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Livermore
Livermore
ZHEN

Caldwell Sutter Capital, Inc.

SEC CIK
0000702007
Latest filing
Aug 5, 2026

Holdings in Q3 2024

Holdings as of Sep 30, 2024, filed Oct 25, 2024. Long positions only; changes compare share counts with Q2 2024.

Institution overview
Positions
907
−18 vs. Q2 2024
Portfolio value
$214.6M
+$12.5M (+6.2%) vs. Q2 2024
Filed
Oct 25, 2024
SEC
Holdings of Caldwell Sutter Capital, Inc. in Q3 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
AAPLApple Inc.Stock48,230$11.2M5.2%−3,156−6.1%ReducedHistory
MSAMSA Safety IncCOM34,399$6.10M2.8%00.0%UnchangedHistory
MSFTMicrosoft CorpStock9,660$4.16M1.9%−350−3.5%ReducedHistory
KNTKKinetik Holdings Inc.COM NEW CL A86,700$3.92M1.8%−3,744−4.1%ReducedHistory
VVisa Inc.Stock13,533$3.72M1.7%−1,526−10.1%ReducedHistory
CATCaterpillar IncStock9,367$3.66M1.7%−751−7.4%ReducedHistory
DGICADonegal Group IncCL A236,261$3.48M1.6%+3,080+1.3%AddedHistory
COSTCostco Wholesale CorpStock3,474$3.08M1.4%−661−16.0%ReducedHistory
PPIHPerma-Pipe International Holdings, Inc.COM227,996$2.96M1.4%+1000.0%AddedHistory
iShares Core S&P 500 ETF464287200ETF5,009$2.89M1.3%−46−0.9%Reduced–
CVXChevron CorpStock19,431$2.86M1.3%−900−4.4%ReducedHistory
FSUNFirstsun Capital BancorpCOM63,666$2.71M1.3%+63,666NewHistory
Vanguard Dividend Appreciation ETF921908844ETF13,112$2.60M1.2%−194−1.5%Reduced–
INBKFirst Internet BancorpCOM73,058$2.50M1.2%−300−0.4%ReducedHistory
MODModine Manufacturing CoCOM18,339$2.44M1.1%00.0%UnchangedHistory
NENNew England Realty Associates Limited PartnershipDEPOSITRY RCPT30,376$2.43M1.1%00.0%UnchangedHistory
NAIINatural Alternatives International IncCOM NEW414,475$2.37M1.1%+2,300+0.6%AddedHistory
BRK.BBerkshire Hathaway IncStock5,015$2.31M1.1%+968+23.9%AddedHistory
PFEPfizer IncStock74,179$2.15M1.0%−550−0.7%ReducedHistory
GOLDGold.com, Inc.COM46,102$2.04M0.9%00.0%UnchangedHistory
AXPAmerican Express CoStock7,419$2.01M0.9%−8−0.1%ReducedHistory
PKBKParke Bancorp, Inc.COM95,415$1.99M0.9%00.0%UnchangedHistory
BCMLBayCom CorpCOM84,047$1.99M0.9%+2,800+3.4%AddedHistory
JPMJPMorgan Chase & CoStock9,398$1.98M0.9%−133−1.4%ReducedHistory
BANRBanner CorpCOM NEW32,887$1.96M0.9%−800−2.4%ReducedHistory
IBMInternational Business Machines CorpStock8,806$1.95M0.9%−848−8.8%ReducedHistory
Summit St BK Santa Rosa Cali866264203COM228,469$1.93M0.9%+26,293+13.0%Added–
METAMeta Platforms, Inc.Stock3,223$1.84M0.9%−150−4.4%ReducedHistory
XOMExxonMobil Holdings CorpCOM15,548$1.82M0.8%−112−0.7%ReducedHistory
UMHUmh Properties, Inc.COM92,194$1.81M0.8%+700+0.8%AddedHistory
KYNKayne Anderson Energy Infrastructure Fund, Inc.COM164,394$1.81M0.8%−1,359−0.8%ReducedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF6,278$1.78M0.8%00.0%Unchanged–
PEPPepsiCo IncStock10,225$1.74M0.8%−27−0.3%ReducedHistory
MCIBarings Corporate InvestorsCOM84,614$1.69M0.8%00.0%UnchangedHistory
WLYJohn Wiley & Sons, Inc.CL A33,936$1.64M0.8%00.0%UnchangedHistory
iShares Tr464287549EXPND TEC SC ETF16,902$1.62M0.8%00.0%Unchanged–
AXRAmrep Corp.COM52,572$1.56M0.7%−1,300−2.4%ReducedHistory
UNPUnion Pacific CorpStock6,184$1.52M0.7%+20.0%AddedHistory
CSCOCisco Systems, Inc.Stock28,127$1.50M0.7%−117−0.4%ReducedHistory
HDHome Depot, Inc.Stock3,578$1.45M0.7%−51−1.4%ReducedHistory
CWBCCommunity West BancsharesCOM74,705$1.44M0.7%00.0%UnchangedHistory
BSMBlack Stone Minerals, L.P.COM UNIT91,890$1.39M0.6%+1,190+1.3%AddedHistory
ARLAmerican Realty Investors IncCOM78,877$1.38M0.6%−1,905−2.4%ReducedHistory
SENEASeneca Foods CorpCL A21,306$1.33M0.6%00.0%UnchangedHistory
CSWCSW Industrials, Inc.COM3,512$1.29M0.6%−4,852−58.0%ReducedHistory
PIMCO Active Bond Exchange-Traded Fund72201R775ETF12,674$1.20M0.6%+326+2.6%Added–
Vanguard Morningstar Growth ETF922908736ETF2,981$1.14M0.5%−154−4.9%Reduced–
CPCanadian Pacific Kansas City LtdCOM13,250$1.13M0.5%00.0%UnchangedHistory
VZVerizon Communications IncStock25,032$1.12M0.5%+478+1.9%AddedHistory
ABBVAbbVie Inc.Stock5,541$1.09M0.5%−201−3.5%ReducedHistory
CSWCCapital Southwest CorpCOM43,228$1.09M0.5%00.0%UnchangedHistory
HONHoneywell International IncCOM5,041$1.04M0.5%+24+0.5%AddedHistory
TAT&T Inc.Stock46,399$1.02M0.5%+530+1.2%AddedHistory
MCDMcDonalds CorpStock3,346$1.02M0.5%−225−6.3%ReducedHistory
ITICInvestors Title CoCOM4,393$1.01M0.5%00.0%UnchangedHistory
JNJJohnson & JohnsonStock6,035$978.1K0.5%+18+0.3%AddedHistory
OMCCOld Market Capital CorpCOM NEW153,602$975.4K0.5%−3,398−2.2%ReducedHistory
MNTXManitex International, Inc.COM170,725$961.2K0.4%00.0%UnchangedHistory
LMTLockheed Martin CorpStock1,618$945.8K0.4%−45−2.7%ReducedHistory
MCHBMechanics BancorpCL A59,500$937.7K0.4%−500−0.8%ReducedHistory
ELSEElectro Sensors IncCOM239,179$933.0K0.4%00.0%UnchangedHistory
AIVApartment Investment & Management CoCL A99,800$902.2K0.4%−2,500−2.4%ReducedHistory
DITAmcon Distributing CoCOM NEW6,002$870.0K0.4%−80−1.3%ReducedHistory
NRIMNorthrim Bancorp IncCOM12,167$866.5K0.4%−200−1.6%ReducedHistory
DHRDanaher CorpStock3,047$847.1K0.4%00.0%UnchangedHistory
PGProcter & Gamble CoStock4,789$829.5K0.4%−586−10.9%ReducedHistory
SMBKSmartfinancial Inc.COM NEW28,431$828.5K0.4%00.0%UnchangedHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF9,383$823.8K0.4%00.0%Unchanged–
GILDGilead Sciences, Inc.Stock9,788$820.6K0.4%−452−4.4%ReducedHistory
DLRDigital Realty Trust, Inc.COM5,065$819.7K0.4%−177−3.4%ReducedHistory
BACBank of America CorpStock20,244$803.3K0.4%+105+0.5%AddedHistory
BABoeing CoStock5,180$787.6K0.4%−197−3.7%ReducedHistory
OKEONEOK IncCOM8,621$785.6K0.4%−47−0.5%ReducedHistory
MPVBarings Participation InvestorsSH BEN INT45,747$775.0K0.4%+370+0.8%AddedHistory
DUKDuke Energy CORPStock6,555$755.8K0.4%−181−2.7%ReducedHistory
iShares Tr46428743220 YR TR BD ETF7,592$744.8K0.3%+148+2.0%Added–
Vanguard Morningstar Value ETF922908744ETF4,231$738.7K0.3%+182+4.5%Added–
WMWaste Management IncStock3,548$736.6K0.3%00.0%UnchangedHistory
MRKMerck & Co., Inc.Stock6,432$730.4K0.3%−1,343−17.3%ReducedHistory
QCOMQualcomm IncStock4,261$724.5K0.3%−197−4.4%ReducedHistory
ENBEnbridge IncStock17,752$720.9K0.3%+87+0.5%AddedHistory
CLXClorox CoStock4,323$704.3K0.3%−76−1.7%ReducedHistory
PIMCO ETF Tr72201R718ENHNCD LW DUR AC7,338$704.2K0.3%+178+2.5%Added–
HSYHershey CoCOM3,633$696.7K0.3%+2,691+285.7%AddedHistory
BRK.ABerkshire Hathaway IncCL A1$691.2K0.3%00.0%UnchangedHistory
FSBWFS Bancorp, Inc.COM15,468$688.2K0.3%00.0%UnchangedHistory
KOCoca Cola CoStock9,190$660.4K0.3%−200−2.1%ReducedHistory
INTGIntergroup CorpCOM42,468$655.5K0.3%−1,283−2.9%ReducedHistory
LGLLGL Group IncCOM106,491$652.8K0.3%00.0%UnchangedHistory
WMTWalmart Inc.Stock8,032$648.6K0.3%−122−1.5%ReducedHistory
IMKTAIngles Markets IncCL A8,685$647.9K0.3%−1,558−15.2%ReducedHistory
SBUXStarbucks CorpStock6,473$631.1K0.3%−326−4.8%ReducedHistory
GOOGAlphabet Inc.Stock3,721$622.2K0.3%−242−6.1%ReducedHistory
WMBWilliams Companies, Inc.COM13,517$617.1K0.3%−510−3.6%ReducedHistory
Vanguard Energy ETF92204A306ETF5,000$612.4K0.3%00.0%Unchanged–
UNHUnitedHealth Group IncStock1,045$611.0K0.3%−16−1.5%ReducedHistory
CETCentral Securities CorpCOM13,050$598.2K0.3%00.0%UnchangedHistory
ONBOld National BancorpStock32,012$597.3K0.3%00.0%UnchangedHistory
WLYBJohn Wiley & Sons, Inc.CL B12,134$586.1K0.3%00.0%UnchangedHistory
MMM3M CoStock4,231$578.3K0.3%−369−8.0%ReducedHistory

Sold out since Q2 2024 (36)

Positions held at the end of Q2 2024 that are gone from this filing.

Positions of Caldwell Sutter Capital, Inc. sold out since Q2 2024
SecurityClassShares in Q2 2024Value in Q2 2024% of portfolio in Q2 2024History
NWLINational Western Life Group, Inc.CL A1,933$960.6K0.5%History
LRCXLam Research CorpCOM242$257.7K0.1%History
CLColgate Palmolive CoStock2,251$218.4K0.1%History
BLKBlackRock, Inc.COM222$174.8K0.1%History
WRKWestRock CoCOM1,443$72.5K<0.1%History
CALBCalifornia BanCorpCOM3,256$70.0K<0.1%History
HEHawaiian Electric Industries IncCOM5,900$53.2K<0.1%History
PDIPIMCO Dynamic Income FundSHS1,489$28.0K<0.1%History
iShares Tr46436E7180-3 MTH TREASURY250$25.2K<0.1%–
JFRNuveen Floating Rate Income FundCOM2,808$24.3K<0.1%History
First Tr Exchng Traded FD VI33740F276FT ENER INCO ETF984$18.3K<0.1%–
BXBlackstone Inc.COM100$12.4K<0.1%History
ZMZoom Communications, Inc.Stock50$2.96K<0.1%History
iShares S&P 100 ETF464287101ETF8$2.11K<0.1%–
iShares Tr464287721U.S. TECH ETF13$1.96K<0.1%–
Sunpower Corp867652406COM600$1.78K<0.1%–
iShares MSCI USA Quality Factor ETF46432F339ETF10$1.71K<0.1%–
WENWendy's CoStock100$1.70K<0.1%History
GOODGladstone Commercial CorpCOM117$1.67K<0.1%History
NXG Nextgen Infrastr Incm FD231647132RIGHT 07/17/20242,769$1.52K<0.1%–
CMCanadian Imperial Bank of CommerceCOM29$1.38K<0.1%History
iShares Tr464287515EXPANDED TECH15$1.30K<0.1%–
INGNInogen IncCOM155$1.26K<0.1%History
iShares Inc464286707MSCI FRANCE ETF21$793<0.1%–
ASTRAstra Space, Inc.CL A NEW1,356$682<0.1%History
Global X FDS37954Y673US INFR DEV ETF17$629<0.1%–
SPDR Series Trust78464A789ST STR SP INS11$548<0.1%–
iShares Tr464287192US TRSPRTION8$523<0.1%–
MEHCQChrome Holding Co.CLASS A COM500$196<0.1%History
LLLL Flooring Holdings, Inc.COM5$7<0.1%History
SIRISirius XM Holdings Inc.COM1$3<0.1%History
BCLIBrainstorm Cell Therapeutics Inc.COM NEW157,009$00.0%History
Ecotality Inc Com New27922Y202Equities4,000$00.0%–
MACKMerrimack Pharmaceuticals IncCOM NEW7,458$00.0%History
Ardagh Group S AL0223L101CL A64$00.0%–
ACGNAceragen, Inc.COM294$00.0%History