NBC Securities, Inc.
- SEC CIK
- 0000791540
- Latest filing
- Jul 21, 2026
Holdings in Q3 2024
Holdings as of Sep 30, 2024, filed Oct 15, 2024. Long positions only; changes compare share counts with Q2 2024.
- Positions
- 2,111
- +36 vs. Q2 2024
- Portfolio value
- $1.19B
- +$91.9M (+8.4%) vs. Q2 2024
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| RYRoyal Bank of Canada | Stock | 360,806 | $45.0M | 3.8% | −386−0.1% | Reduced | History |
| AAPLApple Inc. | Stock | 190,366 | $44.4M | 3.7% | +1,169+0.6% | Added | History |
| MSFTMicrosoft Corp | Stock | 83,402 | $35.9M | 3.0% | −104−0.1% | Reduced | History |
| BRK.ABerkshire Hathaway Inc | CL A | 47 | $32.5M | 2.7% | +1+2.2% | Added | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 32,093 | $18.4M | 1.5% | +823+2.6% | Added | History |
| AVGOBroadcom Inc. | Stock | 81,094 | $14.0M | 1.2% | −3,846−4.5% | ReducedConverted for a 10-for-1 split | History |
| AMZNAmazon Com Inc | Stock | 74,312 | $13.8M | 1.2% | +3,135+4.4% | Added | History |
| CEGConstellation Energy Corp | Stock | 42,228 | $11.0M | 0.9% | −115−0.3% | Reduced | History |
| PGProcter & Gamble Co | Stock | 59,227 | $10.3M | 0.9% | −863−1.4% | Reduced | History |
| NEENextera Energy Inc | Stock | 117,938 | $9.97M | 0.8% | −1,905−1.6% | Reduced | History |
| NVDANVIDIA Corp | Stock | 81,370 | $9.88M | 0.8% | +1,660+2.1% | Added | History |
| iShares Core S&P 500 ETF464287200 | ETF | 16,641 | $9.60M | 0.8% | −2,464−12.9% | Reduced | – |
| SSBSouthState Bank Corp | COM | 96,172 | $9.35M | 0.8% | −220.0% | Reduced | History |
| JPMJPMorgan Chase & Co | Stock | 44,010 | $9.28M | 0.8% | −392−0.9% | Reduced | History |
| WMTWalmart Inc. | Stock | 114,204 | $9.22M | 0.8% | +958+0.8% | Added | History |
| HDHome Depot, Inc. | Stock | 21,901 | $8.87M | 0.7% | −244−1.1% | Reduced | History |
| LMTLockheed Martin Corp | Stock | 14,049 | $8.21M | 0.7% | +15+0.1% | Added | History |
| VVisa Inc. | Stock | 29,738 | $8.18M | 0.7% | +57+0.2% | Added | History |
| UNPUnion Pacific Corp | Stock | 29,976 | $7.39M | 0.6% | −388−1.3% | Reduced | History |
| GOOGLAlphabet Inc. | Stock | 43,286 | $7.18M | 0.6% | −189−0.4% | Reduced | History |
| UNHUnitedHealth Group Inc | Stock | 11,606 | $6.79M | 0.6% | +9+0.1% | Added | History |
| DEDeere & Co | Stock | 15,959 | $6.66M | 0.6% | −87−0.5% | Reduced | History |
| First Tr Exchange-Traded FD33733E104 | CAP STRENGTH ETF | 72,908 | $6.62M | 0.6% | −5,131−6.6% | Reduced | – |
| JNJJohnson & Johnson | Stock | 40,617 | $6.58M | 0.6% | −767−1.9% | Reduced | History |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 121,249 | $6.40M | 0.5% | +4,995+4.3% | Added | – |
| SRESempra | Stock | 71,819 | $6.01M | 0.5% | −168−0.2% | Reduced | History |
| CBChubb Ltd | Stock | 20,788 | $6.00M | 0.5% | +101+0.5% | Added | History |
| ORCLOracle Corp | Stock | 34,920 | $5.95M | 0.5% | +3,434+10.9% | Added | History |
| CVXChevron Corp | Stock | 39,212 | $5.77M | 0.5% | +21+0.1% | Added | History |
| MRKMerck & Co., Inc. | Stock | 49,779 | $5.65M | 0.5% | +2,207+4.6% | Added | History |
| TMUST-Mobile US, Inc. | Stock | 26,538 | $5.48M | 0.5% | −836−3.1% | Reduced | History |
| GOOGAlphabet Inc. | Stock | 31,276 | $5.23M | 0.4% | −1,136−3.5% | Reduced | History |
| XOMExxonMobil Holdings Corp | COM | 44,406 | $5.21M | 0.4% | +14,877+50.4% | Added | History |
| BRK.BBerkshire Hathaway Inc | Stock | 11,015 | $5.07M | 0.4% | +1,244+12.7% | Added | History |
| iShares Russell 1000 Growth ETF464287614 | ETF | 13,462 | $5.05M | 0.4% | +72+0.5% | Added | – |
| LINLinde PLC | Stock | 10,495 | $5.00M | 0.4% | −73−0.7% | Reduced | History |
| CMCSAComcast Corp | Stock | 118,455 | $4.95M | 0.4% | +763+0.6% | Added | History |
| PHParker-Hannifin Corp | Stock | 7,416 | $4.68M | 0.4% | −239−3.1% | Reduced | History |
| Vanguard S&P 500 ETF922908363 | ETF | 8,762 | $4.62M | 0.4% | −897−9.3% | Reduced | – |
| SYYSysco Corp | Stock | 58,402 | $4.56M | 0.4% | −368−0.6% | Reduced | History |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 40,254 | $4.55M | 0.4% | −2,133−5.0% | Reduced | – |
| Capital Group Core Equity Et14020V108 | SHS CREAT UNIT | 132,557 | $4.54M | 0.4% | +17,111+14.8% | Added | – |
| METAMeta Platforms, Inc. | Stock | 7,923 | $4.54M | 0.4% | +491+6.6% | Added | History |
| PEGPublic Service Enterprise Group Inc | COM | 50,170 | $4.47M | 0.4% | −605−1.2% | Reduced | History |
| LOWLowes Companies Inc | Stock | 16,463 | $4.46M | 0.4% | −584−3.4% | Reduced | History |
| PEPPepsiCo Inc | Stock | 26,174 | $4.45M | 0.4% | −97−0.4% | Reduced | History |
| LLYEli Lilly & Co | Stock | 5,019 | $4.45M | 0.4% | +228+4.8% | Added | History |
| NINisource Inc. | COM | 127,873 | $4.43M | 0.4% | −863−0.7% | Reduced | History |
| DTMDT Midstream, Inc. | COMMON STOCK | 55,464 | $4.36M | 0.4% | −221−0.4% | Reduced | History |
| First Trust Rising Dividend Achievers ETF33738R506 | ETF | 73,079 | $4.33M | 0.4% | −3,668−4.8% | Reduced | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 18,801 | $4.24M | 0.4% | +1,260+7.2% | Added | – |
| CCOICogent Communications Holdings, Inc. | COM NEW | 54,367 | $4.13M | 0.3% | −250−0.5% | Reduced | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 8,442 | $4.12M | 0.3% | −117−1.4% | Reduced | – |
| MAMastercard Inc | Stock | 8,065 | $3.98M | 0.3% | −182−2.2% | Reduced | History |
| DYDycom Industries Inc | COM | 20,162 | $3.97M | 0.3% | +15,177+304.5% | Added | History |
| First Tr Exchange-Traded FD33734X846 | NASDAQ CYB ETF | 67,041 | $3.97M | 0.3% | −823−1.2% | Reduced | – |
| First Tr Exchange-Traded FD33734H106 | SHS | 87,038 | $3.96M | 0.3% | −18,889−17.8% | Reduced | – |
| EQIXEquinix Inc | COM | 4,414 | $3.92M | 0.3% | −31−0.7% | Reduced | History |
| RSGRepublic Services, Inc. | COM | 19,367 | $3.89M | 0.3% | −433−2.2% | Reduced | History |
| John Hancock Exchange Traded47804J206 | MULTIFACTOR MI | 64,558 | $3.89M | 0.3% | +139+0.2% | Added | – |
| PAYXPaychex Inc | Stock | 28,319 | $3.80M | 0.3% | +17+0.1% | Added | History |
| DUKDuke Energy CORP | Stock | 32,783 | $3.78M | 0.3% | +66+0.2% | Added | History |
| ABBVAbbVie Inc. | Stock | 19,027 | $3.76M | 0.3% | −1,017−5.1% | Reduced | History |
| iShares Russell Midcap ETF464287499 | ETF | 42,116 | $3.71M | 0.3% | −307−0.7% | Reduced | – |
| iShares Russell 1000 Value ETF464287598 | ETF | 19,554 | $3.71M | 0.3% | +328+1.7% | Added | – |
| UBERUber Technologies, Inc | Stock | 49,229 | $3.70M | 0.3% | −57−0.1% | Reduced | History |
| MSMorgan Stanley | Stock | 35,427 | $3.69M | 0.3% | −297−0.8% | Reduced | History |
| SYKStryker Corp | Stock | 10,019 | $3.62M | 0.3% | −190−1.9% | Reduced | History |
| MDTMedtronic plc | Stock | 40,042 | $3.60M | 0.3% | −4,859−10.8% | Reduced | History |
| ODFLOld Dominion Freight Line, Inc. | COM | 17,798 | $3.54M | 0.3% | −42−0.2% | Reduced | History |
| Vanguard Scottsdale FDS92206C599 | VNG RUS3000IDX | 13,766 | $3.49M | 0.3% | −484−3.4% | Reduced | – |
| ATOAtmos Energy Corp | COM | 25,006 | $3.47M | 0.3% | −162−0.6% | Reduced | History |
| CPCanadian Pacific Kansas City Ltd | COM | 40,505 | $3.46M | 0.3% | −220−0.5% | Reduced | History |
| KOCoca Cola Co | Stock | 46,967 | $3.38M | 0.3% | −426−0.9% | Reduced | History |
| PWRQuanta Services, Inc. | COM | 11,263 | $3.36M | 0.3% | +91+0.8% | Added | History |
| VZVerizon Communications Inc | Stock | 72,691 | $3.26M | 0.3% | +670+0.9% | Added | History |
| NXPINXP Semiconductors N.V. | COM | 13,471 | $3.23M | 0.3% | −182−1.3% | Reduced | History |
| ETREntergy Corp | COM | 24,311 | $3.20M | 0.3% | +23,797+4,629.8% | Added | History |
| CNPCenterpoint Energy Inc | COM | 108,301 | $3.19M | 0.3% | −325−0.3% | Reduced | History |
| CRMSalesforce, Inc. | Stock | 11,598 | $3.17M | 0.3% | −607−5.0% | Reduced | History |
| CMSCMS Energy Corp | COM | 44,947 | $3.17M | 0.3% | −252−0.6% | Reduced | History |
| ADBEAdobe Inc. | Stock | 6,082 | $3.15M | 0.3% | +419+7.4% | Added | History |
| SBACSba Communications Corp | CL A | 12,967 | $3.12M | 0.3% | −66−0.5% | Reduced | History |
| iShares Tr464288885 | EAFE GRWTH ETF | 28,377 | $3.05M | 0.3% | +668+2.4% | Added | – |
| PCGPG&E Corp | Stock | 151,802 | $3.00M | 0.3% | −573−0.4% | Reduced | History |
| iShares Core S&P Small Cap ETF464287804 | ETF | 25,501 | $2.98M | 0.3% | +880+3.6% | Added | – |
| Vanguard Intermediate-Term Corporate Bond ETF92206C870 | ETF | 35,258 | $2.95M | 0.2% | +1,724+5.1% | Added | – |
| NFLXNetflix Inc | Stock | 4,019 | $2.85M | 0.2% | −154−3.7% | Reduced | History |
| GNRCGenerac Holdings Inc. | Stock | 17,856 | $2.84M | 0.2% | +2,661+17.5% | Added | History |
| COSTCostco Wholesale Corp | Stock | 3,145 | $2.79M | 0.2% | +94+3.1% | Added | History |
| IDAIdacorp Inc | COM | 26,664 | $2.75M | 0.2% | −100−0.4% | Reduced | History |
| NOWServiceNow, Inc. | Stock | 3,023 | $2.70M | 0.2% | −73−2.4% | Reduced | History |
| CCJCameco Corp | Stock | 55,922 | $2.67M | 0.2% | +575+1.0% | Added | History |
| HIGHartford Insurance Group, Inc. | Stock | 22,595 | $2.66M | 0.2% | +21,012+1,327.4% | Added | History |
| GDGeneral Dynamics Corp | Stock | 8,692 | $2.63M | 0.2% | +47+0.5% | Added | History |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 14,535 | $2.60M | 0.2% | −548−3.6% | Reduced | – |
| STAGSTAG Industrial, Inc. | COM | 66,544 | $2.60M | 0.2% | −56−0.1% | Reduced | History |
| IBMInternational Business Machines Corp | Stock | 11,700 | $2.59M | 0.2% | −404−3.3% | Reduced | History |
| CATCaterpillar Inc | Stock | 6,512 | $2.55M | 0.2% | −282−4.2% | Reduced | History |
| Ssga Active ETF Tr78467V608 | ST STR BL LN ETF | 60,572 | $2.53M | 0.2% | +632+1.1% | Added | – |
Sold out since Q2 2024 (92)
Positions held at the end of Q2 2024 that are gone from this filing.
| Security | Class | Shares in Q2 2024 | Value in Q2 2024 | % of portfolio in Q2 2024 | History |
|---|---|---|---|---|---|
| ALITAlight, Inc. / Delaware | COM CL A | 74,022 | $546.0K | <0.1% | History |
| APPFAppfolio Inc | COM CL A | 2,094 | $512.0K | <0.1% | History |
| ETRNMidstream Co LLC | COM | 39,100 | $507.0K | <0.1% | History |
| IEXIdex Corp | COM | 1,481 | $297.0K | <0.1% | History |
| DOCSDoximity, Inc. | CL A | 10,049 | $281.0K | <0.1% | History |
| LVSLas Vegas Sands Corp | COM | 3,995 | $176.0K | <0.1% | History |
| GDOWestern Asset Global Corporate Opportunity Fund Inc. | COM | 14,344 | $175.0K | <0.1% | History |
| NVSTEnvista Holdings Corp | COM | 8,641 | $143.0K | <0.1% | History |
| Innovator ETFs Trust45782C599 | US SML CP PWR B | 3,846 | $109.0K | <0.1% | – |
| First Tr Exchng Traded FD VI33740U687 | FT VEST U.S EQT | 3,241 | $109.0K | <0.1% | – |
| WIREEncore Wire Corp | COM | 250 | $72.0K | <0.1% | History |
| ALKAlaska Air Group, Inc. | COM | 1,686 | $68.0K | <0.1% | History |
| SPDR Series Trust78468R523 | ST STR BL 12 ETF | 640 | $63.0K | <0.1% | – |
| CPNGCoupang, Inc. | CL A | 3,000 | $62.0K | <0.1% | History |
| ATKRAtkore Inc. | COM | 398 | $53.0K | <0.1% | History |
| Brookfield Reins LtdG16250204 | CL A-1 EXCH NONV | 1,273 | $53.0K | <0.1% | – |
| DGIIDigi International Inc | COM | 2,190 | $50.0K | <0.1% | History |
| JPMorgan Ultra-Short Income ETF46641Q837 | ETF | 940 | $47.0K | <0.1% | – |
| LSCCLattice Semiconductor Corp | COM | 670 | $38.0K | <0.1% | History |
| EVHEvolent Health, Inc. | CL A | 1,886 | $36.0K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E842 | DORSEY WRGT SMLC | 404 | $34.0K | <0.1% | – |
| WRKWestRock Co | COM | 693 | $34.0K | <0.1% | History |
| Innovator ETFs Trust45782C466 | GRWT100 PWR BF | 729 | $33.0K | <0.1% | – |
| SRGSeritage Growth Properties | CL A | 6,400 | $29.0K | <0.1% | History |
| JBTMJBT Marel Corp | COM | 276 | $26.0K | <0.1% | History |
| BASECouchbase, Inc. | COM | 1,421 | $25.0K | <0.1% | History |
| CECelanese Corp | Stock | 174 | $23.0K | <0.1% | History |
| ALABAstera Labs, Inc. | Stock | 388 | $23.0K | <0.1% | History |
| APAAPA Corp | Stock | 725 | $21.0K | <0.1% | History |
| PRFTPerficient Inc | COM | 281 | $21.0K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E867 | DORSEY WRGT EMRG | 982 | $20.0K | <0.1% | – |
| FIVEFive Below, Inc | COM | 183 | $19.0K | <0.1% | History |
| OSWOnespaworld Holdings Ltd | COM | 1,212 | $18.0K | <0.1% | History |
| First Tr Exchng Traded FD VI33740F870 | LOW DUR STRTGC | 996 | $18.0K | <0.1% | – |
| DVDoubleVerify Holdings, Inc. | COM | 882 | $17.0K | <0.1% | History |
| Brookfield Reins LtdG16250105 | CL A EXCH LT VTG | 403 | $16.0K | <0.1% | – |
| Flagstar Bank, National Association649445103 | COM | 4,844 | $15.0K | <0.1% | – |
| SMCISuper Micro Computer, Inc. | COM | 19 | $15.0K | <0.1% | History |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 157 | $14.0K | <0.1% | – |
| Jazz Investments I Ltd472145AD3 | NOTE 1.500% 8/1 | 15,000 | $14.0K | <0.1% | – |
| Microchip Technology Inc595017AU8 | NOTE 0.125%11/1 | 14,000 | $14.0K | <0.1% | – |
| WCNWaste Connections, Inc. | COM | 79 | $13.0K | <0.1% | History |
| Liberty Media Corp531229813 | Stock | 600 | $13.0K | <0.1% | – |
| Morphosys AG617760202 | SPONSORED ADS | 695 | $12.0K | <0.1% | – |
| SIGASiga Technologies Inc | COM | 1,500 | $11.0K | <0.1% | History |
| Square Inc852234AF0 | NOTE 0.125% 3/0 | 12,000 | $11.0K | <0.1% | – |
| SPDR Series Trust78464A755 | ST STR SP METAL | 169 | $10.0K | <0.1% | – |
| SIRISirius XM Holdings Inc. | COM | 3,584 | $10.0K | <0.1% | History |
| PLUGPlug Power Inc | Stock | 4,000 | $9.00K | <0.1% | History |
| ATECAlphatec Holdings, Inc. | COM NEW | 948 | $9.00K | <0.1% | History |
| CEMClearBridge MLP & Midstream Fund Inc. | COM | 201 | $9.00K | <0.1% | History |
| PENPenumbra Inc | COM | 45 | $8.00K | <0.1% | History |
| MTTRMatterport, Inc. | COM CL A | 2,000 | $8.00K | <0.1% | History |
| ALLYAlly Financial Inc. | Stock | 183 | $7.00K | <0.1% | History |
| CNKCinemark Holdings, Inc. | COM | 350 | $7.00K | <0.1% | History |
| Simplify Exchange Traded Fun82889N657 | SHORT TERM TREA | 369 | $7.00K | <0.1% | – |
| XPOFXponential Fitness, Inc. | COM CL A | 475 | $7.00K | <0.1% | History |
| VSTOVista Outdoor Inc. | COM | 200 | $7.00K | <0.1% | History |
| MSGSMadison Square Garden Sports Corp. | CL A | 35 | $6.00K | <0.1% | History |
| AMPHAmphastar Pharmaceuticals, Inc. | COM | 165 | $6.00K | <0.1% | History |
| FLNGFlex LNG Ltd. | SHS | 250 | $6.00K | <0.1% | History |
| LEALear Corp | COM NEW | 53 | $6.00K | <0.1% | History |
| GFSGLOBALFOUNDRIES Inc. | Stock | 100 | $5.00K | <0.1% | History |
| First Tr Exchng Traded FD VI33740F821 | ACTV FCTR LGCP | 185 | $5.00K | <0.1% | – |
| Direxion Shs ETF Tr25460G831 | DAILY JR GLD MIN | 150 | $5.00K | <0.1% | – |
| ZIMZIM Integrated Shipping Services Ltd. | SHS | 200 | $4.00K | <0.1% | History |
| VRAVera Bradley, Inc. | COM | 656 | $4.00K | <0.1% | History |
| GLOClough Global Opportunities Fund | SH BEN INT | 773 | $4.00K | <0.1% | History |
| EDREndeavor Group Holdings, Inc. | CL A COM | 150 | $4.00K | <0.1% | History |
| AKAMAkamai Technologies Inc | COM | 40 | $3.00K | <0.1% | History |
| AAPAdvance Auto Parts Inc | COM | 54 | $3.00K | <0.1% | History |
| AUPHAurinia Pharmaceuticals Inc. | COM | 600 | $3.00K | <0.1% | History |
| BMBLBumble Inc. | COM CL A | 300 | $3.00K | <0.1% | History |
| LLYVALiberty Live Holdings, Inc. | COM LBTY LIV S A | 100 | $3.00K | <0.1% | History |
| RGRSturm Ruger & Co Inc | Stock | 55 | $2.00K | <0.1% | History |
| iShares S&P Small-Cap 600 Value ETF464287879 | ETF | 27 | $2.00K | <0.1% | – |
| ALLEAllegion plc | ORD SHS | 18 | $2.00K | <0.1% | History |
| KRCKilroy Realty Corp | COM | 74 | $2.00K | <0.1% | History |
| iShares Tr464287861 | EUROPE ETF | 40 | $2.00K | <0.1% | – |
| iShares Tr46429B671 | MSCI CHINA ETF | 55 | $2.00K | <0.1% | – |
| TEAMAtlassian Corp | CL A | 15 | $2.00K | <0.1% | History |
| HASIHA Sustainable Infrastructure Capital, Inc. | COM | 73 | $2.00K | <0.1% | History |
| LLYVKLiberty Live Holdings, Inc. | COM LBTY LIV S C | 75 | $2.00K | <0.1% | History |
| SPHRSphere Entertainment Co. | CL A | 50 | $1.00K | <0.1% | History |
| INDIindie Semiconductor, Inc. | CLASS A COM | 300 | $1.00K | <0.1% | History |
| CRBPCorbus Pharmaceuticals Holdings, Inc. | COM NEW | 33 | $1.00K | <0.1% | History |
| GTGoodyear Tire & Rubber Co | COM | 100 | $1.00K | <0.1% | History |
| SPRUSpruce Power Holding Corp | COM NEW | 337 | $1.00K | <0.1% | History |
| PCHPotlatchdeltic Corp | COM | 44 | $1.00K | <0.1% | History |
| VORVor Biopharma Inc. | COM | 1,000 | $1.00K | <0.1% | History |
| WOLFWolfspeed, Inc. | Stock | 75 | $1.00K | <0.1% | History |
| Lithium Americas Argentina Cor Com Shs53681K100 | Stock | 355 | $1.00K | <0.1% | – |