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Livermore
Livermore
ZHEN

Pinnacle Associates Ltd

SEC CIK
0000743127
Latest filing
Aug 3, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 1, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
739
−7 vs. Q2 2022
Portfolio value
$4.36B
−$229.3M (−5.0%) vs. Q2 2022
Filed
Nov 1, 2022
SEC
Holdings of Pinnacle Associates Ltd in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
JNJJohnson & JohnsonStock1,293,309$211.3M4.8%+400,462+44.9%AddedHistory
AAPLApple Inc.Stock1,239,576$171.3M3.9%+26,241+2.2%AddedHistory
MSFTMicrosoft CorpStock506,186$117.9M2.7%−3,533−0.7%ReducedHistory
SPYSPDR S&P 500 ETF TrustETF200,918$71.8M1.6%−13,868−6.5%ReducedHistory
Vanguard Morningstar Small-Cap ETF922908751ETF404,432$69.1M1.6%+10,444+2.7%Added–
REGNRegeneron Pharmaceuticals, Inc.COM73,517$50.6M1.2%−15,171−17.1%ReducedHistory
AMZNAmazon Com IncStock430,036$48.6M1.1%+31,855+8.0%AddedHistory
PLUGPlug Power IncStock2,185,365$45.9M1.1%−65,588−2.9%ReducedHistory
JPMJPMorgan Chase & CoStock415,443$43.4M1.0%+5,481+1.3%AddedHistory
BYDBoyd Gaming CorpCOM910,289$43.4M1.0%−32,621−3.5%ReducedHistory
LRCXLam Research CorpCOM115,156$42.1M1.0%−2,503−2.1%ReducedHistory
Vanguard High Dividend Yield Index ETF921946406ETF438,136$41.6M1.0%−554−0.1%Reduced–
GLNGGolar LNG LtdSHS1,632,307$40.7M0.9%−44,399−2.6%ReducedHistory
MRKMerck & Co., Inc.Stock471,654$40.6M0.9%−4,342−0.9%ReducedHistory
IRDMIridium Communications Inc.COM906,664$40.2M0.9%−31,723−3.4%ReducedHistory
Invesco QQQ Trust Series I46090E103ETF149,772$40.0M0.9%+7,032+4.9%Added–
iShares Core S&P 500 ETF464287200ETF108,086$38.8M0.9%+2,286+2.2%Added–
Schwab US Dividend Equity ETF808524797ETF582,673$38.7M0.9%+68,282+13.3%Added–
LITELumentum Holdings Inc.COM550,538$37.8M0.9%−18,055−3.2%ReducedHistory
PRKSUnited Parks & Resorts Inc.COM793,423$36.1M0.8%−20,207−2.5%ReducedHistory
AQUAEvoqua Water Technologies Corp.COM1,084,696$35.9M0.8%−28,650−2.6%ReducedHistory
iShares MSCI USA Quality Factor ETF46432F339ETF343,324$35.7M0.8%−39,526−10.3%Reduced–
HDHome Depot, Inc.Stock127,766$35.3M0.8%+3,030+2.4%AddedHistory
GOOGAlphabet Inc.Stock365,512$35.1M0.8%−5,028−1.4%ReducedConverted for a 20-for-1 splitHistory
MSMorgan StanleyStock444,243$35.1M0.8%+9,362+2.2%AddedHistory
QRVOQorvo, Inc.Stock439,585$34.9M0.8%−15,779−3.5%ReducedHistory
VVisa Inc.Stock195,026$34.6M0.8%+2,700+1.4%AddedHistory
PFEPfizer IncStock789,141$34.5M0.8%−6,181−0.8%ReducedHistory
SGENSeagen Inc.COM251,938$34.5M0.8%−3,583−1.4%ReducedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF187,172$33.6M0.8%−8,301−4.2%Reduced–
GOOGLAlphabet Inc.Stock325,917$31.2M0.7%+8,297+2.6%AddedConverted for a 20-for-1 splitHistory
TRMBTrimble Inc.COM554,903$30.1M0.7%−15,111−2.7%ReducedHistory
Vanguard Ftse All-World Ex-US Index Fund922042775ETF658,653$29.2M0.7%+18,636+2.9%Added–
BRK.BBerkshire Hathaway IncStock103,652$27.7M0.6%+3,357+3.3%AddedHistory
MDYSPDR S&P Midcap 400 ETF TrustETF68,162$27.4M0.6%−1,279−1.8%ReducedHistory
PGProcter & Gamble CoStock207,384$26.2M0.6%+240.0%AddedHistory
CSCOCisco Systems, Inc.Stock653,192$26.1M0.6%−3,283−0.5%ReducedHistory
TGNATegna IncCOM1,231,790$25.5M0.6%−43,388−3.4%ReducedHistory
RJFRaymond James Financial IncCOM257,546$25.5M0.6%−9,383−3.5%ReducedHistory
CPCanadian Pacific Kansas City LtdCOM370,446$24.7M0.6%−4,911−1.3%ReducedHistory
COHRCoherent Corp.COM705,294$24.6M0.6%−10,800−1.5%ReducedHistory
CGNXCognex CorpCOM586,324$24.3M0.6%−15,931−2.6%ReducedHistory
VZVerizon Communications IncStock638,009$24.2M0.6%−53,264−7.7%ReducedHistory
MSGSMadison Square Garden Sports Corp.CL A174,532$23.9M0.5%−5,565−3.1%ReducedHistory
AVGOBroadcom Inc.Stock52,545$23.3M0.5%+3,305+6.7%AddedHistory
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM447,887$22.9M0.5%+424,097+1,782.7%Added–
VSHVishay Intertechnology IncCOM1,271,629$22.6M0.5%−35,688−2.7%ReducedHistory
IONSIonis Pharmaceuticals IncCOM500,890$22.2M0.5%−14,969−2.9%ReducedHistory
SBUXStarbucks CorpStock251,947$21.2M0.5%−6,213−2.4%ReducedHistory
AVAVAeroVironment IncCOM254,611$21.2M0.5%−10,323−3.9%ReducedHistory
DISWalt Disney CoStock223,441$21.1M0.5%−3,691−1.6%ReducedHistory
AMBAAmbarella IncSHS369,343$20.8M0.5%−9,097−2.4%ReducedHistory
ROGRogers CorpCOM85,132$20.6M0.5%−48,791−36.4%ReducedHistory
TLSTelos CorpCOM2,288,296$20.3M0.5%+566,816+32.9%AddedHistory
BLKBlackRock, Inc.COM36,967$20.3M0.5%+80.0%AddedHistory
LLYEli Lilly & CoStock61,674$19.9M0.5%−1,785−2.8%ReducedHistory
WERNWerner Enterprises IncCOM529,735$19.9M0.5%−15,731−2.9%ReducedHistory
METAMeta Platforms, Inc.Stock144,906$19.7M0.5%+2,878+2.0%AddedHistory
OSWOnespaworld Holdings LtdCOM2,333,858$19.6M0.4%+423,732+22.2%AddedHistory
RTXRTX CorpStock238,592$19.5M0.4%+1,564+0.7%AddedHistory
UNHUnitedHealth Group IncStock38,486$19.4M0.4%+32+0.1%AddedHistory
CMCSAComcast CorpStock662,203$19.4M0.4%−22,108−3.2%ReducedHistory
Flexshares Tr33939L506IBOXX 3R TARGT820,654$19.2M0.4%−95,636−10.4%Reduced–
RCLRoyal Caribbean Cruises LtdCOM504,412$19.1M0.4%−1,202−0.2%ReducedHistory
BMYBristol Myers Squibb CoStock268,121$19.1M0.4%−7,007−2.5%ReducedHistory
BACBank of America CorpStock618,848$18.7M0.4%−9,256−1.5%ReducedHistory
iShares Core S&P Small Cap ETF464287804ETF214,311$18.7M0.4%+5,897+2.8%Added–
PEPPepsiCo IncStock114,236$18.6M0.4%−193−0.2%ReducedHistory
HONHoneywell International IncCOM107,553$18.0M0.4%−1,212−1.1%ReducedHistory
Liberty Media Corp531229409COM A SIRIUSXM449,650$17.1M0.4%−13,840−3.0%Reduced–
NEENextera Energy IncStock217,662$17.1M0.4%−2,294−1.0%ReducedHistory
COSTCostco Wholesale CorpStock35,871$16.9M0.4%+113+0.3%AddedHistory
VIAVViavi Solutions Inc.COM1,266,212$16.5M0.4%−39,320−3.0%ReducedHistory
AXPAmerican Express CoStock121,961$16.5M0.4%−2,814−2.3%ReducedHistory
CVXChevron CorpStock112,859$16.2M0.4%−4,029−3.4%ReducedHistory
RHIRobert Half Inc.COM211,045$16.1M0.4%−6,855−3.1%ReducedHistory
WMTWalmart Inc.Stock124,257$16.1M0.4%+1,301+1.1%AddedHistory
BXBlackstone Inc.COM188,096$15.7M0.4%+2,226+1.2%AddedHistory
ETNEaton Corp plcStock116,754$15.6M0.4%+2,209+1.9%AddedHistory
AEISAdvanced Energy Industries IncCOM200,673$15.5M0.4%−6,115−3.0%ReducedHistory
GSGoldman Sachs Group IncStock52,567$15.4M0.4%+151+0.3%AddedHistory
ARRYArray Technologies, Inc.COM SHS912,309$15.1M0.3%−31,577−3.3%ReducedHistory
CCJCameco CorpStock569,720$15.1M0.3%−14,740−2.5%ReducedHistory
DLRDigital Realty Trust, Inc.COM149,837$14.9M0.3%−8,181−5.2%ReducedHistory
LVSLas Vegas Sands CorpCOM393,059$14.7M0.3%−7,874−2.0%ReducedHistory
UPSUnited Parcel Service IncStock91,293$14.7M0.3%−8,072−8.1%ReducedHistory
AERIAerie Pharmaceuticals IncCOM964,759$14.6M0.3%−69,093−6.7%ReducedHistory
LASRNlight, Inc.COM1,541,067$14.6M0.3%+116,964+8.2%AddedHistory
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 150,370$14.5M0.3%−2,246−4.3%ReducedHistory
CVLTCommvault Systems IncCOM271,692$14.4M0.3%−8,805−3.1%ReducedHistory
MANUManchester United plcORD CL A1,085,816$14.4M0.3%+568,430+109.9%AddedHistory
CYTKCytokinetics IncCOM NEW289,851$14.0M0.3%−10,295−3.4%ReducedHistory
FORMFormfactor IncCOM551,958$13.8M0.3%−18,823−3.3%ReducedHistory
XOMExxonMobil Holdings CorpCOM156,788$13.7M0.3%−5,953−3.7%ReducedHistory
TMOThermo Fisher Scientific Inc.Stock26,901$13.6M0.3%+762+2.9%AddedHistory
TSLATesla, Inc.Stock51,270$13.6M0.3%−18,498−26.5%ReducedConverted for a 3-for-1 splitHistory
AMGNAmgen IncStock59,921$13.5M0.3%−822−1.4%ReducedHistory
Vanguard Ftse Developed Markets ETF921943858ETF371,288$13.5M0.3%+91,201+32.6%Added–
SBGISinclair, Inc.CL A734,376$13.3M0.3%−15,871−2.1%ReducedHistory
WMWaste Management IncStock82,674$13.2M0.3%−1,807−2.1%ReducedHistory

Sold out since Q2 2022 (37)

Positions held at the end of Q2 2022 that are gone from this filing.

Positions of Pinnacle Associates Ltd sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
MNDTMandiant, Inc.Stock635,813$13.9M0.3%History
Broadcom Inc.11135F200COM1,042$1.57M<0.1%–
VMWVmware LLCCL A COM6,764$771.0K<0.1%History
Vanguard Financials ETF92204A405ETF7,801$602.0K<0.1%–
WDCWestern Digital CorpCOM11,092$497.0K<0.1%History
State Street SPDR S&P 600 Small Cap Value ETF78464A300ETF5,866$425.0K<0.1%–
Vanguard Consumer Staples ETF92204A207ETF2,159$400.0K<0.1%–
LUVSouthwest Airlines CoCOM10,113$365.0K<0.1%History
iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853ETF8,803$360.0K<0.1%–
Schwab U.S. REIT ETF808524847ETF16,977$358.0K<0.1%–
PAGPenske Automotive Group, Inc.COM2,940$308.0K<0.1%History
SPDR Series Trust78468R739ST NUVE TERM ETF5,475$259.0K<0.1%–
STXSeagate Technology Holdings plcORD SHS3,547$253.0K<0.1%History
CHDChurch & Dwight Co IncCOM2,712$251.0K<0.1%History
First Tr Exchange Traded FD33738R795NASDAQ TRANSN9,768$247.0K<0.1%–
CHTRCharter Communications, Inc.CL A525$246.0K<0.1%History
EBAYeBay IncCOM5,846$244.0K<0.1%History
PPTFranklin Premier Income TrustSH BEN INT61,150$232.0K<0.1%History
Vanguard Energy ETF92204A306ETF2,294$228.0K<0.1%–
TDOCTeladoc Health, Inc.COM6,862$228.0K<0.1%History
FFIVF5, Inc.Stock1,471$225.0K<0.1%History
iShares Tr46434V274INTL EQTY FACTOR9,302$219.0K<0.1%–
PIMCO ETF Tr72201R7830-5 HIGH YIELD2,459$218.0K<0.1%–
FWONALiberty Media CorpCOM SER A FRMLA3,739$217.0K<0.1%History
iShares Tr464288158SHRT NAT MUN ETF2,051$215.0K<0.1%–
iShares Core S&P US Value ETF464287663ETF3,202$214.0K<0.1%–
CLBCore Laboratories Inc.COM10,805$214.0K<0.1%History
Schwab US Aggregate Bond ETF808524839ETF4,363$209.0K<0.1%–
EIXEdison InternationalStock3,263$206.0K<0.1%History
WisdomTree Tr97717X669US QTLY DIV GRT3,581$205.0K<0.1%–
ETREntergy CorpCOM1,809$204.0K<0.1%History
SWKStanley Black & Decker, Inc.COM1,948$204.0K<0.1%History
AKAMAkamai Technologies IncCOM2,218$203.0K<0.1%History
LAZLazard, Inc.SHS A6,216$201.0K<0.1%History
NLYAnnaly Capital Management IncCOM10,362$61.0K<0.1%History
RCSPIMCO Strategic Income Fund, Inc.CEF10,080$52.0K<0.1%History
Inpixon45790J800COM18,000$3.00K<0.1%–