Conning Inc.
- SEC CIK
- 0000801051
- Latest filing
- Jul 30, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Jan 27, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 439
- +4 vs. Q3 2021
- Portfolio value
- $3.75B
- +$274.8M (+7.9%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Invesco QQQ Trust Series I46090E103 | ETF | 6,764 | $2.69M | 0.1% | 00.0% | Unchanged | – |
| Vanguard Scottsdale FDS92206C813 | LG-TERM COR BD | 25,880 | $2.74M | 0.1% | 00.0% | Unchanged | – |
| DISWalt Disney Co | Stock | 17,903 | $2.77M | 0.1% | −1,170−6.1% | Reduced | History |
| VZVerizon Communications Inc | Stock | 54,727 | $2.84M | 0.1% | −877−1.6% | Reduced | History |
| DDominion Energy, Inc | Stock | 36,747 | $2.89M | 0.1% | −1,863−4.8% | Reduced | History |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 21,845 | $2.90M | 0.1% | 00.0% | Unchanged | – |
| NFLXNetflix Inc | Stock | 4,847 | $2.92M | 0.1% | −513−9.6% | Reduced | History |
| ADBEAdobe Inc. | Stock | 5,192 | $2.94M | 0.1% | −1,513−22.6% | Reduced | History |
| METMetlife Inc | Stock | 48,029 | $3.00M | 0.1% | +153+0.3% | Added | History |
| KAMAN Corp483548AF0 | NOTE 3.250% 5/0 | – | $3.11M | 0.1% | – | – | – |
| Ares Capital Corp04010LAW3 | NOTE 4.625% 3/0 | – | $3.19M | 0.1% | – | – | – |
| UTFCohen & Steers Infrastructure Fund Inc | COM | 112,225 | $3.20M | 0.1% | +1,930+1.7% | Added | History |
| iShares S&P 500 Growth ETF464287309 | ETF | 39,171 | $3.28M | 0.1% | −3,865−9.0% | Reduced | – |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 13,116 | $3.34M | 0.1% | −2,722−17.2% | Reduced | – |
| MRKMerck & Co., Inc. | Stock | 44,109 | $3.38M | 0.1% | −286−0.6% | Reduced | History |
| GOOGAlphabet Inc. | Stock | 1,177 | $3.41M | 0.1% | −42−3.4% | Reduced | History |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 15,146 | $3.42M | 0.1% | +1,760+13.1% | Added | – |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 71,909 | $3.67M | 0.1% | +11,998+20.0% | Added | – |
| Jazz Investments I Ltd472145AF8 | NOTE 2.000% 6/1 | – | $3.84M | 0.1% | – | New | – |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 55,894 | $4.09M | 0.1% | +6,638+13.5% | Added | – |
| XOMExxonMobil Holdings Corp | COM | 68,591 | $4.20M | 0.1% | +213+0.3% | Added | History |
| Hope Bancorp Inc43940TAB5 | NOTE 2.000% 5/1 | – | $4.34M | 0.1% | – | – | – |
| NWENorthWestern Energy Group, Inc. | COM NEW | 77,076 | $4.41M | 0.1% | 00.0% | Unchanged | History |
| Meritor, Inc.59001KAF7 | NOTE 3.250%10/1 | – | $4.46M | 0.1% | – | – | – |
| Hannon Armstrong Sust Infr C41068XAD2 | NOTE 8/1 | – | $4.50M | 0.1% | – | – | – |
| VanEck ETF Trust92189F437 | FALLEN ANGEL HG | 137,506 | $4.53M | 0.1% | 00.0% | Unchanged | – |
| Vishay Intertechnology Inc928298AP3 | NOTE 2.250% 6/1 | – | $4.57M | 0.1% | – | – | – |
| Hercules Capital, Inc.427096AF9 | DBCV 4.375% 2/0 | – | $4.66M | 0.1% | – | – | – |
| Lumentum Hldgs Inc55024UAD1 | NOTE 0.500%12/1 | – | $4.71M | 0.1% | – | – | – |
| Ares Capital Corp04010LAT0 | NOTE 3.750% 2/0 | – | $5.24M | 0.1% | – | – | – |
| Microchip Technology Inc595017AU8 | NOTE 0.125%11/1 | – | $5.25M | 0.1% | – | – | – |
| Fti Consulting, Inc302941AP4 | NOTE 2.000% 8/1 | – | $5.42M | 0.1% | – | – | – |
| BRK.BBerkshire Hathaway Inc | Stock | 18,522 | $5.54M | 0.1% | −615−3.2% | Reduced | History |
| WisdomTree Tr97717X701 | EUROPE HEDGED EQ | 69,800 | $5.59M | 0.1% | +2,995+4.5% | Added | – |
| iShares Tr46432F859 | CORE 1 5 YR USD | 116,685 | $5.88M | 0.2% | 00.0% | Unchanged | – |
| iShares Tr46434V100 | 0-5YR INVT GR CP | 115,483 | $5.89M | 0.2% | 00.0% | Unchanged | – |
| Fortive Corp34959JAK4 | NOTE 0.875% 2/1 | – | $6.17M | 0.2% | – | – | – |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 114,965 | $6.88M | 0.2% | 00.0% | Unchanged | – |
| ECLEcolab Inc. | Stock | 31,222 | $7.32M | 0.2% | +28,299+968.1% | Added | History |
| TSLATesla, Inc. | Stock | 7,091 | $7.49M | 0.2% | −562−7.3% | Reduced | History |
| METAMeta Platforms, Inc. | Stock | 22,823 | $7.68M | 0.2% | −2,441−9.7% | Reduced | History |
| LRCXLam Research Corp | COM | 10,725 | $7.71M | 0.2% | −2,018−15.8% | Reduced | History |
| ELEstee Lauder Companies Inc | CL A | 21,461 | $7.95M | 0.2% | −2,251−9.5% | Reduced | History |
| Illumina, Inc.452327AK5 | NOTE 8/1 | – | $7.96M | 0.2% | – | – | – |
| INTUIntuit Inc. | Stock | 12,409 | $7.98M | 0.2% | −2,504−16.8% | Reduced | History |
| Euronet Worldwide, Inc.298736AL3 | NOTE 0.750% 3/1 | – | $8.10M | 0.2% | – | – | – |
| SCHWSchwab Charles Corp | Stock | 96,550 | $8.12M | 0.2% | −10,665−9.9% | Reduced | History |
| AMATApplied Materials Inc | Stock | 52,399 | $8.25M | 0.2% | −7,412−12.4% | Reduced | History |
| PFGPrincipal Financial Group Inc | COM | 114,372 | $8.27M | 0.2% | −22,806−16.6% | Reduced | History |
| MDTMedtronic plc | Stock | 80,215 | $8.30M | 0.2% | +305+0.4% | Added | History |
| Western Digital Corp958102AP0 | NOTE 1.500% 2/0 | – | $8.54M | 0.2% | – | – | – |
| NKENIKE, Inc. | Stock | 51,893 | $8.65M | 0.2% | −4,606−8.2% | Reduced | History |
| Akamai Technologies Inc00971TAJ0 | NOTE 0.125% 5/0 | – | $8.71M | 0.2% | – | – | – |
| ETNEaton Corp plc | Stock | 51,066 | $8.82M | 0.2% | −9,118−15.2% | Reduced | History |
| WFC.PLWells Fargo & Company | PERP PFD CNV A | 5,930 | $8.84M | 0.2% | +5,930 | New | History |
| Bank of Amer Corp060505682 | 7.25%CNV PFD L | 6,210 | $8.98M | 0.2% | +6,210 | New | – |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 55,446 | $9.08M | 0.2% | +6,584+13.5% | Added | – |
| Wellpoint Inc94973VBG1 | NOTE 2.750%10/1 | – | $9.49M | 0.3% | – | – | – |
| MAMastercard Inc | Stock | 28,692 | $10.3M | 0.3% | −1,877−6.1% | Reduced | History |
| Pioneer Nat Res Co723787AP2 | NOTE 0.250% 5/1 | – | $10.5M | 0.3% | – | – | – |
| VVisa Inc. | Stock | 49,874 | $10.8M | 0.3% | +933+1.9% | Added | History |
| iShares Russell 1000 Growth ETF464287614 | ETF | 37,022 | $11.3M | 0.3% | 00.0% | Unchanged | – |
| iShares Tr464288513 | IBOXX HI YD ETF | 131,545 | $11.4M | 0.3% | 00.0% | Unchanged | – |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 155,075 | $11.6M | 0.3% | 00.0% | Unchanged | – |
| UNHUnitedHealth Group Inc | Stock | 23,717 | $11.9M | 0.3% | −2,909−10.9% | Reduced | History |
| iShares U S ETF Tr46431W507 | SHOR DURA BD ETF | 243,000 | $12.1M | 0.3% | −5,000−2.0% | Reduced | – |
| GOOGLAlphabet Inc. | Stock | 4,307 | $12.5M | 0.3% | −658−13.3% | Reduced | History |
| NVDANVIDIA Corp | Stock | 42,700 | $12.6M | 0.3% | −16,145−27.4% | Reduced | History |
| AMZNAmazon Com Inc | Stock | 3,967 | $13.2M | 0.4% | −554−12.3% | Reduced | History |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 181,450 | $14.7M | 0.4% | 00.0% | Unchanged | – |
| State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474 | ETF | 479,375 | $14.8M | 0.4% | 00.0% | Unchanged | – |
| Invesco Exch Traded FD Tr II46138G508 | SR LN ETF | 677,050 | $15.0M | 0.4% | 00.0% | Unchanged | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 63,981 | $15.4M | 0.4% | 00.0% | Unchanged | – |
| Invesco Exch Traded FD Tr II46138G805 | TAXABLE MUN BD | 470,000 | $15.5M | 0.4% | 00.0% | Unchanged | – |
| iShares Russell 2000 ETF464287655 | ETF | 72,766 | $16.2M | 0.4% | +2,843+4.1% | Added | – |
| iShares Russell Midcap ETF464287499 | ETF | 203,651 | $16.9M | 0.5% | +23,607+13.1% | Added | – |
| iShares Tr46434V407 | 0-5YR HI YL CP | 428,474 | $19.4M | 0.5% | 00.0% | Unchanged | – |
| Global X FDS37954Y657 | US PFD ETF | 775,225 | $20.0M | 0.5% | 00.0% | Unchanged | – |
| iShares Tr464288646 | ISHS 1-5YR INVS | 383,080 | $20.6M | 0.6% | 00.0% | Unchanged | – |
| iShares MSCI Eafe ETF464287465 | ETF | 312,876 | $24.6M | 0.7% | −3,551−1.1% | Reduced | – |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 89,144 | $25.2M | 0.7% | +341+0.4% | Added | – |
| Vanguard S&P 500 ETF922908363 | ETF | 68,732 | $30.0M | 0.8% | +15,665+29.5% | Added | – |
| MSFTMicrosoft Corp | Stock | 89,579 | $30.1M | 0.8% | −12,266−12.0% | Reduced | History |
| iShares Tr464288687 | PFD AND INCM SEC | 781,359 | $30.8M | 0.8% | 00.0% | Unchanged | – |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 61,808 | $32.0M | 0.9% | −1,367−2.2% | Reduced | History |
| AAPLApple Inc. | Stock | 182,175 | $32.3M | 0.9% | −25,461−12.3% | Reduced | History |
| PMPhilip Morris International Inc. | Stock | 378,531 | $35.9M | 1.0% | +52,233+16.0% | Added | History |
| BBYBest Buy Co Inc | Stock | 377,619 | $38.3M | 1.0% | +21,417+6.0% | Added | History |
| AMPAmeriprise Financial Inc | COM | 140,014 | $42.2M | 1.1% | −12,424−8.2% | Reduced | History |
| MTBM&T Bank Corp | COM | 275,338 | $42.3M | 1.1% | −19,853−6.7% | Reduced | History |
| MMM3M Co | Stock | 240,981 | $42.8M | 1.1% | +23,156+10.6% | Added | History |
| HPQHP Inc | Stock | 1,154,234 | $43.4M | 1.2% | −246,816−17.6% | Reduced | History |
| LMTLockheed Martin Corp | Stock | 122,720 | $43.6M | 1.2% | +5,508+4.7% | Added | History |
| iShares Core S&P Small Cap ETF464287804 | ETF | 383,363 | $43.9M | 1.2% | +2,060+0.5% | Added | – |
| GPCGenuine Parts Co | Stock | 317,272 | $44.4M | 1.2% | −22,802−6.7% | Reduced | History |
| TGTTarget Corp | Stock | 193,573 | $44.8M | 1.2% | +161,170+497.4% | Added | History |
| GDGeneral Dynamics Corp | Stock | 215,593 | $44.9M | 1.2% | +5,682+2.7% | Added | History |
| ADIAnalog Devices Inc | Stock | 260,474 | $45.8M | 1.2% | +255,764+5,430.2% | Added | History |
| MCDMcDonalds Corp | Stock | 171,369 | $45.9M | 1.2% | −10,377−5.7% | Reduced | History |
| CLColgate Palmolive Co | Stock | 542,643 | $46.3M | 1.2% | +4,613+0.9% | Added | History |
Sold out since Q3 2021 (20)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| iShares Tr464287457 | 1 3 YR TREAS BD | 69,472 | $5.99M | 0.2% | – |
| iShares Tr46434VBG4 | IBONDS DEC24 ETF | 226,914 | $5.97M | 0.2% | – |
| SPDR Series Trust78468R606 | ST PORT HIGH ETF | 188,275 | $5.04M | 0.1% | – |
| BRK.ABerkshire Hathaway Inc | CL A | 12 | $4.94M | 0.1% | History |
| Knowles Corp49926DAB5 | NOTE 3.250%11/0 | – | $3.09M | 0.1% | – |
| MDWTMidwest Holding Inc. | COM NEW | 60,000 | $2.33M | 0.1% | History |
| iShares Inc464286657 | MSCI BIC ETF | 17,820 | $859.0K | <0.1% | – |
| BCEBce Inc | COM NEW | 15,389 | $770.0K | <0.1% | History |
| BNSBank of Nova Scotia | COM | 11,433 | $703.0K | <0.1% | History |
| TYLTyler Technologies Inc | COM | 1,504 | $690.0K | <0.1% | History |
| OMCOmnicom Group Inc. | COM | 4,790 | $347.0K | <0.1% | History |
| KSUKansas City Southern | COM NEW | 936 | $253.0K | <0.1% | History |
| ARK Blockchain & Fintech Innovation ETF00214Q708 | ETF | 4,850 | $239.0K | <0.1% | – |
| Paramount Global92556H206 | CL B | 5,820 | $230.0K | <0.1% | – |
| ITGartner Inc | COM | 754 | $229.0K | <0.1% | History |
| SYFSynchrony Financial | COM | 4,613 | $225.0K | <0.1% | History |
| DQDaqo New Energy Corp. | SPNSRD ADS NEW | 3,875 | $221.0K | <0.1% | History |
| CFGCitizens Financial Group Inc | COM | 4,560 | $214.0K | <0.1% | History |
| MLMMartin Marietta Materials Inc | COM | 612 | $209.0K | <0.1% | History |
| MROMarathon Oil Corp | COM | 11,363 | $155.0K | <0.1% | History |