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Livermore
Livermore
ZHEN

Commonwealth Equity Services, LLC

SEC CIK
0000312272
Latest filing
Jul 29, 2026

Holdings in Q3 2024

Holdings as of Sep 30, 2024, filed Oct 18, 2024. Long positions only; changes compare share counts with Q2 2024.

Institution overview
Positions
4,055
+22 vs. Q2 2024
Portfolio value
$66.0B
+$2.80B (+4.4%) vs. Q2 2024
Filed
Oct 18, 2024
SEC
Holdings of Commonwealth Equity Services, LLC in Q3 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
SQFTWPresidio Property Trust, Inc.*W EXP 01/24/20212,277$00.0%00.0%UnchangedHistory
Western Asset GBL High Inc F95766B117RIGHT 10/08/202425,740$00.0%+25,740New–
Inspirato Inc45791E115EQUITY WRT30,000$1.00K<0.1%00.0%Unchanged–
APLMApollomics Inc.CL A SHS20,000$3.00K<0.1%00.0%UnchangedHistory
ZPTAZapata Quantum, Inc.COM10,000$3.00K<0.1%+10,000NewHistory
OPTTOcean Power Technologies, Inc.COM NEW23,400$4.00K<0.1%−1,605−6.4%ReducedHistory
AQMSAqua Metals, Inc.COM21,397$4.00K<0.1%00.0%UnchangedHistory
Advent Conv & Income FD00764C117RIGHT 10/17/2024178,357$4.00K<0.1%+178,357New–
EDVAEndovia Health Sciences, Inc.COM NEW21,000$5.00K<0.1%+21,000NewHistory
ICCTiCoreConnect Inc.COM15,334$5.00K<0.1%00.0%UnchangedHistory
cbdMD, Inc.12482W200COM10,000$6.00K<0.1%00.0%Unchanged–
MOVECorvex, Inc.COM17,000$6.00K<0.1%−1,000−5.6%ReducedHistory
TRXTRX GOLD CorpCOM16,000$6.00K<0.1%−600−3.6%ReducedHistory
WLDSWearable Devices Ltd.ORDINARY SHS26,200$6.00K<0.1%+26,200NewHistory
QUBTQuantum Computing Inc.COM11,150$7.00K<0.1%−6,200−35.7%ReducedHistory
CUTRCutera IncCOM10,450$8.00K<0.1%00.0%UnchangedHistory
MVSTMicrovast Holdings, Inc.COM36,219$9.00K<0.1%+4,865+15.5%AddedHistory
TOMZTOMI Environmental Solutions, Inc.COM NEW11,050$9.00K<0.1%+11,050NewHistory
MEHCQChrome Holding Co.CLASS A COM24,926$9.00K<0.1%−1,785−6.7%ReducedHistory
Haemonetics Corp Mass405024AB6NOTE 3/010,000$9.00K<0.1%+10,000New–
SOARVolato Group, Inc.CL A COM22,066$9.00K<0.1%00.0%UnchangedHistory
TAOPTaoping Inc.SHS NEW12,000$9.00K<0.1%00.0%UnchangedHistory
WKHSWorkhorse Group Inc.COM SHS10,419$9.00K<0.1%+10,419NewHistory
RGTIRigetti Computing, Inc.COMMON STOCK12,975$10.0K<0.1%+1,000+8.4%AddedHistory
BLUEbluebird bio, Inc.COM19,326$10.0K<0.1%−9,171−32.2%ReducedHistory
Pennymac Corp70932AAD5NOTE 5.500%11/010,000$10.0K<0.1%00.0%Unchanged–
SQFTPresidio Property Trust, Inc.COM CL A13,728$10.0K<0.1%00.0%UnchangedHistory
STEMStem, Inc.CL A29,238$10.0K<0.1%−39,318−57.4%ReducedHistory
MCRBSeres Therapeutics, Inc.COM11,098$11.0K<0.1%−270−2.4%ReducedHistory
FRZAForza X1, Inc.COM33,300$11.0K<0.1%00.0%UnchangedHistory
GOEVCanoo Inc.CL A COM NEW11,438$11.0K<0.1%+11,438NewHistory
ADAPYAdaptimmune Therapeutics PLCSPONDS ADR13,433$13.0K<0.1%−6,762−33.5%ReducedHistory
CLSDClearside Biomedical, Inc.COM10,000$13.0K<0.1%00.0%UnchangedHistory
KZIAKazia Therapeutics LtdSPONSORED ADR30,500$13.0K<0.1%+30,500NewHistory
VXRTVaxart, Inc.COM NEW16,451$14.0K<0.1%−170−1.0%ReducedHistory
XAGELongevity Health Holdings, Inc.Equity33,979$14.0K<0.1%+33,979NewHistory
AIREreAlpha Tech Corp.COM10,800$14.0K<0.1%00.0%UnchangedHistory
ONDSOndas Inc.COM NEW19,235$15.0K<0.1%−30,450−61.3%ReducedHistory
IRDOpus Genetics, Inc.COM11,739$15.0K<0.1%+11,739NewHistory
EPOWE-Power Inc.SHS14,114$15.0K<0.1%−134−0.9%ReducedHistory
JAGXJaguar Health, Inc.COM NEW10,845$15.0K<0.1%00.0%UnchangedHistory
UAMYUnited States Antimony CorpCOM20,430$16.0K<0.1%00.0%UnchangedHistory
BTAIQBioXcel Therapeutics, Inc.COM25,600$16.0K<0.1%+200+0.8%AddedHistory
NRSNNeuroSense Therapeutics Ltd.ORDINARY SHARES12,625$16.0K<0.1%+12,625NewHistory
SRIVARU Holding LtdG8403L102ORD SHS200,000$16.0K<0.1%00.0%Unchanged–
JOBGEE Group Inc.COM66,200$17.0K<0.1%00.0%UnchangedHistory
XFORX4 Pharmaceuticals, IncCOM25,250$17.0K<0.1%+150+0.6%AddedHistory
ORGNOrigin Materials, Inc.COM11,019$17.0K<0.1%−26,200−70.4%ReducedHistory
BENFBeneficientCOM14,149$17.0K<0.1%+1,000+7.6%AddedHistory
KPTIKaryopharm Therapeutics Inc.COM22,206$18.0K<0.1%−3,000−11.9%ReducedHistory
RVPHReviva Pharmaceuticals Holdings, Inc.COM12,342$18.0K<0.1%+12,342NewHistory
RGLSRegulus Therapeutics Inc.COM11,500$18.0K<0.1%−6,500−36.1%ReducedHistory
QBTSD-Wave Quantum Inc.Stock19,047$19.0K<0.1%−24,659−56.4%ReducedHistory
ABATAmerican Battery Technology CoCOM NEW17,738$19.0K<0.1%−3,584−16.8%ReducedHistory
IGCIGC Pharma, Inc.COM NEW44,600$19.0K<0.1%+10,000+28.9%AddedHistory
MVISMicrovision, Inc.COM NEW16,527$19.0K<0.1%+4,570+38.2%AddedHistory
QSIQuantum-Si IncCOM CL A21,136$19.0K<0.1%−1,274−5.7%ReducedHistory
SLSSELLAS Life Sciences Group, Inc.COM NEW15,554$19.0K<0.1%00.0%UnchangedHistory
CVMCel Sci CorpCOM PAR NEW18,651$20.0K<0.1%−2,722−12.7%ReducedHistory
CIFMFS Intermediate High Income FundSH BEN INT11,099$20.0K<0.1%+82+0.7%AddedHistory
OGIOrganigram Global Inc.Stock10,902$20.0K<0.1%−2,542−18.9%ReducedHistory
DNNDenison Mines Corp.COM11,464$21.0K<0.1%+687+6.4%AddedHistory
EQEquillium, Inc.COM25,000$21.0K<0.1%00.0%UnchangedHistory
VUZIVuzix CorpCOM NEW17,850$21.0K<0.1%−5,000−21.9%ReducedHistory
NBNiocorp Developments LtdCOM NEW10,174$22.0K<0.1%−954−8.6%ReducedHistory
MRNSMarinus Pharmaceuticals, Inc.COM NEW12,618$22.0K<0.1%+985+8.5%AddedHistory
QVCGAOld QVC Group, Inc.COM SER A40,142$24.0K<0.1%−27,321−40.5%ReducedHistory
ZOMDFZomedica Corp.COM178,410$24.0K<0.1%−650−0.4%ReducedHistory
i3 Verticals, Inc.44933TAB2NOTE 1.000% 2/125,000$24.0K<0.1%00.0%Unchanged–
TET1 Energy Inc.COM NEW26,275$25.0K<0.1%+100+0.4%AddedHistory
AMLIFAmerican Lithium Corp.COM46,757$26.0K<0.1%+2,750+6.2%AddedHistory
AKBAAkebia Therapeutics, Inc.COM20,736$27.0K<0.1%00.0%UnchangedHistory
OTLYOatly Group ABSPONSORED ADS31,826$27.0K<0.1%+700+2.2%AddedHistory
PBYIPuma Biotechnology, Inc.COM10,790$28.0K<0.1%00.0%UnchangedHistory
ALXOAlx Oncology Holdings IncCOM15,840$29.0K<0.1%+15,840NewHistory
WWRWestwater Resources, Inc.COM NEW56,000$29.0K<0.1%00.0%UnchangedHistory
CNTBConnect Biopharma Holdings LtdADS20,000$29.0K<0.1%00.0%UnchangedHistory
Emx Rty Corp26873J107COM16,019$29.0K<0.1%00.0%Unchanged–
WTIW&T Offshore IncCOM13,781$30.0K<0.1%+20.0%AddedHistory
DDD3D Systems CorpCOM NEW10,835$31.0K<0.1%+85+0.8%AddedHistory
TGBTrekor Metals LtdCOM12,219$31.0K<0.1%−5,345−30.4%ReducedHistory
ESPREsperion Therapeutics, Inc.COM19,237$32.0K<0.1%00.0%UnchangedHistory
IAUXi-80 Gold Corp.COM27,715$32.0K<0.1%+2,270+8.9%AddedHistory
GNLXGENELUX CorpCOM13,567$32.0K<0.1%+455+3.5%AddedHistory
PRPHProPhase Labs, Inc.COM13,362$32.0K<0.1%00.0%UnchangedHistory
UROYUranium Royalty Corp.COM13,149$32.0K<0.1%00.0%UnchangedHistory
DYAIDyadic International IncCOM32,164$33.0K<0.1%+1,000+3.2%AddedHistory
BARKBark, Inc.COM20,151$33.0K<0.1%00.0%UnchangedHistory
OKUROnKure Therapeutics, Inc.COM19,347$33.0K<0.1%00.0%UnchangedHistory
GOSSGossamer Bio, Inc.COM34,471$34.0K<0.1%+3,300+10.6%AddedHistory
YARWYarrow Bioscience, Inc.COM18,298$34.0K<0.1%+18,298NewHistory
AXTIAxt IncCOM14,100$34.0K<0.1%−100−0.7%ReducedHistory
ATAIAtai Beckley N.V.SHS29,157$34.0K<0.1%−1,018−3.4%ReducedHistory
UBXUnity Biotechnology, Inc.COM24,112$35.0K<0.1%−500−2.0%ReducedHistory
TARAProtara Therapeutics, Inc.COM STK19,428$36.0K<0.1%00.0%UnchangedHistory
FCELFuelcell Energy IncCOM93,864$36.0K<0.1%−13,591−12.6%ReducedHistory
Gabelli Util Tr36240A184RIGHT 10/21/20241,335,245$37.0K<0.1%+1,335,245New–
TELATELA Bio, Inc.COM14,886$38.0K<0.1%00.0%UnchangedHistory
BCABBioAtla, Inc.COM21,800$38.0K<0.1%00.0%UnchangedHistory
IMMXImmix Biopharma, Inc.COM26,080$39.0K<0.1%00.0%UnchangedHistory

Sold out since Q2 2024 (183)

Positions held at the end of Q2 2024 that are gone from this filing.

The largest 100 of 183 by value last quarter.

Positions of Commonwealth Equity Services, LLC sold out since Q2 2024
SecurityClassShares in Q2 2024Value in Q2 2024% of portfolio in Q2 2024History
Innovator ETFs Tr45782C243INVTOR 2 PLS 5878,197$17.4M<0.1%–
UUPInvesco DB US Dollar Index Bullish FundBULLISH FD319,548$9.31M<0.1%History
ESTCElastic N.V.ORD SHS71,016$8.09M<0.1%History
First Tr Exchange Traded FD33741L108DORSY WR MOMNT206,860$6.26M<0.1%–
LOGILogitech International S.A.SHS47,079$4.56M<0.1%History
VanEck Vectors ETF Tr92189F148LONG TREND ETF91,491$4.22M<0.1%–
WRKWestRock CoCOM72,706$3.65M<0.1%History
SIRISirius XM Holdings Inc.COM895,927$2.54M<0.1%History
ARHSArhaus, Inc.COM CL A147,862$2.50M<0.1%History
DBX ETF Tr233051507XTRACK MSCI JAPN30,937$2.34M<0.1%–
EQCEQC Liquidating TrustCOM SH BEN INT116,281$2.26M<0.1%History
Tidal ETF Tr886364850LEATHERBACK LNG79,598$2.05M<0.1%–
RILYBRC Group Holdings, Inc.COM116,156$2.05M<0.1%History
CATCCambridge BancorpCOM23,063$1.59M<0.1%History
Northern LTS FD Tr III66538R748HCM DEFND 10022,963$1.41M<0.1%–
KFKorea Fund IncCOM NEW58,508$1.41M<0.1%History
Flagstar Bank, National Association649445103COM405,204$1.30M<0.1%–
ALGAlamo Group IncCOM7,519$1.30M<0.1%History
Hartford Multifactor Emerging Markets ETF518416201ETF43,393$1.05M<0.1%–
iShares Tr46435U796SYSTEMATIC BD ET11,122$955.0K<0.1%–
Liberty Media Corp531229813Stock41,285$914.0K<0.1%–
TNETTrinet Group, Inc.COM9,000$900.0K<0.1%History
AIFApollo Tactical Income Fund Inc.COM52,810$773.0K<0.1%History
WIREEncore Wire CorpCOM2,530$733.0K<0.1%History
Innovator ETFs Tr45782C235INVATR 20 PLS 936,321$731.0K<0.1%–
TDWTidewater IncCOM7,179$684.0K<0.1%History
BILLBILL Holdings, Inc.Stock12,839$676.0K<0.1%History
SIXSix Flags Entertainment CorpCOM19,949$661.0K<0.1%History
VanEck ETF Trust92189H748CLO ETF10,285$544.0K<0.1%–
iShares U S ETF Tr46431W564COMMODITY CURVE25,038$543.0K<0.1%–
PRKPark National CorpCOM3,505$499.0K<0.1%History
Pacer FDS Tr69374H576SWAN SOS FLEX15,254$480.0K<0.1%–
Tidal Tr II88636J709VERIDIEN CLIMATE24,850$474.0K<0.1%–
Ssga Active ETF Tr78467V400GLOBL ALLO ETF10,539$456.0K<0.1%–
Invesco Actvely MNGD Etc FD46090F209ELC VEH MTLS CDT26,587$443.0K<0.1%–
ONITOnity Group Inc.COM NEW18,437$442.0K<0.1%History
SQSPSquarespace, Inc.CLASS A10,000$436.0K<0.1%History
First Tr High Income L/S FD33738E109COM34,591$427.0K<0.1%–
CEMClearBridge MLP & Midstream Fund Inc.COM8,905$422.0K<0.1%History
Hollysys Automation Tchngy LG45667105SHS18,504$400.0K<0.1%–
PRAProassurance CorpCOM32,346$395.0K<0.1%History
MFDMacquarie/First Trust Global Infrastr/Util Div & Inc FundCOM52,358$391.0K<0.1%History
WisdomTree Tr97717W521JAPAN OPPOR FD11,000$384.0K<0.1%–
BRF SA10552T107SPONSORED ADR92,734$377.0K<0.1%–
ETDEthan Allen Interiors IncCOM13,454$375.0K<0.1%History
AROCArchrock, Inc.COM18,463$373.0K<0.1%History
CZNCCitizens & Northern CorpCOM20,570$368.0K<0.1%History
Innovator ETFs Tr45783Y830US EQTY ACCELRTD12,564$355.0K<0.1%–
ATSGAir Transport Services Group, Inc.COM24,617$341.0K<0.1%History
BBWIBath & Body Works, Inc.COM8,659$338.0K<0.1%History
ACMRACM Research, Inc.Stock14,628$337.0K<0.1%History
Simplify Exchange Traded Fun82889N723AGGREGATE BD ETF16,183$336.0K<0.1%–
DBXDropbox, Inc.CL A14,653$329.0K<0.1%History
ESLTElbit Systems LtdStock1,820$322.0K<0.1%History
NVEENV5 Global, Inc.COM3,459$322.0K<0.1%History
Fidelity Covington Trust316092121DISRUPTORS ETF10,936$316.0K<0.1%–
UMHUmh Properties, Inc.COM19,113$306.0K<0.1%History
DBDDiebold Nixdorf, IncCOM SHS7,876$303.0K<0.1%History
iShares Inc464286343US PWR INFRA ETF11,536$300.0K<0.1%–
LANDGladstone Land CorpCOM21,859$299.0K<0.1%History
SLMSLM CorpCOM14,316$298.0K<0.1%History
SYNASYNAPTICS IncStock3,362$297.0K<0.1%History
CLBCore Laboratories Inc.COM14,632$297.0K<0.1%History
HUYAHUYA Inc.ADS REP SHS A73,694$291.0K<0.1%History
Advisorshares Tr00768Y206DORSEY WRIGT ADR4,654$288.0K<0.1%–
WORWorthington Enterprises, Inc.COM6,058$287.0K<0.1%History
HRZNHorizon Technology Finance CorpCOM23,776$286.0K<0.1%History
CORZZCore Scientific, Inc.*W EXP 01/23/20232,336$281.0K<0.1%History
J P Morgan Exchange Traded F46641Q878BET USD HIG ETF6,117$280.0K<0.1%–
SCHLScholastic CorpCOM7,872$279.0K<0.1%History
TNKTeekay Tankers Ltd.CL A4,013$276.0K<0.1%History
Northern LTS FD Tr III66538R730HCM DEFEN 5005,528$274.0K<0.1%–
VSHVishay Intertechnology IncCOM11,972$267.0K<0.1%History
SPDR Index Shs FDS78463X194SST SPDR MSCI7,575$261.0K<0.1%–
Ea Series Trust02072L672STRIVE US SEMICO5,026$254.0K<0.1%–
Goldman Sachs ETF Tr381430388ACCESS EMNG MKTS6,253$252.0K<0.1%–
CHXChampionX CorpCOM7,522$250.0K<0.1%History
GFFGriffon CorpCOM3,815$244.0K<0.1%History
LGIHLGI Homes, Inc.COM2,702$242.0K<0.1%History
iShares Tr464288844US OIL EQ&SV ETF10,664$238.0K<0.1%–
First Tr Exchng Traded FD VI33740F789MLT MNGD LRG GRW8,414$238.0K<0.1%–
Principal Exchange Traded FD74255Y821PRNC INVT GRAD11,453$234.0K<0.1%–
SRCE1st Source CorpCOM4,368$234.0K<0.1%History
MHFWestern Asset Municipal High Income Fund Inc.COM34,417$233.0K<0.1%History
DHILDiamond Hill Investment Group IncCOM NEW1,654$233.0K<0.1%History
UNFUnifirst CorpCOM1,335$229.0K<0.1%History
J P Morgan Exchange Traded F46641Q241BETABUILDERS US5,028$228.0K<0.1%–
MLMoneylion Inc.COMM STK3,083$227.0K<0.1%History
GLBEGlobal-E Online Ltd.SHS6,225$226.0K<0.1%History
Ea Series Trust02072L599STRI 1000 VA ETF7,846$221.0K<0.1%–
GHGuardant Health, Inc.COM7,652$221.0K<0.1%History
QLYSQualys, Inc.COM1,511$215.0K<0.1%History
Franklin Templeton ETF Tr35473P520GENOMIC ADV ETF6,677$212.0K<0.1%–
AIRAar CorpStock2,904$211.0K<0.1%History
Fidelity Covington Trust316092162DISRU COMMU ETF5,938$210.0K<0.1%–
GAPGap IncCOM8,768$209.0K<0.1%History
LSCCLattice Semiconductor CorpCOM3,599$209.0K<0.1%History
Alps Clean Energy ETF00162Q460ETF7,384$208.0K<0.1%–
FNCBFNCB Bancorp, Inc.COM30,517$206.0K<0.1%History
NOGNorthern Oil & Gas, Inc.COM5,511$205.0K<0.1%History