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Livermore
Livermore
ZHEN

Stephens Inc

SEC CIK
0000757657
Latest filing
Jul 29, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 2, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
1,202
−25 vs. Q2 2022
Portfolio value
$4.68B
−$272.9M (−5.5%) vs. Q2 2022
Filed
Nov 2, 2022
SEC
Holdings of Stephens Inc in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
FANGDiamondback Energy, Inc.Stock3,086$372.0K<0.1%+6+0.2%AddedHistory
iShares Tr464288273EAFE SML CP ETF7,655$373.0K<0.1%−457−5.6%Reduced–
AXONAxon Enterprise, Inc.COM3,262$378.0K<0.1%−198−5.7%ReducedHistory
Global X FDS37954Y293GLB X MLP ENRG I10,145$380.0K<0.1%00.0%Unchanged–
BALLBALL CorpCOM7,913$382.0K<0.1%+521+7.0%AddedHistory
VGIVirtus Global Multi-Sector Income FundCOM51,055$382.0K<0.1%+10,405+25.6%AddedHistory
EAElectronic Arts Inc.COM3,309$383.0K<0.1%−334−9.2%ReducedHistory
BANRBanner CorpCOM NEW6,506$384.0K<0.1%+6,506NewHistory
iShares Tr464287291GLOBAL TECH ETF9,112$384.0K<0.1%00.0%Unchanged–
Global X FDS37954Y673US INFR DEV ETF16,779$387.0K<0.1%00.0%Unchanged–
MRNAModerna, Inc.Stock3,326$393.0K<0.1%+98+3.0%AddedHistory
Victory Portfolios II92647N824VCSHS US EQ INCM6,640$394.0K<0.1%00.0%Unchanged–
CBRLCracker Barrel Old Country Store, IncCOM4,259$394.0K<0.1%−58−1.3%ReducedHistory
iShares Tr464288760US AER DEF ETF4,328$395.0K<0.1%−100−2.3%Reduced–
SPDR Ser Tr78468R689S&P KENSHO SMART12,587$397.0K<0.1%−464−3.6%Reduced–
First Tr Exchange-Traded FD33734X150INDLS PROD DUR8,666$398.0K<0.1%00.0%Unchanged–
RBARB Global Inc.COM6,367$398.0K<0.1%+1,853+41.1%AddedHistory
ELEstee Lauder Companies IncCL A1,849$399.0K<0.1%−175−8.6%ReducedHistory
First Tr Exchange-Traded Alp33734Y109COM SHS5,500$400.0K<0.1%00.0%Unchanged–
PHYSSprott Physical Gold TrustPHYSICAL GOLD TR31,425$402.0K<0.1%+15,425+96.4%AddedHistory
JDJD.com, Inc.SPON ADS CL A8,007$403.0K<0.1%−1,920−19.3%ReducedHistory
iShares Tr464287754US INDUSTRIALS4,810$403.0K<0.1%−20.0%Reduced–
IONSIonis Pharmaceuticals IncCOM9,125$404.0K<0.1%−2,519−21.6%ReducedHistory
ANSSAnsys IncCOM1,823$404.0K<0.1%−426−18.9%ReducedHistory
PODDInsulet CorpStock1,771$406.0K<0.1%−805−31.3%ReducedHistory
BSXBoston Scientific CorpStock10,514$407.0K<0.1%−477−4.3%ReducedHistory
iShares Tr46435U796SYSTEMATIC BD ET4,995$409.0K<0.1%00.0%Unchanged–
SPGSimon Property Group Inc.REIT4,564$410.0K<0.1%−1,153−20.2%ReducedHistory
KKellanovaStock5,896$411.0K<0.1%−753−11.3%ReducedHistory
TALOTalos Energy Inc.COM24,657$411.0K<0.1%−18,837−43.3%ReducedHistory
MCKMcKesson CorpStock1,214$413.0K<0.1%+25+2.1%AddedHistory
CTRClearBridge MLP & Midstream Total Return Fund Inc.COM15,857$417.0K<0.1%−62−0.4%ReducedHistory
VTRSViatris IncStock49,065$418.0K<0.1%+166+0.3%AddedHistory
State Street SPDR Portfolio Aggregate Bond ETF78464A649ETF16,801$419.0K<0.1%00.0%Unchanged–
FCFSFirstCash Holdings, Inc.COM5,716$419.0K<0.1%+909+18.9%AddedHistory
CDNSCadence Design Systems IncStock2,570$420.0K<0.1%−424−14.2%ReducedHistory
ABGAsbury Automotive Group IncCOM2,778$420.0K<0.1%+1,208+76.9%AddedHistory
LHLabcorp Holdings Inc.COM NEW2,066$423.0K<0.1%−76−3.5%ReducedHistory
THWabrdn World Healthcare FundBEN INT SHS32,918$423.0K<0.1%00.0%UnchangedHistory
MCYMercury General CorpCOM14,981$426.0K<0.1%−1,264−7.8%ReducedHistory
Direxion Shs ETF Tr25460E307AUSPCE CMD STG14,330$427.0K<0.1%+14,330New–
ACHCAcadia Healthcare Company, Inc.COM5,456$427.0K<0.1%−237−4.2%ReducedHistory
EQHEquitable Holdings, Inc.COM16,260$428.0K<0.1%+842+5.5%AddedHistory
Vanguard Scottsdale FDS92206C565TOTAL WLD BD ETF6,439$431.0K<0.1%+239+3.9%Added–
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT2,992$433.0K<0.1%00.0%Unchanged–
ALCAlcon IncStock7,463$434.0K<0.1%−251−3.3%ReducedHistory
iShares Semiconductor ETF464287523ETF1,365$435.0K<0.1%+218+19.0%Added–
Ssga Active ETF Tr78467V608ST STR BL LN ETF10,693$437.0K<0.1%−3,523−24.8%Reduced–
Vanguard S&P 500 Value ETF921932703ETF3,530$438.0K<0.1%00.0%Unchanged–
Vanguard Morningstar Large-Cap ETF922908637ETF2,698$441.0K<0.1%+251+10.3%Added–
ASMLASML Holding NVADR1,064$442.0K<0.1%+35+3.4%AddedHistory
BSTBlackRock Science & Technology TrustSHS15,135$445.0K<0.1%00.0%UnchangedHistory
EXCExelon CorpStock11,944$447.0K<0.1%−122−1.0%ReducedHistory
DXPEDXP Enterprises IncCOM NEW18,892$447.0K<0.1%00.0%UnchangedHistory
CEGConstellation Energy CorpStock5,381$448.0K<0.1%+173+3.3%AddedHistory
BHPBHP Group LtdADR9,018$451.0K<0.1%+9,018NewHistory
HLNHaleon plcADR74,100$451.0K<0.1%+74,100NewHistory
ODFLOld Dominion Freight Line, Inc.COM1,822$453.0K<0.1%−625−25.5%ReducedHistory
Black Mountain Acq Corp09216A207UNIT 99/99/999945,000$453.0K<0.1%−3,000−6.3%Reduced–
DDOGDatadog, Inc.CL A COM5,113$454.0K<0.1%−10−0.2%ReducedHistory
State Street Real Estate Select Sector SPDR ETF81369Y860ETF12,683$457.0K<0.1%+2,753+27.7%Added–
CASYCaseys General Stores IncCOM2,263$458.0K<0.1%+75+3.4%AddedHistory
iShares Tr464288612INTRM GOV CR ETF4,499$458.0K<0.1%+17+0.4%Added–
iShares U.S. Medical Devices ETF464288810ETF9,725$459.0K<0.1%+655+7.2%Added–
VZIOVizio Holding Corp.CL A COM52,737$461.0K<0.1%00.0%UnchangedHistory
AOSSmith A O CorpCOM9,507$462.0K<0.1%−300−3.1%ReducedHistory
HBIHanesbrands Inc.COM66,318$462.0K<0.1%−26,316−28.4%ReducedHistory
SDCSmileDirectClub, Inc.CL A COM513,708$465.0K<0.1%−7,992−1.5%ReducedHistory
SIVBSVB Financial GroupCOM1,392$467.0K<0.1%−103−6.9%ReducedHistory
TYLTyler Technologies IncCOM1,347$468.0K<0.1%+177+15.1%AddedHistory
FRFirst Industrial Realty Trust IncCOM10,437$468.0K<0.1%−3,521−25.2%ReducedHistory
LYVLive Nation Entertainment, Inc.COM6,156$468.0K<0.1%−64−1.0%ReducedHistory
DOVDOVER CorpCOM4,031$470.0K<0.1%−10.0%ReducedHistory
iShares Tr464288851US OIL GS EX ETF5,681$473.0K<0.1%00.0%Unchanged–
iShares Tr464287341GLOBAL ENERG ETF14,200$473.0K<0.1%00.0%Unchanged–
First Trust Financials Alphadex Fund33734X135ETF12,882$474.0K<0.1%−1,881−12.7%Reduced–
WINGWingstop Inc.COM3,796$476.0K<0.1%−13−0.3%ReducedHistory
OWLBlue Owl Capital Inc.COM CL A51,517$476.0K<0.1%+38,050+282.5%AddedHistory
TRNOTerreno Realty CorpCOM9,010$477.0K<0.1%−3,804−29.7%ReducedHistory
PWRQuanta Services, Inc.COM3,755$478.0K<0.1%+246+7.0%AddedHistory
VanEck ETF Trust92189F791JUNIOR GOLD MINE16,252$479.0K<0.1%+3,400+26.5%Added–
PNRPENTAIR plcSHS11,814$480.0K<0.1%−258−2.1%ReducedHistory
SLBSLB LimitedStock13,401$481.0K<0.1%−360−2.6%ReducedHistory
AERAerCap Holdings N.V.SHS11,445$484.0K<0.1%00.0%UnchangedHistory
iShares Tr464287796U.S. ENERGY ETF12,350$485.0K<0.1%00.0%Unchanged–
Goldman Sachs ETF Tr38149W820INNOVAT EQ ETF12,500$486.0K<0.1%00.0%Unchanged–
ENVXEnovix CorpCOM26,555$487.0K<0.1%+26,555NewHistory
WSOWatsco IncCOM1,897$488.0K<0.1%−2,511−57.0%ReducedHistory
WSTWest Pharmaceutical Services IncCOM1,985$488.0K<0.1%+43+2.2%AddedHistory
LAMRLamar Advertising CoREIT5,964$492.0K<0.1%+768+14.8%AddedHistory
Invesco Exch Traded FD Tr II46138E404CEF INM COMPSI28,191$492.0K<0.1%−3,497−11.0%Reduced–
REGNRegeneron Pharmaceuticals, Inc.COM719$495.0K<0.1%−10−1.4%ReducedHistory
WDAYWorkday, Inc.CL A29,082$497.0K<0.1%+26,094+873.3%AddedHistory
Legg Mason ETF Invt52468L406FRANKLIN US LOW14,575$498.0K<0.1%−3,400−18.9%Reduced–
Pacer FDS Tr69374H717LUNT LRG CP ALTR13,958$500.0K<0.1%00.0%Unchanged–
iShares Tr464287812US CONSM STAPLES2,778$500.0K<0.1%−21−0.8%Reduced–
DFSDiscover Financial ServicesCOM5,498$500.0K<0.1%−43−0.8%ReducedHistory
First Tr MLP & Energy Incom33739B104COM69,950$500.0K<0.1%−1,675−2.3%Reduced–
CPTCamden Property TrustREIT4,203$502.0K<0.1%+882+26.6%AddedHistory
ARAntero Resources CorpCOM16,434$502.0K<0.1%−1,786−9.8%ReducedHistory

Sold out since Q2 2022 (79)

Positions held at the end of Q2 2022 that are gone from this filing.

Positions of Stephens Inc sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
First Tr Exchange-Traded FD33738D309SENIOR LN FD260,841$11.5M0.2%–
GSGiShares S&P GSCI Commodity-Indexed TrustUNIT BEN INT238,291$5.50M0.1%History
VanEck ETF Trust92189F700AGRIBUSINESS ETF54,521$4.71M0.1%–
LUNGPulmonx CorpCOM274,039$4.03M0.1%History
First Tr Exchange Traded FD33738R795NASDAQ TRANSN154,884$3.92M0.1%–
Invesco Exch TRD SLF Idx FD46138J783BULSHS 2027 CB200,959$3.89M0.1%–
Invesco Exch TRD SLF Idx FD46138J643INVSCO BLSH 28108,689$2.17M<0.1%–
GSKGSK plcSPONSORED ADR47,693$2.08M<0.1%History
Simplify Exchange Traded Fun82889N202US EQT PLS DWNSD70,677$1.87M<0.1%–
BLKBBlackbaud IncCOM31,362$1.82M<0.1%History
Kraneshares Trust500767306CSI CHI INTERNET30,706$1.01M<0.1%–
Dte Energy Co233331842UNIT 11/01/2022S17,895$920.0K<0.1%–
ProShares Tr74347B425SHORT S&P 500 NE55,000$908.0K<0.1%–
AVLRAvalara, Inc.COM11,326$800.0K<0.1%History
Invesco Exch TRD SLF Idx FD46138J528BULSHS 2025 MUNI31,025$761.0K<0.1%–
TCBXThird Coast Bancshares, Inc.COM29,702$650.0K<0.1%History
Invesco Exch TRD SLF Idx FD46138J510BULSHS 2026 MUNI24,950$590.0K<0.1%–
PLABPhotronics IncCOM26,006$507.0K<0.1%History
OLNOLIN CorpStock10,825$501.0K<0.1%History
BRSLBrightstar Lottery PLCSHS USD26,569$493.0K<0.1%History
IVZInvesco Ltd.Stock28,264$456.0K<0.1%History
NXRTNexPoint Residential Trust, Inc.COM7,295$456.0K<0.1%History
HWMHowmet Aerospace Inc.Stock13,724$432.0K<0.1%History
EVRIEveri Holdings Inc.COM25,356$414.0K<0.1%History
PACWPacwest BancorpCOM14,683$391.0K<0.1%History
Riverview Acquisition Corp.769395203UNIT 07/29/202635,000$364.0K<0.1%–
AGNTAGNT, Inc.COM29,373$346.0K<0.1%History
Viacomcbs Inc92556H305PFD8,715$344.0K<0.1%–
AAWWAtlas Air Worldwide Holdings IncCOM NEW5,454$337.0K<0.1%History
MHKMohawk Industries IncCOM2,670$331.0K<0.1%History
iShares Tr464289883CORE 30 70 ETF9,337$323.0K<0.1%–
CUTRCutera IncCOM8,571$321.0K<0.1%History
OGEOGE Energy Corp.COM8,242$318.0K<0.1%History
Vanguard Utilities ETF92204A876ETF2,080$317.0K<0.1%–
HUNHuntsman CORPCOM10,772$305.0K<0.1%History
PCGPG&E CorpStock30,030$300.0K<0.1%History
LADLithia Motors IncCOM1,063$292.0K<0.1%History
IRMIron Mountain IncCOM5,754$280.0K<0.1%History
First Tr Exchange Traded FD33741X102SMID RISNG ETF11,435$273.0K<0.1%–
ASOAcademy Sports & Outdoors, Inc.COM7,638$271.0K<0.1%History
CSRCenterspaceCOM3,267$266.0K<0.1%History
HALHalliburton CoStock8,067$253.0K<0.1%History
OKTAOkta, Inc.CL A2,762$250.0K<0.1%History
WPMWheaton Precious Metals Corp.COM6,841$246.0K<0.1%History
Southern Co842587602UNIT 08/01/20224,475$237.0K<0.1%–
UGIUgi CorpStock6,103$236.0K<0.1%History
BIOBio-Rad Laboratories, Inc.CL A476$236.0K<0.1%History
TDToronto Dominion BankStock3,577$235.0K<0.1%History
LOPEGrand Canyon Education, Inc.COM2,491$235.0K<0.1%History
KMXCarMax IncCOM2,534$229.0K<0.1%History
ARWArrow Electronics, Inc.COM2,040$229.0K<0.1%History
VSTVistra Corp.Stock9,671$221.0K<0.1%History
SPDR Series Trust78464A516ST INTL BBG ETF9,487$220.0K<0.1%–
BGSB&G Foods, Inc.COM9,272$220.0K<0.1%History
HPQHP IncStock6,685$219.0K<0.1%History
HRHealthcare Realty Trust IncCOM7,961$217.0K<0.1%History
MTZMastec IncCOM2,954$212.0K<0.1%History
BDX 6 06/01/23 Pfd075887406CONVERTIBLE PREFERRED STOCK4,225$209.0K<0.1%–
GATXGatx CorpCOM2,201$207.0K<0.1%History
Pacer FDS Tr69374H766INDUSTRIAL RELET4,970$203.0K<0.1%–
BXMTBlackstone Mortgage Trust, Inc.COM CL A7,268$201.0K<0.1%History
CPNGCoupang, Inc.CL A13,158$168.0K<0.1%History
PSTLPostal Realty Trust, Inc.CL A10,480$156.0K<0.1%History
UUnity Software Inc.COM4,229$156.0K<0.1%History
NLYAnnaly Capital Management IncCOM25,600$151.0K<0.1%History
LYFTLyft, Inc.CL A COM11,150$148.0K<0.1%History
ARCOArcos Dorados Holdings Inc.SHS CLASS -A -21,951$148.0K<0.1%History
MTGMgic Investment CorpCOM10,526$133.0K<0.1%History
UMCUnited Microelectronics CorpSPON ADR NEW18,771$127.0K<0.1%History
Blueknight Energy Partners 1109625U208PFD11,400$97.0K<0.1%–
AIVApartment Investment & Management CoCL A12,359$79.0K<0.1%History
PGREParamount Group, Inc.COM10,090$73.0K<0.1%History
VISNVistance Networks, Inc.COM11,083$68.0K<0.1%History
MTTRMatterport, Inc.COM CL A13,550$50.0K<0.1%History
VRNSVaronis Systems IncCOM1,589$47.0K<0.1%History
Atlas Air Worldwide Hldgs IN049164BJ4NOTE 1.875% 6/035,000$41.0K<0.1%–
TELLTellurian Inc.COM13,500$40.0K<0.1%History
Workday, Inc.98138HAF8NOTE 0.250%10/026,000$27.0K<0.1%–
Marriott Vactins Worldwid Co57164YAB3NOTE 1.500% 9/117,000$17.0K<0.1%–