | 0.9% | +14,414+5.1% | Added | History |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 59,907 | $24.1M | 0.9% | 00.0% | Unchanged | History |
| Vanguard S&P 500 ETF922908363 | ETF | 70,310 | $23.1M | 0.8% | +3,300+4.9% | Added | – |
| AAPLApple Inc. | Stock | 160,828 | $22.2M | 0.8% | −14,581−8.3% | Reduced | History |
| iShares MSCI Eafe ETF464287465 | ETF | 369,005 | $20.7M | 0.7% | +59,827+19.4% | Added | – |
| iShares Tr464287432 | 20 YR TR BD ETF | 193,000 | $19.8M | 0.7% | 00.0% | Unchanged | – |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 89,144 | $19.5M | 0.7% | 00.0% | Unchanged | – |
| State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474 | ETF | 645,375 | $18.9M | 0.7% | 00.0% | Unchanged | – |
| MSFTMicrosoft Corp | Stock | 80,717 | $18.8M | 0.7% | −5,568−6.5% | Reduced | History |
| SPDR Series Trust78468R622 | ST BLOO HIGH ETF | 200,000 | $17.6M | 0.6% | 00.0% | Unchanged | – |
| iShares Tr46434V407 | 0-5YR HI YL CP | 428,474 | $17.1M | 0.6% | 00.0% | Unchanged | – |
| Global X FDS37954Y657 | US PFD ETF | 775,225 | $15.9M | 0.6% | 00.0% | Unchanged | – |
| iShares Russell Midcap ETF464287499 | ETF | 223,630 | $13.9M | 0.5% | +34,687+18.4% | Added | – |
| iShares Russell 2000 ETF464287655 | ETF | 77,355 | $12.8M | 0.5% | +6,361+9.0% | Added | – |
| Invesco Exch Traded FD Tr II46138G805 | TAXABLE MUN BD | 470,000 | $12.1M | 0.4% | 00.0% | Unchanged | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 63,981 | $11.5M | 0.4% | 00.0% | Unchanged | – |
| Pioneer Nat Res Co723787AP2 | NOTE 0.250% 5/1 | – | $9.86M | 0.4% | – | – | – |
| UNHUnitedHealth Group Inc | Stock | 18,215 | $9.20M | 0.3% | −3,033−14.3% | Reduced | History |
| iShares Tr464288281 | JPMORGAN USD EMG | 114,000 | $9.05M | 0.3% | 00.0% | Unchanged | – |
| Wellpoint Inc94973VBG1 | NOTE 2.750%10/1 | – | $9.00M | 0.3% | – | – | – |
| Akamai Technologies Inc00971TAJ0 | NOTE 0.125% 5/0 | – | $8.94M | 0.3% | – | – | – |
| WFC.PLWells Fargo & Company | PERP PFD CNV A | 7,105 | $8.55M | 0.3% | 00.0% | Unchanged | History |
| Vanguard Total Bond Market ETF921937835 | ETF | 119,575 | $8.53M | 0.3% | 00.0% | Unchanged | – |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 155,075 | $8.17M | 0.3% | 00.0% | Unchanged | – |
| Bank of Amer Corp060505682 | 7.25%CNV PFD L | 6,960 | $8.16M | 0.3% | 00.0% | Unchanged | – |
| AMZNAmazon Com Inc | Stock | 71,727 | $8.11M | 0.3% | −3,779−5.0% | Reduced | History |
| Western Digital Corp958102AP0 | NOTE 1.500% 2/0 | – | $8.01M | 0.3% | – | – | – |
| Parsons Corp70202LAB8 | NOTE 0.250% 8/1 | – | $7.92M | 0.3% | – | – | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 37,022 | $7.79M | 0.3% | 00.0% | Unchanged | – |
| Expedia Group, Inc.30212PBE4 | NOTE 2/1 | – | $7.76M | 0.3% | – | – | – |
| Illumina, Inc.452327AK5 | NOTE 8/1 | – | $7.74M | 0.3% | – | – | – |
| Ares Capital Corp04010LAW3 | NOTE 4.625% 3/0 | – | $7.66M | 0.3% | – | – | – |
| NVDANVIDIA Corp | Stock | 60,657 | $7.36M | 0.3% | +5,960+10.9% | Added | History |
| VVisa Inc. | Stock | 41,206 | $7.32M | 0.3% | −4,213−9.3% | Reduced | History |
| VanEck ETF Trust92189H300 | JP MRGAN EM LOC | 310,000 | $7.07M | 0.3% | 00.0% | Unchanged | – |
| Euronet Worldwide, Inc.298736AL3 | NOTE 0.750% 3/1 | – | $6.86M | 0.2% | – | – | – |
| MAMastercard Inc | Stock | 23,096 | $6.57M | 0.2% | −1,557−6.3% | Reduced | History |
| TMOThermo Fisher Scientific Inc. | Stock | 12,817 | $6.50M | 0.2% | +8,960+232.3% | Added | History |
| WMTWalmart Inc. | Stock | 48,575 | $6.30M | 0.2% | −11,364−19.0% | Reduced | History |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 107,172 | $6.27M | 0.2% | +55,415+107.1% | Added | – |
Sold out since Q2 2022 (35)
Positions held at the end of Q2 2022 that are gone from this filing.
| Security | Class | Shares in Q2 2022 | Value in Q2 2022 | % of portfolio in Q2 2022 | History |
|---|---|---|---|---|---|
| EMNEastman Chemical Co | Stock | 334,907 | $30.0M | 0.9% | History |
| Invesco Exch Traded FD Tr II46138G508 | SR LN ETF | 677,050 | $13.7M | 0.4% | – |
| Meritor, Inc.59001KAF7 | NOTE 3.250%10/1 | – | $4.48M | 0.1% | – |
| iShares Tr46432F859 | CORE 1 5 YR USD | 65,000 | $3.08M | 0.1% | – |
| BABAAlibaba Group Holding Ltd | ADR | 2,662 | $303.0K | <0.1% | History |
| ABMDAbiomed Inc | COM | 1,174 | $291.0K | <0.1% | History |
| WELLWelltower Inc. | REIT | 3,506 | $289.0K | <0.1% | History |
| IQVIQVIA Holdings Inc. | Stock | 1,208 | $262.0K | <0.1% | History |
| HALHalliburton Co | Stock | 8,343 | $262.0K | <0.1% | History |
| EBAYeBay Inc | COM | 6,162 | $257.0K | <0.1% | History |
| DDDuPont de Nemours, Inc. | COM | 4,576 | $254.0K | <0.1% | History |
| SBACSba Communications Corp | CL A | 790 | $253.0K | <0.1% | History |
| SNYSanofi | SPONSORED ADR | 4,909 | $246.0K | <0.1% | History |
| LHLabcorp Holdings Inc. | COM NEW | 1,049 | $246.0K | <0.1% | History |
| AEEAmeren Corp | COM | 2,687 | $243.0K | <0.1% | History |
| WBAWalgreens Boots Alliance, Inc. | COM | 6,352 | $241.0K | <0.1% | History |
| DLRDigital Realty Trust, Inc. | COM | 1,850 | $240.0K | <0.1% | History |
| BKRBaker Hughes Co | CL A | 8,270 | $239.0K | <0.1% | History |
| BAXBaxter International Inc | Stock | 3,624 | $233.0K | <0.1% | History |
| BNYBank of New York Mellon Corp | Stock | 5,462 | $228.0K | <0.1% | History |
| DTEDte Energy Co | COM | 1,796 | $228.0K | <0.1% | History |
| IDXXIDEXX Laboratories Inc | COM | 646 | $227.0K | <0.1% | History |
| FANGDiamondback Energy, Inc. | Stock | 1,849 | $224.0K | <0.1% | History |
| ORealty Income Corp | REIT | 3,211 | $219.0K | <0.1% | History |
| ETREntergy Corp | COM | 1,939 | $218.0K | <0.1% | History |
| DQDaqo New Energy Corp. | SPNSRD ADS NEW | 2,946 | $210.0K | <0.1% | History |
| EIXEdison International | Stock | 3,297 | $209.0K | <0.1% | History |
| SIVBSVB Financial Group | COM | 528 | $209.0K | <0.1% | History |
| IFFInternational Flavors & Fragrances Inc | COM | 1,738 | $207.0K | <0.1% | History |
| APTVAptiv PLC | SHS | 2,298 | $205.0K | <0.1% | History |
| OTISOtis Worldwide Corp | Stock | 2,880 | $204.0K | <0.1% | History |
| GLWCorning Inc | COM | 6,483 | $204.0K | <0.1% | History |
| MKCMcCormick & Co Inc | Stock | 2,411 | $201.0K | <0.1% | History |
| KEYKeycorp | COM | 10,780 | $186.0K | <0.1% | History |
| HPEHewlett Packard Enterprise Co | COM | 11,366 | $151.0K | <0.1% | History |