Stephens Inc
- SEC CIK
- 0000757657
- Latest filing
- Jul 29, 2026
Holdings in Q4 2024
Holdings as of Dec 31, 2024, filed Jan 28, 2025. Long positions only; changes compare share counts with Q3 2024.
- Positions
- 1,269
- −22 vs. Q3 2024
- Portfolio value
- $7.13B
- +$83.3M (+1.2%) vs. Q3 2024
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 852,185 | $247.0M | 3.5% | −15,046−1.7% | Reduced | – |
| AAPLApple Inc. | Stock | 821,627 | $205.8M | 2.9% | +10,829+1.3% | Added | History |
| MSFTMicrosoft Corp | Stock | 335,804 | $141.5M | 2.0% | +18,243+5.7% | Added | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 272,632 | $139.4M | 2.0% | +6,385+2.4% | Added | – |
| iShares Russell 1000 Value ETF464287598 | ETF | 692,124 | $128.1M | 1.8% | +31,152+4.7% | Added | – |
| WMTWalmart Inc. | Stock | 1,342,757 | $121.3M | 1.7% | +5,178+0.4% | Added | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 205,052 | $120.2M | 1.7% | +1,514+0.7% | Added | History |
| iShares Russell 1000 Growth ETF464287614 | ETF | 268,802 | $107.9M | 1.5% | +1,645+0.6% | Added | – |
| AMZNAmazon Com Inc | Stock | 486,973 | $106.8M | 1.5% | +2,192+0.5% | Added | History |
| iShares Russell Mid-Cap Value ETF464287473 | ETF | 823,567 | $106.5M | 1.5% | +5,897+0.7% | Added | – |
| AVGOBroadcom Inc. | Stock | 417,754 | $96.9M | 1.4% | +12,281+3.0% | Added | History |
| NVDANVIDIA Corp | Stock | 680,771 | $91.4M | 1.3% | +18,923+2.9% | Added | History |
| JPMJPMorgan Chase & Co | Stock | 378,560 | $90.7M | 1.3% | +11,130+3.0% | Added | History |
| KRUSKura Sushi USA, Inc. | CL A COM | 746,652 | $67.6M | 0.9% | −84,492−10.2% | Reduced | History |
| GOOGAlphabet Inc. | Stock | 346,933 | $66.1M | 0.9% | +30,289+9.6% | Added | History |
| iShares Tr464287457 | 1 3 YR TREAS BD | 798,339 | $65.4M | 0.9% | −539,320−40.3% | Reduced | – |
| Vanguard Morningstar Value ETF922908744 | ETF | 376,696 | $63.8M | 0.9% | +24,880+7.1% | Added | – |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 491,504 | $62.3M | 0.9% | −10,656−2.1% | Reduced | – |
| Vanguard S&P 500 ETF922908363 | ETF | 110,984 | $59.8M | 0.8% | +36,149+48.3% | Added | – |
| BXBlackstone Inc. | COM | 342,662 | $59.1M | 0.8% | +23,986+7.5% | Added | History |
| Vanguard Morningstar Growth ETF922908736 | ETF | 134,784 | $55.3M | 0.8% | +6,280+4.9% | Added | – |
| iShares Tr464287689 | RUSSELL 3000 ETF | 163,042 | $54.5M | 0.8% | +3,831+2.4% | Added | – |
| GOOGLAlphabet Inc. | Stock | 284,772 | $53.9M | 0.8% | +13,160+4.8% | Added | History |
| iShares Tr464288646 | ISHS 1-5YR INVS | 1,007,254 | $52.1M | 0.7% | +206,758+25.8% | Added | – |
| Alps ETF Tr00162Q452 | ALERIAN MLP | 1,079,417 | $52.0M | 0.7% | +95,191+9.7% | Added | – |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 657,364 | $51.3M | 0.7% | −11,192−1.7% | Reduced | – |
| OBDCBlue Owl Capital Corp | COM | 3,326,298 | $50.3M | 0.7% | +106,722+3.3% | Added | History |
| MAMastercard Inc | Stock | 89,887 | $47.3M | 0.7% | +620+0.7% | Added | History |
| METAMeta Platforms, Inc. | Stock | 78,619 | $46.0M | 0.6% | +1,126+1.5% | Added | History |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 173,104 | $45.7M | 0.6% | +53,767+45.1% | Added | – |
| Vanguard Morningstar Small-Cap Value ETF922908611 | ETF | 229,703 | $45.5M | 0.6% | −4,719−2.0% | Reduced | – |
| MRKMerck & Co., Inc. | Stock | 449,629 | $44.7M | 0.6% | −125,952−21.9% | Reduced | History |
| WisdomTree Tr97717Y527 | FLOATNG RAT TREA | 872,858 | $43.9M | 0.6% | +17,251+2.0% | Added | – |
| J P Morgan Exchange Traded F46641Q670 | CORE PLUS BD ETF | 899,017 | $41.4M | 0.6% | −209,400−18.9% | Reduced | – |
| iShares Russell Midcap ETF464287499 | ETF | 460,989 | $40.8M | 0.6% | +6,727+1.5% | Added | – |
| VVisa Inc. | Stock | 128,706 | $40.7M | 0.6% | +1,008+0.8% | Added | History |
| iShares Tr464287572 | GLOBAL 100 ETF | 379,738 | $38.3M | 0.5% | +21,271+5.9% | Added | – |
| JPMorgan Ultra-Short Income ETF46641Q837 | ETF | 757,523 | $38.2M | 0.5% | +3,195+0.4% | Added | – |
| VanEck Morningstar Wide Moat ETF92189F643 | ETF | 407,723 | $37.8M | 0.5% | −2,004−0.5% | Reduced | – |
| XOMExxonMobil Holdings Corp | COM | 346,044 | $37.2M | 0.5% | −2,791−0.8% | Reduced | History |
| iShares Russell 2000 ETF464287655 | ETF | 168,061 | $37.1M | 0.5% | +79,061+88.8% | Added | – |
| CVXChevron Corp | Stock | 249,916 | $36.2M | 0.5% | +38,631+18.3% | Added | History |
| CRMSalesforce, Inc. | Stock | 107,083 | $35.8M | 0.5% | +9,081+9.3% | Added | History |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 746,908 | $35.7M | 0.5% | +262,960+54.3% | Added | – |
| Vanguard Scottsdale FDS92206C680 | VNG RUS1000GRW | 339,045 | $35.0M | 0.5% | +7,082+2.1% | Added | – |
| Invesco Exch Traded FD Tr II46138G870 | VAR RATE PFD | 1,431,932 | $34.6M | 0.5% | +17,757+1.3% | Added | – |
| GSGoldman Sachs Group Inc | Stock | 59,017 | $33.8M | 0.5% | +4,469+8.2% | Added | History |
| CATCaterpillar Inc | Stock | 91,340 | $33.1M | 0.5% | −192−0.2% | Reduced | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 166,124 | $32.5M | 0.5% | +1,636+1.0% | Added | – |
| BRK.BBerkshire Hathaway Inc | Stock | 69,171 | $31.4M | 0.4% | −2,687−3.7% | Reduced | History |
| PLTRPalantir Technologies Inc. | Stock | 406,446 | $30.7M | 0.4% | −118,709−22.6% | Reduced | History |
| APOApollo Global Management, Inc. | COM | 183,971 | $30.4M | 0.4% | +40,572+28.3% | Added | History |
| J P Morgan Exchange Traded F46641Q332 | EQUITY PREMIUM | 525,375 | $30.2M | 0.4% | +17,728+3.5% | Added | – |
| CSCOCisco Systems, Inc. | Stock | 507,730 | $30.1M | 0.4% | +941+0.2% | Added | History |
| DUKDuke Energy CORP | Stock | 276,979 | $29.8M | 0.4% | +41,732+17.7% | Added | History |
| JNJJohnson & Johnson | Stock | 202,348 | $29.3M | 0.4% | +793+0.4% | Added | History |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 67,799 | $28.8M | 0.4% | +5,213+8.3% | Added | History |
| iShares Russell 2000 Growth ETF464287648 | ETF | 100,097 | $28.8M | 0.4% | −2,238−2.2% | Reduced | – |
| Vanguard Scottsdale FDS92206C102 | SHORT TERM TREAS | 489,552 | $28.5M | 0.4% | +479,965+5,006.4% | Added | – |
| MCDMcDonalds Corp | Stock | 97,927 | $28.4M | 0.4% | −821−0.8% | Reduced | History |
| BACBank of America Corp | Stock | 640,626 | $28.2M | 0.4% | −30,947−4.6% | Reduced | History |
| iShares Tr464288687 | PFD AND INCM SEC | 893,444 | $28.1M | 0.4% | −15,458−1.7% | Reduced | – |
| LLYEli Lilly & Co | Stock | 35,288 | $27.2M | 0.4% | −14,715−29.4% | Reduced | History |
| WMWaste Management Inc | Stock | 133,337 | $26.9M | 0.4% | −2,548−1.9% | Reduced | History |
| LOWLowes Companies Inc | Stock | 108,629 | $26.8M | 0.4% | −1,349−1.2% | Reduced | History |
| KOCoca Cola Co | Stock | 428,003 | $26.6M | 0.4% | +18,878+4.6% | Added | History |
| ABBVAbbVie Inc. | Stock | 146,090 | $26.0M | 0.4% | −14,373−9.0% | Reduced | History |
| iShares Tr464287622 | RUS 1000 ETF | 80,153 | $25.8M | 0.4% | +5,155+6.9% | Added | – |
| Schwab US Dividend Equity ETF808524797 | ETF | 924,282 | $25.3M | 0.4% | +137,424+17.5% | AddedConverted for a 3-for-1 split | – |
| ARCCAres Capital Corp | CEF | 1,142,859 | $25.0M | 0.4% | +31,436+2.8% | Added | History |
| HDHome Depot, Inc. | Stock | 61,856 | $24.1M | 0.3% | +2,031+3.4% | Added | History |
| Innovator ETFs Trust45782C540 | US EQTY PWR BUF | 618,463 | $23.8M | 0.3% | +235,480+61.5% | Added | – |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 98,834 | $23.7M | 0.3% | +3,450+3.6% | Added | – |
| ETEnergy Transfer LP | COM UT LTD PTN | 1,201,288 | $23.5M | 0.3% | +48,736+4.2% | Added | History |
| KKRKKR & Co. Inc. | COM | 158,920 | $23.5M | 0.3% | +15,881+11.1% | Added | History |
| First Tr Exchange-Traded FD336917109 | SHS | 549,604 | $22.1M | 0.3% | +48,174+9.6% | Added | – |
| iShares Tr46436E718 | 0-3 MTH TREASURY | 218,524 | $21.9M | 0.3% | −31,746−12.7% | Reduced | – |
| IAUiShares Gold Trust | ETF | 430,157 | $21.3M | 0.3% | −20,348−4.5% | Reduced | History |
| ETNEaton Corp plc | Stock | 62,735 | $20.8M | 0.3% | −2,609−4.0% | Reduced | History |
| APHAmphenol Corp | CL A | 298,199 | $20.7M | 0.3% | −9,169−3.0% | Reduced | History |
| ADBEAdobe Inc. | Stock | 45,862 | $20.4M | 0.3% | +3,524+8.3% | Added | History |
| NFLXNetflix Inc | Stock | 22,627 | $20.2M | 0.3% | −3,319−12.8% | Reduced | History |
| Goldman Sachs ETF Tr381430479 | ACCESS INVT GR | 441,439 | $19.9M | 0.3% | −42,984−8.9% | Reduced | – |
| First Tr Exchange-Traded FD33739Q200 | FST LOW OPPT EFT | 399,053 | $19.4M | 0.3% | −41,364−9.4% | Reduced | – |
| Vanguard Intermediate-Term Bond ETF921937819 | ETF | 258,400 | $19.3M | 0.3% | +18,956+7.9% | Added | – |
| JBHTHunt J B Transport Services Inc | COM | 112,116 | $19.1M | 0.3% | +60,926+119.0% | Added | History |
| Vanguard Morningstar Mid-Cap Value ETF922908512 | ETF | 117,433 | $19.0M | 0.3% | −1,987−1.7% | Reduced | – |
| iShares U S ETF Tr46431W838 | SHOR MAT MUN ETF | 380,034 | $19.0M | 0.3% | −11,311−2.9% | Reduced | – |
| TSLATesla, Inc. | Stock | 46,885 | $18.9M | 0.3% | −6,327−11.9% | Reduced | History |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 104,774 | $18.7M | 0.3% | +3,335+3.3% | Added | – |
| iShares Tr464288521 | CRE U S REIT ETF | 323,221 | $18.5M | 0.3% | +12,176+3.9% | Added | – |
| PKGPackaging Corp of America | Stock | 82,061 | $18.5M | 0.3% | +154+0.2% | Added | History |
| QCOMQualcomm Inc | Stock | 118,762 | $18.2M | 0.3% | −30,935−20.7% | Reduced | History |
| First Tr Exchange-Traded FD33738D804 | LTD DUR INVT ETF | 940,231 | $17.7M | 0.2% | −180,178−16.1% | Reduced | – |
| Capital Group GBL Growth EQT14020X104 | SHS CREAT UNIT | 589,851 | $17.2M | 0.2% | +39,839+7.2% | Added | – |
| Invesco Exch TRD SLF Idx FD46138J791 | BULSHS 2026 CB | 881,257 | $17.1M | 0.2% | +761,637+636.7% | Added | – |
| UNHUnitedHealth Group Inc | Stock | 33,845 | $17.1M | 0.2% | −8,601−20.3% | Reduced | History |
| Invesco Exch TRD SLF Idx FD46138J825 | BULSHS 2025 CB | 828,112 | $17.1M | 0.2% | +45,901+5.9% | Added | – |
| MLMMartin Marietta Materials Inc | COM | 32,243 | $16.7M | 0.2% | −8,376−20.6% | Reduced | History |
| Capital Grp Fixed Incm ETF T14020Y300 | US MULTI-SECTOR | 605,579 | $16.5M | 0.2% | +56,544+10.3% | Added | – |
Sold out since Q3 2024 (98)
Positions held at the end of Q3 2024 that are gone from this filing.
| Security | Class | Shares in Q3 2024 | Value in Q3 2024 | % of portfolio in Q3 2024 | History |
|---|---|---|---|---|---|
| Invesco Exch TRD SLF Idx FD46138J841 | BULSHS 2024 CB | 699,848 | $14.8M | 0.2% | – |
| IESCIES Holdings, Inc. | COM | 39,604 | $7.91M | 0.1% | History |
| Innovator ETFs Trust45782C524 | INTRNL DEV JAN | 92,469 | $3.05M | <0.1% | – |
| BF.BBrown Forman Corp | Stock | 45,971 | $2.26M | <0.1% | History |
| First Tr Exchange-Traded FD33739Q705 | FT VEST S&P 500 | 37,426 | $2.04M | <0.1% | – |
| BlackRock ETF Trust II092528504 | ISHARES AAA CLO | 35,025 | $1.82M | <0.1% | – |
| Innovator ETFs Trust45783Y277 | US SM CA PW JUNE | 63,414 | $1.69M | <0.1% | – |
| ZETAZeta Global Holdings Corp. | CL A | 54,791 | $1.63M | <0.1% | History |
| TRMDTORM plc | SHS CL A | 35,355 | $1.21M | <0.1% | History |
| BLFSBiolife Solutions Inc | COM NEW | 36,841 | $922.5K | <0.1% | History |
| TKRTimken Co | COM | 9,349 | $788.1K | <0.1% | History |
| EMBJEmbraer S.A. | ADR | 20,506 | $725.3K | <0.1% | History |
| OCOwens Corning | Stock | 4,068 | $718.0K | <0.1% | History |
| SPTNSpartanNash Co | COM | 30,054 | $673.5K | <0.1% | History |
| Tidal Trust II88634T816 | YIELDMAX META | 30,400 | $605.9K | <0.1% | – |
| CECelanese Corp | Stock | 4,377 | $595.0K | <0.1% | History |
| AMSCAmerican Superconductor Corp | Stock | 24,178 | $570.6K | <0.1% | History |
| Invesco Exch TRD SLF Idx FD46138J536 | BULSHS 2024 MUNI | 22,440 | $557.0K | <0.1% | – |
| COHRCoherent Corp. | COM | 4,767 | $423.8K | <0.1% | History |
| MGMMGM Resorts International | Stock | 10,436 | $407.9K | <0.1% | History |
| Direxion Shs ETF Tr25460E307 | AUSPCE CMD STG | 14,135 | $406.2K | <0.1% | – |
| MMSMaximus, Inc. | COM | 4,277 | $398.4K | <0.1% | History |
| AUBAtlantic Union Bankshares Corp | COM | 10,434 | $393.1K | <0.1% | History |
| GVAGranite Construction Inc | COM | 4,659 | $369.4K | <0.1% | History |
| WNSWNS (Holdings) Ltd | COM SHS | 6,743 | $355.4K | <0.1% | History |
| FSBCFive Star Bancorp | COM | 11,473 | $341.1K | <0.1% | History |
| Invesco Exch TRD SLF Idx FD46138J833 | BULSHS 2024 HY | 14,635 | $332.5K | <0.1% | – |
| BHPBHP Group Ltd | ADR | 5,341 | $331.7K | <0.1% | History |
| Victory Portfolios II92647N667 | VICSHS DV AC ETF | 5,913 | $314.2K | <0.1% | – |
| AFRMAffirm Holdings, Inc. | COM CL A | 7,693 | $314.0K | <0.1% | History |
| NMFCNew Mountain Finance Corp | COM | 25,500 | $305.5K | <0.1% | History |
| Legg Mason ETF Invt52468L505 | FRANKLIN INTL LW | 9,713 | $301.9K | <0.1% | – |
| MPWRMonolithic Power Systems, Inc. | COM | 326 | $301.4K | <0.1% | History |
| XIFRXPLR Infrastructure, LP | COM UNIT PART IN | 10,895 | $300.9K | <0.1% | History |
| OBKOrigin Bancorp, Inc. | COM | 9,229 | $296.8K | <0.1% | History |
| FERFerrovial N.V. | ORD SHS | 6,850 | $295.9K | <0.1% | History |
| MOSMosaic Co | COM | 10,498 | $281.1K | <0.1% | History |
| iShares Tr464287184 | CHINA LG-CAP ETF | 8,797 | $279.6K | <0.1% | – |
| PTCPTC Inc. | Stock | 1,537 | $277.7K | <0.1% | History |
| iShares U.S. Treasury Bond ETF46429B267 | ETF | 11,534 | $270.5K | <0.1% | – |
| XUnited States Steel Corp | COM | 7,602 | $268.6K | <0.1% | History |
| ASTSAST SpaceMobile, Inc. | COM CL A | 10,161 | $265.7K | <0.1% | History |
| KBRKBR, Inc. | COM | 3,991 | $259.9K | <0.1% | History |
| iShares Tr46429B291 | A RATE CP BD ETF | 5,261 | $258.6K | <0.1% | – |
| EXPOExponent Inc | COM | 2,243 | $258.6K | <0.1% | History |
| NTRANatera, Inc. | COM | 2,036 | $258.5K | <0.1% | History |
| Pacer FDS Tr69374H766 | INDUSTRIAL RELET | 5,970 | $258.4K | <0.1% | – |
| Global X FDS37954Y830 | GLOBAL X COPPER | 5,393 | $254.9K | <0.1% | – |
| ABXAbacus Global Management, Inc. | CL A | 25,000 | $253.0K | <0.1% | History |
| CHEFChefs' Warehouse, Inc. | COM | 5,996 | $251.9K | <0.1% | History |
| FFWMFirst Foundation Inc. | COM | 40,000 | $249.6K | <0.1% | History |
| MGPIMGP Ingredients Inc | COM | 2,997 | $249.5K | <0.1% | History |
| OLEDUniversal Display Corp | COM | 1,185 | $248.7K | <0.1% | History |
| BUDAnheuser-Busch InBev SA/NV | ADR | 3,724 | $246.9K | <0.1% | History |
| VVXV2X, Inc. | COM | 4,418 | $246.8K | <0.1% | History |
| SWNSouthwestern Energy Co | COM | 34,667 | $246.5K | <0.1% | History |
| Nextera Energy Inc65339F713 | UNIT 09/01/2025 | 5,222 | $242.1K | <0.1% | – |
| MCHBMechanics Bancorp | CL A | 15,000 | $236.4K | <0.1% | History |
| CPTCamden Property Trust | REIT | 1,905 | $235.3K | <0.1% | History |
| JBTMJBT Marel Corp | COM | 2,371 | $233.6K | <0.1% | History |
| STAAStaar Surgical Co | COM PAR $0.01 | 6,255 | $232.4K | <0.1% | History |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | 1,759 | $231.4K | <0.1% | – |
| LENLennar Corp | CL A | 1,214 | $227.6K | <0.1% | History |
| CUBECubeSmart | REIT | 4,200 | $226.1K | <0.1% | History |
| UFPIUfp Industries Inc | COM | 1,722 | $225.9K | <0.1% | History |
| ALLEAllegion plc | ORD SHS | 1,541 | $224.6K | <0.1% | History |
| MRNAModerna, Inc. | Stock | 3,334 | $222.8K | <0.1% | History |
| BRKRBruker Corp | COM | 3,214 | $222.0K | <0.1% | History |
| QLYSQualys, Inc. | COM | 1,721 | $221.1K | <0.1% | History |
| BANCBanc of California, Inc. | COM | 15,000 | $220.9K | <0.1% | History |
| EVHEvolent Health, Inc. | CL A | 7,809 | $220.8K | <0.1% | History |
| YOUClear Secure, Inc. | COM CL A | 6,649 | $220.3K | <0.1% | History |
| PSNParsons Corp | COM | 2,111 | $218.9K | <0.1% | History |
| CHDNChurchill Downs Inc | COM | 1,606 | $217.1K | <0.1% | History |
| THOThor Industries Inc | COM | 1,960 | $215.4K | <0.1% | History |
| First Tr Exchng Traded FD VI33740F888 | SMIT UNCO BD ETF | 8,547 | $214.8K | <0.1% | – |
| WMGWarner Music Group Corp. | COM CL A | 6,843 | $214.2K | <0.1% | History |
| WHRWhirlpool Corp | Stock | 1,938 | $207.4K | <0.1% | History |
| EXASExact Sciences Corp | COM | 3,041 | $207.2K | <0.1% | History |
| GERNGeron Corp | COM | 45,443 | $206.3K | <0.1% | History |
| HLIOHelios Technologies, Inc. | COM | 4,298 | $205.0K | <0.1% | History |
| ROGRogers Corp | COM | 1,797 | $203.1K | <0.1% | History |
| iShares Tr46434V878 | ULTRA SHORT DUR | 3,961 | $201.0K | <0.1% | – |
| Global X FDS37954Y483 | NASDAQ 100 COVER | 10,348 | $186.7K | <0.1% | – |
| SNGXSoligenix, Inc. | COM NEW | 46,262 | $183.7K | <0.1% | History |
| WUWestern Union CO | Stock | 14,882 | $177.5K | <0.1% | History |
| FLYWFlywire Corp | COM VTG | 10,466 | $171.5K | <0.1% | History |
| RMAXRE/MAX Holdings, Inc. | CL A | 13,298 | $165.6K | <0.1% | History |
| ACCOAcco Brands Corp | COM | 24,000 | $131.3K | <0.1% | History |
| KYNKayne Anderson Energy Infrastructure Fund, Inc. | COM | 11,631 | $127.9K | <0.1% | History |
| BTZBlackRock Credit Allocation Income Trust | COM | 11,130 | $125.5K | <0.1% | History |
| DNPDNP Select Income Fund Inc | COM | 10,085 | $101.3K | <0.1% | History |
| Zillow Group, Inc.98954MAG6 | NOTE 1.375% 9/0 | 65,000 | $95.6K | <0.1% | – |
| Microchip Technology Inc595017AU8 | NOTE 0.125%11/1 | 95,000 | $94.6K | <0.1% | – |
| Enphase Energy, Inc.29355AAH0 | NOTE 3/0 | 93,000 | $87.3K | <0.1% | – |
| FTFFranklin Ltd Duration Income Trust | COM | 12,625 | $84.2K | <0.1% | History |
| CDLXCardlytics, Inc. | COM | 10,000 | $32.0K | <0.1% | History |
| ZOMDFZomedica Corp. | COM | 10,000 | $1.37K | <0.1% | History |