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Livermore
Livermore
ZHEN

Stephens Inc

SEC CIK
0000757657
Latest filing
Jul 29, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 2, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
1,202
−25 vs. Q2 2022
Portfolio value
$4.68B
−$272.9M (−5.5%) vs. Q2 2022
Filed
Nov 2, 2022
SEC
Holdings of Stephens Inc in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
GLPIGaming & Leisure Properties, Inc.COM11,470$507.0K<0.1%−2,681−18.9%ReducedHistory
SBLKStar Bulk Carriers Corp.SHS PAR29,000$507.0K<0.1%+29,000NewHistory
iShares Tr464288877EAFE VALUE ETF13,181$508.0K<0.1%−499−3.6%Reduced–
EQTEQT CorpStock12,554$512.0K<0.1%−799−6.0%ReducedHistory
LTHMLivent Corp.COM16,743$513.0K<0.1%+16,743NewHistory
GGZGabelli Global Small & Mid Cap Value TrustCOM54,079$515.0K<0.1%+9,710+21.9%AddedHistory
SABASaba Capital Income & Opportunities Fund IICOM126,528$515.0K<0.1%−220−0.2%ReducedHistory
Global X Uranium ETF37954Y871ETF26,060$517.0K<0.1%+745+2.9%Added–
CFGCitizens Financial Group IncCOM15,115$519.0K<0.1%+656+4.5%AddedHistory
OXYOccidental Petroleum CorpStock8,510$523.0K<0.1%+2,785+48.6%AddedHistory
MANHManhattan Associates IncStock3,935$523.0K<0.1%−85−2.1%ReducedHistory
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF5,339$528.0K<0.1%−329−5.8%Reduced–
iShares U.S. Treasury Bond ETF46429B267ETF23,196$528.0K<0.1%00.0%Unchanged–
VICIVici Properties Inc.COM17,810$532.0K<0.1%−5,744−24.4%ReducedHistory
CPZCalamos Long/Short Equity & Dynamic Income TrustCOM35,630$533.0K<0.1%+1,715+5.1%AddedHistory
DSGXDescartes Systems Group IncCOM8,386$533.0K<0.1%+1,057+14.4%AddedHistory
HUBSHubSpot IncCOM1,980$535.0K<0.1%−393−16.6%ReducedHistory
BTZBlackRock Credit Allocation Income TrustCOM56,067$535.0K<0.1%+120.0%AddedHistory
First Tr Exchange-Traded FD33737K205INDXX NEXTG ETF9,625$536.0K<0.1%+13+0.1%Added–
Legg Mason ETF Invt Tr524682101CLRBRG GWT ETF15,552$536.0K<0.1%00.0%Unchanged–
AAPAdvance Auto Parts IncCOM3,433$537.0K<0.1%−353−9.3%ReducedHistory
Invesco Exch TRD SLF Idx FD46138J551BULSHS 2022 MUNI21,325$539.0K<0.1%00.0%Unchanged–
YUMCYum China Holdings, Inc.COM11,401$540.0K<0.1%00.0%UnchangedHistory
INGRIngredion IncCOM6,724$541.0K<0.1%−208−3.0%ReducedHistory
ESSEssex Property Trust, Inc.COM2,235$541.0K<0.1%−233−9.4%ReducedHistory
Nextera Energy Inc65339F770UNIT 99/99/999910,866$541.0K<0.1%−12,100−52.7%Reduced–
Invesco Exch TRD SLF Idx FD46138J791BULSHS 2026 CB29,103$542.0K<0.1%−400,184−93.2%Reduced–
GLWCorning IncCOM18,712$543.0K<0.1%+1,150+6.5%AddedHistory
OTISOtis Worldwide CorpStock8,561$546.0K<0.1%−5−0.1%ReducedHistory
iShares U.S. Healthcare Providers ETF464288828ETF2,141$547.0K<0.1%−6−0.3%Reduced–
iShares Russell Top 200 Growth ETF464289438ETF4,576$547.0K<0.1%+3+0.1%Added–
MAAMid America Apartment Communities Inc.COM3,530$547.0K<0.1%+459+14.9%AddedHistory
First Tr Exchng Traded FD VI33740F748FT VEST US EQT16,625$552.0K<0.1%00.0%Unchanged–
ACLSAxcelis Technologies IncStock9,200$557.0K<0.1%+9,200NewHistory
Accretion Acquisition Corp00438Y206UNIT 03/01/202856,000$557.0K<0.1%00.0%Unchanged–
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF9,797$559.0K<0.1%+6,000+158.0%Added–
VanEck ETF Trust92189F411BDC INCOME ETF41,237$560.0K<0.1%−4,923−10.7%Reduced–
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH4,249$561.0K<0.1%−15−0.4%Reduced–
PCRXPacira BioSciences, Inc.COM10,561$562.0K<0.1%−181−1.7%ReducedHistory
WELLWelltower Inc.REIT8,809$567.0K<0.1%−1,918−17.9%ReducedHistory
WENWendy's CoStock30,451$569.0K<0.1%+17,386+133.1%AddedHistory
ESEversource EnergyStock7,320$571.0K<0.1%−180−2.4%ReducedHistory
APTVAptiv PLCSHS7,331$573.0K<0.1%−179−2.4%ReducedHistory
ARK Next Generation Technology ETF00214Q401ETF12,572$574.0K<0.1%−1,823−12.7%Reduced–
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF5,241$576.0K<0.1%−4,692−47.2%Reduced–
CADECadence BancorporationEQUITY US CM22,776$579.0K<0.1%+3,970+21.1%AddedHistory
PIMCO ETF Tr72201R718ENHNCD LW DUR AC6,125$580.0K<0.1%00.0%Unchanged–
Victory Portfolios II92647N782VCSHS US 500 ENH9,063$581.0K<0.1%−1,085−10.7%Reduced–
EGPEastgroup Properties IncCOM4,035$582.0K<0.1%−1,266−23.9%ReducedHistory
JPMorgan Chase & Co46625H365ALERIAN ML ETN29,081$583.0K<0.1%+253+0.9%Added–
SNYSanofiSPONSORED ADR15,352$584.0K<0.1%−1,278−7.7%ReducedHistory
MPTMedical Properties Trust IncCOM49,289$585.0K<0.1%+4,514+10.1%AddedHistory
First Tr Exchange-Traded FD33738D101NO AMER ENERGY23,676$589.0K<0.1%+19+0.1%Added–
DNOWDNOW Inc.COM58,700$590.0K<0.1%+18,947+47.7%AddedHistory
IDXXIDEXX Laboratories IncCOM1,813$591.0K<0.1%+190+11.7%AddedHistory
ProShares Tr74348A467S&P 500 DV ARIST7,445$595.0K<0.1%+909+13.9%Added–
Invesco Exch TRD SLF Idx FD46138J536BULSHS 2024 MUNI24,425$595.0K<0.1%−4,625−15.9%Reduced–
ONONOn Holding AGStock37,350$599.0K<0.1%+22,150+145.7%AddedHistory
TTWOTake Two Interactive Software IncCOM5,509$600.0K<0.1%−872−13.7%ReducedHistory
CMECME Group Inc.COM3,386$600.0K<0.1%−1,176−25.8%ReducedHistory
RCLRoyal Caribbean Cruises LtdCOM15,826$600.0K<0.1%+68+0.4%AddedHistory
Invesco Exch TRD SLF Idx FD46138J544BULSHS 2023 MUNI24,300$602.0K<0.1%−4,650−16.1%Reduced–
TRGPTarga Resources Corp.COM9,996$603.0K<0.1%+26+0.3%AddedHistory
SPDR Series Trust78464A128ST STR SP1500VT4,790$603.0K<0.1%00.0%Unchanged–
Pacer US Cash Cows 100 ETF69374H881ETF14,794$607.0K<0.1%−101,895−87.3%Reduced–
iShares Core MSCI Europe ETF46434V738ETF15,352$607.0K<0.1%−13,314−46.4%Reduced–
Signature BK New York N Y82669G104COM4,029$608.0K<0.1%−108−2.6%Reduced–
iShares Ibonds Dec 2025 Term Corporate ETF46434VBD1ETF25,290$610.0K<0.1%00.0%Unchanged–
CPRTCopart IncCOM5,776$615.0K<0.1%−391−6.3%ReducedHistory
TRPTC Energy CorpCOM15,308$617.0K<0.1%−417−2.7%ReducedHistory
GSBDGoldman Sachs BDC, Inc.SHS42,857$619.0K<0.1%−9,865−18.7%ReducedHistory
NVSNovartis AGADR8,159$620.0K<0.1%−766−8.6%ReducedHistory
PHParker-Hannifin CorpStock2,559$620.0K<0.1%+35+1.4%AddedHistory
iShares Tr4642874407-10 YR TRSY BD6,481$622.0K<0.1%+1,200+22.7%Added–
GLGlobe Life Inc.COM6,247$623.0K<0.1%−175−2.7%ReducedHistory
GRXGabelli Healthcare & WellnessRx TrustSHS65,550$623.0K<0.1%+5,875+9.8%AddedHistory
First Tr Exchange-Traded FD33734X101CONSUMR DISCRE14,599$628.0K<0.1%00.0%Unchanged–
iShares Tr46434VBG4IBONDS DEC24 ETF25,812$629.0K<0.1%00.0%Unchanged–
Vanguard Financials ETF92204A405ETF8,531$635.0K<0.1%−159−1.8%Reduced–
Vanguard Consumer Staples ETF92204A207ETF3,707$637.0K<0.1%+65+1.8%Added–
SRESempraStock4,255$638.0K<0.1%−30−0.7%ReducedHistory
iShares Tr46434V787YLD OPTIM BD30,095$641.0K<0.1%00.0%Unchanged–
NBIXNeurocrine Biosciences IncStock6,050$643.0K<0.1%−84−1.4%ReducedHistory
Barrick Gold Corp067901108COM42,101$653.0K<0.1%−132,251−75.9%Reduced–
TAPMolson Coors Beverage CoCL B13,650$655.0K<0.1%−2,050−13.1%ReducedHistory
DKSDick's Sporting Goods, Inc.Stock6,283$657.0K<0.1%+2,613+71.2%AddedHistory
ETREntergy CorpCOM6,529$657.0K<0.1%−212−3.1%ReducedHistory
CSIQCanadian Solar Inc.COM17,652$658.0K<0.1%+4,257+31.8%AddedHistory
Vanguard Malvern FDS922020805STRM INFPROIDX13,747$661.0K<0.1%+30.0%Added–
iShares S&P Small-Cap 600 Value ETF464287879ETF8,044$663.0K<0.1%−150−1.8%Reduced–
GPNGlobal Payments IncStock6,180$668.0K<0.1%−202−3.2%ReducedHistory
SWKStanley Black & Decker, Inc.COM8,886$668.0K<0.1%−604−6.4%ReducedHistory
First Tr Exchange-Traded FD33735T109COMMON SHS71,737$671.0K<0.1%−500−0.7%Reduced–
KRKroger CoStock15,352$672.0K<0.1%+184+1.2%AddedHistory
CONNConns IncCOM95,367$675.0K<0.1%−20,693−17.8%ReducedHistory
iShares Tr464287762US HLTHCARE ETF2,674$677.0K<0.1%−7−0.3%Reduced–
Vanguard Consumer Discretionary ETF92204A108ETF2,904$683.0K<0.1%00.0%Unchanged–
STXSeagate Technology Holdings plcORD SHS12,844$684.0K<0.1%−2,876−18.3%ReducedHistory
LNTHLantheus Holdings, Inc.Stock9,747$686.0K<0.1%+9,747NewHistory
DLTRDollar Tree, Inc.COM5,040$686.0K<0.1%−253−4.8%ReducedHistory

Sold out since Q2 2022 (79)

Positions held at the end of Q2 2022 that are gone from this filing.

Positions of Stephens Inc sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
First Tr Exchange-Traded FD33738D309SENIOR LN FD260,841$11.5M0.2%–
GSGiShares S&P GSCI Commodity-Indexed TrustUNIT BEN INT238,291$5.50M0.1%History
VanEck ETF Trust92189F700AGRIBUSINESS ETF54,521$4.71M0.1%–
LUNGPulmonx CorpCOM274,039$4.03M0.1%History
First Tr Exchange Traded FD33738R795NASDAQ TRANSN154,884$3.92M0.1%–
Invesco Exch TRD SLF Idx FD46138J783BULSHS 2027 CB200,959$3.89M0.1%–
Invesco Exch TRD SLF Idx FD46138J643INVSCO BLSH 28108,689$2.17M<0.1%–
GSKGSK plcSPONSORED ADR47,693$2.08M<0.1%History
Simplify Exchange Traded Fun82889N202US EQT PLS DWNSD70,677$1.87M<0.1%–
BLKBBlackbaud IncCOM31,362$1.82M<0.1%History
Kraneshares Trust500767306CSI CHI INTERNET30,706$1.01M<0.1%–
Dte Energy Co233331842UNIT 11/01/2022S17,895$920.0K<0.1%–
ProShares Tr74347B425SHORT S&P 500 NE55,000$908.0K<0.1%–
AVLRAvalara, Inc.COM11,326$800.0K<0.1%History
Invesco Exch TRD SLF Idx FD46138J528BULSHS 2025 MUNI31,025$761.0K<0.1%–
TCBXThird Coast Bancshares, Inc.COM29,702$650.0K<0.1%History
Invesco Exch TRD SLF Idx FD46138J510BULSHS 2026 MUNI24,950$590.0K<0.1%–
PLABPhotronics IncCOM26,006$507.0K<0.1%History
OLNOLIN CorpStock10,825$501.0K<0.1%History
BRSLBrightstar Lottery PLCSHS USD26,569$493.0K<0.1%History
IVZInvesco Ltd.Stock28,264$456.0K<0.1%History
NXRTNexPoint Residential Trust, Inc.COM7,295$456.0K<0.1%History
HWMHowmet Aerospace Inc.Stock13,724$432.0K<0.1%History
EVRIEveri Holdings Inc.COM25,356$414.0K<0.1%History
PACWPacwest BancorpCOM14,683$391.0K<0.1%History
Riverview Acquisition Corp.769395203UNIT 07/29/202635,000$364.0K<0.1%–
AGNTAGNT, Inc.COM29,373$346.0K<0.1%History
Viacomcbs Inc92556H305PFD8,715$344.0K<0.1%–
AAWWAtlas Air Worldwide Holdings IncCOM NEW5,454$337.0K<0.1%History
MHKMohawk Industries IncCOM2,670$331.0K<0.1%History
iShares Tr464289883CORE 30 70 ETF9,337$323.0K<0.1%–
CUTRCutera IncCOM8,571$321.0K<0.1%History
OGEOGE Energy Corp.COM8,242$318.0K<0.1%History
Vanguard Utilities ETF92204A876ETF2,080$317.0K<0.1%–
HUNHuntsman CORPCOM10,772$305.0K<0.1%History
PCGPG&E CorpStock30,030$300.0K<0.1%History
LADLithia Motors IncCOM1,063$292.0K<0.1%History
IRMIron Mountain IncCOM5,754$280.0K<0.1%History
First Tr Exchange Traded FD33741X102SMID RISNG ETF11,435$273.0K<0.1%–
ASOAcademy Sports & Outdoors, Inc.COM7,638$271.0K<0.1%History
CSRCenterspaceCOM3,267$266.0K<0.1%History
HALHalliburton CoStock8,067$253.0K<0.1%History
OKTAOkta, Inc.CL A2,762$250.0K<0.1%History
WPMWheaton Precious Metals Corp.COM6,841$246.0K<0.1%History
Southern Co842587602UNIT 08/01/20224,475$237.0K<0.1%–
UGIUgi CorpStock6,103$236.0K<0.1%History
BIOBio-Rad Laboratories, Inc.CL A476$236.0K<0.1%History
TDToronto Dominion BankStock3,577$235.0K<0.1%History
LOPEGrand Canyon Education, Inc.COM2,491$235.0K<0.1%History
KMXCarMax IncCOM2,534$229.0K<0.1%History
ARWArrow Electronics, Inc.COM2,040$229.0K<0.1%History
VSTVistra Corp.Stock9,671$221.0K<0.1%History
SPDR Series Trust78464A516ST INTL BBG ETF9,487$220.0K<0.1%–
BGSB&G Foods, Inc.COM9,272$220.0K<0.1%History
HPQHP IncStock6,685$219.0K<0.1%History
HRHealthcare Realty Trust IncCOM7,961$217.0K<0.1%History
MTZMastec IncCOM2,954$212.0K<0.1%History
BDX 6 06/01/23 Pfd075887406CONVERTIBLE PREFERRED STOCK4,225$209.0K<0.1%–
GATXGatx CorpCOM2,201$207.0K<0.1%History
Pacer FDS Tr69374H766INDUSTRIAL RELET4,970$203.0K<0.1%–
BXMTBlackstone Mortgage Trust, Inc.COM CL A7,268$201.0K<0.1%History
CPNGCoupang, Inc.CL A13,158$168.0K<0.1%History
PSTLPostal Realty Trust, Inc.CL A10,480$156.0K<0.1%History
UUnity Software Inc.COM4,229$156.0K<0.1%History
NLYAnnaly Capital Management IncCOM25,600$151.0K<0.1%History
LYFTLyft, Inc.CL A COM11,150$148.0K<0.1%History
ARCOArcos Dorados Holdings Inc.SHS CLASS -A -21,951$148.0K<0.1%History
MTGMgic Investment CorpCOM10,526$133.0K<0.1%History
UMCUnited Microelectronics CorpSPON ADR NEW18,771$127.0K<0.1%History
Blueknight Energy Partners 1109625U208PFD11,400$97.0K<0.1%–
AIVApartment Investment & Management CoCL A12,359$79.0K<0.1%History
PGREParamount Group, Inc.COM10,090$73.0K<0.1%History
VISNVistance Networks, Inc.COM11,083$68.0K<0.1%History
MTTRMatterport, Inc.COM CL A13,550$50.0K<0.1%History
VRNSVaronis Systems IncCOM1,589$47.0K<0.1%History
Atlas Air Worldwide Hldgs IN049164BJ4NOTE 1.875% 6/035,000$41.0K<0.1%–
TELLTellurian Inc.COM13,500$40.0K<0.1%History
Workday, Inc.98138HAF8NOTE 0.250%10/026,000$27.0K<0.1%–
Marriott Vactins Worldwid Co57164YAB3NOTE 1.500% 9/117,000$17.0K<0.1%–