First Manhattan Co

SEC CIK: 0000728083
Latest filing: Aug 14, 2026

SEC filings (opens in a new tab)

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 14, 2022. Long positions only; changes compare share counts with Q2 2022.

Positions: 1,637; −21 vs. Q2 2022
Portfolio value: $23.6B; −$1.20B (−4.8%) vs. Q2 2022
Filed: Nov 14, 2022; SEC

Holdings of First Manhattan Co in Q3 2022
Security	Class	Shares	Value	% of portfolio	Share change	Action	History
SRNESorrento Therapeutics, Inc.	COM NEW	500	$0	0.0%	00.0%	Unchanged	History
STRMStreamline Health Solutions Inc.	COM	529	$0	0.0%	00.0%	Unchanged	History
TLRYTilray Brands, Inc.	COM CL 2	83	$0	0.0%	00.0%	Unchanged	History
TTOOT2 Biosystems, Inc.	COM	502	$0	0.0%	00.0%	Unchanged	History
TWOU2U, LLC	COM	48	$0	0.0%	00.0%	Unchanged	History
XUnited States Steel Corp	COM	1	$0	0.0%	00.0%	Unchanged	History
VLDRVelodyne Lidar, Inc.	COM	400	$0	0.0%	−200−33.3%	Reduced	History
VSTMVerastem, Inc.	COM	1,000	$0	0.0%	00.0%	Unchanged	History
YARWYarrow Bioscience, Inc.	COM	2,557	$0	0.0%	00.0%	Unchanged	History
ASAPWaitr Holdings Inc.	COM	1,000	$0	0.0%	00.0%	Unchanged	History
WRKWestRock Co	COM	3	$0	0.0%	00.0%	Unchanged	History
WLMSNOS4-1, Inc.	COM	444	$0	0.0%	00.0%	Unchanged	History
Prospector Capital CorpG7273A113	*W EXP 01/01/202	200	$0	0.0%	00.0%	Unchanged	–
SVF Investment Corp.G8601L128	*W EXP 12/20/202	100	$0	0.0%	00.0%	Unchanged	–
CLBCore Laboratories Inc.	COM	38	$0	0.0%	00.0%	Unchanged	History
Colicity Inc194170114	*W EXP 02/24/202	100	$0	0.0%	00.0%	Unchanged	–
Revolution Healthcar Aq Corp76155Y116	*W EXP 12/31/202	100	$0	0.0%	00.0%	Unchanged	–
TAOXTAO Synergies Inc.	COM NEW	25	$0	0.0%	00.0%	Unchanged	History
TSPHTuSimple Holdings Inc.	CL A	40	$0	0.0%	00.0%	Unchanged	History
Valaris LtdG9460G119	*W EXP 04/29/202	10	$0	0.0%	00.0%	Unchanged	–
CLGNCollPlant Biotechnologies Ltd	SHS NEW	100	$0	0.0%	00.0%	Unchanged	History
AUROWAurora Innovation, Inc.	EQUITY WRT	100	$0	0.0%	00.0%	Unchanged	History
MTTRMatterport, Inc.	COM CL A	150	$0	0.0%	00.0%	Unchanged	History
MLMoneylion Inc.	CL A	1,000	$0	0.0%	−40,000−97.6%	Reduced	History
SHPWShapeways Holdings, Inc.	COMMON STOCK	300	$0	0.0%	00.0%	Unchanged	History
EQRx, Inc.26886C115	*W EXP 12/17/202	100	$0	0.0%	00.0%	Unchanged	–
FATHFathom Digital Manufacturing Corp	CL A COM	440	$0	0.0%	00.0%	Unchanged	History
Fathom Digital Mfg Corp31189Y111	*W EXP 12/22/202	110	$0	0.0%	00.0%	Unchanged	–
Innovid Corp.457679116	*W EXP 02/17/202	1,250	$0	0.0%	00.0%	Unchanged	–
LYLTQLoyalty Ventures Inc.	COMMON STOCK	11	$0	0.0%	00.0%	Unchanged	History
QNGYQuanergy Systems, Inc.	COMMON STOCK	500	$0	0.0%	00.0%	Unchanged	History
WEWeWork Inc.	CL A	80	$0	0.0%	00.0%	Unchanged	History
CENNCenntro Inc.	ORD SHS	1	$0	0.0%	00.0%	Unchanged	History
ProShares Tr74347G374	PSHS ULDOW30 NEW	4	$0	0.0%	00.0%	Unchanged	–
Motive Capital Corp IIG6293R114	*W EXP 99/99/999	100	$0	0.0%	00.0%	Unchanged	–
CYRNCYREN Ltd.	SHS NEW	5	$0	0.0%	00.0%	Unchanged	History
GRDXGridAI Technologies Corp.	COM	8	$0	0.0%	+8	New	History
TAKTakeda Pharmaceutical Co Ltd	ADR	94	$1.00K	<0.1%	00.0%	Unchanged	History
AIC3.ai, Inc.	Stock	80	$1.00K	<0.1%	00.0%	Unchanged	History
ZIMVZimVie Inc.	Stock	150	$1.00K	<0.1%	−95−38.8%	Reduced	History
iShares MSCI USA Momentum Factor ETF46432F396	ETF	11	$1.00K	<0.1%	+11	New	–
Fidelity MSCI Information Technology Index ETF316092808	ETF	19	$1.00K	<0.1%	−62−76.5%	Reduced	–
FFIVF5, Inc.	Stock	10	$1.00K	<0.1%	00.0%	Unchanged	History
WRBYWarby Parker Inc.	CL A COM	95	$1.00K	<0.1%	00.0%	Unchanged	History
Schwab Strategic Tr808524698	5 10YR CORP BD	40	$1.00K	<0.1%	+40	New	–
SPDR Series Trust78464A201	ST STR SP600GRWO	18	$1.00K	<0.1%	−4−18.2%	Reduced	–
IRTIndependence Realty Trust, Inc.	COM	65	$1.00K	<0.1%	00.0%	Unchanged	History
NYTNew York Times Co	CL A	50	$1.00K	<0.1%	00.0%	Unchanged	History
ENVAEnova International, Inc.	COM	36	$1.00K	<0.1%	00.0%	Unchanged	History
JQCNuveen Credit Strategies Income Fund	COM SHS	333	$1.00K	<0.1%	00.0%	Unchanged	History
APPAppLovin Corp	COM CL A	100	$1.00K	<0.1%	00.0%	Unchanged	History
Invesco Exchange Traded FD T46137V134	WILDERHIL CLAN	37	$1.00K	<0.1%	00.0%	Unchanged	–
ALGAlamo Group Inc	COM	10	$1.00K	<0.1%	00.0%	Unchanged	History
XHRXenia Hotels & Resorts, Inc.	COM	125	$1.00K	<0.1%	+125	New	History
WSFSWSFS Financial Corp	COM	30	$1.00K	<0.1%	00.0%	Unchanged	History
SANBanco Santander, S.A.	ADR	443	$1.00K	<0.1%	00.0%	Unchanged	History
HMCHonda Motor Co Ltd	ADR ECH CNV IN 3	54	$1.00K	<0.1%	00.0%	Unchanged	History
RCLRoyal Caribbean Cruises Ltd	COM	50	$1.00K	<0.1%	00.0%	Unchanged	History
USOUnited States Oil Fund, LP	UNITS	18	$1.00K	<0.1%	−35−66.0%	Reduced	History
KRNYKearny Financial Corp.	COM	162	$1.00K	<0.1%	00.0%	Unchanged	History
AURAurora Innovation, Inc.	CLASS A COM	800	$1.00K	<0.1%	00.0%	Unchanged	History
SENEASeneca Foods Corp	CL A	20	$1.00K	<0.1%	00.0%	Unchanged	History
BHFBrighthouse Financial, Inc.	COM	26	$1.00K	<0.1%	00.0%	Unchanged	History
AQSTAquestive Therapeutics, Inc.	COM	1,000	$1.00K	<0.1%	−1,000−50.0%	Reduced	History
BLDPBallard Power Systems Inc.	COM	300	$1.00K	<0.1%	00.0%	Unchanged	History
FLNCFluence Energy, Inc.	COM CL A	70	$1.00K	<0.1%	00.0%	Unchanged	History
VYXNCR Voyix Corp	COM	56	$1.00K	<0.1%	00.0%	Unchanged	History
NATNordic American Tankers Ltd	COM	617	$1.00K	<0.1%	+1+0.2%	Added	History
OPRXOptimizeRx Corp	COM NEW	70	$1.00K	<0.1%	00.0%	Unchanged	History
IRDOpus Genetics, Inc.	COM	600	$1.00K	<0.1%	00.0%	Unchanged	History
OSUROrasure Technologies Inc	COM	300	$1.00K	<0.1%	00.0%	Unchanged	History
QSIQuantum-Si Inc	COM CL A	600	$1.00K	<0.1%	00.0%	Unchanged	History
SANASana Biotechnology, Inc.	COM	200	$1.00K	<0.1%	00.0%	Unchanged	History
STOKStoke Therapeutics, Inc.	COM	150	$1.00K	<0.1%	00.0%	Unchanged	History
Amplify ETF Tr032108854	SEYMOUR CANNBS	275	$1.00K	<0.1%	00.0%	Unchanged	–
CKPTCheckpoint Therapeutics, Inc.	COM	1,000	$1.00K	<0.1%	+1,000	New	History
GHLGreenhill & Co Inc	COM	250	$1.00K	<0.1%	00.0%	Unchanged	History
CCRDCoreCard Corp	COM	50	$1.00K	<0.1%	00.0%	Unchanged	History
NKTRNektar Therapeutics	COM	500	$1.00K	<0.1%	00.0%	Unchanged	History
NNYNuveen New York Municipal Value Fund	COM	197	$1.00K	<0.1%	00.0%	Unchanged	History
Nuvei Corp67079A102	COM	50	$1.00K	<0.1%	00.0%	Unchanged	–
SENEBSeneca Foods Corp	CL B	20	$1.00K	<0.1%	00.0%	Unchanged	History
SHLXShell Midstream Partners, L.P.	UNIT LTD INT	100	$1.00K	<0.1%	+100	New	History
SHYFShyft Group, Inc.	COM	50	$1.00K	<0.1%	00.0%	Unchanged	History
FIRYFiry Inc.	COM	1,000	$1.00K	<0.1%	00.0%	Unchanged	History
SLDBSolid Biosciences Inc.	COM	2,400	$1.00K	<0.1%	00.0%	Unchanged	History
VSTOVista Outdoor Inc.	COM	58	$1.00K	<0.1%	+58	New	History
ZEPPZepp Health Corp	SPONSORED ADS	1,000	$1.00K	<0.1%	00.0%	Unchanged	History
CSTECaesarstone Ltd.	ORD SHS	200	$1.00K	<0.1%	00.0%	Unchanged	History
ATHXAthersys, Inc	COM NEW	1,080	$1.00K	<0.1%	00.0%	UnchangedConverted for a 1-for-25 split	History
GTXGarrett Motion Inc.	Stock	372	$2.00K	<0.1%	+27+7.8%	Added	History
Schwab US Tips ETF808524870	ETF	39	$2.00K	<0.1%	−11−22.0%	Reduced	–
RQICohen & Steers Quality Income Realty Fund Inc	CEF	235	$2.00K	<0.1%	00.0%	Unchanged	History
ARCTArcturus Therapeutics Holdings Inc.	COM	200	$2.00K	<0.1%	00.0%	Unchanged	History
ESPREsperion Therapeutics, Inc.	COM	340	$2.00K	<0.1%	−70−17.1%	Reduced	History
QSQuantumScape Corp	COM CL A	300	$2.00K	<0.1%	00.0%	Unchanged	History
GLDMWorld Gold Trust	SPDR GLD MINIS	84	$2.00K	<0.1%	+84	New	History
EVVEaton Vance Ltd Duration Income Fund	COM	285	$2.00K	<0.1%	00.0%	Unchanged	History
AIOTPowerfleet, Inc.	COM	730	$2.00K	<0.1%	00.0%	Unchanged	History
PBIPitney Bowes Inc	COM	900	$2.00K	<0.1%	00.0%	Unchanged	History

Sold out since Q2 2022 (108)

Positions held at the end of Q2 2022 that are gone from this filing.

The largest 100 of 108 by value last quarter.

Positions of First Manhattan Co sold out since Q2 2022
Security	Class	Shares in Q2 2022	Value in Q2 2022	% of portfolio in Q2 2022	History
BPMCBlueprint Medicines Corp	COM	587,512	$29.7M	0.1%	History
Invesco QQQ Trust Series I46090E103	ETF	11,777	$3.30M	<0.1%	–
KRTXKaruna Therapeutics, Inc.	COM	21,510	$2.72M	<0.1%	History
DICEDICE Therapeutics, Inc.	COM	155,904	$2.42M	<0.1%	History
JOANJOANN Inc.	COM	275,000	$2.13M	<0.1%	History
GSKGSK plc	SPONSORED ADR	19,825	$862.0K	<0.1%	History
CF Acquisition Corp VI12521J103	COM CL A	69,797	$695.0K	<0.1%	–
Dimensional ETF Trust25434V807	INTERNATNAL VAL	17,524	$506.0K	<0.1%	–
TUEMTuesday Morning Corp	COM	1,250,000	$450.0K	<0.1%	History
PTGXProtagonist Therapeutics, Inc	COM	55,800	$441.0K	<0.1%	History
Professional Hldg Corp743139107	CL A COM	20,000	$401.0K	<0.1%	–
TNDMTandem Diabetes Care Inc	COM NEW	4,000	$236.0K	<0.1%	History
ALECAlector, Inc.	COM	22,610	$229.0K	<0.1%	History
First Tr Exch Traded FD III33739E108	PFD SECS INC ETF	12,000	$206.0K	<0.1%	–
CDKCDK Global, Inc.	COM	3,727	$204.0K	<0.1%	History
SPLKSplunk Inc	COM	1,800	$159.0K	<0.1%	History
EVAEnviva, LLC	COM	2,500	$143.0K	<0.1%	History
BIOBio-Rad Laboratories, Inc.	CL A	250	$123.0K	<0.1%	History
OVVOvintiv Inc.	COM	2,640	$116.0K	<0.1%	History
USASAmericas Gold & Silver Corp	COM	150,000	$103.0K	<0.1%	History
BOACBluescape Opportunities Acquisition Corp.	SHS	10,450	$103.0K	<0.1%	History
ZBRAZebra Technologies Corp	CL A	306	$89.0K	<0.1%	History
PBHPrestige Consumer Healthcare Inc.	COM	1,500	$88.0K	<0.1%	History
INFAInformatica Inc.	COM CL A	4,000	$83.0K	<0.1%	History
SMSM Energy Co	COM	2,129	$72.0K	<0.1%	History
STXSeagate Technology Holdings plc	ORD SHS	1,000	$71.0K	<0.1%	History
AZZAzz Inc	COM	1,700	$69.0K	<0.1%	History
RDNTRadNet, Inc.	COM	3,700	$63.0K	<0.1%	History
iShares Tr464288414	NATIONAL MUN ETF	550	$58.0K	<0.1%	–
Invesco Exch Traded FD Tr II46138G805	TAXABLE MUN BD	1,990	$55.0K	<0.1%	–
J P Morgan Exchange Traded F46641Q274	SHORT DURA CORE	1,000	$46.0K	<0.1%	–
Vonage Holdings Corp92886T201	COM	2,000	$37.0K	<0.1%	–
First Tr Exchange-Traded FD336920103	US EQTY OPPT ETF	403	$33.0K	<0.1%	–
GCPGCP Applied Technologies Inc.	COM	1,000	$31.0K	<0.1%	History
PAGPenske Automotive Group, Inc.	COM	236	$24.0K	<0.1%	History
iShares Russell 2000 Growth ETF464287648	ETF	105	$21.0K	<0.1%	–
iShares Tr464288273	EAFE SML CP ETF	385	$21.0K	<0.1%	–
ATRCAtriCure, Inc.	COM	500	$20.0K	<0.1%	History
BLMNBloomin' Brands, Inc.	COM	1,200	$19.0K	<0.1%	History
BIGGQFormer BL Stores Inc	COM	800	$16.0K	<0.1%	History
BXMTBlackstone Mortgage Trust, Inc.	COM CL A	565	$15.0K	<0.1%	History
IBKRInteractive Brokers Group, Inc.	Stock	250	$13.0K	<0.1%	History
SMLRSemler Scientific, Inc.	COM	400	$11.0K	<0.1%	History
iShares S&P Mid-Cap 400 Value ETF464287705	ETF	96	$9.00K	<0.1%	–
CHGGChegg, Inc	COM	500	$9.00K	<0.1%	History
MNDTMandiant, Inc.	Stock	450	$9.00K	<0.1%	History
Vanguard Mortgage-Backed Securities ETF92206C771	ETF	181	$8.00K	<0.1%	–
State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853	ETF	238	$8.00K	<0.1%	–
iShares S&P Mid-Cap 400 Growth ETF464287606	ETF	129	$8.00K	<0.1%	–
ICLRIcon PLC	COM	41	$8.00K	<0.1%	History
SPDR Series Trust78464A284	ST NUVE HIGH ETF	175	$8.00K	<0.1%	–
CTTCatchMark Timber Trust, Inc.	CL A	800	$8.00K	<0.1%	History
ONOn Semiconductor Corp	Stock	150	$7.00K	<0.1%	History
Fidelity MSCI Health Care Index ETF316092600	ETF	108	$6.00K	<0.1%	–
SPDR Index Shs FDS78463X541	ST STR NAT ETF	123	$6.00K	<0.1%	–
SPDR Series Trust78464A607	ST STR DOW REIT	65	$6.00K	<0.1%	–
ETF Managers Tr26924G409	PRIME MOBILE PAY	175	$6.00K	<0.1%	–
Neenah Inc640079109	COM	200	$6.00K	<0.1%	–
HRBH&R Block Inc	COM	150	$5.00K	<0.1%	History
GERNGeron Corp	COM	3,200	$4.00K	<0.1%	History
Redball Acquisition CorpG7417R121	UNIT 99/99/9999	500	$4.00K	<0.1%	–
Founder SpacG3661E106	CLASS A ORD SHS	400	$4.00K	<0.1%	–
SPDR Gold MiniShares Trust98149E307	ETF	125	$4.00K	<0.1%	–
WYWeyerhaeuser Co	COM NEW	91	$3.00K	<0.1%	History
Invesco Exch Traded FD Tr II46138E362	S&P500 HDL VOL	90	$3.00K	<0.1%	–
Titan Med Inc88830X819	COM NEW	6,600	$3.00K	<0.1%	–
Vanguard Scottsdale FDS92206C813	LG-TERM COR BD	25	$2.00K	<0.1%	–
IVTInvenTrust Properties Corp.	COM NEW	100	$2.00K	<0.1%	History
iShares Tr46435G409	MSCI INTL VLU FT	102	$2.00K	<0.1%	–
XRXXerox Holdings Corp	COM NEW	179	$2.00K	<0.1%	History
Schwab International Small-Cap Equity ETF808524888	ETF	43	$1.00K	<0.1%	–
Schwab U.S. REIT ETF808524847	ETF	56	$1.00K	<0.1%	–
Fidelity MSCI Energy Index ETF316092402	ETF	96	$1.00K	<0.1%	–
Fidelity Covington Trust316092303	CONSMR STAPLES	31	$1.00K	<0.1%	–
Fidelity Covington Trust316092204	MSCI CONSM DIS	17	$1.00K	<0.1%	–
Invesco Exch Traded FD Tr II46138E727	RAFI EMRGNG MRKT	87	$1.00K	<0.1%	–
Alexco Resource Corp01535P106	COM	5,000	$1.00K	<0.1%	–
BCLIBrainstorm Cell Therapeutics Inc.	COM NEW	500	$1.00K	<0.1%	History
DSKEDaseke, Inc.	COM	220	$1.00K	<0.1%	History
Gold STD Ventures Corp380738104	COM	6,000	$1.00K	<0.1%	–
Pershing Square Tontine Hldg71531R109	COM CL A	100	$1.00K	<0.1%	–
SIENProject Sage Oldco, Inc.	COM	1,200	$1.00K	<0.1%	History
ENDPEndo International plc	SHS	4,000	$1.00K	<0.1%	History
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375	ETF	22	$0	0.0%	–
State Street SPDR Bloomberg Emerging Markets Local Bond ETF78464A391	ETF	8	$0	0.0%	–
Xtrackers International Real Estate ETF233051846	ETF	1	$0	0.0%	–
Invesco Exch Traded FD Tr II46138E511	PFD ETF	16	$0	0.0%	–
VanEck ETF Trust92189H300	JP MRGAN EM LOC	6	$0	0.0%	–
Schwab Strategic Tr808524862	SHT TM US TRES	13	$0	0.0%	–
DBX ETF Tr233051432	XTRACK USD HIGH	4	$0	0.0%	–
VanEck ETF Trust92189F437	FALLEN ANGEL HG	5	$0	0.0%	–
iShares Tr464289867	CORE 60 BALA ETF	20	$0	0.0%	–
Invesco Exch Traded FD Tr II46138E784	EMRNG MKT SVRG	14	$0	0.0%	–
Vanguard Intl Equity Index F922042676	GLB EX US ETF	7	$0	0.0%	–
SPDR Series Trust78464A516	ST INTL BBG ETF	42	$0	0.0%	–
HRTXHeron Therapeutics, Inc.	COM	300	$0	0.0%	History
LELands' End, Inc.	COM	4	$0	0.0%	History
AGTCApplied Genetic Technologies Corp	COM	1,000	$0	0.0%	History
FRTXFresh Tracks Therapeutics, Inc.	COM	14	$0	0.0%	History
Crucible Acquisition Corp22877P116	*W EXP 12/26/202	200	$0	0.0%	–