Stephens Inc
- SEC CIK
- 0000757657
- Latest filing
- Jul 29, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Mar 7, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 1,345
- −8 vs. Q3 2021
- Portfolio value
- $6.61B
- +$145.1M (+2.2%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| GABGabelli Equity Trust Inc | COM | 17,973 | $129.0K | <0.1% | −398−2.2% | Reduced | History |
| PAGPPlains GP Holdings LP | LTD PARTNR INT A | 12,698 | $129.0K | <0.1% | −3,100−19.6% | Reduced | History |
| GELGenesis Energy LP | UNIT LTD PARTN | 12,098 | $130.0K | <0.1% | +16+0.1% | Added | History |
| IMGNImmunoGen, Inc. | COM | 17,484 | $130.0K | <0.1% | −4,667−21.1% | Reduced | History |
| NUVANuvasive Inc | COM | 2,553 | $134.0K | <0.1% | +438+20.7% | Added | History |
| PBPBPotbelly Corp | COM | 25,185 | $141.0K | <0.1% | +7,462+42.1% | Added | History |
| EVVEaton Vance Ltd Duration Income Fund | COM | 11,375 | $149.0K | <0.1% | −3,640−24.2% | Reduced | History |
| BCXBlackRock Resources & Commodities Strategy Trust | SHS | 16,632 | $156.0K | <0.1% | +1,715+11.5% | Added | History |
| HYIWestern Asset High Yield Opportunity Fund Inc. | COM | 10,000 | $158.0K | <0.1% | −1,330−11.7% | Reduced | History |
| SMFGSumitomo Mitsui Financial Group, Inc. | SPONSORED ADR | 24,042 | $163.0K | <0.1% | −46,081−65.7% | Reduced | History |
| BCSBarclays PLC | ADR | 15,881 | $164.0K | <0.1% | −210−1.3% | Reduced | History |
| STEWSRH Total Return Fund, Inc. | COM | 11,583 | $165.0K | <0.1% | 00.0% | Unchanged | History |
| AMBAAmbarella Inc | SHS | 821 | $167.0K | <0.1% | +821 | New | History |
| SIRISirius XM Holdings Inc. | COM | 26,511 | $168.0K | <0.1% | +20+0.1% | Added | History |
| RPCRidgepost Capital, Inc. | CL A COM | 12,300 | $172.0K | <0.1% | +12,300 | New | History |
| WSRWhitestone REIT | COM | 17,037 | $173.0K | <0.1% | 00.0% | Unchanged | History |
| HSICHenry Schein Inc | COM | 2,230 | $173.0K | <0.1% | +123+5.8% | Added | History |
| EXELExelixis, Inc. | COM | 9,752 | $178.0K | <0.1% | +2,004+25.9% | Added | History |
| FIVEFive Below, Inc | COM | 858 | $178.0K | <0.1% | −527−38.1% | Reduced | History |
| NLYAnnaly Capital Management Inc | COM | 23,264 | $182.0K | <0.1% | −268−1.1% | Reduced | History |
| SICPSilvergate Capital Corp | CL A | 1,233 | $183.0K | <0.1% | +66+5.7% | Added | History |
| BCPCBalchem Corp | COM | 1,098 | $185.0K | <0.1% | +64+6.2% | Added | History |
| SCMStellus Capital Investment Corp | COM | 14,275 | $186.0K | <0.1% | 00.0% | Unchanged | History |
| OLLIOllie's Bargain Outlet Holdings, Inc. | Stock | 3,662 | $187.0K | <0.1% | +836+29.6% | Added | History |
| AALAmerican Airlines Group Inc. | Stock | 10,549 | $189.0K | <0.1% | −3,717−26.1% | Reduced | History |
| ENLCEnLink Midstream, LLC | COM UNIT REP LTD | 27,385 | $189.0K | <0.1% | −8,807−24.3% | Reduced | History |
| KDKyndryl Holdings, Inc. | Stock | 10,534 | $191.0K | <0.1% | +10,534 | New | History |
| HFROHighland Opportunities & Income Fund | HIGHLAND INCOME | 17,570 | $193.0K | <0.1% | −2,619−13.0% | Reduced | History |
| ICLICL Group Ltd. | SHS | 20,000 | $193.0K | <0.1% | +20,000 | New | History |
| MNDTMandiant, Inc. | Stock | 10,975 | $193.0K | <0.1% | −31,850−74.4% | Reduced | History |
| iShares Tr464288844 | US OIL EQ&SV ETF | 15,246 | $197.0K | <0.1% | +500+3.4% | Added | – |
| HQYHealthequity, Inc. | COM | 4,496 | $199.0K | <0.1% | +1,640+57.4% | Added | History |
| BAXBaxter International Inc | Stock | 2,331 | $200.0K | <0.1% | +2,331 | New | History |
| NWLNewell Brands Inc. | Stock | 9,219 | $201.0K | <0.1% | +9,219 | New | History |
| MTGMgic Investment Corp | COM | 13,911 | $201.0K | <0.1% | −6,461−31.7% | Reduced | History |
| CRHCRH Public Ltd Co | ADR | 3,801 | $201.0K | <0.1% | −708−15.7% | Reduced | History |
| HTDJohn Hancock Tax-Advantaged Dividend Income Fund | COM | 7,707 | $202.0K | <0.1% | +7,707 | New | History |
| Vonage Holdings Corp92886T201 | COM | 9,740 | $202.0K | <0.1% | −575−5.6% | Reduced | – |
| DRIDarden Restaurants Inc | COM | 1,349 | $203.0K | <0.1% | −55−3.9% | Reduced | History |
| BKIBlack Knight, Inc. | COM | 2,453 | $203.0K | <0.1% | +2,453 | New | History |
| TSEOQTrinseo PLC | COM | 3,876 | $203.0K | <0.1% | −849−18.0% | Reduced | History |
| CCKCrown Holdings, Inc. | COM | 1,842 | $204.0K | <0.1% | +1,842 | New | History |
| FVRRFiverr International Ltd. | ORD SHS | 1,807 | $205.0K | <0.1% | +602+50.0% | Added | History |
| NHCNational Healthcare Corp | COM | 3,018 | $205.0K | <0.1% | 00.0% | Unchanged | History |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 1,813 | $206.0K | <0.1% | −494−21.4% | Reduced | – |
| VOYAVoya Financial, Inc. | COM | 3,102 | $206.0K | <0.1% | −1,500−32.6% | Reduced | History |
| WSFSWSFS Financial Corp | COM | 4,101 | $206.0K | <0.1% | 00.0% | Unchanged | History |
| SMARSmartsheet Inc | COM CL A | 2,668 | $207.0K | <0.1% | +2,668 | New | History |
| ALKAlaska Air Group, Inc. | COM | 4,000 | $208.0K | <0.1% | −800−16.7% | Reduced | History |
| FINWFinwise Bancorp | COM | 15,100 | $208.0K | <0.1% | +15,100 | New | History |
| MPWRMonolithic Power Systems, Inc. | COM | 427 | $211.0K | <0.1% | +13+3.1% | Added | History |
| iShares Tr464287440 | 7-10 YR TRSY BD | 1,832 | $211.0K | <0.1% | −528−22.4% | Reduced | – |
| BDX 6 06/01/23 Pfd075887406 | CONVERTIBLE PREFERRED STOCK | 4,001 | $211.0K | <0.1% | +4,001 | New | – |
| BGTBlackRock Floating Rate Income Trust | COM | 15,095 | $211.0K | <0.1% | 00.0% | Unchanged | History |
| CNPCenterpoint Energy Inc | COM | 7,604 | $212.0K | <0.1% | −625−7.6% | Reduced | History |
| HLIOHelios Technologies, Inc. | COM | 2,015 | $212.0K | <0.1% | +2,015 | New | History |
| PROPROS Holdings, Inc. | COM | 6,146 | $212.0K | <0.1% | +1,991+47.9% | Added | History |
| State Street SPDR S&P Bank ETF78464A797 | ETF | 3,898 | $213.0K | <0.1% | +3,898 | New | – |
| THOThor Industries Inc | COM | 2,057 | $213.0K | <0.1% | +216+11.7% | Added | History |
| SPDR Series Trust78468R531 | SPDR S&P 500 ESG | 4,700 | $213.0K | <0.1% | +4,700 | New | – |
| Vanguard Scottsdale FDS92206C102 | SHORT TERM TREAS | 3,502 | $213.0K | <0.1% | 00.0% | Unchanged | – |
| BLDQXO Insulation, LLC | Stock | 775 | $214.0K | <0.1% | +775 | New | History |
| Invesco Exchange Traded FD T46137V365 | S&P500 EQL ENR | 4,483 | $214.0K | <0.1% | +4,483 | New | – |
| LESLLeslie's, Inc. | COM | 9,061 | $214.0K | <0.1% | +1,730+23.6% | Added | History |
| OCOwens Corning | Stock | 2,374 | $215.0K | <0.1% | −823−25.7% | Reduced | History |
| CMSCMS Energy Corp | COM | 3,309 | $215.0K | <0.1% | −671−16.9% | Reduced | History |
| iShares Tr46435G102 | CONV BD ETF | 2,418 | $216.0K | <0.1% | 00.0% | Unchanged | – |
| Vanguard Intl Equity Index F922042874 | FTSE EUROPE ETF | 3,158 | $216.0K | <0.1% | −143−4.3% | Reduced | – |
| PRAAPra Group Inc | COM | 4,298 | $216.0K | <0.1% | +231+5.7% | Added | History |
| FIVNFive9, Inc. | COM | 1,580 | $217.0K | <0.1% | +1,580 | New | History |
| CNCCentene Corp | Stock | 2,658 | $219.0K | <0.1% | −3,755−58.6% | Reduced | History |
| TRNTrinity Industries Inc | COM | 7,253 | $219.0K | <0.1% | +7,253 | New | History |
| ROIIRiskOn International, Inc. | Common Stock | 98,100 | $219.0K | <0.1% | 00.0% | Unchanged | History |
| MIMEMimecast Ltd | ORD SHS | 2,750 | $219.0K | <0.1% | −879−24.2% | Reduced | History |
| iShares MSCI Eafe Min Vol Factor ETF46429B689 | ETF | 2,869 | $220.0K | <0.1% | 00.0% | Unchanged | – |
| UBSUBS Group AG | Stock | 12,336 | $220.0K | <0.1% | −84−0.7% | Reduced | History |
| CHDChurch & Dwight Co Inc | COM | 2,149 | $220.0K | <0.1% | −350−14.0% | Reduced | History |
| CPECallon Petroleum Co | COM | 4,651 | $220.0K | <0.1% | 00.0% | Unchanged | History |
| MTBM&T Bank Corp | COM | 1,442 | $221.0K | <0.1% | +1,442 | New | History |
| NOANorth American Construction Group Ltd. | COM | 14,614 | $221.0K | <0.1% | 00.0% | Unchanged | History |
| WPPWPP plc | ADR | 2,921 | $221.0K | <0.1% | +2,921 | New | History |
| Invesco Exchange Traded FD T46137V381 | S&P500 EQL DIS | 1,417 | $222.0K | <0.1% | +1,417 | New | – |
| Invesco Exch Traded FD Tr II46138E842 | DORSEY WRGT SMLC | 2,470 | $222.0K | <0.1% | −46−1.8% | Reduced | – |
| Invesco Exch TRD SLF Idx FD46138J643 | INVSCO BLSH 28 | 9,844 | $223.0K | <0.1% | +9,844 | New | – |
| ABCBAmeris Bancorp | COM | 4,486 | $223.0K | <0.1% | −206−4.4% | Reduced | History |
| GLOClough Global Opportunities Fund | SH BEN INT | 20,987 | $223.0K | <0.1% | +20,987 | New | History |
| DCIDonaldson Co Inc | Stock | 3,774 | $224.0K | <0.1% | −12,021−76.1% | Reduced | History |
| BRKRBruker Corp | COM | 2,668 | $224.0K | <0.1% | +84+3.3% | Added | History |
| First Tr Exchange-Traded Alp33735K108 | COM SHS | 1,860 | $224.0K | <0.1% | 00.0% | Unchanged | – |
| POSTPost Holdings, Inc. | COM | 2,000 | $225.0K | <0.1% | −155−7.2% | Reduced | History |
| FNDFloor & Decor Holdings, Inc. | CL A | 1,743 | $227.0K | <0.1% | −618−26.2% | Reduced | History |
| PSTLPostal Realty Trust, Inc. | CL A | 11,518 | $228.0K | <0.1% | −47−0.4% | Reduced | History |
| CMPCompass Minerals International Inc | Stock | 4,478 | $229.0K | <0.1% | −3,773−45.7% | Reduced | History |
| BUDAnheuser-Busch InBev SA/NV | ADR | 3,794 | $230.0K | <0.1% | −7,567−66.6% | Reduced | History |
| EMDWestern Asset Emerging Markets Debt Fund Inc. | COM | 17,943 | $230.0K | <0.1% | −3,268−15.4% | Reduced | History |
| TDToronto Dominion Bank | Stock | 3,012 | $231.0K | <0.1% | +3,012 | New | History |
| Neenah Inc640079109 | COM | 5,000 | $231.0K | <0.1% | 00.0% | Unchanged | – |
| JBLJabil Inc | Stock | 3,296 | $232.0K | <0.1% | −4,722−58.9% | Reduced | History |
| GWREGuidewire Software, Inc. | COM | 2,049 | $233.0K | <0.1% | +133+6.9% | Added | History |
| VACMarriott Vacations Worldwide Corp | COM | 1,378 | $233.0K | <0.1% | 00.0% | Unchanged | History |
Sold out since Q3 2021 (103)
Positions held at the end of Q3 2021 that are gone from this filing.
The largest 100 of 103 by value last quarter.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| RBLXRoblox Corp | Stock | 74,576 | $5.63M | 0.1% | History |
| BSCLBILI Social International, Inc. | BULSHS 2021 CB | 185,893 | $3.92M | 0.1% | History |
| ARK Blockchain & Fintech Innovation ETF00214Q708 | ETF | 70,853 | $3.50M | 0.1% | – |
| LTHMLivent Corp. | COM | 126,392 | $2.92M | <0.1% | History |
| Innovator ETFs Trust45782C714 | EMRGNG MKT JULY | 63,000 | $1.62M | <0.1% | – |
| XUnited States Steel Corp | COM | 72,028 | $1.58M | <0.1% | History |
| MPMP Materials Corp. | COM CL A | 45,986 | $1.48M | <0.1% | History |
| XECCimarex Energy Co | COM | 16,999 | $1.48M | <0.1% | History |
| CSPRCasper Sleep Inc. | COM | 286,201 | $1.22M | <0.1% | History |
| ACLSAxcelis Technologies Inc | Stock | 22,489 | $1.06M | <0.1% | History |
| Invesco Exch TRD SLF Idx FD46138J569 | BULSHS 2021 MUNI | 37,600 | $949.0K | <0.1% | – |
| MSBMesabi Trust | CTF BEN INT | 29,905 | $888.0K | <0.1% | History |
| USFDUS Foods Holding Corp. | COM | 20,783 | $720.0K | <0.1% | History |
| JYNTJOINT Corp | COM | 6,716 | $658.0K | <0.1% | History |
| SBRASabra Health Care REIT, Inc. | REIT | 43,758 | $644.0K | <0.1% | History |
| UFSDomtar CORP | COM NEW | 11,490 | $627.0K | <0.1% | History |
| MOSMosaic Co | COM | 17,188 | $614.0K | <0.1% | History |
| WYNNWynn Resorts Ltd | COM | 6,955 | $589.0K | <0.1% | History |
| FRPTFreshpet, Inc. | Stock | 4,078 | $582.0K | <0.1% | History |
| PHMPultegroup Inc | COM | 12,554 | $576.0K | <0.1% | History |
| VCELVericel Corp | COM | 10,779 | $526.0K | <0.1% | History |
| NUANNuance Communications, Inc. | COM | 9,497 | $523.0K | <0.1% | History |
| KOFCoca Cola Femsa SAB de CV | SPONS ADS REP | 9,281 | $522.0K | <0.1% | History |
| EXPEagle Materials Inc | COM | 3,698 | $485.0K | <0.1% | History |
| PENNPENN Entertainment, Inc. | COM | 6,678 | $484.0K | <0.1% | History |
| Vanguard World FD921910873 | MEGA CAP INDEX | 3,102 | $473.0K | <0.1% | – |
| ASANAsana, Inc. | CL A | 4,486 | $466.0K | <0.1% | History |
| FTSFortis Inc. | COM | 9,654 | $428.0K | <0.1% | History |
| Etfis Ser Tr I26923G822 | VIRTUS INFRCAP | 17,000 | $423.0K | <0.1% | – |
| DOMOHuckleberry.ai, Inc. | Stock | 5,000 | $422.0K | <0.1% | History |
| PTONPeloton Interactive, Inc. | CL A COM | 4,821 | $420.0K | <0.1% | History |
| DENDenbury Inc | COM | 5,862 | $411.0K | <0.1% | History |
| Invesco Exchange Traded FD T46137V332 | S&P500 EQL HLT | 1,369 | $408.0K | <0.1% | – |
| NXSTNexstar Media Group, Inc. | COMMON STOCK | 2,525 | $384.0K | <0.1% | History |
| Goldman Sachs ETF Tr381430396 | JUST US LRG CP | 6,000 | $375.0K | <0.1% | – |
| CUTRCutera Inc | COM | 8,013 | $373.0K | <0.1% | History |
| COLDAmericold Realty Trust | COM | 12,723 | $370.0K | <0.1% | History |
| QVCGAOld QVC Group, Inc. | COM SER A | 33,786 | $344.0K | <0.1% | History |
| Innovator ETFs Trust45782C813 | US EQTY PWR BUF | 11,492 | $342.0K | <0.1% | – |
| FAFFirst American Financial Corp | Stock | 4,857 | $326.0K | <0.1% | History |
| CMAComerica Inc | COM | 4,016 | $323.0K | <0.1% | History |
| AMCXAMC Global Media Inc. | CL A | 6,841 | $319.0K | <0.1% | History |
| CoreSite Realty Corp21870Q105 | COM | 2,299 | $319.0K | <0.1% | – |
| Franklin ETF Tr353506108 | SHRT DUR US GOVT | 3,350 | $317.0K | <0.1% | – |
| DNOWDNOW Inc. | COM | 40,224 | $308.0K | <0.1% | History |
| Healthcare Realty Trust Inc42225P501 | CL A NEW | 10,349 | $307.0K | <0.1% | – |
| GTNGray Media, Inc | COM | 13,245 | $302.0K | <0.1% | History |
| TKRTimken Co | COM | 4,598 | $301.0K | <0.1% | History |
| RNSTRenasant Corp | COM | 8,259 | $298.0K | <0.1% | History |
| VTRVentas, Inc. | REIT | 5,128 | $283.0K | <0.1% | History |
| HFCHollyFrontier Corp | COM | 8,522 | $282.0K | <0.1% | History |
| KSSKOHLS Corp | Stock | 5,919 | $279.0K | <0.1% | History |
| iShares Tr46434VBK5 | IBONDS DEC21 ETF | 11,150 | $276.0K | <0.1% | – |
| EEFTEuronet Worldwide, Inc. | COM | 2,156 | $274.0K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138G672 | S&P MDCP 400 REV | 3,117 | $272.0K | <0.1% | – |
| Invesco BulletShares 2021 HY Corp (BSJL)46138J809 | Exchange Traded Fund | 11,471 | $264.0K | <0.1% | – |
| HASHasbro, Inc. | COM | 2,910 | $260.0K | <0.1% | History |
| State Street Materials Select Sector SPDR ETF81369Y100 | ETF | 3,248 | $257.0K | <0.1% | – |
| TPRTapestry, Inc. | COM | 6,921 | $256.0K | <0.1% | History |
| PAYCPaycom Software, Inc. | Stock | 514 | $255.0K | <0.1% | History |
| DCPDCP Midstream, LP | COM UT LTD PTN | 9,012 | $254.0K | <0.1% | History |
| ELFe.l.f. Beauty, Inc. | COM | 8,640 | $251.0K | <0.1% | History |
| WKCWorld Kinect Corp | COM | 7,355 | $247.0K | <0.1% | History |
| CHNGChange Healthcare Inc. | COM | 11,545 | $242.0K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138G664 | S&P SMALLCAP 600 | 2,064 | $241.0K | <0.1% | – |
| TAKTakeda Pharmaceutical Co Ltd | ADR | 14,317 | $235.0K | <0.1% | History |
| REYNReynolds Consumer Products Inc. | COM | 8,552 | $234.0K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E198 | S&P MIDCP LOW | 4,425 | $232.0K | <0.1% | – |
| Schwab US Aggregate Bond ETF808524839 | ETF | 4,257 | $231.0K | <0.1% | – |
| GTGoodyear Tire & Rubber Co | COM | 13,016 | $230.0K | <0.1% | History |
| PDCOPatterson Companies, Inc. | COM | 7,599 | $229.0K | <0.1% | History |
| ZZillow Group, Inc. | CL C CAP STK | 2,539 | $224.0K | <0.1% | History |
| Liberty Media Corp531229409 | COM A SIRIUSXM | 4,741 | $224.0K | <0.1% | – |
| CACICACI International Inc | CL A | 835 | $219.0K | <0.1% | History |
| LTCLTC Properties Inc | REIT | 6,754 | $214.0K | <0.1% | History |
| WisdomTree Tr97717W315 | EMER MKT HIGH FD | 4,890 | $213.0K | <0.1% | – |
| KIDSOrthopediatrics Corp | COM | 3,216 | $211.0K | <0.1% | History |
| CWCurtiss Wright Corp | Stock | 1,666 | $210.0K | <0.1% | History |
| ELANElanco Animal Health Inc | COM | 6,570 | $210.0K | <0.1% | History |
| BLMNBloomin' Brands, Inc. | COM | 8,369 | $209.0K | <0.1% | History |
| EMOClearBridge Energy Midstream Opportunity Fund Inc. | COM | 9,512 | $208.0K | <0.1% | History |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 5,203 | $203.0K | <0.1% | – |
| First Tr Exchange-Traded FD33738R886 | DORSEY WRIGHT | 8,923 | $203.0K | <0.1% | – |
| AUBAtlantic Union Bankshares Corp | COM | 5,486 | $202.0K | <0.1% | History |
| WWDWoodward, Inc. | COM | 1,772 | $201.0K | <0.1% | History |
| PSXPPhillips 66 Partners LP | COM UNIT REP INT | 5,610 | $201.0K | <0.1% | History |
| Starz Entertainment Corp535919500 | CL B NON VTG | 14,608 | $190.0K | <0.1% | – |
| BCSFBain Capital Specialty Finance, Inc. | COM STK | 12,703 | $189.0K | <0.1% | History |
| Nuveen Corporate Incm Noveme67077N106 | COM | 17,500 | $164.0K | <0.1% | – |
| SHLXShell Midstream Partners, L.P. | UNIT LTD INT | 13,142 | $155.0K | <0.1% | History |
| SHOSunstone Hotel Investors, Inc. | COM | 11,290 | $135.0K | <0.1% | History |
| Altimeter Growth CorpG0370L124 | UNIT 99/99/9999 | 11,350 | $121.0K | <0.1% | – |
| CHGGChegg, Inc | COM | 1,699 | $116.0K | <0.1% | History |
| MRCYMercury Systems Inc | COM | 1,521 | $72.0K | <0.1% | History |
| NOKNokia Corp | SPONSORED ADR | 12,579 | $69.0K | <0.1% | History |
| Alight, Inc. / Delaware01626W119 | Warrant / Rights | 15,000 | $46.0K | <0.1% | – |
| BDSIBiodelivery Sciences International Inc | COM | 10,000 | $36.0K | <0.1% | History |
| WIXWix.com Ltd. | SHS | 150 | $29.0K | <0.1% | History |
| EDUNew Oriental Education & Technology Group Inc. | SPON ADR | 12,000 | $25.0K | <0.1% | History |
| Atlas Air Worldwide Hldgs IN049164BH8 | NOTE 2.250% 6/0 | 18,000 | $21.0K | <0.1% | – |