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Livermore
Livermore
ZHEN

Commonwealth Equity Services, LLC

SEC CIK
0000312272
Latest filing
Jul 29, 2026

Holdings in Q3 2024

Holdings as of Sep 30, 2024, filed Oct 18, 2024. Long positions only; changes compare share counts with Q2 2024.

Institution overview
Positions
4,055
+22 vs. Q2 2024
Portfolio value
$66.0B
+$2.80B (+4.4%) vs. Q2 2024
Filed
Oct 18, 2024
SEC
Holdings of Commonwealth Equity Services, LLC in Q3 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
LUNALuna Innovations IncCOM16,592$39.0K<0.1%00.0%UnchangedHistory
BBBLACKBERRY LtdCOM15,130$40.0K<0.1%−2,324−13.3%ReducedHistory
INTSIntensity Therapeutics, Inc.COM10,414$40.0K<0.1%00.0%UnchangedHistory
BRLTBrilliant Earth Group, Inc.CL A COM19,390$41.0K<0.1%−2,975−13.3%ReducedHistory
WRAPWrap Technologies, Inc.COM27,966$42.0K<0.1%−150−0.5%ReducedHistory
CGTXCognition Therapeutics IncCOM90,665$42.0K<0.1%00.0%UnchangedHistory
MGFAberdeen Government Markets Income FundSH BEN INT12,626$42.0K<0.1%−82−0.6%ReducedHistory
LCTXLineage Cell Therapeutics, Inc.COM48,261$44.0K<0.1%+500+1.0%AddedHistory
LPTHLightpath Technologies IncCOM CL A32,500$45.0K<0.1%00.0%UnchangedHistory
BBAIBigBear.ai Holdings, Inc.COM31,222$46.0K<0.1%00.0%UnchangedHistory
Bitfarms Ltd Com09173B107Stock21,786$46.0K<0.1%+2,934+15.6%Added–
NFGCNew Found Gold Corp.COM18,130$46.0K<0.1%00.0%UnchangedHistory
GRABGrab Holdings LtdCLASS A ORD12,294$47.0K<0.1%−9,919−44.7%ReducedHistory
CRDFCardiff Oncology, Inc.COM17,655$47.0K<0.1%+17,655NewHistory
FLNTFluent, Inc.COM NEW12,712$47.0K<0.1%00.0%UnchangedHistory
Advisorshares Tr00768Y495PURE CANNABIS14,576$48.0K<0.1%−4,054−21.8%Reduced–
PSNYPolestar Automotive Holding UK PLCADS A27,672$48.0K<0.1%+1,364+5.2%AddedHistory
UMACUnusual Machines, Inc.Stock32,562$49.0K<0.1%+32,562NewHistory
RZLTRezolute, Inc.COM NEW10,058$49.0K<0.1%00.0%UnchangedHistory
LNAILunai Bioworks Inc.COM101,573$49.0K<0.1%00.0%UnchangedHistory
PETSPetmed Express IncCOM13,952$51.0K<0.1%−2,715−16.3%ReducedHistory
PLXProtalix BioTherapeutics, Inc.COM50,000$51.0K<0.1%−100−0.2%ReducedHistory
CVVCVD Equipment CorpCOM15,840$52.0K<0.1%−1,500−8.7%ReducedHistory
ONCYOncolytics Biotech IncCOM NEW61,114$53.0K<0.1%−2,000−3.2%ReducedHistory
HOUSAnywhere Real Estate Inc.COM10,394$53.0K<0.1%+10,394NewHistory
TELLTellurian Inc.COM54,670$53.0K<0.1%−311,350−85.1%ReducedHistory
EVLVEvolv Technologies Holdings, Inc.COM CL A13,229$54.0K<0.1%−16,994−56.2%ReducedHistory
TELFYTelefonica S ASPONSORED ADR11,130$54.0K<0.1%−2,173−16.3%ReducedHistory
MTTRMatterport, Inc.COM CL A12,021$54.0K<0.1%−4,820−28.6%ReducedHistory
VVOSVivos Therapeutics, Inc.COM NEW21,000$55.0K<0.1%+5,000+31.3%AddedHistory
ATOSAtossa Therapeutics, Inc.COM36,023$55.0K<0.1%+10,000+38.4%AddedHistory
WEATTeucrium Commodity TrustWHEAT FD10,535$55.0K<0.1%+100+1.0%AddedHistory
TSHATaysha Gene Therapies, Inc.COM SHS28,069$56.0K<0.1%+800+2.9%AddedHistory
PGENPrecigen, Inc.COM60,642$57.0K<0.1%−1,225−2.0%ReducedHistory
CINGCingulate Inc.COM11,276$57.0K<0.1%+11,276NewHistory
DAREDare Bioscience, Inc.COM NEW17,486$57.0K<0.1%+13,659+356.9%AddedConverted for a 1-for-12 splitHistory
VFFVillage Farms International, Inc.COM61,145$57.0K<0.1%−5,364−8.1%ReducedHistory
VGZVista Gold CorpCOM NEW75,000$58.0K<0.1%−270−0.4%ReducedHistory
ASGLiberty All Star Growth Fund Inc.COM10,322$58.0K<0.1%+6+0.1%AddedHistory
SGMOQSangamo Therapeutics, IncCOM68,148$59.0K<0.1%+8,400+14.1%AddedHistory
PYXSPyxis Oncology, Inc.COMMON STOCK16,250$60.0K<0.1%00.0%UnchangedHistory
DISH Network CORP25470MAB5NOTE 3.375% 8/175,000$60.0K<0.1%00.0%Unchanged–
TMCTMC the metals Co Inc.COM58,291$62.0K<0.1%−8,600−12.9%ReducedHistory
GRWGGrowGeneration Corp.COM29,723$63.0K<0.1%−970−3.2%ReducedHistory
CTMXCytomX Therapeutics, Inc.COM54,243$64.0K<0.1%00.0%UnchangedHistory
EGANEGAIN CorpCOM NEW12,655$65.0K<0.1%+1,000+8.6%AddedHistory
EDITEditas Medicine, Inc.COM19,643$67.0K<0.1%−4,837−19.8%ReducedHistory
FIGSFIGS, Inc.CL A10,362$71.0K<0.1%+10,362NewHistory
HYLNHyliion Holdings Corp.COMMON STOCK28,917$72.0K<0.1%+10,876+60.3%AddedHistory
GPGreenpower Motor Co Inc.COM NEW52,723$72.0K<0.1%+2,600+5.2%AddedHistory
INDOIndonesia Energy Corp LtdORD SHS31,000$73.0K<0.1%00.0%UnchangedHistory
Affimed N VN01045207ORDINARY SHS NEW21,753$73.0K<0.1%+163+0.8%Added–
SLDPSolid Power, Inc.CLASS A COM54,475$74.0K<0.1%+8,250+17.8%AddedHistory
IVAInventiva S.A.ADS39,735$74.0K<0.1%+420+1.1%AddedHistory
RDWRedwire CorpStock11,247$77.0K<0.1%+11,247NewHistory
IBRXImmunityBio, Inc.COM20,575$77.0K<0.1%+2,400+13.2%AddedHistory
CIKUBS Asset Management Income Fund, Inc.COM25,025$77.0K<0.1%−294−1.2%ReducedHistory
AURAurora Innovation, Inc.CLASS A COM12,979$77.0K<0.1%−14,487−52.7%ReducedHistory
SVCService Properties TrustCOM SH BEN INT16,825$77.0K<0.1%+112+0.7%AddedHistory
DNMRDanimer Scientific, Inc.COM CL A168,775$77.0K<0.1%−100−0.1%ReducedHistory
INFNInfinera CorpCOM11,417$77.0K<0.1%−583−4.9%ReducedHistory
Lithium Americas Argentina Cor Com Shs53681K100Stock24,048$78.0K<0.1%−10,652−30.7%Reduced–
QRHCQuest Resource Holding CorpCOM NEW10,000$80.0K<0.1%00.0%UnchangedHistory
HIMXHimax Technologies, Inc.SPONSORED ADR14,673$81.0K<0.1%+3,248+28.4%AddedHistory
PRPLPurple Innovation, Inc.COM83,222$82.0K<0.1%00.0%UnchangedHistory
SIGASiga Technologies IncCOM12,407$84.0K<0.1%+10.0%AddedHistory
FSMFortuna Mining Corp.Stock18,456$85.0K<0.1%−31,365−63.0%ReducedHistory
LWLGLightwave Logic, Inc.COM30,810$85.0K<0.1%00.0%UnchangedHistory
COMPCompass, Inc.CL A14,060$86.0K<0.1%00.0%UnchangedHistory
AMCXAMC Global Media Inc.CL A10,063$87.0K<0.1%−3,012−23.0%ReducedHistory
NRONeuberger Real Estate Securities Income Fund IncCOM21,130$87.0K<0.1%−1,632−7.2%ReducedHistory
FBIOFortress Biotech, Inc.COM NEW61,497$89.0K<0.1%−204−0.3%ReducedHistory
SNDLSNDL Inc.COM43,167$89.0K<0.1%−1,328−3.0%ReducedHistory
BTXBlackRock Technology & Private Equity Term TrustSHS BEN INT11,890$90.0K<0.1%−2,320−16.3%ReducedHistory
EGYVaalco Energy IncCOM NEW15,938$91.0K<0.1%−931−5.5%ReducedHistory
WNEBWestern New England Bancorp, Inc.COM10,697$91.0K<0.1%+23+0.2%AddedHistory
MGRMMonogram Technologies Inc.COM34,262$91.0K<0.1%+15,258+80.3%AddedHistory
UNITUniti Group Inc.COM16,381$92.0K<0.1%−5,235−24.2%ReducedHistory
SABASaba Capital Income & Opportunities Fund IICOM NEW10,878$93.0K<0.1%+814+8.1%AddedHistory
HTZHertz Global Holdings, IncCOM NEW28,289$93.0K<0.1%+3,213+12.8%AddedHistory
EOSEEos Energy Enterprises, Inc.COM CL A31,520$94.0K<0.1%+7,150+29.3%AddedHistory
CODACoda Octopus Group, Inc.COM NEW13,100$95.0K<0.1%+2,000+18.0%AddedHistory
LACLithium Americas Corp.Stock35,460$96.0K<0.1%−6,379−15.2%ReducedHistory
VIAVViavi Solutions Inc.COM10,695$96.0K<0.1%−1,037−8.8%ReducedHistory
TDAYUSA TODAY Co., Inc.COM17,041$96.0K<0.1%+113+0.7%AddedHistory
NNNextnav Inc.COMMON STOCK12,891$97.0K<0.1%+12,891NewHistory
HYBNew America High Income Fund IncCOM NEW11,617$97.0K<0.1%−186−1.6%ReducedHistory
ACREAres Commercial Real Estate CorpCOM14,106$99.0K<0.1%−1,234−8.0%ReducedHistory
BRCCBRC Inc.COM CL A28,999$99.0K<0.1%−300−1.0%ReducedHistory
DLOdLocal LtdCLASS A COM12,398$99.0K<0.1%−1,102−8.2%ReducedHistory
SLIStandard Lithium Ltd.COM62,750$101.0K<0.1%−1,333−2.1%ReducedHistory
LRMRLarimar Therapeutics, Inc.COM15,348$101.0K<0.1%+15,348NewHistory
Sandstorm Gold Ltd Com New80013R206Stock16,919$102.0K<0.1%−8,944−34.6%Reduced–
ALTGAlta Equipment Group Inc.COMMON STOCK15,100$102.0K<0.1%+30.0%AddedHistory
NAKNorthern Dynasty Minerals LtdCOM NEW308,729$102.0K<0.1%+131,621+74.3%AddedHistory
PLLPiedmont Lithium Inc.Stock11,844$106.0K<0.1%+11,844NewHistory
CHGGChegg, IncCOM60,149$106.0K<0.1%+21,491+55.6%AddedHistory
SENSSenseonics Holdings, Inc.COM302,872$106.0K<0.1%+12,800+4.4%AddedHistory
EODAllspring Global Dividend Opportunity FundCOM21,281$107.0K<0.1%−799−3.6%ReducedHistory
CMRCCommerce.com, Inc.COM SER 118,236$107.0K<0.1%−60−0.3%ReducedHistory

Sold out since Q2 2024 (183)

Positions held at the end of Q2 2024 that are gone from this filing.

The largest 100 of 183 by value last quarter.

Positions of Commonwealth Equity Services, LLC sold out since Q2 2024
SecurityClassShares in Q2 2024Value in Q2 2024% of portfolio in Q2 2024History
Innovator ETFs Tr45782C243INVTOR 2 PLS 5878,197$17.4M<0.1%–
UUPInvesco DB US Dollar Index Bullish FundBULLISH FD319,548$9.31M<0.1%History
ESTCElastic N.V.ORD SHS71,016$8.09M<0.1%History
First Tr Exchange Traded FD33741L108DORSY WR MOMNT206,860$6.26M<0.1%–
LOGILogitech International S.A.SHS47,079$4.56M<0.1%History
VanEck Vectors ETF Tr92189F148LONG TREND ETF91,491$4.22M<0.1%–
WRKWestRock CoCOM72,706$3.65M<0.1%History
SIRISirius XM Holdings Inc.COM895,927$2.54M<0.1%History
ARHSArhaus, Inc.COM CL A147,862$2.50M<0.1%History
DBX ETF Tr233051507XTRACK MSCI JAPN30,937$2.34M<0.1%–
EQCEQC Liquidating TrustCOM SH BEN INT116,281$2.26M<0.1%History
Tidal ETF Tr886364850LEATHERBACK LNG79,598$2.05M<0.1%–
RILYBRC Group Holdings, Inc.COM116,156$2.05M<0.1%History
CATCCambridge BancorpCOM23,063$1.59M<0.1%History
Northern LTS FD Tr III66538R748HCM DEFND 10022,963$1.41M<0.1%–
KFKorea Fund IncCOM NEW58,508$1.41M<0.1%History
Flagstar Bank, National Association649445103COM405,204$1.30M<0.1%–
ALGAlamo Group IncCOM7,519$1.30M<0.1%History
Hartford Multifactor Emerging Markets ETF518416201ETF43,393$1.05M<0.1%–
iShares Tr46435U796SYSTEMATIC BD ET11,122$955.0K<0.1%–
Liberty Media Corp531229813Stock41,285$914.0K<0.1%–
TNETTrinet Group, Inc.COM9,000$900.0K<0.1%History
AIFApollo Tactical Income Fund Inc.COM52,810$773.0K<0.1%History
WIREEncore Wire CorpCOM2,530$733.0K<0.1%History
Innovator ETFs Tr45782C235INVATR 20 PLS 936,321$731.0K<0.1%–
TDWTidewater IncCOM7,179$684.0K<0.1%History
BILLBILL Holdings, Inc.Stock12,839$676.0K<0.1%History
SIXSix Flags Entertainment CorpCOM19,949$661.0K<0.1%History
VanEck ETF Trust92189H748CLO ETF10,285$544.0K<0.1%–
iShares U S ETF Tr46431W564COMMODITY CURVE25,038$543.0K<0.1%–
PRKPark National CorpCOM3,505$499.0K<0.1%History
Pacer FDS Tr69374H576SWAN SOS FLEX15,254$480.0K<0.1%–
Tidal Tr II88636J709VERIDIEN CLIMATE24,850$474.0K<0.1%–
Ssga Active ETF Tr78467V400GLOBL ALLO ETF10,539$456.0K<0.1%–
Invesco Actvely MNGD Etc FD46090F209ELC VEH MTLS CDT26,587$443.0K<0.1%–
ONITOnity Group Inc.COM NEW18,437$442.0K<0.1%History
SQSPSquarespace, Inc.CLASS A10,000$436.0K<0.1%History
First Tr High Income L/S FD33738E109COM34,591$427.0K<0.1%–
CEMClearBridge MLP & Midstream Fund Inc.COM8,905$422.0K<0.1%History
Hollysys Automation Tchngy LG45667105SHS18,504$400.0K<0.1%–
PRAProassurance CorpCOM32,346$395.0K<0.1%History
MFDMacquarie/First Trust Global Infrastr/Util Div & Inc FundCOM52,358$391.0K<0.1%History
WisdomTree Tr97717W521JAPAN OPPOR FD11,000$384.0K<0.1%–
BRF SA10552T107SPONSORED ADR92,734$377.0K<0.1%–
ETDEthan Allen Interiors IncCOM13,454$375.0K<0.1%History
AROCArchrock, Inc.COM18,463$373.0K<0.1%History
CZNCCitizens & Northern CorpCOM20,570$368.0K<0.1%History
Innovator ETFs Tr45783Y830US EQTY ACCELRTD12,564$355.0K<0.1%–
ATSGAir Transport Services Group, Inc.COM24,617$341.0K<0.1%History
BBWIBath & Body Works, Inc.COM8,659$338.0K<0.1%History
ACMRACM Research, Inc.Stock14,628$337.0K<0.1%History
Simplify Exchange Traded Fun82889N723AGGREGATE BD ETF16,183$336.0K<0.1%–
DBXDropbox, Inc.CL A14,653$329.0K<0.1%History
ESLTElbit Systems LtdStock1,820$322.0K<0.1%History
NVEENV5 Global, Inc.COM3,459$322.0K<0.1%History
Fidelity Covington Trust316092121DISRUPTORS ETF10,936$316.0K<0.1%–
UMHUmh Properties, Inc.COM19,113$306.0K<0.1%History
DBDDiebold Nixdorf, IncCOM SHS7,876$303.0K<0.1%History
iShares Inc464286343US PWR INFRA ETF11,536$300.0K<0.1%–
LANDGladstone Land CorpCOM21,859$299.0K<0.1%History
SLMSLM CorpCOM14,316$298.0K<0.1%History
SYNASYNAPTICS IncStock3,362$297.0K<0.1%History
CLBCore Laboratories Inc.COM14,632$297.0K<0.1%History
HUYAHUYA Inc.ADS REP SHS A73,694$291.0K<0.1%History
Advisorshares Tr00768Y206DORSEY WRIGT ADR4,654$288.0K<0.1%–
WORWorthington Enterprises, Inc.COM6,058$287.0K<0.1%History
HRZNHorizon Technology Finance CorpCOM23,776$286.0K<0.1%History
CORZZCore Scientific, Inc.*W EXP 01/23/20232,336$281.0K<0.1%History
J P Morgan Exchange Traded F46641Q878BET USD HIG ETF6,117$280.0K<0.1%–
SCHLScholastic CorpCOM7,872$279.0K<0.1%History
TNKTeekay Tankers Ltd.CL A4,013$276.0K<0.1%History
Northern LTS FD Tr III66538R730HCM DEFEN 5005,528$274.0K<0.1%–
VSHVishay Intertechnology IncCOM11,972$267.0K<0.1%History
SPDR Index Shs FDS78463X194SST SPDR MSCI7,575$261.0K<0.1%–
Ea Series Trust02072L672STRIVE US SEMICO5,026$254.0K<0.1%–
Goldman Sachs ETF Tr381430388ACCESS EMNG MKTS6,253$252.0K<0.1%–
CHXChampionX CorpCOM7,522$250.0K<0.1%History
GFFGriffon CorpCOM3,815$244.0K<0.1%History
LGIHLGI Homes, Inc.COM2,702$242.0K<0.1%History
iShares Tr464288844US OIL EQ&SV ETF10,664$238.0K<0.1%–
First Tr Exchng Traded FD VI33740F789MLT MNGD LRG GRW8,414$238.0K<0.1%–
Principal Exchange Traded FD74255Y821PRNC INVT GRAD11,453$234.0K<0.1%–
SRCE1st Source CorpCOM4,368$234.0K<0.1%History
MHFWestern Asset Municipal High Income Fund Inc.COM34,417$233.0K<0.1%History
DHILDiamond Hill Investment Group IncCOM NEW1,654$233.0K<0.1%History
UNFUnifirst CorpCOM1,335$229.0K<0.1%History
J P Morgan Exchange Traded F46641Q241BETABUILDERS US5,028$228.0K<0.1%–
MLMoneylion Inc.COMM STK3,083$227.0K<0.1%History
GLBEGlobal-E Online Ltd.SHS6,225$226.0K<0.1%History
Ea Series Trust02072L599STRI 1000 VA ETF7,846$221.0K<0.1%–
GHGuardant Health, Inc.COM7,652$221.0K<0.1%History
QLYSQualys, Inc.COM1,511$215.0K<0.1%History
Franklin Templeton ETF Tr35473P520GENOMIC ADV ETF6,677$212.0K<0.1%–
AIRAar CorpStock2,904$211.0K<0.1%History
Fidelity Covington Trust316092162DISRU COMMU ETF5,938$210.0K<0.1%–
GAPGap IncCOM8,768$209.0K<0.1%History
LSCCLattice Semiconductor CorpCOM3,599$209.0K<0.1%History
Alps Clean Energy ETF00162Q460ETF7,384$208.0K<0.1%–
FNCBFNCB Bancorp, Inc.COM30,517$206.0K<0.1%History
NOGNorthern Oil & Gas, Inc.COM5,511$205.0K<0.1%History