Stephens Inc
- SEC CIK
- 0000757657
- Latest filing
- Jul 29, 2026
Holdings in Q3 2024
Holdings as of Sep 30, 2024, filed Oct 28, 2024. Long positions only; changes compare share counts with Q2 2024.
- Positions
- 1,291
- +19 vs. Q2 2024
- Portfolio value
- $7.05B
- +$493.7M (+7.5%) vs. Q2 2024
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| ZOMDFZomedica Corp. | COM | 10,000 | $1.37K | <0.1% | 00.0% | Unchanged | History |
| LODEComstock Inc. | COM NEW | 15,000 | $7.09K | <0.1% | +15,000 | New | History |
| WWRWestwater Resources, Inc. | COM NEW | 35,032 | $18.1K | <0.1% | 00.0% | Unchanged | History |
| Abacus Life Inc00258Y112 | EQUITY WRT | 12,500 | $21.3K | <0.1% | 00.0% | Unchanged | – |
| CDLXCardlytics, Inc. | COM | 10,000 | $32.0K | <0.1% | 00.0% | Unchanged | History |
| VFFVillage Farms International, Inc. | COM | 39,500 | $36.7K | <0.1% | −4,000−9.2% | Reduced | History |
| Rivian Automotive, Inc.76954AAB9 | NOTE 4.625% 3/1 | 43,000 | $38.7K | <0.1% | +43,000 | New | – |
| Square Inc852234AF0 | NOTE 0.125% 3/0 | 45,000 | $44.0K | <0.1% | −3,000−6.3% | Reduced | – |
| Ionis Pharmaceuticals Inc462222AD2 | NOTE 4/0 | 45,000 | $44.9K | <0.1% | −3,000−6.3% | Reduced | – |
| Alnylam Pharmaceuticals, Inc.02043QAB3 | NOTE 1.000% 9/1 | 43,000 | $50.3K | <0.1% | +43,000 | New | – |
| Amphastar Pharmaceuticals IN03209RAB9 | NOTE 2.000% 3/1 | 48,000 | $50.7K | <0.1% | +48,000 | New | – |
| Mirum Pharmaceuticals, Inc.604749AB7 | NOTE 4.000% 5/0 | 36,000 | $52.8K | <0.1% | +36,000 | New | – |
| Etsy Inc29786AAJ5 | NOTE 0.125%10/0 | 55,000 | $54.2K | <0.1% | −5,000−8.3% | Reduced | – |
| Array Technologies, Inc.04271TAB6 | NOTE 1.000%12/0 | 78,000 | $57.9K | <0.1% | −6,000−7.1% | Reduced | – |
| Akamai Technologies Inc00971TAJ0 | NOTE 0.125% 5/0 | 58,000 | $64.4K | <0.1% | −4,000−6.5% | Reduced | – |
| Exact Sciences Corp30063PAC9 | NOTE 0.375% 3/0 | 73,000 | $68.2K | <0.1% | −6,000−7.6% | Reduced | – |
| VVRInvesco Senior Income Trust | COM | 17,067 | $69.5K | <0.1% | −1,486−8.0% | Reduced | History |
| MTTRMatterport, Inc. | COM CL A | 15,550 | $70.0K | <0.1% | −2,850−15.5% | Reduced | History |
| PRCHPorch Group, Inc. | COM | 46,343 | $71.1K | <0.1% | −10,067−17.8% | Reduced | History |
| Southwest Airls Co844741BG2 | NOTE 1.250% 5/0 | 71,000 | $71.5K | <0.1% | −5,000−6.6% | Reduced | – |
| GLOClough Global Opportunities Fund | SH BEN INT | 13,771 | $75.1K | <0.1% | +363+2.7% | Added | History |
| MGP Ingredients Inc55303JAB2 | NOTE 1.875%11/1 | 71,000 | $75.6K | <0.1% | −5,000−6.6% | Reduced | – |
| GNTGAMCO Natural Resources, Gold & Income Trust | SH BEN INT | 13,210 | $77.5K | <0.1% | +2,375+21.9% | Added | History |
| FTFFranklin Ltd Duration Income Trust | COM | 12,625 | $84.2K | <0.1% | −675−5.1% | Reduced | History |
| Pebblebrook Hotel Tr70509VAA8 | NOTE 1.750%12/1 | 92,000 | $84.4K | <0.1% | −8,000−8.0% | Reduced | – |
| Northern Oil & Gas, Inc.665531AJ8 | NOTE 3.625% 4/1 | 75,000 | $85.6K | <0.1% | −5,000−6.3% | Reduced | – |
| Dexcom Inc252131AK3 | NOTE 0.250%11/1 | 91,000 | $86.5K | <0.1% | −6,000−6.2% | Reduced | – |
| Enphase Energy, Inc.29355AAH0 | NOTE 3/0 | 93,000 | $87.3K | <0.1% | −6,000−6.1% | Reduced | – |
| CONMED Corp207410AH4 | NOTE 2.250% 6/1 | 95,000 | $88.1K | <0.1% | −6,000−5.9% | Reduced | – |
| Ford MTR Co Del345370CZ1 | NOTE 3/1 | 91,000 | $89.0K | <0.1% | −6,000−6.2% | Reduced | – |
| NCL Corp Ltd62886HAX9 | NOTE 5.375% 8/0 | 73,000 | $90.4K | <0.1% | −5,000−6.4% | Reduced | – |
| Lumentum Hldgs Inc55024UAD1 | NOTE 0.500%12/1 | 94,000 | $92.2K | <0.1% | −6,000−6.0% | Reduced | – |
| AQNAlgonquin Power & Utilities Corp. | COM | 17,008 | $92.7K | <0.1% | −2,752−13.9% | Reduced | History |
| Datadog, Inc.23804LAB9 | NOTE 0.125% 6/1 | 72,000 | $93.2K | <0.1% | −5,000−6.5% | Reduced | – |
| Biomarin Pharmaceutical Inc09061GAK7 | NOTE 1.250% 5/1 | 99,000 | $94.1K | <0.1% | −7,000−6.6% | Reduced | – |
| Vail Resorts Inc91879QAN9 | NOTE 1/0 | 100,000 | $94.3K | <0.1% | −7,000−6.5% | Reduced | – |
| Microchip Technology Inc595017AU8 | NOTE 0.125%11/1 | 95,000 | $94.6K | <0.1% | −7,000−6.9% | Reduced | – |
| Zillow Group, Inc.98954MAG6 | NOTE 1.375% 9/0 | 65,000 | $95.6K | <0.1% | −16,000−19.8% | Reduced | – |
| Dropbox, Inc.26210CAC8 | NOTE 3/0 | 100,000 | $96.8K | <0.1% | −7,000−6.5% | Reduced | – |
| ECCEagle Point Credit Co | COM | 10,000 | $98.6K | <0.1% | +10,000 | New | History |
| GABGabelli Equity Trust Inc | COM | 18,008 | $98.9K | <0.1% | 00.0% | Unchanged | History |
| Nutanix, Inc.67059NAH1 | NOTE 0.250%10/0 | 83,000 | $99.0K | <0.1% | −6,000−6.7% | Reduced | – |
| Haemonetics Corp Mass405024AB6 | NOTE 3/0 | 108,000 | $99.4K | <0.1% | −8,000−6.9% | Reduced | – |
| Tetra Tech Inc88162GAB9 | DBCV 2.250% 8/1 | 76,000 | $99.4K | <0.1% | +76,000 | New | – |
| SHIFT4 PMTS Inc82452JAB5 | NOTE 12/1 | 83,000 | $100.9K | <0.1% | −6,000−6.7% | Reduced | – |
| Liberty Media Corp531229AQ5 | NOTE 2.250% 8/1 | 92,000 | $101.2K | <0.1% | −6,000−6.1% | Reduced | – |
| DNPDNP Select Income Fund Inc | COM | 10,085 | $101.3K | <0.1% | 00.0% | Unchanged | History |
| Uber Technologies, Inc90353TAJ9 | NOTE 12/1 | 93,000 | $102.5K | <0.1% | −6,000−6.1% | Reduced | – |
| Cheesecake Factory Inc163072AA9 | NOTE 0.375% 6/1 | 109,000 | $102.7K | <0.1% | −8,000−6.8% | Reduced | – |
| TransMedics Group, Inc.89377MAB5 | NOTE 1.500% 6/0 | 57,000 | $105.1K | <0.1% | −4,000−6.6% | Reduced | – |
| Zscaler, Inc.98980GAB8 | NOTE 0.125% 7/0 | 87,000 | $106.1K | <0.1% | −6,000−6.5% | Reduced | – |
| On Semiconductor Corp682189AU9 | NOTE 0.500% 3/0 | 106,000 | $107.2K | <0.1% | −7,000−6.2% | Reduced | – |
| Chefs Whse Inc163086AE1 | NOTE 2.375%12/1 | 92,000 | $107.6K | <0.1% | −6,000−6.1% | Reduced | – |
| Post Hldgs Inc737446AT1 | NOTE 2.500% 8/1 | 91,000 | $108.2K | <0.1% | −6,000−6.2% | Reduced | – |
| Live Nation Entertainment IN538034BA6 | NOTE 3.125% 1/1 | 89,000 | $109.4K | <0.1% | −6,000−6.3% | Reduced | – |
| Palo Alto Networks Inc697435AF2 | NOTE 0.375% 6/0 | 32,000 | $110.0K | <0.1% | −29,000−47.5% | Reduced | – |
| Halozyme Therapeutics, Inc.40637HAF6 | NOTE 1.000% 8/1 | 95,000 | $112.8K | <0.1% | −7,000−6.9% | Reduced | – |
| Lantheus Hldgs Inc516544AB9 | NOTE 2.625%12/1 | 73,000 | $113.3K | <0.1% | −5,000−6.4% | Reduced | – |
| Integer Hldgs Corp45826HAB5 | NOTE 2.125% 2/1 | 72,000 | $113.5K | <0.1% | −5,000−6.5% | Reduced | – |
| NRG Energy, Inc.629377CG5 | DBCV 2.750% 6/0 | 52,000 | $115.3K | <0.1% | −3,000−5.5% | Reduced | – |
| PSECProspect Capital Corp | COM | 21,717 | $116.2K | <0.1% | −1,700−7.3% | Reduced | History |
| CHWCalamos Global Dynamic Income Fund | COM | 16,250 | $116.5K | <0.1% | +450+2.8% | Added | History |
| ATECAlphatec Holdings, Inc. | COM NEW | 21,743 | $120.9K | <0.1% | +7,382+51.4% | Added | History |
| SNAPSnap Inc | Stock | 11,500 | $123.0K | <0.1% | 00.0% | Unchanged | History |
| BTZBlackRock Credit Allocation Income Trust | COM | 11,130 | $125.5K | <0.1% | 00.0% | Unchanged | History |
| MRCCMonroe Capital Corp | COM | 15,816 | $127.8K | <0.1% | −127−0.8% | Reduced | History |
| KYNKayne Anderson Energy Infrastructure Fund, Inc. | COM | 11,631 | $127.9K | <0.1% | −2,059−15.0% | Reduced | History |
| COTYCoty Inc. | COM CL A | 13,916 | $130.7K | <0.1% | +221+1.6% | Added | History |
| ACCOAcco Brands Corp | COM | 24,000 | $131.3K | <0.1% | +24,000 | New | History |
| BBVABanco Bilbao Vizcaya Argentaria, S.A. | SPONSORED ADR | 12,202 | $132.3K | <0.1% | +12,202 | New | History |
| PRPermian Resources Corp | CLASS A COM | 10,000 | $136.1K | <0.1% | 00.0% | Unchanged | History |
| NICE Ltd.653656AB4 | NOTE 9/1 | 143,000 | $136.6K | <0.1% | −10,000−6.5% | Reduced | – |
| EZPWEzcorp Inc | CL A NON VTG | 12,279 | $137.6K | <0.1% | +12,279 | New | History |
| UNITUniti Group Inc. | COM | 24,406 | $137.6K | <0.1% | −823−3.3% | Reduced | History |
| MMacy's, Inc. | COM | 10,000 | $156.9K | <0.1% | +10,000 | New | History |
| PSLVSprott Physical Silver Trust | PHYSICAL SILVER | 15,375 | $160.7K | <0.1% | 00.0% | Unchanged | History |
| Patk703343AG8 | 12/01/2028 | 109,000 | $164.2K | <0.1% | −8,000−6.8% | Reduced | – |
| HFROHighland Opportunities & Income Fund | HIGHLAND INCOME | 26,787 | $164.2K | <0.1% | −1,589−5.6% | Reduced | History |
| RMAXRE/MAX Holdings, Inc. | CL A | 13,298 | $165.6K | <0.1% | 00.0% | Unchanged | History |
| BBDCBarings BDC, Inc. | COM | 17,203 | $168.6K | <0.1% | +128+0.7% | Added | History |
| CERSCerus Corp | COM | 98,169 | $170.8K | <0.1% | −14,785−13.1% | Reduced | History |
| FLYWFlywire Corp | COM VTG | 10,466 | $171.5K | <0.1% | −5,768−35.5% | Reduced | History |
| CGNTCognyte Software Ltd. | ORD SHS | 25,675 | $174.3K | <0.1% | −1,400−5.2% | Reduced | History |
| WUWestern Union CO | Stock | 14,882 | $177.5K | <0.1% | −316−2.1% | Reduced | History |
| Advisorshares Tr00768Y453 | PURE US CANN ETF | 24,800 | $177.8K | <0.1% | 00.0% | Unchanged | – |
| STEWSRH Total Return Fund, Inc. | COM | 11,583 | $183.0K | <0.1% | 00.0% | Unchanged | History |
| SNGXSoligenix, Inc. | COM NEW | 46,262 | $183.7K | <0.1% | +46,262 | New | History |
| BGTBlackRock Floating Rate Income Trust | COM | 14,290 | $184.9K | <0.1% | 00.0% | Unchanged | History |
| Global X FDS37954Y483 | NASDAQ 100 COVER | 10,348 | $186.7K | <0.1% | −2,790−21.2% | Reduced | – |
| Invesco Exchange Traded FD T46137V621 | FINL PFD ETF | 12,008 | $188.0K | <0.1% | +103+0.9% | Added | – |
| GRDNGuardian Pharmacy Services, Inc. | CL A | 11,250 | $189.0K | <0.1% | +11,250 | New | History |
| HQLabrdn Life Sciences Investors | SH BEN INT | 12,707 | $191.6K | <0.1% | +896+7.6% | Added | History |
| ITUBItau Unibanco Holding S.A. | SPON ADR REP PFD | 28,875 | $192.0K | <0.1% | +49+0.2% | Added | History |
| LUMNLumen Technologies, Inc. | Stock | 27,070 | $192.2K | <0.1% | +1,935+7.7% | Added | History |
| CLFCleveland-Cliffs Inc. | COM | 15,086 | $192.6K | <0.1% | −1,068−6.6% | Reduced | History |
| PAGPPlains GP Holdings LP | LTD PARTNR INT A | 10,585 | $195.8K | <0.1% | −40−0.4% | Reduced | History |
| CCUUnited Breweries Co Inc | SPONSORED ADR | 17,065 | $198.5K | <0.1% | +19+0.1% | Added | History |
| WSCWillScot Holdings Corp | COM CL A | 5,322 | $200.1K | <0.1% | +5,322 | New | History |
| iShares Tr46434V878 | ULTRA SHORT DUR | 3,961 | $201.0K | <0.1% | 00.0% | Unchanged | – |
| SBIWestern Asset Intermediate Muni Fund Inc. | COM | 24,750 | $202.9K | <0.1% | +24,750 | New | History |
Sold out since Q2 2024 (69)
Positions held at the end of Q2 2024 that are gone from this filing.
| Security | Class | Shares in Q2 2024 | Value in Q2 2024 | % of portfolio in Q2 2024 | History |
|---|---|---|---|---|---|
| KGSKodiak Gas Services, Inc. | COM | 309,309 | $8.43M | 0.1% | History |
| Simplify Exchange Traded Fun82889N525 | MBS ETF | 150,036 | $7.56M | 0.1% | – |
| FWRDForward Air Corp | COM | 208,565 | $3.97M | 0.1% | History |
| ELEstee Lauder Companies Inc | CL A | 18,125 | $1.93M | <0.1% | History |
| Innovator ETFs Trust45782C342 | US SML CP PWR ET | 55,670 | $1.71M | <0.1% | – |
| VanEck ETF Trust92189F387 | SHRT HGH YLD MUN | 63,785 | $1.43M | <0.1% | – |
| AIFApollo Tactical Income Fund Inc. | COM | 87,514 | $1.28M | <0.1% | History |
| ZSZscaler, Inc. | Stock | 6,547 | $1.26M | <0.1% | History |
| SEICSEI Investments Co | COM | 15,623 | $1.01M | <0.1% | History |
| RNRRenaissancere Holdings Ltd | COM | 2,871 | $641.8K | <0.1% | History |
| ESTAEstablishment Labs Holdings Inc. | COM | 12,497 | $567.9K | <0.1% | History |
| AGCOAGCO Corp | COM | 5,630 | $551.1K | <0.1% | History |
| Pacer Trendpilot US Large Cap ETF69374H105 | ETF | 10,540 | $524.5K | <0.1% | – |
| SBCFSeacoast Banking Corp of Florida | COM NEW | 20,000 | $472.8K | <0.1% | History |
| EGEverest Group, Ltd. | COM | 1,235 | $470.6K | <0.1% | History |
| SPDR Series Trust78468R549 | SP O&G EQP SERV | 5,035 | $457.4K | <0.1% | – |
| AMPHAmphastar Pharmaceuticals, Inc. | COM | 10,935 | $437.4K | <0.1% | History |
| CAMTCamtek Ltd | ORD | 3,458 | $433.1K | <0.1% | History |
| IARTIntegra Lifesciences Holdings Corp | COM NEW | 14,647 | $426.8K | <0.1% | History |
| RNSTRenasant Corp | COM | 13,813 | $421.8K | <0.1% | History |
| SGSweetgreen, Inc. | COM CL A | 12,445 | $375.1K | <0.1% | History |
| NBTBNBT Bancorp Inc | COM | 9,622 | $371.4K | <0.1% | History |
| NBIXNeurocrine Biosciences Inc | Stock | 2,679 | $368.8K | <0.1% | History |
| ENVEnvestnet, Inc. | COM | 5,859 | $366.7K | <0.1% | History |
| BPMCBlueprint Medicines Corp | COM | 3,322 | $358.0K | <0.1% | History |
| GNTXGentex Corp | COM | 10,444 | $352.1K | <0.1% | History |
| New York Life Investments Et45409B107 | HEDGE MULTI STRA | 10,847 | $336.6K | <0.1% | – |
| WSTWest Pharmaceutical Services Inc | COM | 973 | $320.5K | <0.1% | History |
| ALVAutoliv Inc | COM | 2,876 | $307.7K | <0.1% | History |
| EWEdwards Lifesciences Corp | Stock | 3,217 | $297.2K | <0.1% | History |
| ALKAlaska Air Group, Inc. | COM | 7,300 | $294.9K | <0.1% | History |
| WisdomTree Tr97717W430 | HEDGED HI YLD BD | 13,377 | $292.4K | <0.1% | – |
| TEAMAtlassian Corp | CL A | 1,642 | $290.4K | <0.1% | History |
| FTITechnipFMC plc | COM | 10,784 | $282.0K | <0.1% | History |
| ASOAcademy Sports & Outdoors, Inc. | COM | 5,272 | $280.7K | <0.1% | History |
| HSTHost Hotels & Resorts, Inc. | COM | 14,168 | $254.7K | <0.1% | History |
| COINCoinbase Global, Inc. | COM CL A | 1,119 | $248.7K | <0.1% | History |
| iShares Tr464288844 | US OIL EQ&SV ETF | 11,155 | $248.4K | <0.1% | – |
| IONSIonis Pharmaceuticals Inc | COM | 5,138 | $244.9K | <0.1% | History |
| WFRDWeatherford International plc | ORD SHS | 1,991 | $243.8K | <0.1% | History |
| SPDR Index Shs FDS78463X152 | ST STR SP N AM | 4,440 | $241.8K | <0.1% | – |
| iShares Tr464288653 | 10-20 YR TRS ETF | 2,347 | $241.0K | <0.1% | – |
| SMCISuper Micro Computer, Inc. | COM | 290 | $237.6K | <0.1% | History |
| WRKWestRock Co | COM | 4,551 | $228.7K | <0.1% | History |
| WIREEncore Wire Corp | COM | 763 | $221.1K | <0.1% | History |
| KEYKeycorp | COM | 15,544 | $220.9K | <0.1% | History |
| OECOrion S.A. | COM | 10,042 | $220.3K | <0.1% | History |
| OLNOLIN Corp | Stock | 4,638 | $218.7K | <0.1% | History |
| BBYBest Buy Co Inc | Stock | 2,575 | $217.1K | <0.1% | History |
| iShares Core S&P U.S. Growth ETF464287671 | ETF | 1,614 | $205.8K | <0.1% | – |
| FRPTFreshpet, Inc. | Stock | 1,566 | $202.6K | <0.1% | History |
| WENWendy's Co | Stock | 10,548 | $178.9K | <0.1% | History |
| ALTMArcadium Lithium plc | Stock | 47,116 | $158.3K | <0.1% | History |
| Invesco Actvely MNGD Etc FD46090F100 | OPTIMUM YIELD | 10,472 | $147.1K | <0.1% | – |
| DCHDauch Corp | COM | 20,000 | $139.8K | <0.1% | History |
| DHDefinitive Healthcare Corp. | CLASS A COM | 18,713 | $102.2K | <0.1% | History |
| FAXAbrdn Asia-Pacific Income Fund, Inc. | COM | 37,211 | $99.7K | <0.1% | History |
| Integra Lifesciences Hldgs C457985AM1 | NOTE 0.500% 8/1 | 99,000 | $93.2K | <0.1% | – |
| Teladoc Health, Inc.87918AAF2 | NOTE 1.250% 6/0 | 103,000 | $85.4K | <0.1% | – |
| AMPYAmplify Energy Corp. | COM | 12,000 | $81.4K | <0.1% | History |
| Wolfspeed, Inc.977852AB8 | NOTE 0.250% 2/1 | 117,000 | $69.0K | <0.1% | – |
| CONNConns Inc | COM | 49,402 | $54.6K | <0.1% | History |
| Flagstar Bank, National Association649445103 | COM | 14,600 | $47.0K | <0.1% | – |
| NOKNokia Corp | SPONSORED ADR | 10,394 | $39.3K | <0.1% | History |
| CGENCompugen Ltd | ORD | 21,000 | $35.3K | <0.1% | History |
| EVLVEvolv Technologies Holdings, Inc. | COM CL A | 10,000 | $25.5K | <0.1% | History |
| ZVIAZevia PBC | CL A | 13,477 | $9.10K | <0.1% | History |
| QVCGAOld QVC Group, Inc. | COM SER A | 11,294 | $7.12K | <0.1% | History |
| VWEVintage Wine Estates, Inc. | COM | 41,968 | $5.84K | <0.1% | History |