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Livermore
Livermore
ZHEN

Stephens Inc

SEC CIK
0000757657
Latest filing
Jul 29, 2026

Holdings in Q1 2024

Holdings as of Mar 31, 2024, filed May 15, 2024. Long positions only; changes compare share counts with Q4 2023.

Institution overview
Positions
1,310
+62 vs. Q4 2023
Portfolio value
$6.45B
+$650.9M (+11.2%) vs. Q4 2023
Filed
May 15, 2024
SEC
Holdings of Stephens Inc in Q1 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
SNAPSnap IncStock11,500$132.0K<0.1%00.0%UnchangedHistory
PZZAPapa Johns International IncStock1,989$132.5K<0.1%00.0%UnchangedHistory
SLABSilicon Laboratories Inc.Stock933$134.1K<0.1%+20+2.2%AddedHistory
MODNModel N, Inc.COM4,714$134.2K<0.1%+35+0.7%AddedHistory
CHWCalamos Global Dynamic Income FundCOM20,625$134.3K<0.1%+2,725+15.2%AddedHistory
Biomarin Pharmaceutical Inc09061GAH4NOTE 0.599% 8/0139,000$136.5K<0.1%+47,000+51.1%Added–
ONTOnterris, Inc.COM3,518$137.8K<0.1%+493+16.3%AddedHistory
ONTOOnto Innovation Inc.COM764$138.3K<0.1%−76−9.0%ReducedHistory
PCRXPacira BioSciences, Inc.COM4,940$144.3K<0.1%−5,372−52.1%ReducedHistory
BCPCBalchem CorpCOM933$144.6K<0.1%+7+0.8%AddedHistory
CDLXCardlytics, Inc.COM10,000$144.9K<0.1%00.0%UnchangedHistory
CONNConns IncCOM43,763$146.6K<0.1%+3,000+7.4%AddedHistory
DCHDauch CorpCOM20,000$147.2K<0.1%+20,000NewHistory
DRSLeonardo DRS, Inc.Stock6,722$148.5K<0.1%00.0%UnchangedHistory
BRBRBellring Brands, Inc.Stock2,535$149.6K<0.1%00.0%UnchangedHistory
LSCCLattice Semiconductor CorpCOM1,940$151.8K<0.1%+19+1.0%AddedHistory
MEDPMedpace Holdings, Inc.COM377$152.4K<0.1%+191+102.7%AddedHistory
Patk703343AG812/01/2028119,000$153.6K<0.1%+35,000+41.7%Added–
COTYCoty Inc.COM CL A12,988$155.3K<0.1%−375−2.8%ReducedHistory
HSICHenry Schein IncCOM2,069$156.3K<0.1%+18+0.9%AddedHistory
BBDCBarings BDC, Inc.COM16,952$157.6K<0.1%+2,838+20.1%AddedHistory
NMFCNew Mountain Finance CorpCOM12,500$158.4K<0.1%+2,000+19.0%AddedHistory
CGNXCognex CorpCOM3,739$158.6K<0.1%+1,623+76.7%AddedHistory
RUNSunrun Inc.COM12,054$158.9K<0.1%+2,000+19.9%AddedHistory
NICE Ltd.653656AB4NOTE 9/1153,000$159.5K<0.1%+47,000+44.3%Added–
UNITUniti Group Inc.COM27,296$161.0K<0.1%−120−0.4%ReducedHistory
iShares Global Clean Energy ETF464288224ETF11,707$163.7K<0.1%00.0%Unchanged–
NRG Energy, Inc.629377CG5DBCV 2.750% 6/0100,000$165.4K<0.1%+34,000+51.5%Added–
HQLabrdn Life Sciences InvestorsSH BEN INT12,159$165.7K<0.1%−677−5.3%ReducedHistory
FIVNFive9, Inc.COM2,803$174.1K<0.1%+492+21.3%AddedHistory
STEWSRH Total Return Fund, Inc.COM11,583$174.4K<0.1%00.0%UnchangedHistory
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS12,480$176.1K<0.1%−200−1.6%ReducedHistory
PRPermian Resources CorpCLASS A COM10,000$176.6K<0.1%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V621FINL PFD ETF11,755$179.1K<0.1%+102+0.9%Added–
Palo Alto Networks Inc697435AF2NOTE 0.375% 6/063,000$179.8K<0.1%+20,000+46.5%Added–
BGTBlackRock Floating Rate Income TrustCOM14,290$185.5K<0.1%−1,000−6.5%ReducedHistory
Global X FDS37954Y483NASDAQ 100 COVER10,415$186.5K<0.1%−740−6.6%Reduced–
KTOSKratos Defense & Security Solutions, Inc.COM NEW10,199$187.5K<0.1%−1,264−11.0%ReducedHistory
IGRCbre Global Real Estate Income FundCOM35,078$188.7K<0.1%−61,367−63.6%ReducedHistory
PODDInsulet CorpStock1,136$194.7K<0.1%+5+0.4%AddedHistory
PAGPPlains GP Holdings LPLTD PARTNR INT A10,712$195.5K<0.1%−75−0.7%ReducedHistory
NUWNuveen AMT-Free Municipal Value FundCOM14,500$195.8K<0.1%00.0%UnchangedHistory
HFROHighland Opportunities & Income FundHIGHLAND INCOME28,376$199.5K<0.1%−3,710−11.6%ReducedHistory
ITUBItau Unibanco Holding S.A.SPON ADR REP PFD28,826$199.8K<0.1%+4,130+16.7%AddedHistory
WIREEncore Wire CorpCOM763$200.5K<0.1%+763NewHistory
USALiberty All Star Equity FundSH BEN INT28,082$200.8K<0.1%+1,297+4.8%AddedHistory
DECKDeckers Outdoor CorpCOM214$201.4K<0.1%−4−1.8%ReducedHistory
KNSLKinsale Capital Group, Inc.Stock384$201.5K<0.1%+161+72.2%AddedHistory
Pioneer Nat Res Co723787AP2NOTE 0.250% 5/171,000$203.1K<0.1%+22,000+44.9%Added–
BBYBest Buy Co IncStock2,484$203.8K<0.1%−229−8.4%ReducedHistory
NIMNuveen Select Maturities Municipal FundSH BEN INT22,700$204.1K<0.1%00.0%UnchangedHistory
CCUUnited Breweries Co IncSPONSORED ADR17,046$204.4K<0.1%+2,426+16.6%AddedHistory
JBTMJBT Marel CorpCOM1,952$204.7K<0.1%+1,952NewHistory
BRKRBruker CorpCOM2,184$205.2K<0.1%+2,184NewHistory
Schwab U.S. Broad Market ETF808524102ETF3,361$205.2K<0.1%+3,361New–
EXELExelixis, Inc.COM8,664$205.6K<0.1%−28−0.3%ReducedHistory
iShares Tr464288158SHRT NAT MUN ETF1,966$205.9K<0.1%+1,966New–
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD14,847$205.9K<0.1%+2,090+16.4%Added–
WHRWhirlpool CorpStock1,722$206.0K<0.1%−552−24.3%ReducedHistory
MAINMain Street Capital CORPCEF4,359$206.2K<0.1%+4,359NewHistory
UTFCohen & Steers Infrastructure Fund IncCOM8,783$207.0K<0.1%+8,783NewHistory
FRPTFreshpet, Inc.Stock1,798$208.3K<0.1%+1,798NewHistory
DOCUDocuSign, Inc.Stock3,515$209.3K<0.1%−54−1.5%ReducedHistory
EXASExact Sciences CorpCOM3,041$210.0K<0.1%00.0%UnchangedHistory
UFPIUfp Industries IncCOM1,716$211.1K<0.1%+7+0.4%AddedHistory
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF2,105$211.6K<0.1%−1,450−40.8%Reduced–
POSTPost Holdings, Inc.COM2,000$212.6K<0.1%+2,000NewHistory
WUWestern Union COStock15,229$212.9K<0.1%−211−1.4%ReducedHistory
EFXEquifax IncCOM797$213.2K<0.1%+797NewHistory
Nextera Energy Inc65339F713UNIT 09/01/20255,489$213.7K<0.1%+5,489New–
LENLennar CorpCL A1,243$213.8K<0.1%+1,243NewHistory
Schwab U.S. Mid-Cap ETF808524508ETF2,626$213.9K<0.1%+2,626New–
AVAVAeroVironment IncCOM1,400$214.6K<0.1%00.0%UnchangedHistory
ATOAtmos Energy CorpCOM1,808$214.9K<0.1%+75+4.3%AddedHistory
Fidelity Comwlth Tr315912808NASDAQ COMPSIT3,340$215.1K<0.1%+3,340New–
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF4,238$215.2K<0.1%+21+0.5%Added–
WMGWarner Music Group Corp.COM CL A6,535$215.8K<0.1%+60+0.9%AddedHistory
CWHCamping World Holdings, Inc.CL A7,759$216.1K<0.1%+100+1.3%AddedHistory
RVTRoyce Small-Cap Trust, Inc.COM14,347$217.6K<0.1%−776−5.1%ReducedHistory
TEITempleton Emerging Markets Income FundCOM40,112$217.8K<0.1%+2,937+7.9%AddedHistory
GMEDGlobus Medical IncStock4,071$218.4K<0.1%+626+18.2%AddedHistory
FBINFortune Brands Innovations, Inc.COM2,580$218.5K<0.1%−144−5.3%ReducedHistory
SFStifel Financial CorpCOM2,795$218.5K<0.1%+2,795NewHistory
CERSCerus CorpCOM116,154$219.5K<0.1%−45,675−28.2%ReducedHistory
LHLabcorp Holdings Inc.COM NEW1,005$219.6K<0.1%−624−38.3%ReducedHistory
Dimensional U.S. Core Equity 2 ETF25434V708ETF6,872$219.6K<0.1%00.0%Unchanged–
ELSEquity Lifestyle Properties IncCOM3,410$219.6K<0.1%−121−3.4%ReducedHistory
Pacer US Small Cap Cash Cows ETF69374H857ETF4,486$220.6K<0.1%+4,486New–
HPQHP IncStock7,302$220.7K<0.1%+7,302NewHistory
ZBHZimmer Biomet Holdings, Inc.Stock1,672$220.7K<0.1%−235−12.3%ReducedHistory
DBPInvesco DB Precious Metals FundPRECIOUS METAL4,125$220.9K<0.1%00.0%UnchangedHistory
MTGMgic Investment CorpCOM9,933$222.1K<0.1%+9,933NewHistory
PTCPTC Inc.Stock1,176$222.2K<0.1%+723+159.6%AddedHistory
CHTRCharter Communications, Inc.CL A768$223.2K<0.1%−59−7.1%ReducedHistory
LPLALPL Financial Holdings Inc.COM846$223.5K<0.1%+846NewHistory
Amplify ETF Tr032108664AMPLIFY CYBERSEC3,491$223.8K<0.1%+3,491New–
KDPKeurig Dr Pepper Inc.COM7,317$224.4K<0.1%+7,317NewHistory
WRKWestRock CoCOM4,544$224.7K<0.1%+4,544NewHistory
DKSDick's Sporting Goods, Inc.Stock1,002$225.3K<0.1%+1,002NewHistory
OSKOshkosh CorpCOM1,809$225.6K<0.1%+1,809NewHistory

Sold out since Q4 2023 (64)

Positions held at the end of Q4 2023 that are gone from this filing.

Positions of Stephens Inc sold out since Q4 2023
SecurityClassShares in Q4 2023Value in Q4 2023% of portfolio in Q4 2023History
SUMSummit Materials, Inc.CL A133,865$5.15M0.1%History
LOPEGrand Canyon Education, Inc.COM23,871$3.15M0.1%History
LTHMLivent Corp.COM151,221$2.72M<0.1%History
SPLKSplunk IncCOM16,383$2.50M<0.1%History
CAMTCamtek LtdORD15,210$1.06M<0.1%History
First Tr Exchng Traded FD VI33740F805SMITH OPPORT FXD16,699$744.9K<0.1%–
State Street SPDR S&P Aerospace & Defense ETF78464A631ETF5,349$724.4K<0.1%–
FROFrontline plcCOM34,123$684.2K<0.1%History
Tidal Tr II88636J824DEFIANCE R2000 E34,378$682.4K<0.1%–
ZGZillow Group, Inc.CL A11,683$662.7K<0.1%History
Vanguard Scottsdale FDS92206C813LG-TERM COR BD5,785$463.7K<0.1%–
CMCOColumbus McKinnon CorpCOM11,722$457.4K<0.1%History
VanEck Vectors ETF Tr92189F593MORNINGSTAR INTL13,920$433.5K<0.1%–
VRRMVerra Mobility CorpCL A COM STK18,113$417.1K<0.1%History
JNPRJuniper Networks IncCOM14,054$414.3K<0.1%History
ALLYAlly Financial Inc.Stock11,409$398.4K<0.1%History
IONQIonQ, Inc.COM28,063$347.7K<0.1%History
PHGKoninklijke Philips NVNY REGIS SHS NEW14,421$336.4K<0.1%History
WENWendy's CoStock15,882$309.4K<0.1%History
GHGuardant Health, Inc.COM11,285$305.3K<0.1%History
Global X FDS37960A859DOW 30 CO CA ETF13,818$302.8K<0.1%–
First Tr Exchange Trad FD VI33739H101FST TR GLB FD13,488$302.7K<0.1%–
ARLOArlo Technologies, Inc.COM30,357$289.0K<0.1%History
RDNTRadNet, Inc.COM8,276$287.8K<0.1%History
STELStellar Bancorp, Inc.COM10,214$284.4K<0.1%History
VTRVentas, Inc.REIT5,637$281.0K<0.1%History
ONBOld National BancorpStock15,216$257.0K<0.1%History
WGOWinnebago Industries IncCOM3,500$255.1K<0.1%History
SPBSpectrum Brands Holdings, Inc.COM3,189$254.4K<0.1%History
IPGPIpg Photonics CorpCOM2,132$231.4K<0.1%History
Invesco Exch Traded FD Tr II46138E420RUSEL 1000 EQL5,132$226.3K<0.1%–
Invesco Exch Traded FD Tr II46138G706SOLAR ETF4,170$222.5K<0.1%–
First Tr Exchange-Traded FD33739Q507SSI STRG ETF6,670$222.3K<0.1%–
First Tr Exchng Traded FD VI33740F466FT VEST U.S10,034$220.9K<0.1%–
LADLithia Motors IncCOM656$216.0K<0.1%History
NNNNNN REIT, Inc.REIT4,940$212.9K<0.1%History
ETF Managers Tr26924G201PRIME CYBR SCRTY3,491$210.9K<0.1%–
SBACSba Communications CorpCL A823$208.8K<0.1%History
CMGChipotle Mexican Grill IncCOM90$205.8K<0.1%History
Invesco Exch Traded FD Tr II46138E842DORSEY WRGT SMLC2,435$204.0K<0.1%–
WOLFWolfspeed, Inc.Stock4,668$203.1K<0.1%History
MTNVail Resorts IncCOM949$202.6K<0.1%History
HNVRHanover Bancorp, Inc.COM NEW11,260$198.6K<0.1%History
VZIOVizio Holding Corp.CL A COM25,233$194.3K<0.1%History
DBRGDigitalBridge Group, Inc.CL A NEW10,998$192.9K<0.1%History
UECUranium Energy CorpCOM29,385$188.1K<0.1%History
NEONeogenomics IncCOM NEW10,358$167.6K<0.1%History
BOXBox IncCL A5,595$143.3K<0.1%History
Helix Energy Solutions Grp I42330PAK3NOTE 6.750% 2/166,000$106.1K<0.1%–
LNKBLINKBANCORP, Inc.COMMON STOCK12,500$99.6K<0.1%History
Nuvasive Inc670704AJ4NOTE 0.375% 3/168,000$62.6K<0.1%–
Cable One, Inc.12685JAG0NOTE 1.125% 3/182,000$62.1K<0.1%–
Burlington Stores, Inc.122017AB2NOTE 2.250% 4/153,000$57.0K<0.1%–
DBXDropbox, Inc.CL A1,917$56.5K<0.1%History
MBLYMobileye Global Inc.Stock1,239$53.7K<0.1%History
Splunk Inc848637AD6NOTE 1.125% 9/143,000$47.4K<0.1%–
TWOU2U, LLCCOM33,900$41.7K<0.1%History
GRABGrab Holdings LtdCLASS A ORD11,350$38.3K<0.1%History
Viavi Solutions Inc.925550AB1NOTE 1.000% 3/025,000$24.4K<0.1%–
Everbridge, Inc.29978AAC8NOTE 0.125%12/125,000$23.2K<0.1%–
GOEVCanoo Inc.COM CL A85,000$21.9K<0.1%History
UAMYUnited States Antimony CorpCOM11,000$2.74K<0.1%History
ALTRAltair Engineering Inc.COM CL A24$2.02K<0.1%History
TCRTAlaunos Therapeutics, Inc.COM15,162$1.07K<0.1%History