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Livermore
Livermore
ZHEN

Stephens Inc

SEC CIK
0000757657
Latest filing
Jul 29, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 12, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
1,341
+36 vs. Q1 2021
Portfolio value
$6.68B
+$588.1M (+9.7%) vs. Q1 2021
Filed
Aug 12, 2021
SEC
Holdings of Stephens Inc in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
PBPBPotbelly CorpCOM17,723$140.0K<0.1%00.0%UnchangedHistory
WSRWhitestone REITCOM17,037$141.0K<0.1%+4,537+36.3%AddedHistory
PROPROS Holdings, Inc.COM3,108$142.0K<0.1%+104+3.5%AddedHistory
PRAAPra Group IncCOM3,742$144.0K<0.1%+2,248+150.5%AddedHistory
EFTEaton Vance Floating-Rate Income TrustCOM10,000$144.0K<0.1%00.0%UnchangedHistory
IPGPIpg Photonics CorpCOM698$147.0K<0.1%−8−1.1%ReducedHistory
GELGenesis Energy LPUNIT LTD PARTN12,744$148.0K<0.1%−851−6.3%ReducedHistory
DBXDropbox, Inc.CL A4,971$151.0K<0.1%−1,154−18.8%ReducedHistory
STEWSRH Total Return Fund, Inc.COM11,583$157.0K<0.1%00.0%UnchangedHistory
IMGNImmunoGen, Inc.COM23,971$158.0K<0.1%−129−0.5%ReducedHistory
HSICHenry Schein IncCOM2,171$161.0K<0.1%+164+8.2%AddedHistory
BCSBarclays PLCADR16,747$162.0K<0.1%−1,326−7.3%ReducedHistory
Paysafe LtdG6964L115*W EXP 08/11/20245,831$164.0K<0.1%−134,348−74.6%Reduced–
Nuveen Corporate Incm Noveme67077N106COM17,500$165.0K<0.1%00.0%Unchanged–
BCSFBain Capital Specialty Finance, Inc.COM STK10,903$167.0K<0.1%00.0%UnchangedHistory
NFJVirtus Dividend, Interest & Premium Strategy FundCOM11,192$169.0K<0.1%−2,411−17.7%ReducedHistory
RQICohen & Steers Quality Income Realty Fund IncCEF10,818$170.0K<0.1%−737−6.4%ReducedHistory
WMGWarner Music Group Corp.COM CL A4,759$172.0K<0.1%+1,368+40.3%AddedHistory
SIRISirius XM Holdings Inc.COM26,479$173.0K<0.1%+14+0.1%AddedHistory
HQYHealthequity, Inc.COM2,200$177.0K<0.1%+222+11.2%AddedHistory
HYIWestern Asset High Yield Opportunity Fund Inc.COM11,330$178.0K<0.1%+11,330NewHistory
TAKTakeda Pharmaceutical Co LtdADR10,699$180.0K<0.1%+10,699NewHistory
SCMStellus Capital Investment CorpCOM14,275$180.0K<0.1%00.0%UnchangedHistory
LESLLeslie's, Inc.COM6,796$187.0K<0.1%+710+11.7%AddedHistory
EFREaton Vance Senior Floating-Rate TrustCOM13,308$188.0K<0.1%00.0%UnchangedHistory
CGENCompugen LtdORD23,000$190.0K<0.1%00.0%UnchangedHistory
Just Eat Takeaway Com N V48214T305SPONSORED ADS10,422$190.0K<0.1%+10,422New–
FHNFirst Horizon CorpCOM11,058$191.0K<0.1%−767−6.5%ReducedHistory
MIMEMimecast LtdORD SHS3,617$192.0K<0.1%−250−6.5%ReducedHistory
UBSUBS Group AGStock12,610$193.0K<0.1%+24+0.2%AddedHistory
GWREGuidewire Software, Inc.COM1,721$194.0K<0.1%+171+11.0%AddedHistory
KRPKimbell Royalty Partners, LPUNIT15,075$194.0K<0.1%+3,426+29.4%AddedHistory
ZZillow Group, Inc.CL C CAP STK1,639$200.0K<0.1%+1,639NewHistory
VanEck ETF Trust92189F791JUNIOR GOLD MINE4,306$201.0K<0.1%+4,306New–
ADUSAddus HomeCare CorpCOM2,300$201.0K<0.1%00.0%UnchangedHistory
HALHalliburton CoStock8,735$202.0K<0.1%+8,735NewHistory
KLACKLA CorpCOM NEW622$202.0K<0.1%−17−2.7%ReducedHistory
CNPCenterpoint Energy IncCOM8,227$202.0K<0.1%−1,998−19.5%ReducedHistory
CACICACI International IncCL A790$202.0K<0.1%+790NewHistory
QLYSQualys, Inc.COM2,009$202.0K<0.1%+378+23.2%AddedHistory
SMTCSemtech CorpStock2,951$203.0K<0.1%+324+12.3%AddedHistory
KIDSOrthopediatrics CorpCOM3,216$203.0K<0.1%+3,216NewHistory
CDWCDW CorpCOM1,170$204.0K<0.1%+1,170NewHistory
Pacer FDS Tr69374H717LUNT LRG CP ALTR4,993$204.0K<0.1%+4,993New–
First Tr Exchange-Traded Alp33735K108COM SHS1,860$204.0K<0.1%+1,860New–
SSBSouthState Bank CorpCOM2,495$204.0K<0.1%−661−20.9%ReducedHistory
MFCManulife Financial CorpCOM10,417$205.0K<0.1%+10,417NewHistory
PAGPPlains GP Holdings LPLTD PARTNR INT A17,191$205.0K<0.1%00.0%UnchangedHistory
CHDChurch & Dwight Co IncCOM2,426$207.0K<0.1%−1,376−36.2%ReducedHistory
NTNXNutanix, Inc.Stock5,454$208.0K<0.1%+5,454NewHistory
NTLAIntellia Therapeutics, Inc.COM1,286$208.0K<0.1%+1,286NewHistory
NLYAnnaly Capital Management IncCOM23,467$208.0K<0.1%−867−3.6%ReducedHistory
SHLXShell Midstream Partners, L.P.UNIT LTD INT14,104$208.0K<0.1%+144+1.0%AddedHistory
iShares Semiconductor ETF464287523ETF461$209.0K<0.1%−693−60.1%Reduced–
EMOClearBridge Energy Midstream Opportunity Fund Inc.COM9,074$209.0K<0.1%+9,074NewHistory
IAAIAA, Inc.COM3,841$210.0K<0.1%+3,841NewHistory
TDToronto Dominion BankStock3,008$211.0K<0.1%+3,008NewHistory
CVGWCalavo Growers IncCOM3,332$211.0K<0.1%+279+9.1%AddedHistory
IQVIQVIA Holdings Inc.Stock876$212.0K<0.1%+876NewHistory
ZMZoom Communications, Inc.Stock547$212.0K<0.1%−98−15.2%ReducedHistory
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF3,158$212.0K<0.1%+3,158New–
PFPTProofpoint IncCOM1,233$214.0K<0.1%−6,475−84.0%ReducedHistory
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF2,842$215.0K<0.1%+2,842New–
NATINational Instruments CorpCOM5,079$215.0K<0.1%+381+8.1%AddedHistory
RACEFerrari N.V.COM1,050$216.0K<0.1%+50+5.0%AddedHistory
BERYBerry Global Group, Inc.COM3,318$216.0K<0.1%00.0%UnchangedHistory
ALKAlaska Air Group, Inc.COM3,600$217.0K<0.1%−1,800−33.3%ReducedHistory
FTVFortive CorpStock3,121$218.0K<0.1%−337−9.7%ReducedHistory
WWDWoodward, Inc.COM1,772$218.0K<0.1%00.0%UnchangedHistory
NHCNational Healthcare CorpCOM3,118$218.0K<0.1%00.0%UnchangedHistory
SBACSba Communications CorpCL A686$219.0K<0.1%+686NewHistory
Global X FDS37950E416SOCIAL MED ETF3,030$219.0K<0.1%00.0%Unchanged–
UNITUniti Group Inc.COM20,669$219.0K<0.1%−449−2.1%ReducedHistory
EATBrinker International, IncStock3,553$220.0K<0.1%+3,553NewHistory
NOANorth American Construction Group Ltd.COM14,514$220.0K<0.1%−500−3.3%ReducedHistory
Altimeter Growth CorpG0370L124UNIT 99/99/999917,900$220.0K<0.1%−2,100−10.5%Reduced–
WisdomTree Tr97717W315EMER MKT HIGH FD4,839$221.0K<0.1%−303−5.9%Reduced–
GTGoodyear Tire & Rubber CoCOM12,913$221.0K<0.1%+1,578+13.9%AddedHistory
PDCOPatterson Companies, Inc.COM7,299$222.0K<0.1%−30−0.4%ReducedHistory
Vanguard Scottsdale FDS92206C714VNG RUS1000VAL3,210$223.0K<0.1%00.0%UnchangedConverted for a 2-for-1 split–
FIVEFive Below, IncCOM1,160$224.0K<0.1%+1,160NewHistory
AMPAmeriprise Financial IncCOM903$225.0K<0.1%−204−18.4%ReducedHistory
Invesco Exch Traded FD Tr II46138E842DORSEY WRGT SMLC2,516$226.0K<0.1%00.0%Unchanged–
POOLPool CorpCOM493$226.0K<0.1%+33+7.2%AddedHistory
NVTAInvitae CorpCOM6,711$226.0K<0.1%+283+4.4%AddedHistory
iShares Tr464288844US OIL EQ&SV ETF14,816$227.0K<0.1%−22,911−60.7%Reduced–
BLMNBloomin' Brands, Inc.COM8,360$227.0K<0.1%−127−1.5%ReducedHistory
POSTPost Holdings, Inc.COM2,100$228.0K<0.1%00.0%UnchangedHistory
WKCWorld Kinect CorpCOM7,177$228.0K<0.1%−165−2.2%ReducedHistory
LWLamb Weston Holdings, Inc.Stock2,835$229.0K<0.1%−440−13.4%ReducedHistory
Nushares ETF Tr67092P201NUVEEN ESG LRGCP3,556$229.0K<0.1%00.0%Unchanged–
BFAMBright Horizons Family Solutions Inc.COM1,558$229.0K<0.1%+179+13.0%AddedHistory
ELANElanco Animal Health IncCOM6,656$231.0K<0.1%+6,656NewHistory
ITTItt Inc.COM2,519$231.0K<0.1%00.0%UnchangedHistory
Schwab US Aggregate Bond ETF808524839ETF4,257$232.0K<0.1%+4,257New–
State Street SPDR S&P Software & Services ETF78464A599ETF1,350$232.0K<0.1%00.0%Unchanged–
FEFirstenergy CorpCOM6,265$233.0K<0.1%+4+0.1%AddedHistory
BGTBlackRock Floating Rate Income TrustCOM18,290$235.0K<0.1%00.0%UnchangedHistory
VSTOVista Outdoor Inc.COM5,073$235.0K<0.1%+5,073NewHistory
MPTMedical Properties Trust IncCOM11,754$236.0K<0.1%+225+2.0%AddedHistory

Sold out since Q1 2021 (62)

Positions held at the end of Q1 2021 that are gone from this filing.

Positions of Stephens Inc sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
TMDXTransMedics Group, Inc.COM142,350$5.91M0.1%History
WHWyndham Hotels & Resorts, Inc.COM84,336$5.88M0.1%History
U.S. Global Jets ETF26922A842ETF124,527$3.35M0.1%–
Invesco Exchange Traded FD T46137V134WILDERHIL CLAN32,880$3.23M0.1%–
First Trust Cloud Computing ETF33734X192ETF20,534$1.97M<0.1%–
YALAYalla Group LtdADS69,421$1.74M<0.1%History
CAMTCamtek LtdORD50,094$1.50M<0.1%History
CRMTAmericas Carmart IncCOM9,141$1.39M<0.1%History
Extended Stay Amer Inc30224P200UNIT 99/99/9999B64,792$1.28M<0.1%–
J P Morgan Exchange-Traded F46641Q613US AGGREGATE40,035$1.07M<0.1%–
GW Pharmaceuticals PLC36197T103ADS4,794$1.04M<0.1%–
QQQXNuveen NASDAQ 100 Dynamic Overwrite FundCOM SHS37,635$1.02M<0.1%History
SUMSummit Materials, Inc.CL A31,490$882.0K<0.1%History
IAC Interactivecorp New44891N109COM3,052$660.0K<0.1%–
OneG7000X105COM CL A54,616$633.0K<0.1%–
DARDarling Ingredients Inc.COM8,479$624.0K<0.1%History
VUZIVuzix CorpCOM NEW23,868$607.0K<0.1%History
LTHMLivent Corp.COM34,991$606.0K<0.1%History
PLLPiedmont Lithium Inc.SPONSORED ADS8,175$568.0K<0.1%History
NOVNOV Inc.COM40,770$559.0K<0.1%History
ENSGEnsign Group, IncCOM5,569$523.0K<0.1%History
GRWGGrowGeneration Corp.COM7,701$383.0K<0.1%History
FLGTFulgent Genetics, Inc.COM3,507$339.0K<0.1%History
PRLBProto Labs IncCOM2,441$297.0K<0.1%History
Global X FDS37954Y624AUTONMOUS EV ETF10,300$273.0K<0.1%–
ZSZscaler, Inc.Stock1,585$272.0K<0.1%History
SNFCASecurity National Financial CorpCL A NEW26,639$249.0K<0.1%History
Vanguard Long-Term Treasury ETF92206C847ETF3,000$248.0K<0.1%–
DENDenbury IncCOM5,162$247.0K<0.1%History
Realpage Inc75606N109COM2,766$241.0K<0.1%–
OLNOLIN CorpStock6,290$239.0K<0.1%History
PHMPultegroup IncCOM4,506$236.0K<0.1%History
CALYCallaway Golf CoCOM8,530$228.0K<0.1%History
iShares Tr464287812US CONSM STAPLES1,287$228.0K<0.1%–
RNSTRenasant CorpCOM5,474$227.0K<0.1%History
DRIDarden Restaurants IncCOM1,592$226.0K<0.1%History
CWTCalifornia Water Service GroupCOM3,933$222.0K<0.1%History
SIXSix Flags Entertainment CorpCOM4,761$221.0K<0.1%History
CTSHCognizant Technology Solutions CorpCL A2,747$215.0K<0.1%History
State Street SPDR S&P Bank ETF78464A797ETF4,123$214.0K<0.1%–
CADECadence BancorporationCL A10,217$212.0K<0.1%History
THSTreeHouse Foods, Inc.COM4,062$212.0K<0.1%History
AUBAtlantic Union Bankshares CorpCOM5,475$210.0K<0.1%History
BAXBaxter International IncStock2,474$209.0K<0.1%History
PLUGPlug Power IncStock5,775$207.0K<0.1%History
ELFe.l.f. Beauty, Inc.COM7,729$207.0K<0.1%History
WSFSWSFS Financial CorpCOM4,101$204.0K<0.1%History
TRNTrinity Industries IncCOM7,167$204.0K<0.1%History
XYLXylem Inc.COM1,919$202.0K<0.1%History
HPQHP IncStock6,345$201.0K<0.1%History
CWCurtiss Wright CorpStock1,688$200.0K<0.1%History
TIGRUP Fintech Holding LtdSPONSORED ADS11,000$196.0K<0.1%History
PSECProspect Capital CorpCOM14,860$114.0K<0.1%History
SPRUSpruce Power Holding CorpCOM CL A12,313$111.0K<0.1%History
AWPabrdn Global Premier Properties FundCOM SH BEN INT12,482$74.0K<0.1%History
Voya Prime Rate Tr92913A100SH BEN INT15,758$73.0K<0.1%–
Teladoc Health, Inc.87918AAC9NOTE 1.375% 5/111,000$38.0K<0.1%–
Aerojet Rocketdyne Hldgs Inc007800AB1NOTE 2.250%12/117,000$31.0K<0.1%–
Cleveland-Cliffs Inc.185899AA9DBCV 1.500% 1/112,000$31.0K<0.1%–
Illumina, Inc.452327AH2NOTE 0.500% 6/118,000$27.0K<0.1%–
Verint Sys Inc92343XAA8NOTE 1.500% 6/018,000$20.0K<0.1%–
RMR Mortgage Tr76970B101COM26,500$00.0%–