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Livermore
Livermore
ZHEN

Pinnacle Associates Ltd

SEC CIK
0000743127
Latest filing
Aug 3, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Oct 19, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
761
−2 vs. Q2 2021
Portfolio value
$5.42B
−$106.0M (−1.9%) vs. Q2 2021
Filed
Oct 19, 2021
SEC
Holdings of Pinnacle Associates Ltd in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
AAPLApple Inc.Stock1,184,794$167.6M3.1%+7,971+0.7%AddedHistory
JNJJohnson & JohnsonStock844,292$136.4M2.5%−596−0.1%ReducedHistory
MSFTMicrosoft CorpStock459,175$129.5M2.4%+6,745+1.5%AddedHistory
Vanguard Morningstar Small-Cap ETF922908751ETF383,864$83.9M1.5%+726+0.2%Added–
QRVOQorvo, Inc.Stock478,182$79.9M1.5%−41,292−7.9%ReducedHistory
LRCXLam Research CorpCOM136,791$77.9M1.4%−4,060−2.9%ReducedHistory
SPYSPDR S&P 500 ETF TrustETF178,620$76.7M1.4%−4,608−2.5%ReducedHistory
JPMJPMorgan Chase & CoStock407,112$66.6M1.2%+3,152+0.8%AddedHistory
AMBAAmbarella IncSHS424,104$66.0M1.2%−78,477−15.6%ReducedHistory
AMRSAmyris, Inc.COM NEW4,644,783$63.8M1.2%−15,525−0.3%ReducedHistory
BYDBoyd Gaming CorpCOM995,687$63.0M1.2%−35,565−3.4%ReducedHistory
PRKSUnited Parks & Resorts Inc.COM1,117,015$61.8M1.1%−32,765−2.8%ReducedHistory
PLUGPlug Power IncStock2,373,088$60.6M1.1%−67,626−2.8%ReducedHistory
REGNRegeneron Pharmaceuticals, Inc.COM96,919$58.7M1.1%−2,462−2.5%ReducedHistory
SGENSeagen Inc.COM316,584$53.8M1.0%−6,632−2.1%ReducedHistory
AMZNAmazon Com IncStock16,337$53.7M1.0%+1,827+12.6%AddedHistory
LITELumentum Holdings Inc.COM628,092$52.5M1.0%−50,363−7.4%ReducedHistory
CONECyrusOne Holdco LLCCOM671,422$52.0M1.0%−34,003−4.8%ReducedHistory
CGNXCognex CorpCOM631,872$50.7M0.9%−22,293−3.4%ReducedHistory
TRMBTrimble Inc.COM606,252$49.9M0.9%−22,440−3.6%ReducedHistory
METAMeta Platforms, Inc.Stock144,343$49.0M0.9%+540+0.4%AddedHistory
RCLRoyal Caribbean Cruises LtdCOM542,620$48.3M0.9%−9,450−1.7%ReducedHistory
KSUKansas City SouthernCOM NEW172,282$46.6M0.9%−5,139−2.9%ReducedHistory
GOOGAlphabet Inc.Stock17,125$45.6M0.8%−280−1.6%ReducedHistory
AQUAEvoqua Water Technologies Corp.COM1,213,326$45.6M0.8%−36,555−2.9%ReducedHistory
Invesco QQQ Trust Series I46090E103ETF126,808$45.4M0.8%−12,018−8.7%Reduced–
COHRCoherent Corp.COM754,045$44.8M0.8%−12,450−1.6%ReducedHistory
iShares Core S&P 500 ETF464287200ETF102,057$44.0M0.8%+960+0.9%Added–
VVisa Inc.Stock191,438$42.6M0.8%−1,791−0.9%ReducedHistory
CMCSAComcast CorpStock717,132$40.1M0.7%+19,523+2.8%AddedHistory
HDHome Depot, Inc.Stock121,941$40.0M0.7%−957−0.8%ReducedHistory
Vanguard Ftse All-World Ex-US Index Fund922042775ETF651,372$39.7M0.7%−8,237−1.2%Reduced–
IRDMIridium Communications Inc.COM990,463$39.5M0.7%−37,819−3.7%ReducedHistory
iShares MSCI USA Quality Factor ETF46432F339ETF295,617$38.9M0.7%+6,155+2.1%Added–
GOOGLAlphabet Inc.Stock14,459$38.7M0.7%−80−0.6%ReducedHistory
VZVerizon Communications IncStock684,848$37.0M0.7%+134,097+24.3%AddedHistory
MSGSMadison Square Garden Sports Corp.CL A197,197$36.7M0.7%−5,580−2.8%ReducedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF161,014$35.8M0.7%−17,553−9.8%Reduced–
MDYSPDR S&P Midcap 400 ETF TrustETF72,455$34.8M0.6%−1,469−2.0%ReducedHistory
BACBank of America CorpStock807,157$34.3M0.6%−28,698−3.4%ReducedHistory
MRKMerck & Co., Inc.Stock454,866$34.2M0.6%+17,430+4.0%AddedHistory
CCitigroup IncStock483,426$33.9M0.6%+21,135+4.6%AddedHistory
PFEPfizer IncStock788,029$33.9M0.6%+16,133+2.1%AddedHistory
CSCOCisco Systems, Inc.Stock616,850$33.6M0.6%+4,897+0.8%AddedHistory
Vanguard High Dividend Yield Index ETF921946406ETF321,356$33.2M0.6%+55,297+20.8%Added–
INTCIntel CorpStock562,909$30.0M0.6%+9,288+1.7%AddedHistory
TGNATegna IncCOM1,425,352$28.1M0.5%−29,549−2.0%ReducedHistory
MSMorgan StanleyStock282,501$27.5M0.5%−2,791−1.0%ReducedHistory
ROGRogers CorpCOM142,152$26.5M0.5%−5,376−3.6%ReducedHistory
DISWalt Disney CoStock156,523$26.5M0.5%+4,089+2.7%AddedHistory
TLSTelos CorpCOM929,735$26.4M0.5%−21,780−2.3%ReducedHistory
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD318,212$26.2M0.5%−11,559−3.5%Reduced–
RJFRaymond James Financial IncCOM279,702$25.8M0.5%+86,396+44.7%AddedHistory
CMICummins IncStock113,767$25.5M0.5%−2,629−2.3%ReducedHistory
MTCHMatch Group, Inc.COM162,605$25.5M0.5%−74,978−31.6%ReducedHistory
WERNWerner Enterprises IncCOM573,835$25.4M0.5%−24,169−4.0%ReducedHistory
PGProcter & Gamble CoStock177,395$24.8M0.5%−1,883−1.1%ReducedHistory
PPLIPeople IncCOM NEW187,381$24.4M0.5%−6,481−3.3%ReducedHistory
FAROFaro Technologies IncCOM367,313$24.2M0.4%−13,065−3.4%ReducedHistory
HONHoneywell International IncCOM113,851$24.2M0.4%−734−0.6%ReducedHistory
DLRDigital Realty Trust, Inc.COM163,601$23.6M0.4%−4,220−2.5%ReducedHistory
RHIRobert Half Inc.COM229,999$23.1M0.4%−10,180−4.2%ReducedHistory
GLNGGolar LNG LtdSHS1,775,627$23.0M0.4%+646,166+57.2%AddedHistory
Schwab US Dividend Equity ETF808524797ETF310,170$23.0M0.4%+47,552+18.1%Added–
ORCLOracle CorpStock260,777$22.7M0.4%−5,444−2.0%ReducedHistory
CAECae IncCOM758,922$22.7M0.4%−27,990−3.6%ReducedHistory
AVGOBroadcom Inc.Stock46,494$22.5M0.4%+1,952+4.4%AddedHistory
Liberty Media Corp531229409COM A SIRIUSXM477,857$22.5M0.4%−11,400−2.3%Reduced–
FORMFormfactor IncCOM603,621$22.5M0.4%−23,065−3.7%ReducedHistory
CVLTCommvault Systems IncCOM298,754$22.5M0.4%−9,450−3.1%ReducedHistory
VIAVViavi Solutions Inc.COM1,388,961$21.9M0.4%−44,028−3.1%ReducedHistory
MNDTMandiant, Inc.COM1,223,300$21.8M0.4%−34,870−2.8%ReducedHistory
SNOWSnowflake Inc.Stock71,879$21.7M0.4%00.0%UnchangedHistory
AVAVAeroVironment IncCOM245,722$21.2M0.4%+14,612+6.3%AddedHistory
LASRNlight, Inc.COM748,453$21.1M0.4%−3,425−0.5%ReducedHistory
RTXRTX CorpStock236,224$20.3M0.4%+478+0.2%AddedHistory
AEISAdvanced Energy Industries IncCOM218,720$19.2M0.4%−9,511−4.2%ReducedHistory
BABoeing CoStock87,052$19.1M0.4%+23,160+36.2%AddedHistory
GSGoldman Sachs Group IncStock50,076$18.9M0.3%−110.0%ReducedHistory
VSHVishay Intertechnology IncCOM927,846$18.6M0.3%+50,157+5.7%AddedHistory
Vanguard Total Bond Market ETF921937835ETF215,532$18.4M0.3%+9,960+4.8%Added–
BRK.BBerkshire Hathaway IncStock67,013$18.3M0.3%+320.0%AddedHistory
Ssga Active ETF Tr78467V848ST STR TOTAL ETF378,254$18.3M0.3%−35,106−8.5%Reduced–
IONSIonis Pharmaceuticals IncCOM543,226$18.2M0.3%+1,884+0.3%AddedHistory
STZConstellation Brands, Inc.Stock86,292$18.2M0.3%+11,877+16.0%AddedHistory
UPSUnited Parcel Service IncStock99,806$18.2M0.3%+17,555+21.3%AddedHistory
BMYBristol Myers Squibb CoStock306,540$18.1M0.3%−13,232−4.1%ReducedHistory
BLKBlackRock, Inc.COM21,622$18.1M0.3%+171+0.8%AddedHistory
MUMicron Technology IncStock254,324$18.1M0.3%+53,877+26.9%AddedHistory
Flexshares Tr33939L506IBOXX 3R TARGT672,642$17.7M0.3%+105,996+18.7%Added–
AXPAmerican Express CoStock105,476$17.7M0.3%−864−0.8%ReducedHistory
ADBEAdobe Inc.Stock30,588$17.6M0.3%−400−1.3%ReducedHistory
NEENextera Energy IncStock222,715$17.5M0.3%−4,066−1.8%ReducedHistory
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 151,633$17.5M0.3%−2,321−4.3%ReducedHistory
PNCPNC Financial Services Group, Inc.Stock88,655$17.3M0.3%+104+0.1%AddedHistory
UCTTUltra Clean Holdings, Inc.COM405,588$17.3M0.3%−14,840−3.5%ReducedHistory
TENBTenable Holdings, Inc.COM372,530$17.2M0.3%−12,430−3.2%ReducedHistory
OSWOnespaworld Holdings LtdCOM1,714,853$17.1M0.3%+46,100+2.8%AddedHistory
AMATApplied Materials IncStock130,076$16.7M0.3%+2,573+2.0%AddedHistory
Vanguard Morningstar Large-Cap ETF922908637ETF82,959$16.7M0.3%−2,743−3.2%Reduced–

Sold out since Q2 2021 (32)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Pinnacle Associates Ltd sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
VTRVentas, Inc.REIT60,416$3.45M0.1%History
MSG Network Inc553573106CL A55,077$803.0K<0.1%–
WYNNWynn Resorts LtdCOM5,050$618.0K<0.1%History
iShares Inc46434G848MSCI GBL ETF NEW11,750$531.0K<0.1%–
BALYBally's CorpCOM8,500$460.0K<0.1%History
XECCimarex Energy CoCOM6,175$447.0K<0.1%History
CGCCanopy Growth CorpCOM17,445$422.0K<0.1%History
GRAW R Grace & CoCOM5,700$394.0K<0.1%History
AFRMAffirm Holdings, Inc.COM CL A5,225$352.0K<0.1%History
MGNIMagnite, Inc.COM8,250$279.0K<0.1%History
TEAMAtlassian CorpCL A1,088$279.0K<0.1%History
ZMZoom Communications, Inc.Stock716$277.0K<0.1%History
ATNMActinium Pharmaceuticals, Inc.COM34,333$272.0K<0.1%History
PKGPackaging Corp of AmericaStock2,002$271.0K<0.1%History
ALCAlcon IncStock3,620$254.0K<0.1%History
TMETencent Music Entertainment GroupSPON ADS16,000$248.0K<0.1%History
PUBMPubMatic, Inc.COM CL A5,765$225.0K<0.1%History
IRIngersoll Rand Inc.COM4,537$221.0K<0.1%History
JWNNordstrom IncStock5,985$219.0K<0.1%History
SWKStanley Black & Decker, Inc.COM1,070$219.0K<0.1%History
REYNReynolds Consumer Products Inc.COM6,986$212.0K<0.1%History
iShares Tr464288448INTL SEL DIV ETF6,550$212.0K<0.1%–
LIVNLivaNova PLCSHS2,500$210.0K<0.1%History
FMSFresenius Medical Care AGSPONSORED ADR5,034$209.0K<0.1%History
LNTHLantheus Holdings, Inc.Stock7,353$203.0K<0.1%History
SCHLScholastic CorpCOM5,290$200.0K<0.1%History
Fly Leasing Ltd34407D109SPONSORED ADR11,430$194.0K<0.1%–
VTRSViatris IncStock10,214$146.0K<0.1%History
Meten Edtechx Ed Group LtdG6055H114ORD SHS50,000$49.0K<0.1%–
LYGLloyds Banking Group plcSPONSORED ADR13,300$34.0K<0.1%History
SNDLSNDL Inc.COM20,000$19.0K<0.1%History
Gabelli Equity Tr Inc362397218RIGHT 07/14/202128,650$3.00K<0.1%–