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Livermore
Livermore
ZHEN

Stephens Inc

SEC CIK
0000757657
Latest filing
Jul 29, 2026

Holdings in Q4 2022

Holdings as of Dec 31, 2022, filed Feb 14, 2023. Long positions only; changes compare share counts with Q3 2022.

Institution overview
Positions
1,169
−33 vs. Q3 2022
Portfolio value
$4.88B
+$197.5M (+4.2%) vs. Q3 2022
Filed
Feb 14, 2023
AmendedSEC
Holdings of Stephens Inc in Q4 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
SPDR Index Shs FDS78463X509ST PORT MARK ETF8,598$283.4K<0.1%+1,465+20.5%Added–
QLYSQualys, Inc.COM2,539$285.0K<0.1%00.0%UnchangedHistory
Pacer Trendpilot US Bond ETF69374H642ETF14,198$285.5K<0.1%00.0%Unchanged–
BRBroadridge Financial Solutions, Inc.Stock2,130$285.7K<0.1%−2−0.1%ReducedHistory
ALKAlaska Air Group, Inc.COM6,693$287.4K<0.1%−34−0.5%ReducedHistory
iShares Tr464287291GLOBAL TECH ETF6,412$287.4K<0.1%−2,700−29.6%Reduced–
LADRLadder Capital CorpCL A29,069$291.8K<0.1%−3,814−11.6%ReducedHistory
UUPInvesco DB US Dollar Index Bullish FundBULLISH FD10,625$295.5K<0.1%+10,625NewHistory
Signature BK New York N Y82669G104COM2,565$295.5K<0.1%−1,464−36.3%Reduced–
SPDR Series Trust78468R556SP O&G EXPL PRO2,177$295.8K<0.1%+2,177New–
EXEExpand Energy CorpCOM3,137$296.0K<0.1%+570+22.2%AddedHistory
WHDCactus, Inc.CL A5,940$298.5K<0.1%00.0%UnchangedHistory
EVVEaton Vance Ltd Duration Income FundCOM31,865$299.2K<0.1%+9,855+44.8%AddedHistory
MKLMarkel Group Inc.COM229$301.7K<0.1%00.0%UnchangedHistory
CMICummins IncStock1,266$306.8K<0.1%−43−3.3%ReducedHistory
GRMNGarmin LtdSHS3,338$308.1K<0.1%−308−8.4%ReducedHistory
New York Life Investments Et45409B107HEDGE MULTI STRA10,847$308.7K<0.1%00.0%Unchanged–
BCXBlackRock Resources & Commodities Strategy TrustSHS31,080$309.9K<0.1%+2,383+8.3%AddedHistory
HALHalliburton CoStock7,895$310.7K<0.1%+7,895NewHistory
EXRExtra Space Storage Inc.COM2,118$311.7K<0.1%−20−0.9%ReducedHistory
WisdomTree Tr97717W802ITL HIGH DIV FD8,700$312.1K<0.1%+8,700New–
AMHAmerican Homes 4 RentCL A10,355$312.1K<0.1%+96+0.9%AddedHistory
iShares Tr46435U713US INFRASTRUC8,665$314.2K<0.1%−1,029−10.6%Reduced–
iShares Tr464288257MSCI ACWI ETF3,707$314.6K<0.1%00.0%Unchanged–
HMCHonda Motor Co LtdADR ECH CNV IN 313,768$314.7K<0.1%−2,718−16.5%ReducedHistory
iShares Core MSCI Emerging Markets ETF46434G103ETF6,767$316.0K<0.1%−449−6.2%Reduced–
iShares Tr464287838U.S. BAS MTL ETF2,534$316.2K<0.1%−4,765−65.3%Reduced–
SSBSouthState Bank CorpCOM4,153$317.1K<0.1%−163−3.8%ReducedHistory
ETSYEtsy IncCOM2,649$317.3K<0.1%−108−3.9%ReducedHistory
ELSEquity Lifestyle Properties IncCOM4,914$317.4K<0.1%−246−4.8%ReducedHistory
Invesco Exch TRD SLF Idx FD46138J833BULSHS 2024 HY14,394$318.4K<0.1%−1,465−9.2%Reduced–
PDIPIMCO Dynamic Income FundSHS17,313$319.9K<0.1%+113+0.7%AddedHistory
HUBBHubbell IncCOM1,373$322.1K<0.1%−1,890−57.9%ReducedHistory
HFROHighland Opportunities & Income FundHIGHLAND INCOME31,297$322.4K<0.1%+12,827+69.4%AddedHistory
CXTCrane NXT, Co.COM3,211$322.6K<0.1%+10.0%AddedHistory
Invesco Exch Traded FD Tr II46138G706SOLAR ETF4,449$324.5K<0.1%−61,778−93.3%Reduced–
KRGKite Realty Group TrustCOM NEW15,715$330.8K<0.1%+1,562+11.0%AddedHistory
State Street SPDR S&P Bank ETF78464A797ETF7,348$331.8K<0.1%+400+5.8%Added–
NHINational Health Investors IncCOM6,377$333.0K<0.1%−60−0.9%ReducedHistory
Invesco Exch TRD SLF Idx FD46138J817BULSHS 2025 HY15,102$333.9K<0.1%−1,502−9.0%Reduced–
CRLCharles River Laboratories International, Inc.COM1,537$334.9K<0.1%−152−9.0%ReducedHistory
FNBFNB CorpCOM25,691$335.3K<0.1%−357−1.4%ReducedHistory
CMSCMS Energy CorpCOM5,314$336.5K<0.1%+194+3.8%AddedHistory
iShares Tr464288885EAFE GRWTH ETF4,037$338.1K<0.1%+94+2.4%Added–
FSBCFive Star BancorpCOM12,450$339.1K<0.1%00.0%UnchangedHistory
VMOInvesco Municipal Opportunity TrustCOM34,300$339.9K<0.1%+34,300NewHistory
Invesco Exch TRD SLF Idx FD46138J858BULSHS 2023 HY14,585$340.0K<0.1%−1,447−9.0%Reduced–
AESAES CorpStock11,825$340.1K<0.1%−1,045−8.1%ReducedHistory
BHPBHP Group LtdADR5,493$340.8K<0.1%−3,525−39.1%ReducedHistory
KTBKontoor Brands, Inc.Stock8,583$343.2K<0.1%−939−9.9%ReducedHistory
AVBAvalonbay Communities IncCOM2,138$345.3K<0.1%+2,138NewHistory
SCIService Corp InternationalCOM5,000$345.7K<0.1%−209−4.0%ReducedHistory
HTGCHercules Capital, Inc.COM26,150$345.7K<0.1%+2,483+10.5%AddedHistory
AGNCAGNC Investment Corp.REIT33,425$345.9K<0.1%−551−1.6%ReducedHistory
DELLDell Technologies Inc.Stock8,602$346.0K<0.1%+695+8.8%AddedHistory
BLDRBuilders FirstSource, Inc.Stock5,373$348.6K<0.1%−296−5.2%ReducedHistory
POWIPower Integrations IncCOM4,883$350.2K<0.1%00.0%UnchangedHistory
CPTCamden Property TrustREIT3,135$350.8K<0.1%−1,068−25.4%ReducedHistory
AMPAmeriprise Financial IncCOM1,132$352.5K<0.1%+71+6.7%AddedHistory
AREAlexandria Real Estate Equities, Inc.COM2,431$354.2K<0.1%−156−6.0%ReducedHistory
iShares Tr464288273EAFE SML CP ETF6,275$354.4K<0.1%−1,380−18.0%Reduced–
JLLJones Lang Lasalle IncCOM2,235$356.2K<0.1%+41+1.9%AddedHistory
SPDR Ser Tr78468R689S&P KENSHO SMART12,103$356.6K<0.1%−484−3.8%Reduced–
BTOJohn Hancock Financial Opportunities FundSH BEN INT NEW10,775$358.9K<0.1%−38,367−78.1%ReducedHistory
MINAberdeen Intermediate Income FundSH BEN INT130,305$359.6K<0.1%+10,000+8.3%AddedHistory
SUSuncor Energy IncStock11,360$360.4K<0.1%−135−1.2%ReducedHistory
Victory Portfolios II92647N667VICSHS DV AC ETF8,106$361.9K<0.1%+44+0.5%Added–
USALiberty All Star Equity FundSH BEN INT63,523$362.1K<0.1%−3,050−4.6%ReducedHistory
FFIVF5, Inc.Stock2,532$363.4K<0.1%−4−0.2%ReducedHistory
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF7,177$363.7K<0.1%+18+0.3%Added–
OMFOneMain Holdings, Inc.COM10,925$363.9K<0.1%−327−2.9%ReducedHistory
EQHEquitable Holdings, Inc.COM12,692$364.3K<0.1%−3,568−21.9%ReducedHistory
EGEverest Group, Ltd.COM1,101$364.7K<0.1%−3−0.3%ReducedHistory
ENVEnvestnet, Inc.COM5,915$365.0K<0.1%+256+4.5%AddedHistory
EIXEdison InternationalStock5,759$366.4K<0.1%−86−1.5%ReducedHistory
QSRRestaurant Brands International Inc.COM5,666$366.4K<0.1%−697−11.0%ReducedHistory
COFCapital One Financial CorpStock3,948$367.0K<0.1%−46−1.2%ReducedHistory
iShares Core MSCI Total International Stock ETF46432F834ETF6,341$367.0K<0.1%−565−8.2%Reduced–
ORIOld Republic International CorpCOM15,254$368.4K<0.1%−13−0.1%ReducedHistory
HEI.AHeico CorpCL A3,085$369.7K<0.1%00.0%UnchangedHistory
BALLBALL CorpCOM7,231$369.8K<0.1%−682−8.6%ReducedHistory
EAElectronic Arts Inc.COM3,030$370.2K<0.1%−279−8.4%ReducedHistory
WBSWebster Financial CorpCOM7,836$371.0K<0.1%+7,836NewHistory
EMDWestern Asset Emerging Markets Debt Fund Inc.COM40,825$371.9K<0.1%+1,300+3.3%AddedHistory
DLBDolby Laboratories, Inc.COM CL A5,275$372.1K<0.1%−147−2.7%ReducedHistory
Vanguard Scottsdale FDS92206C664VNG RUS2000IDX5,334$375.4K<0.1%00.0%Unchanged–
Vanguard Long-Term Treasury ETF92206C847ETF6,100$375.9K<0.1%+6,100New–
iShares S&P Mid-Cap 400 Value ETF464287705ETF3,760$379.0K<0.1%−324−7.9%Reduced–
FEFirstenergy CorpCOM9,096$381.5K<0.1%+15+0.2%AddedHistory
DBPInvesco DB Precious Metals FundPRECIOUS METAL7,982$383.5K<0.1%00.0%UnchangedHistory
KKellanovaStock5,400$384.7K<0.1%−496−8.4%ReducedHistory
CDNSCadence Design Systems IncStock2,396$384.9K<0.1%−174−6.8%ReducedHistory
SNOWSnowflake Inc.Stock2,691$386.3K<0.1%+756+39.1%AddedHistory
HQHabrdn Healthcare InvestorsSH BEN INT21,478$386.6K<0.1%+1,817+9.2%AddedHistory
Legg Mason ETF Invt Tr524682101CLRBRG GWT ETF11,713$387.7K<0.1%−3,839−24.7%Reduced–
PCRXPacira BioSciences, Inc.COM10,110$390.3K<0.1%−451−4.3%ReducedHistory
TOSTToast, Inc.Stock21,713$391.5K<0.1%+59+0.3%AddedHistory
DTEDte Energy CoCOM3,340$392.5K<0.1%+711+27.0%AddedHistory
SWKStanley Black & Decker, Inc.COM5,304$398.4K<0.1%−3,582−40.3%ReducedHistory
Global X FDS37954Y673US INFR DEV ETF15,082$399.5K<0.1%−1,697−10.1%Reduced–

Sold out since Q3 2022 (95)

Positions held at the end of Q3 2022 that are gone from this filing.

Positions of Stephens Inc sold out since Q3 2022
SecurityClassShares in Q3 2022Value in Q3 2022% of portfolio in Q3 2022History
Vanguard Admiral FDS Inc921932885MIDCP 400 IDX87,035$12.9M0.3%–
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB310,883$6.58M0.1%–
Innovator ETFs Trust45782C508US EQTY PWR BUF216,388$6.37M0.1%–
Litman Gregory FDS Tr53700T827IMGP DBI MAN ETF128,196$4.35M0.1%–
Global X Lithium & Battery Tech ETF37954Y855ETF63,317$4.18M0.1%–
TWTRTwitter, Inc.COM51,028$2.24M<0.1%History
ABMDAbiomed IncCOM6,263$1.54M<0.1%History
MOHMolina Healthcare, Inc.COM4,265$1.41M<0.1%History
Listed FDS Tr53656F623HORI KI INFL ETF48,850$1.36M<0.1%–
First Tr Exchng Traded FD VI33740F599FT VEST US EQT43,446$1.28M<0.1%–
iShares Tr46434VBA7IBONDS DEC22 ETF50,231$1.26M<0.1%–
FRTFederal Realty Investment TrustSH BEN INT NEW13,655$1.23M<0.1%History
WEATTeucrium Commodity TrustWHEAT FD119,432$1.09M<0.1%History
First Tr Exchng Traded FD VI33740F623FT VEST US EQT34,974$1.07M<0.1%–
TMPTompkins Financial CorpCOM11,255$817.0K<0.1%History
Global X FDS37954Y657US PFD ETF38,846$797.0K<0.1%–
MROMarathon Oil CorpCOM34,782$785.0K<0.1%History
SRIStoneridge IncCOM45,988$779.0K<0.1%History
PLLPiedmont Lithium Inc.Stock13,441$719.0K<0.1%History
LEGLeggett & Platt IncStock21,438$712.0K<0.1%History
LNTHLantheus Holdings, Inc.Stock9,747$686.0K<0.1%History
CSIQCanadian Solar Inc.COM17,652$658.0K<0.1%History
ESEversource EnergyStock7,320$571.0K<0.1%History
ACLSAxcelis Technologies IncStock9,200$557.0K<0.1%History
ESSEssex Property Trust, Inc.COM2,235$541.0K<0.1%History
Invesco Exch TRD SLF Idx FD46138J551BULSHS 2022 MUNI21,325$539.0K<0.1%–
ARAntero Resources CorpCOM16,434$502.0K<0.1%History
ENVXEnovix CorpCOM26,555$487.0K<0.1%History
AERAerCap Holdings N.V.SHS11,445$484.0K<0.1%History
DOVDOVER CorpCOM4,031$470.0K<0.1%History
SIVBSVB Financial GroupCOM1,392$467.0K<0.1%History
AOSSmith A O CorpCOM9,507$462.0K<0.1%History
DDOGDatadog, Inc.CL A COM5,113$454.0K<0.1%History
Direxion Shs ETF Tr25460E307AUSPCE CMD STG14,330$427.0K<0.1%–
MCYMercury General CorpCOM14,981$426.0K<0.1%History
THWabrdn World Healthcare FundBEN INT SHS32,918$423.0K<0.1%History
SESea LtdSPONSORD ADS6,577$369.0K<0.1%History
NRGNRG Energy, Inc.Stock9,473$363.0K<0.1%History
GHGuardant Health, Inc.COM6,647$358.0K<0.1%History
CALYCallaway Golf CoCOM18,498$356.0K<0.1%History
iShares Tr464287374NORTH AMERN NAT10,219$355.0K<0.1%–
AEOAmerican Eagle Outfitters IncCOM35,769$348.0K<0.1%History
SPDR Series Trust78464A292ST STR PFD ETF9,946$347.0K<0.1%–
TRUTransUnionCOM5,825$347.0K<0.1%History
First Rep BK San Francisco C33616C100COM2,641$345.0K<0.1%–
BUSEFirst Busey CorpCOM NEW15,667$344.0K<0.1%History
Invesco Bulletshares 2022 HY Bd (BSJM)46138J874BULSHS 2022 HY15,525$341.0K<0.1%–
VYXNCR Voyix CorpCOM17,503$333.0K<0.1%History
BXPBXP, Inc.COM4,224$317.0K<0.1%History
WDCWestern Digital CorpCOM9,509$310.0K<0.1%History
TEAMAtlassian CorpCL A1,435$302.0K<0.1%History
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF3,099$288.0K<0.1%–
ETF Managers Tr26924G201PRIME CYBR SCRTY6,510$282.0K<0.1%–
Schwab International Equity ETF808524805ETF9,976$281.0K<0.1%–
Goldman Sachs ETF Tr381430206ACTIVEBETA EME10,695$276.0K<0.1%–
J P Morgan Exchange Traded F46641Q654ULTRA SHT MUNCPL5,469$275.0K<0.1%–
VACMarriott Vacations Worldwide CorpCOM2,108$257.0K<0.1%History
SLCAU.S. Silica Holdings, Inc.COM23,420$256.0K<0.1%History
NHCNational Healthcare CorpCOM4,018$255.0K<0.1%History
iShares Tr46435G318IBONDS DEC20239,800$247.0K<0.1%–
ROKURoku, IncCOM CL A4,285$242.0K<0.1%History
MARMarriott International IncStock1,697$238.0K<0.1%History
DNBDun & Bradstreet Holdings, Inc.COM18,504$229.0K<0.1%History
Vanguard Admiral FDS Inc921932794SMLCP 600 GRTH1,296$227.0K<0.1%–
AIRCApartment Income REIT Corp.COM5,785$223.0K<0.1%History
BAMBrookfield Asset Management Ltd.CL A LTD VT SH5,412$221.0K<0.1%History
NFENew Fortress Energy Inc.COM CL A5,000$219.0K<0.1%History
DXCDXC Technology CoStock8,768$215.0K<0.1%History
LNGCheniere Energy, Inc.COM NEW1,291$214.0K<0.1%History
CNOBConnectOne Bancorp, Inc.COM9,119$210.0K<0.1%History
CNNECannae Holdings, Inc.COM10,181$210.0K<0.1%History
SNASnap-on IncCOM1,040$209.0K<0.1%History
CLFDClearfield, Inc.COM2,000$209.0K<0.1%History
LITELumentum Holdings Inc.COM2,953$202.0K<0.1%History
UTFCohen & Steers Infrastructure Fund IncCOM8,636$201.0K<0.1%History
Global X FDS37954Y715RBTCS ARTFL INTE10,353$187.0K<0.1%–
PINGPing Identity Holding Corp.COM5,447$153.0K<0.1%History
GTLSChart Industries IncCOM700$129.0K<0.1%History
TDFTempleton Dragon Fund IncCOM13,244$123.0K<0.1%History
SICPSilvergate Capital CorpCL A1,390$105.0K<0.1%History
CCLCarnival Corp Ltd.UNIT 99/99/999913,895$98.0K<0.1%History
SMTCSemtech CorpStock3,049$90.0K<0.1%History
SIRISirius XM Holdings Inc.COM15,427$88.0K<0.1%History
ETWEaton Vance Tax-Managed Global Buy-Write Opportunities FundCOM10,474$79.0K<0.1%History
IMGNImmunoGen, Inc.COM10,780$52.0K<0.1%History
SOLEmeren Group LtdSPONSORED ADS10,001$50.0K<0.1%History
BIRDSmartbird, Inc.COM CL A16,567$50.0K<0.1%History
LYGLloyds Banking Group plcSPONSORED ADR20,035$36.0K<0.1%History
NINENine Energy Service, Inc.COM10,000$26.0K<0.1%History
TRUETrueCar, Inc.COM12,300$19.0K<0.1%History
OWLTOwlet, Inc.COMMON STOCK16,333$17.0K<0.1%History
PSFEPaysafe LtdORD11,500$16.0K<0.1%History
SIENProject Sage Oldco, Inc.COM18,000$12.0K<0.1%History
GYREGyre Therapeutics, Inc.COM NEW21,525$11.0K<0.1%History
COUPCoupa Software IncCOM37$2.00K<0.1%History