Skip to main content
Livermore
Livermore
ZHEN

Proequities, Inc.

SEC CIK
0000752798
Latest filing
Aug 12, 2025

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Oct 30, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
2,300
−27 vs. Q2 2023
Portfolio value
$1.29B
−$29.9M (−2.3%) vs. Q2 2023
Filed
Oct 30, 2023
AmendedSEC
Holdings of Proequities, Inc. in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Core S&P 500 ETF464287200ETF120,100$51.8M4.0%+14,438+13.7%Added–
Vanguard World FD921910873MEGA CAP INDEX222,490$33.8M2.6%−2,181−1.0%Reduced–
Vanguard Ftse Developed Markets ETF921943858ETF627,359$27.4M2.1%−5,806−0.9%Reduced–
iShares Core U.S. Aggregate Bond ETF464287226ETF254,984$24.0M1.9%+1,231+0.5%Added–
iShares Tr46434V613CORE UNIVRSL USD516,793$22.6M1.8%−57,615−10.0%Reduced–
Vanguard Morningstar Mid-Cap ETF922908629ETF105,070$21.9M1.7%+70.0%Added–
AAPLApple Inc.Stock135,064$21.7M1.7%−859−0.6%ReducedHistory
iShares Tr464288588MBS ETF230,905$20.5M1.6%+1,307+0.6%Added–
MSFTMicrosoft CorpStock50,823$16.0M1.2%+601+1.2%AddedHistory
iShares MSCI USA Quality Factor ETF46432F339ETF117,038$15.5M1.2%−14,039−10.7%Reduced–
iShares Tr46434V860TRS FLT RT BD256,929$13.0M1.0%+221,751+630.4%Added–
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW208,479$12.4M1.0%+18,679+9.8%Added–
iShares Core S&P Small Cap ETF464287804ETF129,348$12.3M1.0%−151−0.1%Reduced–
AMZNAmazon Com IncStock93,048$11.8M0.9%−577−0.6%ReducedHistory
Schwab U.S. Large-Cap Growth ETF808524300ETF152,314$11.1M0.9%−5,573−3.5%Reduced–
iShares Tr464288877EAFE VALUE ETF223,631$10.9M0.9%+65,736+41.6%Added–
iShares Core MSCI Eafe ETF46432F842ETF169,023$10.9M0.8%+17,016+11.2%Added–
Vanguard Morningstar Growth ETF922908736ETF37,670$10.3M0.8%−36−0.1%Reduced–
GOOGLAlphabet Inc.Stock75,956$9.94M0.8%+979+1.3%AddedHistory
Vanguard Total International Bond ETF92203J407ETF207,807$9.94M0.8%−1,776−0.8%Reduced–
Vanguard Ftse Emerging Markets ETF922042858ETF240,905$9.45M0.7%−1,291−0.5%Reduced–
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF91,920$9.38M0.7%+33,195+56.5%Added–
iShares Tr464287150CORE S&P TTL STK96,557$9.14M0.7%−1,860−1.9%Reduced–
Vanguard Morningstar Total Stock Market ETF922908769ETF41,608$8.84M0.7%−485−1.2%Reduced–
iShares Tr464288414NATIONAL MUN ETF85,608$8.78M0.7%−8,436−9.0%Reduced–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT59,758$8.47M0.7%+37,581+169.5%Added–
MAMastercard IncStock21,202$8.39M0.7%−675−3.1%ReducedHistory
iShares Tr464288885EAFE GRWTH ETF96,948$8.37M0.7%−27,298−22.0%Reduced–
Vanguard Short-Term Bond ETF921937827ETF106,549$8.01M0.6%−2,808−2.6%Reduced–
iShares Tr46428743220 YR TR BD ETF88,013$7.81M0.6%+31,124+54.7%Added–
NVDANVIDIA CorpStock20,613$7.80M0.6%+1,599+8.4%AddedHistory
Vanguard Morningstar Value ETF922908744ETF54,288$7.49M0.6%+142+0.3%Added–
iShares Tr464288646ISHS 1-5YR INVS144,933$7.22M0.6%+3,638+2.6%Added–
VVisa Inc.Stock30,152$6.94M0.5%−1,245−4.0%ReducedHistory
Pacer US Cash Cows 100 ETF69374H881ETF133,944$6.62M0.5%−11,597−8.0%Reduced–
State Street Health Care Select Sector SPDR ETF81369Y209ETF51,280$6.60M0.5%+2,379+4.9%Added–
Schwab US Dividend Equity ETF808524797ETF93,135$6.59M0.5%+6,811+7.9%Added–
iShares Tr4642886613 7 YR TREAS BD57,142$6.47M0.5%+19,344+51.2%Added–
iShares Tr46434V878ULTRA SHORT DUR118,720$5.98M0.5%−1,166−1.0%Reduced–
iShares MSCI USA Min Vol Factor ETF46429B697ETF80,591$5.86M0.5%−14,573−15.3%Reduced–
iShares Core MSCI Emerging Markets ETF46434G103ETF122,330$5.82M0.5%−68,522−35.9%Reduced–
State Street Technology Select Sector SPDR ETF81369Y803ETF35,055$5.75M0.4%−1,849−5.0%Reduced–
TMOThermo Fisher Scientific Inc.Stock11,340$5.74M0.4%+154+1.4%AddedHistory
HDHome Depot, Inc.Stock18,870$5.70M0.4%+469+2.5%AddedHistory
State Street SPDR S&P Semiconductor ETF78464A862ETF28,977$5.68M0.4%−1,173−3.9%Reduced–
UNHUnitedHealth Group IncStock11,084$5.59M0.4%+92+0.8%AddedHistory
BRK.BBerkshire Hathaway IncStock15,913$5.57M0.4%+786+5.2%AddedHistory
JNJJohnson & JohnsonStock35,144$5.47M0.4%−84−0.2%ReducedHistory
WMTWalmart Inc.Stock33,986$5.44M0.4%+1,515+4.7%AddedHistory
PGProcter & Gamble CoStock36,956$5.39M0.4%−527−1.4%ReducedHistory
iShares Core S&P Mid-Cap ETF464287507ETF20,967$5.25M0.4%+5,472+35.3%Added–
iShares Tr4642874571 3 YR TREAS BD64,079$5.19M0.4%−39,537−38.2%Reduced–
Vanguard Intermediate-Term Bond ETF921937819ETF71,004$5.13M0.4%+1,695+2.4%Added–
SPYSPDR S&P 500 ETF TrustETF11,756$5.04M0.4%−167−1.4%ReducedHistory
Vanguard Mortgage-Backed Securities ETF92206C771ETF114,940$5.03M0.4%+74+0.1%Added–
SPDR Series Trust78464A763ST STR SP DIV42,337$4.87M0.4%+2,662+6.7%Added–
Vanguard S&P 500 ETF922908363ETF15,601$4.75M0.4%+131+0.8%Added–
Vanguard BD Index FDS921937793LONG TERM BOND70,114$4.70M0.4%+546+0.8%Added–
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF67,451$4.64M0.4%−4,228−5.9%Reduced–
Vanguard Total Bond Market ETF921937835ETF65,239$4.55M0.4%−2,868−4.2%Reduced–
iShares U.S. Medical Devices ETF464288810ETF93,488$4.54M0.4%−4,626−4.7%Reduced–
XOMExxonMobil Holdings CorpCOM38,366$4.51M0.4%+622+1.6%AddedHistory
TSLATesla, Inc.Stock17,981$4.50M0.3%+357+2.0%AddedHistory
PTYPIMCO Corporate & Income Opportunity FundCOM340,278$4.49M0.3%−4,065−1.2%ReducedHistory
ACNAccenture plcStock14,503$4.45M0.3%+382+2.7%AddedHistory
MRKMerck & Co., Inc.Stock42,149$4.37M0.3%+11,499+37.5%AddedHistory
Vanguard Star FDS921909768VG TL INTL STK F80,361$4.30M0.3%−2,428−2.9%Reduced–
Trimtabs ETF Tr89628W708DONOGHUE FORLNS157,147$4.27M0.3%−16,543−9.5%Reduced–
KOCoca Cola CoStock75,214$4.24M0.3%+6,643+9.7%AddedHistory
ADBEAdobe Inc.Stock8,307$4.24M0.3%−735−8.1%ReducedHistory
Abacus FCF ETF Tr89628W302LEADERS ETF82,236$4.21M0.3%−7,280−8.1%Reduced–
State Street SPDR S&P Aerospace & Defense ETF78464A631ETF37,177$4.17M0.3%−2,452−6.2%Reduced–
PEPPepsiCo IncStock24,522$4.16M0.3%+878+3.7%AddedHistory
Trimtabs ETF Tr89628W500DONOGHUE FRLNS166,447$4.14M0.3%−14,869−8.2%Reduced–
COSTCostco Wholesale CorpStock7,289$4.12M0.3%+35+0.5%AddedHistory
JPMJPMorgan Chase & CoStock27,605$4.00M0.3%+505+1.9%AddedHistory
State Street Utilities Select Sector SPDR ETF81369Y886ETF66,988$3.95M0.3%−1,298−1.9%Reduced–
iShares Tr46435G425ESG AWR MSCI USA40,378$3.81M0.3%−32,467−44.6%Reduced–
CVXChevron CorpStock22,308$3.76M0.3%+654+3.0%AddedHistory
WisdomTree Tr97717W505US MIDCAP DIVID90,655$3.71M0.3%+1,904+2.1%Added–
Trimtabs ETF Tr89628W609DONOGHUE FORLINS183,307$3.70M0.3%−13,115−6.7%Reduced–
Invesco Exchange Traded FD T46137V431S&P 500 GARP ETF40,001$3.65M0.3%+13,518+51.0%Added–
VanEck ETF Trust92189F486IG FLOA RATE ETF143,051$3.62M0.3%+73,670+106.2%Added–
Vanguard Dividend Appreciation ETF921908844ETF23,006$3.59M0.3%−862−3.6%Reduced–
iShares Tr46434V4070-5YR HI YL CP87,036$3.57M0.3%+32,160+58.6%Added–
iShares Tr464288281JPMORGAN USD EMG42,982$3.55M0.3%+7,215+20.2%Added–
iShares Tr464287721U.S. TECH ETF33,747$3.54M0.3%−27,570−45.0%Reduced–
Schwab U.S. Large-Cap Value ETF808524409ETF54,299$3.50M0.3%−14,758−21.4%Reduced–
iShares Tr46434V1000-5YR INVT GR CP71,791$3.45M0.3%+6,416+9.8%Added–
iShares Tr464288513IBOXX HI YD ETF46,229$3.41M0.3%−15,464−25.1%Reduced–
iShares S&P 500 Growth ETF464287309ETF49,380$3.39M0.3%+35,941+267.4%Added–
State Street Energy Select Sector SPDR ETF81369Y506ETF37,125$3.36M0.3%−11,375−23.5%Reduced–
Vanguard Real Estate ETF922908553ETF43,180$3.30M0.3%+3,489+8.8%Added–
MCDMcDonalds CorpStock12,336$3.25M0.3%+59+0.5%AddedHistory
Vanguard Information Technology ETF92204A702ETF7,562$3.14M0.2%+1,498+24.7%Added–
SPDR Series Trust78468R101ST SHO TREAS ETF108,954$3.13M0.2%−3,569−3.2%Reduced–
NVONovo Nordisk A SADR34,374$3.13M0.2%+294+0.9%AddedConverted for a 2-for-1 splitHistory
NXPINXP Semiconductors N.V.COM15,105$3.04M0.2%+7,220+91.6%AddedHistory
Vanguard Morningstar Small-Cap ETF922908751ETF15,872$3.00M0.2%+23+0.1%Added–
ETF Managers Tr26924G201PRIME CYBR SCRTY57,473$2.97M0.2%−507−0.9%Reduced–

Options (2)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Proequities, Inc. in Q3 2023
SecurityClassPutsCalls
First Trust Cloud Computing ETF33734X192ETF$2.54M–
Global X FDS37954Y442CLOUD COMPUTNG$19.3K–

Sold out since Q2 2023 (164)

Positions held at the end of Q2 2023 that are gone from this filing.

The largest 100 of 164 by value last quarter.

Positions of Proequities, Inc. sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
First Trust Indxx Innovative Transaction & Process ETF33741X201ETF125,310$4.82M0.4%–
iShares Tr46435U366SELF DRIVNG EV66,840$2.73M0.2%–
iShares Tr46435G219INVT GRAD SY ETF25,335$1.12M0.1%–
iShares Inc464286517JP MORGAN EM ETF22,771$843.0K0.1%–
MKTXMarketaxess Holdings IncCOM1,072$280.2K<0.1%History
First Tr Exchange-Traded FD33739Q507SSI STRG ETF6,800$222.1K<0.1%–
BKIBlack Knight, Inc.COM2,683$160.3K<0.1%History
RTLNecessity Retail REIT, Inc.COM CLASS A22,356$151.1K<0.1%History
CEFSprott Physical Gold & Silver TrustPHYSICAL GOLD AN7,500$135.2K<0.1%History
SEDGSolaredge Technologies, Inc.COM472$127.0K<0.1%History
FXEInvesco CurrencyShares Euro TrustEURO SHS767$77.3K<0.1%History
Innovator ETFs Tr II S&P High45783Y822ETF3,879$71.5K<0.1%–
UIUbiquiti Inc.COM366$64.3K<0.1%History
TTCToro CoCOM508$51.8K<0.1%History
OPRAOpera LtdSPONSORED ADS2,400$48.6K<0.1%History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP757$47.2K<0.1%History
Janus Detroit STR Tr47103U852HENDERSON MTG957$43.8K<0.1%–
KTOSKratos Defense & Security Solutions, Inc.COM NEW3,000$43.0K<0.1%History
LSILife Storage, Inc.COM292$38.8K<0.1%History
Direxion Shares ETF Trust25460E869DAILY 500 1X ETF2,714$38.7K<0.1%–
CPERUnited States Commodity Index Funds TrustCM REP COPP FD1,592$36.9K<0.1%History
RGLDRoyal Gold IncStock310$35.6K<0.1%History
HEESH&E Equipment Services, Inc.COM750$34.3K<0.1%History
FWRDForward Air CorpCOM315$33.4K<0.1%History
WRBYWarby Parker Inc.CL A COM2,651$31.0K<0.1%History
DBX ETF Tr233051630XTRACK MSCI EAFE1,289$29.7K<0.1%–
DXCDXC Technology CoStock1,110$29.7K<0.1%History
TRTNTriton International LtdCL A356$29.6K<0.1%History
iShares Inc464286749MSCI SWITZERLAND610$28.2K<0.1%–
MNROMonro, Inc.COM692$28.1K<0.1%History
Fidelity Covington Trust316092873MSCI COMMNTN SVC695$28.0K<0.1%–
ARLPAlliance Resource Partners LPStock1,500$27.7K<0.1%History
EVHEvolent Health, Inc.CL A839$25.4K<0.1%History
WisdomTree Tr97717W307US LARGECAP DIVD399$25.4K<0.1%–
NEXNextier Oilfield Solutions Inc.COM2,631$23.5K<0.1%History
Principal Exchange Traded FD74255Y888SPECTRUM PFD1,343$22.8K<0.1%–
VCVisteon CorpCOM NEW151$21.7K<0.1%History
Vanguard Wellington FD921935805US VALUE FACTR211$21.0K<0.1%–
Colombier Acquisition Corp19533H108CL A2,000$20.5K<0.1%–
2nd Vote FDS81386P3062ND VOTE SOCIETY566$20.5K<0.1%–
EVRIEveri Holdings Inc.COM1,404$20.3K<0.1%History
Schwab Fundamental Emerging Markets Equity ETF808524730ETF658$17.6K<0.1%–
AEGAegon Ltd.NY REGISTRY SHS3,337$16.9K<0.1%History
HSTHost Hotels & Resorts, Inc.COM930$15.8K<0.1%History
AMEDAmedisys IncCOM165$15.1K<0.1%History
Dimensional World Ex U.S. Core Equity 2 ETF25434V880ETF519$12.1K<0.1%–
J P Morgan Exchange Traded F46641Q852INTL BD OPP ETF247$11.5K<0.1%–
AUDCAudiocodes LtdORD1,183$10.9K<0.1%History
First Tr Exchange-Traded FD33736G106GBL WND ENRG ETF590$10.3K<0.1%–
Exchange Listed FDS Tr30151E814HIGH YIELD ETF400$10.2K<0.1%–
PENPenumbra IncCOM29$9.98K<0.1%History
Janus Detroit STR Tr47103U886HENDRSN SHRT ETF199$9.51K<0.1%–
Janus Detroit STR Tr47103U845HENDRSON AAA CL183$9.12K<0.1%–
ORRFOrrstown Financial Services IncCOM359$6.87K<0.1%History
AJRDAerojet Rocketdyne Holdings, Inc.COM101$5.54K<0.1%History
Invesco Exch Traded FD Tr II46138G888SHORT TERM ETF49$5.17K<0.1%–
NATINational Instruments CorpCOM87$4.99K<0.1%History
BEPCBrookfield Renewable CorpCL A SUB VTG150$4.74K<0.1%History
TWSTTwist Bioscience CorpCOM230$4.71K<0.1%History
ALEXAlexander & Baldwin, Inc.COM248$4.66K<0.1%History
ALKAlaska Air Group, Inc.COM86$4.57K<0.1%History
WNCWabash National CorpCOM157$4.03K<0.1%History
SBLKStar Bulk Carriers Corp.SHS PAR200$3.54K<0.1%History
Liberty Media Corp Del531229607COM C SIRIUSXM102$3.34K<0.1%–
AMRSAmyris, Inc.COM NEW3,159$3.25K<0.1%History
ROKURoku, IncCOM CL A50$3.20K<0.1%History
AMCAMC Entertainment Holdings, Inc.CL A COM718$3.16K<0.1%History
CRNCCerence Inc.COM100$2.92K<0.1%History
WEATTeucrium Commodity TrustWHEAT FD415$2.67K<0.1%History
RUSHARush Enterprises IncCL A41$2.49K<0.1%History
First Tr Exchng Traded FD VI33740F888SMIT UNCO BD ETF100$2.42K<0.1%–
ACADAcadia Pharmaceuticals IncCOM100$2.40K<0.1%History
WisdomTree Tr97717X131INTL QULTY DIV60$2.06K<0.1%–
ASRTAssertio Holdings, Inc.COM NEW374$2.03K<0.1%History
NTLAIntellia Therapeutics, Inc.COM45$1.83K<0.1%History
BKSCBank of South Carolina CorpCOM113$1.60K<0.1%History
CWTCalifornia Water Service GroupCOM29$1.50K<0.1%History
GasLog Partners LPY2687W108UNIT LTD PTNRP160$1.38K<0.1%–
YELLQYellow CorpCOM2,000$1.38K<0.1%History
DYDycom Industries IncCOM12$1.36K<0.1%History
ADPTAdaptive Biotechnologies CorpCOM200$1.34K<0.1%History
WHDCactus, Inc.CL A31$1.31K<0.1%History
CVLTCommvault Systems IncCOM18$1.31K<0.1%History
WWEWorld Wrestling Entertainment, LLCCL A12$1.30K<0.1%History
FVRRFiverr International Ltd.ORD SHS50$1.30K<0.1%History
ZIMZIM Integrated Shipping Services Ltd.SHS100$1.24K<0.1%History
AMGAffiliated Managers Group, Inc.Stock8$1.20K<0.1%History
ZDZiff Davis, Inc.COM17$1.19K<0.1%History
PRGSProgress Software CorpCOM20$1.16K<0.1%History
SFIXStitch Fix, Inc.Stock300$1.16K<0.1%History
PTCPTC Inc.Stock8$1.14K<0.1%History
EXPEagle Materials IncCOM6$1.12K<0.1%History
STNGScorpio Tankers Inc.SHS23$1.09K<0.1%History
PDCEPDC Energy, Inc.COM15$1.07K<0.1%History
CMCOColumbus McKinnon CorpCOM26$1.06K<0.1%History
LZBLa-Z-Boy IncCOM36$1.03K<0.1%History
SYNHSyneos Health, Inc.CL A24$1.01K<0.1%History
IARTIntegra Lifesciences Holdings CorpCOM NEW24$987<0.1%History
PRMWPrimo Water CorpCOM76$953<0.1%History
JNPRJuniper Networks IncCOM30$939<0.1%History