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Livermore
Livermore
ZHEN

Conning Inc.

SEC CIK
0000801051
Latest filing
Jul 30, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 5, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
435
−39 vs. Q2 2021
Portfolio value
$3.48B
+$25.1M (+0.7%) vs. Q2 2021
Filed
Nov 5, 2021
SEC
Holdings of Conning Inc. in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
EMREmerson Electric CoStock6,517$614.0K<0.1%−1,020−13.5%ReducedHistory
PGRProgressive CorpStock6,801$615.0K<0.1%−520−7.1%ReducedHistory
CMECME Group Inc.COM3,184$616.0K<0.1%−779−19.7%ReducedHistory
WMWaste Management IncStock4,130$617.0K<0.1%+70+1.7%AddedHistory
TFCTruist Financial CorpCOM10,563$620.0K<0.1%−2,728−20.5%ReducedHistory
iShares Tr464288885EAFE GRWTH ETF5,873$625.0K<0.1%00.0%Unchanged–
ADSKAutodesk, Inc.COM2,217$632.0K<0.1%−345−13.5%ReducedHistory
SOSouthern CoStock10,296$638.0K<0.1%−2,269−18.1%ReducedHistory
FISFidelity National Information Services, Inc.Stock5,267$641.0K<0.1%−1,069−16.9%ReducedHistory
WMBWilliams Companies, Inc.COM25,756$668.0K<0.1%−2,339−8.3%ReducedHistory
ICEIntercontinental Exchange, Inc.Stock5,869$674.0K<0.1%−1,000−14.6%ReducedHistory
FISVFiserv IncStock6,280$681.0K<0.1%−500−7.4%ReducedHistory
CICigna GroupStock3,408$682.0K<0.1%−553−14.0%ReducedHistory
ETEnergy Transfer LPCOM UT LTD PTN71,373$684.0K<0.1%00.0%UnchangedHistory
NSCNorfolk Southern CorpStock2,879$689.0K<0.1%−405−12.3%ReducedHistory
TYLTyler Technologies IncCOM1,504$690.0K<0.1%+1,504NewHistory
MRSHMarsh & McLennan Companies, Inc.Stock4,598$696.0K<0.1%−1,570−25.5%ReducedHistory
CSQCalamos Strategic Total Return FundCOM SH BEN INT39,302$696.0K<0.1%+673+1.7%AddedHistory
BNSBank of Nova ScotiaCOM11,433$703.0K<0.1%−106−0.9%ReducedHistory
iShares Tr464288877EAFE VALUE ETF14,016$713.0K<0.1%00.0%Unchanged–
EAElectronic Arts Inc.COM5,059$720.0K<0.1%−818−13.9%ReducedHistory
EQIXEquinix IncCOM923$729.0K<0.1%−150−14.0%ReducedHistory
COFCapital One Financial CorpStock4,654$754.0K<0.1%−890−16.1%ReducedHistory
AONAon plcCL A2,686$768.0K<0.1%−190−6.6%ReducedHistory
FTSIFTS International, Inc.COM NEW CL A31,228$768.0K<0.1%−37,805−54.8%ReducedHistory
BCEBce IncCOM NEW15,389$770.0K<0.1%−2,276−12.9%ReducedHistory
CSXCSX CorpStock26,171$778.0K<0.1%−3,520−11.9%ReducedHistory
MUMicron Technology IncStock11,061$785.0K<0.1%−1,900−14.7%ReducedHistory
ADIAnalog Devices IncStock4,710$789.0K<0.1%+319+7.3%AddedHistory
CBChubb LtdStock4,554$790.0K<0.1%−639−12.3%ReducedHistory
CCICrown Castle Inc.REIT4,731$820.0K<0.1%−690−12.7%ReducedHistory
NOWServiceNow, Inc.Stock1,345$837.0K<0.1%−740−35.5%ReducedHistory
DUKDuke Energy CORPStock8,773$856.0K<0.1%−1,517−14.7%ReducedHistory
iShares Inc464286657MSCI BIC ETF17,820$859.0K<0.1%−10,504−37.1%Reduced–
iShares S&P 500 Value ETF464287408ETF5,969$868.0K<0.1%00.0%Unchanged–
BDXBecton Dickinson & CoStock3,584$881.0K<0.1%+281+8.5%AddedHistory
TJXTJX Companies IncStock13,372$882.0K<0.1%−820−5.8%ReducedHistory
Booking Holdings Inc.09857LAN8NOTE 0.750% 5/0–$882.0K<0.1%–––
USBUS Bancorp DECOM NEW15,157$901.0K<0.1%−1,120−6.9%ReducedHistory
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM91,325$912.0K<0.1%+1,672+1.9%AddedHistory
SYKStryker CorpStock3,626$956.0K<0.1%−44−1.2%ReducedHistory
GEGeneral Electric CoStock9,381$967.0K<0.1%−3,024−24.4%ReducedConverted for a 1-for-8 splitHistory
NVONovo Nordisk A SADR10,215$981.0K<0.1%+6,042+144.8%AddedHistory
CHTRCharter Communications, Inc.CL A1,349$981.0K<0.1%−314−18.9%ReducedHistory
IBMInternational Business Machines CorpStock7,262$1.01M<0.1%−3,920−35.1%ReducedHistory
ELVElevance Health, Inc.Stock2,757$1.03M<0.1%−180−6.1%ReducedHistory
IDXXIDEXX Laboratories IncCOM1,672$1.04M<0.1%+700+72.0%AddedHistory
BKNGBooking Holdings Inc.Stock441$1.05M<0.1%−34−7.2%ReducedHistory
DEDeere & CoStock3,298$1.10M<0.1%−440−11.8%ReducedHistory
MRNAModerna, Inc.Stock3,000$1.16M<0.1%+3,000NewHistory
AXPAmerican Express CoStock7,031$1.18M<0.1%−620−8.1%ReducedHistory
SUSuncor Energy IncStock57,910$1.20M<0.1%−34,010−37.0%ReducedHistory
ADMArcher-Daniels-Midland CoStock20,449$1.23M<0.1%−470−2.2%ReducedHistory
WECWec Energy Group, Inc.Stock13,935$1.23M<0.1%−660−4.5%ReducedHistory
AMDAdvanced Micro Devices IncStock12,447$1.28M<0.1%−921−6.9%ReducedHistory
ISRGIntuitive Surgical IncCOM NEW1,295$1.29M<0.1%−85−6.2%ReducedHistory
BABoeing CoStock5,862$1.29M<0.1%−380−6.1%ReducedHistory
iShares S&P Small-Cap 600 Growth ETF464287887ETF10,048$1.31M<0.1%00.0%Unchanged–
PLDPrologis, Inc.REIT10,545$1.32M<0.1%−659−5.9%ReducedHistory
SHWSherwin Williams CoCOM4,760$1.33M<0.1%+2,035+74.7%AddedHistory
AMTAmerican Tower CorpREIT5,062$1.34M<0.1%−230−4.3%ReducedHistory
SBUXStarbucks CorpStock12,505$1.38M<0.1%−1,441−10.3%ReducedHistory
GSGoldman Sachs Group IncStock3,667$1.39M<0.1%−286−7.2%ReducedHistory
LINLinde PLCSHS4,776$1.40M<0.1%−1,035−17.8%ReducedHistory
EWEdwards Lifesciences CorpStock12,385$1.40M<0.1%+4,555+58.2%AddedHistory
CVSCVS Health CorpStock16,624$1.41M<0.1%−730−4.2%ReducedHistory
MSMorgan StanleyStock14,824$1.44M<0.1%−2,178−12.8%ReducedHistory
iShares S&P Small-Cap 600 Value ETF464287879ETF14,812$1.49M<0.1%00.0%Unchanged–
CCitigroup IncStock21,478$1.51M<0.1%−6,280−22.6%ReducedHistory
ZTSZoetis Inc.Stock8,068$1.57M<0.1%+2,439+43.3%AddedHistory
ORCLOracle CorpStock18,085$1.58M<0.1%−4,830−21.1%ReducedHistory
LOWLowes Companies IncStock8,005$1.62M<0.1%−860−9.7%ReducedHistory
NEENextera Energy IncStock21,619$1.70M<0.1%−1,931−8.2%ReducedHistory
HONHoneywell International IncCOM8,010$1.70M<0.1%−390−4.6%ReducedHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF33,000$1.72M<0.1%00.0%Unchanged–
TAT&T Inc.Stock65,096$1.76M0.1%−27,572−29.8%ReducedHistory
SPDR Series Trust78464A284ST NUVE HIGH ETF30,000$1.80M0.1%+30,000New–
J P Morgan Exchange Traded F46641Q878BET USD HIG ETF35,000$1.82M0.1%+35,000New–
SPGIS&P Global Inc.Stock4,325$1.84M0.1%+1,659+62.2%AddedHistory
WMTWalmart Inc.Stock13,282$1.85M0.1%−51,499−79.5%ReducedHistory
State Street SPDR Portfolio Long Term Corporate Bond ETF78464A367ETF60,000$1.88M0.1%+60,000New–
iShares Tr46428951110+ YR INVST GRD28,569$1.98M0.1%00.0%Unchanged–
CVXChevron CorpStock19,881$2.02M0.1%−3,149−13.7%ReducedHistory
ABBVAbbVie Inc.Stock19,738$2.13M0.1%−2,067−9.5%ReducedHistory
WFCWells Fargo & CompanyStock46,040$2.14M0.1%−6,910−13.1%ReducedHistory
ACNAccenture plcStock6,840$2.19M0.1%−516−7.0%ReducedHistory
COSTCostco Wholesale CorpStock4,925$2.21M0.1%−270−5.2%ReducedHistory
EVRGEvergy, Inc.Stock35,739$2.22M0.1%−880−2.4%ReducedHistory
MDWTMidwest Holding Inc.COM NEW60,000$2.33M0.1%00.0%UnchangedHistory
Invesco QQQ Trust Series I46090E103ETF6,764$2.42M0.1%+6,764New–
CRMSalesforce, Inc.Stock9,403$2.55M0.1%−949−9.2%ReducedHistory
iShares Tr464287622RUS 1000 ETF11,118$2.69M0.1%00.0%Unchanged–
Vanguard Scottsdale FDS92206C813LG-TERM COR BD25,880$2.73M0.1%00.0%Unchanged–
DDominion Energy, IncStock38,610$2.82M0.1%−789−2.0%ReducedHistory
CMCSAComcast CorpStock50,417$2.82M0.1%−3,660−6.8%ReducedHistory
Ares Capital Corp04010LAW3NOTE 4.625% 3/0–$2.90M0.1%–––
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF21,845$2.91M0.1%00.0%Unchanged–
DHRDanaher CorpStock9,564$2.91M0.1%+1,850+24.0%AddedHistory
Vanguard Morningstar Small-Cap ETF922908751ETF13,386$2.93M0.1%00.0%Unchanged–
METMetlife IncStock47,876$2.96M0.1%−1,469−3.0%ReducedHistory

Options (1)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Conning Inc. in Q3 2021
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$7.51M–

Sold out since Q2 2021 (60)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Conning Inc. sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
Priceline Grp Inc741503AX4NOTE 0.900% 9/1–$8.92M0.3%–
On Semiconductor Corp682189AP0NOTE 1.625%10/1–$5.80M0.2%–
iShares Tips Bond ETF464287176ETF22,918$2.93M0.1%–
American Elec PWR Co Inc025537127UNIT 08/01/202156,000$2.75M0.1%–
Vanguard Total Bond Market ETF921937835ETF18,725$1.61M<0.1%–
ABBNYABB LtdSPONSORED ADR21,048$715.0K<0.1%History
iShares Global Clean Energy ETF464288224ETF27,886$654.0K<0.1%–
MPLXMPLX LPCOM UNIT REP LTD16,452$487.0K<0.1%History
ALXNAlexion Pharmaceuticals, Inc.COM2,592$476.0K<0.1%History
NTESNetEase, Inc.SPONSORED ADS3,120$360.0K<0.1%History
GSGiShares S&P GSCI Commodity-Indexed TrustUNIT BEN INT20,358$328.0K<0.1%History
ZBRAZebra Technologies CorpCL A595$315.0K<0.1%History
DALDelta Air Lines, Inc.COM NEW7,180$311.0K<0.1%History
AMEAmetek IncCOM2,260$302.0K<0.1%History
LYBLyondellBasell Industries N.V.SHS - A -2,880$296.0K<0.1%History
EDConsolidated Edison IncStock4,085$293.0K<0.1%History
MXIMMaxim Integrated Products IncCOM2,731$288.0K<0.1%History
KHCKraft Heinz CoStock6,858$280.0K<0.1%History
IPInternational Paper CoCOM4,437$272.0K<0.1%History
DLTRDollar Tree, Inc.COM2,728$271.0K<0.1%History
WDCWestern Digital CorpCOM3,792$270.0K<0.1%History
AREAlexandria Real Estate Equities, Inc.COM1,440$262.0K<0.1%History
VTRVentas, Inc.REIT4,535$259.0K<0.1%History
QRVOQorvo, Inc.Stock1,320$258.0K<0.1%History
EXPEExpedia Group, Inc.Stock1,567$257.0K<0.1%History
ORealty Income CorpREIT3,641$243.0K<0.1%History
HIGHartford Insurance Group, Inc.Stock3,885$241.0K<0.1%History
AKAMAkamai Technologies IncCOM2,054$239.0K<0.1%History
PPLPPL CorpCOM8,498$238.0K<0.1%History
CPAYCorpay, Inc.COM926$237.0K<0.1%History
ETREntergy CorpCOM2,370$236.0K<0.1%History
GRMNGarmin LtdSHS1,619$234.0K<0.1%History
CCLCarnival Corp Ltd.UNIT 99/99/99998,887$234.0K<0.1%History
CAGConagra Brands Inc.Stock6,390$232.0K<0.1%History
TTWOTake Two Interactive Software IncCOM1,311$232.0K<0.1%History
FEFirstenergy CorpCOM6,236$232.0K<0.1%History
ANETArista Networks, Inc.COM635$230.0K<0.1%History
GWWW.W. Grainger, Inc.Stock513$225.0K<0.1%History
CDWCDW CorpCOM1,280$224.0K<0.1%History
AESAES CorpStock8,553$223.0K<0.1%History
STXSeagate Technology Holdings plcORD SHS2,541$223.0K<0.1%History
ODFLOld Dominion Freight Line, Inc.COM870$221.0K<0.1%History
CINFCincinnati Financial CorpCOM1,899$221.0K<0.1%History
TFXTeleflex IncCOM550$221.0K<0.1%History
ULTAUlta Beauty, Inc.Stock625$216.0K<0.1%History
CHDChurch & Dwight Co IncCOM2,530$216.0K<0.1%History
ESSEssex Property Trust, Inc.COM720$216.0K<0.1%History
MCYMercury General CorpCOM3,300$214.0K<0.1%History
RVTYRevvity, Inc.COM1,383$214.0K<0.1%History
AVYAvery Dennison CorpCOM1,017$214.0K<0.1%History
MASMasco CorpCOM3,624$213.0K<0.1%History
BXPBXP, Inc.COM1,862$213.0K<0.1%History
KKellanovaStock3,295$212.0K<0.1%History
EMNEastman Chemical CoStock1,803$211.0K<0.1%History
MKTXMarketaxess Holdings IncCOM452$210.0K<0.1%History
BBWIBath & Body Works, Inc.COM2,882$208.0K<0.1%History
PHMPultegroup IncCOM3,773$206.0K<0.1%History
EXPDExpeditors International of Washington IncCOM1,603$203.0K<0.1%History
CTLTCatalent, Inc.COM1,850$200.0K<0.1%History
SWNSouthwestern Energy CoCOM11,240$64.0K<0.1%History