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Livermore
Livermore
ZHEN

Stephens Inc

SEC CIK
0000757657
Latest filing
Jul 29, 2026

Holdings in Q2 2026

Holdings as of Jun 30, 2026, filed Jul 29, 2026. Long positions only; changes compare share counts with Q1 2026.

Institution overview
Positions
1,332
+21 vs. Q1 2026
Portfolio value
$8.93B
+$932.2M (+11.7%) vs. Q1 2026
Filed
Jul 29, 2026
SEC
Holdings of Stephens Inc in Q2 2026
SecurityClassSharesValue% of portfolioShare changeActionHistory
CGCCanopy Growth CorpCOM NEW10,032$9.53K<0.1%−15−0.1%ReducedHistory
TLPHTalphera, Inc.COM NEW15,133$15.6K<0.1%+15,133NewHistory
INOInovio Pharmaceuticals, Inc.COM SHS15,500$17.1K<0.1%00.0%UnchangedHistory
WWRWestwater Resources, Inc.COM NEW35,032$17.7K<0.1%00.0%UnchangedHistory
iRhythm Holdings, Inc.450056AB2NOTE 1.500% 9/020,000$21.9K<0.1%−1,000−4.8%Reduced–
Progress Software Corp743312AD2NOTE 3.500% 3/024,000$22.9K<0.1%00.0%Unchanged–
Etsy Inc29786AAJ5NOTE 0.125%10/028,000$28.5K<0.1%00.0%Unchanged–
Alnylam Pharmaceuticals, Inc.02043QAB3NOTE 1.000% 9/124,000$28.9K<0.1%00.0%Unchanged–
Patk703343AG812/01/202820,000$29.5K<0.1%00.0%Unchanged–
Rivian Automotive, Inc.76954AAB9NOTE 4.625% 3/125,000$29.6K<0.1%00.0%Unchanged–
Affirm Hldgs Inc00827BAD8NOTE 0.750%12/128,000$32.6K<0.1%−1,000−3.4%Reduced–
BridgeBio Pharma, Inc.10806XAD4NOTE 2.250% 2/032,000$35.4K<0.1%−1,000−3.0%Reduced–
MGP Ingredients Inc55303JAB2NOTE 1.875%11/138,000$36.8K<0.1%00.0%Unchanged–
Ionis Pharmaceuticals Inc462222AF7NOTE 1.750% 6/124,000$37.3K<0.1%+24,000New–
Arrowhead Pharmaceuticals IN04280AAC4NOTE 1/133,000$39.4K<0.1%+33,000New–
PSECProspect Capital CorpCOM17,421$40.2K<0.1%00.0%UnchangedHistory
Unity Software Inc.91332UAH4NOTE 3/136,000$40.7K<0.1%00.0%Unchanged–
Peloton Interactive, Inc.70614WAD2NOTE 5.500%12/027,000$43.7K<0.1%00.0%Unchanged–
IGRCbre Global Real Estate Income FundCOM10,278$47.4K<0.1%00.0%UnchangedHistory
Integer Hldgs Corp45826HAB5NOTE 2.125% 2/139,000$47.5K<0.1%00.0%Unchanged–
Post Hldgs Inc737446AT1NOTE 2.500% 8/146,000$47.6K<0.1%−1,000−2.1%Reduced–
HRZNHorizon Technology Finance CorpCOM10,202$48.3K<0.1%+10,202NewHistory
PLUGPlug Power IncStock18,056$48.9K<0.1%+18,056NewHistory
VVRInvesco Senior Income TrustCOM17,067$51.2K<0.1%00.0%UnchangedHistory
Nutanix, Inc.67059NAH1NOTE 0.250%10/046,000$51.8K<0.1%00.0%Unchanged–
MMTAberdeen Multi-Market Income FundSH BEN INT11,793$51.9K<0.1%+11,793NewHistory
Freshpet, Inc.358039AB1NOTE 3.000% 4/045,000$52.2K<0.1%00.0%Unchanged–
Biomarin Pharmaceutical Inc09061GAK7NOTE 1.250% 5/154,000$52.5K<0.1%00.0%Unchanged–
Dexcom Inc252131AM9NOTE 0.375% 5/160,000$56.0K<0.1%−1,000−1.6%Reduced–
GHIGreystone Housing Impact Investors LPBEN UNIT CTF10,082$58.5K<0.1%00.0%UnchangedHistory
ACHRArcher Aviation Inc.Stock12,400$58.7K<0.1%−1,000−7.5%ReducedHistory
Osi Systems Inc671044AF2NOTE 2.250% 8/044,000$58.7K<0.1%00.0%Unchanged–
Halozyme Therapeutics, Inc.40637HAD1NOTE 0.250% 3/053,000$58.9K<0.1%00.0%Unchanged–
Southern Co842587DZ7NOTE 4.500% 6/154,000$59.5K<0.1%00.0%Unchanged–
Liberty Media Corp531229AQ5NOTE 2.250% 8/149,000$60.7K<0.1%00.0%Unchanged–
Wec Energy Group, Inc.92939UAR7NOTE 4.375% 6/049,000$60.7K<0.1%−1,000−2.0%Reduced–
Meritage Homes CORP59001ABF8NOTE 1.750% 5/159,000$60.8K<0.1%00.0%Unchanged–
Tetra Tech Inc88162GAB9DBCV 2.250% 8/159,000$62.0K<0.1%00.0%Unchanged–
Northern Oil & Gas, Inc.665531AJ8NOTE 3.625% 4/165,000$62.1K<0.1%00.0%Unchanged–
SNAPSnap IncStock14,000$62.2K<0.1%00.0%UnchangedHistory
Fluor Corp343412AJ1NOTE 1.125% 8/149,000$64.8K<0.1%00.0%Unchanged–
PG&E Corp69331CAL2NOTE 4.250%12/065,000$66.4K<0.1%00.0%Unchanged–
Akamai Technologies Inc00971TAL5NOTE 0.375% 9/059,000$70.7K<0.1%00.0%Unchanged–
Mirum Pharmaceuticals, Inc.604749AB7NOTE 4.000% 5/020,000$74.0K<0.1%00.0%Unchanged–
Cloudflare, Inc.18915MAC1NOTE 8/159,000$75.8K<0.1%00.0%Unchanged–
AQNAlgonquin Power & Utilities Corp.COM13,505$79.1K<0.1%00.0%UnchangedHistory
LAESSEALSQ CorpORD SHS25,440$80.1K<0.1%+25,440NewHistory
AURAurora Innovation, Inc.CLASS A COM11,800$80.5K<0.1%+11,800NewHistory
Live Nation Entertainment IN538034BA6NOTE 3.125% 1/146,000$81.9K<0.1%00.0%Unchanged–
MKS Inc55306NAB0NOTE 1.250% 6/029,000$85.4K<0.1%−1,000−3.3%Reduced–
Lantheus Hldgs Inc516544AB9NOTE 2.625%12/159,000$85.6K<0.1%00.0%Unchanged–
Uber Technologies, Inc90353TAM2NOTE 0.875%12/072,000$86.1K<0.1%00.0%Unchanged–
On Semiconductor Corp682189AS4NOTE 5/049,000$89.1K<0.1%−1,000−2.0%Reduced–
Guardant Health, Inc.40131MAB5NOTE 11/172,000$89.5K<0.1%+72,000New–
HFROHighland Opportunities & Income FundHIGHLAND INCOME12,743$90.9K<0.1%00.0%UnchangedHistory
ARHSArhaus, Inc.COM CL A10,913$91.9K<0.1%−424−3.7%ReducedHistory
Snowflake Inc.833445AB5NOTE 10/057,000$94.8K<0.1%00.0%Unchanged–
USALiberty All Star Equity FundSH BEN INT16,346$95.0K<0.1%+372+2.3%AddedHistory
GABGabelli Equity Trust IncCOM16,873$95.5K<0.1%00.0%UnchangedHistory
CCCCCC Intelligent Solutions Holdings Inc.COM19,399$100.1K<0.1%+6,274+47.8%AddedHistory
GSBDGoldman Sachs BDC, Inc.SHS10,740$101.8K<0.1%+10,740NewHistory
DNNDenison Mines Corp.COM35,061$107.3K<0.1%−195−0.6%ReducedHistory
BTZBlackRock Credit Allocation Income TrustCOM10,543$107.7K<0.1%00.0%UnchangedHistory
Chefs Whse Inc163086AE1NOTE 2.375%12/149,000$109.4K<0.1%00.0%Unchanged–
SMRNuscale Power CorpCL A COM11,773$118.1K<0.1%+300+2.6%AddedHistory
NUVNuveen Municipal Value Fund IncCOM12,833$118.3K<0.1%00.0%UnchangedHistory
UNITUniti Group Inc.COM SHS10,514$120.6K<0.1%+271+2.6%AddedHistory
Advisorshares Tr00768Y453PURE US CANN ETF24,100$122.4K<0.1%00.0%Unchanged–
MFINMedallion Financial CorpCOM12,200$124.6K<0.1%+1,000+8.9%AddedHistory
Advanced Energy Inds007973AE0NOTE 2.500% 9/148,000$131.1K<0.1%−2,000−4.0%Reduced–
VFFVillage Farms International, Inc.COM69,300$138.6K<0.1%+10,800+18.5%AddedHistory
BGTBlackRock Floating Rate Income TrustCOM13,090$139.5K<0.1%00.0%UnchangedHistory
GNTGAMCO Natural Resources, Gold & Income TrustSH BEN INT17,178$140.0K<0.1%−22,970−57.2%ReducedHistory
SANBanco Santander, S.A.ADR10,241$141.3K<0.1%−13−0.1%ReducedHistory
PTYPIMCO Corporate & Income Opportunity FundCOM11,933$143.6K<0.1%+413+3.6%AddedHistory
Invesco Exchange Traded FD T46137V621FINL PFD ETF11,345$155.5K<0.1%+93+0.8%Added–
ETYEaton Vance Tax-Managed Diversified Equity Income FundCOM10,898$158.5K<0.1%+43+0.4%AddedHistory
MNRMach Natural Resources LPCOM UN LT PA IN12,913$163.2K<0.1%−7,422−36.5%ReducedHistory
EFTEaton Vance Floating-Rate Income TrustCOM15,640$168.9K<0.1%00.0%UnchangedHistory
FTFFranklin Ltd Duration Income TrustCOM29,217$169.2K<0.1%+5,555+23.5%AddedHistory
PKPark Hotels & Resorts Inc.COM11,895$169.5K<0.1%00.0%UnchangedHistory
NOKNokia CorpSPONSORED ADR12,918$171.6K<0.1%+2,063+19.0%AddedHistory
NOANorth American Construction Group Ltd.COM13,111$174.4K<0.1%00.0%UnchangedHistory
SMHISEACOR Marine Holdings Inc.COM23,536$180.1K<0.1%00.0%UnchangedHistory
Lumentum Hldgs Inc55024UAF6NOTE 0.500% 6/128,000$182.7K<0.1%+28,000New–
RITMRithm Capital Corp.REIT20,382$191.4K<0.1%−1,290−6.0%ReducedHistory
VTRSViatris IncStock12,346$196.1K<0.1%−1,524−11.0%ReducedHistory
KYNKayne Anderson Energy Infrastructure Fund, Inc.COM14,352$198.5K<0.1%+14,352NewHistory
Fidelity Comwlth Tr315912808NASDAQ COMPSIT1,940$200.2K<0.1%+1,940New–
iShares Tr46434V878ULTRA SHORT DUR3,961$200.3K<0.1%00.0%Unchanged–
SBIWestern Asset Intermediate Muni Fund Inc.COM25,500$200.7K<0.1%+700+2.8%AddedHistory
BBDCBarings BDC, Inc.COM23,576$200.9K<0.1%+183+0.8%AddedHistory
EVTEaton Vance Tax-Advantaged Dividend Income FundCOM7,259$200.9K<0.1%+7,259NewHistory
Innovator ETFs Trust45782C508US EQTY PWR BUF4,080$201.9K<0.1%+4,080New–
First Tr Exchange-Traded FD33733E856FT VEST GOLD9,594$202.1K<0.1%−2,254−19.0%Reduced–
T Rowe Price ETF Inc87283Q784CAPITAL APPRECIA9,156$203.3K<0.1%+9,156New–
SUNSunoco LPCOM UT REP LP3,022$204.0K<0.1%+3,022NewHistory
EIXEdison InternationalStock2,741$204.1K<0.1%00.0%UnchangedHistory
iShares Inc464286749MSCI SWITZERLAND3,253$204.5K<0.1%+3,253New–
BMOBank of MontrealCOM1,158$204.6K<0.1%−985−46.0%ReducedHistory

Sold out since Q1 2026 (76)

Positions held at the end of Q1 2026 that are gone from this filing.

Positions of Stephens Inc sold out since Q1 2026
SecurityClassShares in Q1 2026Value in Q1 2026% of portfolio in Q1 2026History
HONHoneywell International IncCOM31,698$7.16M0.1%History
AUAngloGold Ashanti PLCCOM SHS41,098$4.00M0.1%History
GGenpact LTDSHS82,498$3.07M<0.1%History
CTRACoterra Energy Inc.Stock26,786$974.1K<0.1%History
FSLYFastly, Inc.CL A33,269$966.8K<0.1%History
First Tr Exchange Trad FD VI33739H101FST TR GLB FD29,296$841.1K<0.1%–
PSIXPower Solutions International, Inc.Stock12,000$730.6K<0.1%History
FFWMFirst Foundation Inc.COM120,000$708.0K<0.1%History
RQICohen & Steers Quality Income Realty Fund IncCEF44,192$532.5K<0.1%History
CMCCommercial Metals CoStock8,490$521.5K<0.1%History
Goldman Sachs ETF Tr38149W507ACES INVSTMNT GR10,000$473.9K<0.1%–
Invesco Exch Traded FD Tr II46138E537NATL AMT MUNI19,034$437.4K<0.1%–
STRAStrategic Education, Inc.COM5,239$434.6K<0.1%History
ARAntero Resources CorpCOM10,213$433.4K<0.1%History
KREFKKR Real Estate Finance Trust Inc.COM64,411$394.2K<0.1%History
SPDR Series Trust78468R408ST TERM HIGH ETF15,398$384.6K<0.1%–
EMNEastman Chemical CoStock4,847$369.9K<0.1%History
GTLSChart Industries IncCOM1,691$349.6K<0.1%History
VanEck ETF Trust92189F536LONG MUNI ETF19,561$341.1K<0.1%–
PRIPrimerica, Inc.Stock1,345$336.8K<0.1%History
Invesco Exch Traded FD Tr II46138G805TAXABLE MUN BD11,977$322.9K<0.1%–
PZZAPapa Johns International IncStock9,697$314.3K<0.1%History
VanEck ETF Trust92189H201INTRMDT MUNI ETF6,509$302.2K<0.1%–
KMXCarMax IncCOM7,183$298.7K<0.1%History
First Tr Exchng Traded FD VI33740F276FT ENER INCO ETF13,087$294.3K<0.1%–
PRVAPrivia Health Group, Inc.COM13,828$284.4K<0.1%History
HMCHonda Motor Co LtdADR ECH CNV IN 311,612$282.3K<0.1%History
FISFidelity National Information Services, Inc.Stock5,944$278.8K<0.1%History
RBB FD Inc74933W460US TRSRY 6 MNTH5,522$276.3K<0.1%–
RBB FD Inc74933W452F/M US TREASURY5,540$276.2K<0.1%–
DBCInvesco DB Commodity Index Tracking FundUNIT9,475$274.3K<0.1%History
CACICACI International IncCL A498$270.8K<0.1%History
VanEck ETF Trust92189F387SHRT HGH YLD MUN11,765$266.6K<0.1%–
CDWCDW CorpCOM2,172$262.9K<0.1%History
GEHCGE HealthCare Technologies Inc.Stock3,679$261.9K<0.1%History
Innovator ETFs Trust45784N544EQUITY DUAL DIRE13,895$260.7K<0.1%–
OLLIOllie's Bargain Outlet Holdings, Inc.Stock2,810$258.6K<0.1%History
PIMCO Active Bond Exchange-Traded Fund72201R775ETF2,715$250.5K<0.1%–
iShares Inc464286426MSCI EM ASIA ETF2,609$249.8K<0.1%–
RDDTReddit, Inc.Stock1,843$248.2K<0.1%History
LULUlululemon athletica inc.Stock1,610$246.5K<0.1%History
ZWSZurn Elkay Water Solutions CorpCOM5,477$245.6K<0.1%History
VICIVici Properties Inc.COM8,858$242.0K<0.1%History
RRCRange Resources CorpCOM5,245$237.0K<0.1%History
RGAReinsurance Group of America IncCOM NEW1,152$235.2K<0.1%History
BFAMBright Horizons Family Solutions Inc.COM2,805$230.4K<0.1%History
OUNZVanEck Merk Gold ETFGOLD SHS5,060$228.0K<0.1%History
SAPSAP SEADR1,312$224.6K<0.1%History
HSBCHSBC Holdings PLCSPON ADR NEW2,703$223.0K<0.1%History
MKCMcCormick & Co IncStock4,083$221.7K<0.1%History
STKLSunOpta Inc.COM33,909$219.7K<0.1%History
HPQHP IncStock10,860$217.4K<0.1%History
FISVFiserv IncStock3,878$216.4K<0.1%History
CNQCanadian Natural Resources LtdCOM4,409$214.9K<0.1%History
UHSUniversal Health Services IncCL B1,200$214.8K<0.1%History
ITGartner IncCOM1,334$211.2K<0.1%History
SPDR Ser Tr78468R689S&P KENSHO SMART6,307$204.8K<0.1%–
ALLEAllegion plcORD SHS1,407$204.4K<0.1%History
SITESiteOne Landscape Supply, Inc.COM1,517$201.9K<0.1%History
SONYSony Group CorpSPONSORED ADR9,753$201.9K<0.1%History
iShares Tr464288372GLB INFRASTR ETF3,000$201.0K<0.1%–
MUFGMitsubishi Ufj Financial Group IncSPONSORED ADS11,183$189.8K<0.1%History
DYNDyne Therapeutics, Inc.COM10,118$183.4K<0.1%History
QUREuniQure N.V.SHS11,129$182.0K<0.1%History
NWGNatWest Group plcSPONS ADR10,796$160.9K<0.1%History
Lumentum Hldgs Inc55024UAD1NOTE 0.500%12/120,000$141.4K<0.1%–
ATECAlphatec Holdings, Inc.COM NEW10,524$114.5K<0.1%History
PHRPhreesia, Inc.COM12,072$101.2K<0.1%History
IONSIonis Pharmaceuticals IncCOM26,761$91.4K<0.1%History
MBLYMobileye Global Inc.Stock12,512$86.0K<0.1%History
PCTPureCycle Technologies, Inc.COM12,407$64.4K<0.1%History
Cheesecake Factory Inc163072AA9NOTE 0.375% 6/159,000$58.1K<0.1%–
MRCCMonroe Capital CorpCOM11,453$52.7K<0.1%History
ASPIASP Isotopes Inc.COM10,000$44.2K<0.1%History
AeroVironment Inc008073AA6NOTE 7/131,000$30.3K<0.1%–
Gabelli Equity Tr Inc362397226RIGHT 04/14/202616,890$118<0.1%–