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Livermore
Livermore
ZHEN

Commonwealth Equity Services, LLC

SEC CIK
0000312272
Latest filing
Jul 29, 2026

Holdings in Q4 2022

Holdings as of Dec 31, 2022, filed Feb 7, 2023. Long positions only; changes compare share counts with Q3 2022.

Institution overview
Positions
3,701
+39 vs. Q3 2022
Portfolio value
$41.6B
+$4.33B (+11.6%) vs. Q3 2022
Filed
Feb 7, 2023
SEC
Holdings of Commonwealth Equity Services, LLC in Q4 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
DOUGDouglas Elliman Inc.COM14,374$58.0K<0.1%−5,934−29.2%ReducedHistory
AYTUAytu Biopharma, IncCOM NEW309,558$58.0K<0.1%+100,000+47.7%AddedHistory
PSNYPolestar Automotive Holding UK PLCADS A10,967$58.0K<0.1%−4,278−28.1%ReducedHistory
FUBOFuboTV Inc.COM34,245$59.0K<0.1%+8,112+31.0%AddedHistory
RSIRush Street Interactive, Inc.COM16,695$59.0K<0.1%−1,500−8.2%ReducedHistory
WRAPWrap Technologies, Inc.COM36,064$60.0K<0.1%−1,935−5.1%ReducedHistory
LINCLincoln Educational Services CorpCOM10,500$60.0K<0.1%−11,250−51.7%ReducedHistory
IQiQIYI, Inc.SPONSORED ADS11,342$60.0K<0.1%−367−3.1%ReducedHistory
ABSIAbsci CorpCOM29,500$61.0K<0.1%00.0%UnchangedHistory
ARDXArdelyx, Inc.COM21,462$61.0K<0.1%+4,362+25.5%AddedHistory
TELFYTelefonica S ASPONSORED ADR17,177$61.0K<0.1%+1,139+7.1%AddedHistory
SLDPSolid Power, Inc.CLASS A COM24,446$62.0K<0.1%−6,007−19.7%ReducedHistory
IAFAbrdn Australia Equity Fund, Inc.COM14,292$62.0K<0.1%−360−2.5%ReducedHistory
FTFFranklin Ltd Duration Income TrustCOM10,152$63.0K<0.1%+10,152NewHistory
CTOSCustom Truck One Source, Inc.COM CL A10,000$63.0K<0.1%+10,000NewHistory
ORGNOrigin Materials, Inc.COM13,851$63.0K<0.1%−894−6.1%ReducedHistory
PLBYPlayboy, Inc.COM23,466$64.0K<0.1%+1,020+4.5%AddedHistory
BKCCBlackRock Capital Investment CorpCOM17,773$64.0K<0.1%+12+0.1%AddedHistory
CIGEnergy Co of Minas GeraisSP ADR N-V PFD32,165$65.0K<0.1%+1,387+4.5%AddedHistory
UNITUniti Group Inc.COM11,863$65.0K<0.1%−6,285−34.6%ReducedHistory
Spinnaker ETF Series84858T400CANNABIS ETF25,643$66.0K<0.1%−913−3.4%Reduced–
VRMVroom, Inc.COM65,374$66.0K<0.1%−1,660−2.5%ReducedHistory
Western Digital Corp958102AP0NOTE 1.500% 2/070,000$66.0K<0.1%00.0%Unchanged–
ETF Managers Tr26924G755ETFMG US ALTER33,806$66.0K<0.1%+33,806New–
POWWOutdoor Holding CoCOM39,252$67.0K<0.1%−2,000−4.8%ReducedHistory
BNGOBionano Genomics, Inc.COM46,395$67.0K<0.1%+2,500+5.7%AddedHistory
CHSChico's Fas, Inc.COM13,698$67.0K<0.1%+2,056+17.7%AddedHistory
PLXProtalix BioTherapeutics, Inc.COM50,100$68.0K<0.1%+50,100NewHistory
HMYHarmony Gold Mining Co LtdADR20,872$70.0K<0.1%+10.0%AddedHistory
UECUranium Energy CorpCOM18,051$70.0K<0.1%00.0%UnchangedHistory
WBXWallbox N.V.SHS19,690$70.0K<0.1%+19,690NewHistory
CDECoeur Mining, Inc.COM NEW21,215$71.0K<0.1%+1,251+6.3%AddedHistory
TLSTelos CorpCOM14,055$71.0K<0.1%−265−1.9%ReducedHistory
DLTHDuluth Holdings Inc.COM CL B11,531$71.0K<0.1%00.0%UnchangedHistory
WTERAlkaline Water Co IncCOM NEW412,797$72.0K<0.1%+100,000+32.0%AddedHistory
Affimed N VN01045108COM58,816$72.0K<0.1%+2,767+4.9%Added–
EQXEquinox Gold Corp.COM22,298$73.0K<0.1%−1,546−6.5%ReducedHistory
RENTRent the Runway, Inc.COM CL A24,003$73.0K<0.1%+24,003NewHistory
VLDRVelodyne Lidar, Inc.COM102,141$75.0K<0.1%−200−0.2%ReducedHistory
TCRTAlaunos Therapeutics, Inc.COM115,744$75.0K<0.1%−12,322−9.6%ReducedHistory
PCFHigh Income Securities FundSHS BEN INT11,740$76.0K<0.1%+209+1.8%AddedHistory
YTRAYatra Online, Inc.ORD SHS31,775$76.0K<0.1%+16,250+104.7%AddedHistory
SOUNSoundhound AI, Inc.CLASS A COM43,893$77.0K<0.1%00.0%UnchangedHistory
MGNXMacrogenics IncCOM11,550$77.0K<0.1%+11,550NewHistory
OGIOrganigram Global Inc.COM96,340$77.0K<0.1%−4,894−4.8%ReducedHistory
SIGASiga Technologies IncCOM10,786$79.0K<0.1%−32−0.3%ReducedHistory
QVCGAOld QVC Group, Inc.COM SER A48,901$79.0K<0.1%+1,448+3.1%AddedHistory
MIROMiromatrix Medical Inc.COM26,669$79.0K<0.1%00.0%UnchangedHistory
SVMSilvercorp Metals IncCOM27,069$80.0K<0.1%+2,019+8.1%AddedHistory
PBIPitney Bowes IncCOM21,145$80.0K<0.1%−9,235−30.4%ReducedHistory
RKLBRocket Lab CorpCOM21,399$80.0K<0.1%+8,527+66.2%AddedHistory
EOLSEvolus, Inc.COM10,800$81.0K<0.1%00.0%UnchangedHistory
CVNACarvana Co.CL A17,173$81.0K<0.1%+17,173NewHistory
AQMSAqua Metals, Inc.COM65,197$81.0K<0.1%00.0%UnchangedHistory
ARRArmour Residential REIT, Inc.COM NEW14,605$82.0K<0.1%−22,946−61.1%ReducedHistory
CCCCC4 Therapeutics, Inc.COM STK14,198$83.0K<0.1%+305+2.2%AddedHistory
GROYGold Royalty Corp.COMMON SHARES35,810$83.0K<0.1%−675−1.9%ReducedHistory
SGMOQSangamo Therapeutics, IncCOM26,578$83.0K<0.1%+2,754+11.6%AddedHistory
MEHCQChrome Holding Co.CLASS A COM38,724$83.0K<0.1%−3,408−8.1%ReducedHistory
BBBLACKBERRY LtdCOM25,838$84.0K<0.1%−802−3.0%ReducedHistory
Ares Capital Corp04010LAW3NOTE 4.625% 3/080,000$84.0K<0.1%00.0%Unchanged–
ATAIAtai Beckley N.V.SHS31,881$84.0K<0.1%+31,881NewHistory
SMFGSumitomo Mitsui Financial Group, Inc.SPONSORED ADR10,651$85.0K<0.1%−5,019−32.0%ReducedHistory
CTMXCytomX Therapeutics, Inc.COM53,243$85.0K<0.1%+53,243NewHistory
GLVClough Global Dividend & Income FundCOM13,366$85.0K<0.1%+271+2.1%AddedHistory
PGENPrecigen, Inc.COM56,639$86.0K<0.1%+986+1.8%AddedHistory
MCNXAI Madison Equity Premium Income FundCOM11,109$86.0K<0.1%−1,743−13.6%ReducedHistory
SERASera Prognostics, Inc.CLASS A COM70,588$88.0K<0.1%−964−1.3%ReducedHistory
AROCArchrock, Inc.COM10,075$90.0K<0.1%+10,075NewHistory
EVMEaton Vance California Municipal Bond FundCOM10,428$90.0K<0.1%−12,700−54.9%ReducedHistory
Invesco High Income 2023 Tar46135X108COM11,425$91.0K<0.1%+53+0.5%Added–
SPCEVirgin Galactic Holdings, IncCOM26,231$91.0K<0.1%+102+0.4%AddedHistory
PRLDPrelude Therapeutics IncCOM15,307$92.0K<0.1%−560−3.5%ReducedHistory
ASGLiberty All Star Growth Fund Inc.COM19,024$93.0K<0.1%+3,314+21.1%AddedHistory
INDOIndonesia Energy Corp LtdORD SHS20,000$93.0K<0.1%+10,000+100.0%AddedHistory
BIVIBiovie Inc.CL A NEW12,175$94.0K<0.1%+12,175NewHistory
JOBYJoby Aviation, Inc.COMMON STOCK28,606$95.0K<0.1%+4,877+20.6%AddedHistory
HGTYHagerty, Inc.CL A COM11,408$95.0K<0.1%−2,500−18.0%ReducedHistory
BLUEbluebird bio, Inc.COM13,747$95.0K<0.1%+13,747NewHistory
INFNInfinera CorpCOM14,140$95.0K<0.1%−252−1.8%ReducedHistory
IGAVoya Global Advantage & Premium Opportunity FundCOM10,975$95.0K<0.1%+560+5.4%AddedHistory
SNFIStark Novus Financial Inc.COM CL A84,845$96.0K<0.1%+3,212+3.9%AddedHistory
VSTMVerastem, Inc.COM243,300$97.0K<0.1%−2,750−1.1%ReducedHistory
NVTAInvitae CorpCOM53,449$99.0K<0.1%−6,234−10.4%ReducedHistory
AIVApartment Investment & Management CoCL A14,175$100.0K<0.1%−98,030−87.4%ReducedHistory
RGTRoyce Global Trust, Inc.COM11,574$100.0K<0.1%−35−0.3%ReducedHistory
EODAllspring Global Dividend Opportunity FundCOM23,168$101.0K<0.1%00.0%UnchangedHistory
Safehold Inc.45031U101COM13,323$101.0K<0.1%−1,500−10.1%Reduced–
LWLGLightwave Logic, Inc.COM24,253$104.0K<0.1%+9,768+67.4%AddedHistory
Sandstorm Gold Ltd Com New80013R206Stock20,012$105.0K<0.1%+1,162+6.2%Added–
GSITGsi Technology IncCOM61,234$105.0K<0.1%−4,252−6.5%ReducedHistory
First Tr Exchng Traded FD VI33740F540SKYB CRY IND ETF32,225$106.0K<0.1%−52,081−61.8%Reduced–
ABCLAbCellera Biologics Inc.COM10,545$106.0K<0.1%−2,600−19.8%ReducedHistory
NMLNeuberger Energy Infrastructure & Income Fund Inc.COM16,049$106.0K<0.1%−484−2.9%ReducedHistory
IAGIamgold CorpCOM42,063$108.0K<0.1%+14,000+49.9%AddedHistory
HOSHornbeck Offshore Services, Inc.Stock14,886$109.0K<0.1%−783−5.0%ReducedHistory
ELMDElectromed, Inc.Stock10,417$109.0K<0.1%00.0%UnchangedHistory
STNEStoneCo Ltd.COM11,567$109.0K<0.1%−19,000−62.2%ReducedHistory
CRMDCorMedix Inc.COM25,989$109.0K<0.1%+400+1.6%AddedHistory
Eneti IncY2294C107COM10,849$109.0K<0.1%+10,849New–

Sold out since Q3 2022 (185)

Positions held at the end of Q3 2022 that are gone from this filing.

The largest 100 of 185 by value last quarter.

Positions of Commonwealth Equity Services, LLC sold out since Q3 2022
SecurityClassShares in Q3 2022Value in Q3 2022% of portfolio in Q3 2022History
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB715,550$15.2M<0.1%–
BAMBrookfield Asset Management Ltd.CL A LTD VT SH249,260$10.2M<0.1%History
iShares Tr46434VBA7IBONDS DEC22 ETF349,674$8.75M<0.1%–
TWTRTwitter, Inc.COM119,265$5.23M<0.1%History
iShares Tr46435G755IBONDS DEC2022185,494$4.80M<0.1%–
Barclays Bank PLC06742A669IPATH SHILR CAPE241,140$4.41M<0.1%–
Innovator ETFs Tr45782C243INVTOR 2 PLS 5185,329$3.78M<0.1%–
John Hancock Exchange Traded47804J602MULTIFACTOR TE44,894$2.98M<0.1%–
ProShares Tr74347B110ULTRAPRO SHORT S101,315$2.27M<0.1%–
John Hancock Exchange Traded47804J503MULTIFACTOR HE44,147$1.90M<0.1%–
Abacus FCF ETF Tr89628W302LEADERS ETF33,724$1.46M<0.1%–
iShares Tr46435U176IBONDS 22 TRM HG58,955$1.42M<0.1%–
REYNReynolds Consumer Products Inc.COM51,702$1.34M<0.1%History
UHALU-Haul Holding CoCOM2,150$1.09M<0.1%History
EFLEaton Vance Floating-Rate 2022 Target Term TrustCOM117,022$1.01M<0.1%History
DREDuke Realty CorpCOM NEW20,597$992.0K<0.1%History
ARHSArhaus, Inc.COM CL A138,411$975.0K<0.1%History
Alps ETF Tr00162Q361OSHS GBL INTER38,380$973.0K<0.1%–
Advisorshares Tr00768Y537DORSY MICR ETF32,343$924.0K<0.1%–
MNRLMNRL Sub Inc.CL A COM35,036$864.0K<0.1%History
Via Renewables, Inc.92556D106CL A COM123,203$851.0K<0.1%–
BHVNBiohaven Ltd.COM5,512$833.0K<0.1%History
John Hancock Exchange Traded47804J404MULTIFACTOR FI18,342$755.0K<0.1%–
CLRContinental Resources, IncCOM11,209$748.0K<0.1%History
EQCEQC Liquidating TrustCOM SH BEN INT28,788$701.0K<0.1%History
CTXSCitrix Systems IncCOM6,701$696.0K<0.1%History
Flexshares Tr33939L605IBOXX 5YR TRGT27,620$646.0K<0.1%–
Global X FDS37950E549GLB X SUPERDIV85,650$645.0K<0.1%–
VGIVirtus Global Multi-Sector Income FundCOM83,543$624.0K<0.1%History
H.I.G. Acquisition Corp.G44898107COM CL A56,577$567.0K<0.1%–
JKSJinkoSolar Holding Co., Ltd.SPONSORED ADR10,210$565.0K<0.1%History
iShares Tr46436E809IBONDS 22 TRM TS21,860$555.0K<0.1%–
DBX ETF Tr233051879XTRACK HRVST CSI19,147$518.0K<0.1%–
First Tr Exchng Traded FD VI33740U109TCW SECURITIZED23,800$510.0K<0.1%–
Innovator ETFs Tr45783Y871GRWT ACLRTD PLUS26,429$509.0K<0.1%–
Cambria ETF Tr132061805GBL TAIL RISK ET19,815$446.0K<0.1%–
STZConstellation Brands, Inc.CL B1,532$444.0K<0.1%History
Cambria ETF Tr132061706EMRG SHAREHLDR17,389$431.0K<0.1%–
Tenneco Inc880349105CL A VTG COM STK24,464$425.0K<0.1%–
American Centy ETF Tr025072356REAL ESTATE ETF10,892$424.0K<0.1%–
BTUPeabody Energy CorpCOM16,543$410.0K<0.1%History
John Hancock Exchange Traded47804J883MLTFACTR INDLS9,408$401.0K<0.1%–
Listed FD Tr53656F714TRUESHARES STRUC14,137$395.0K<0.1%–
RDFNRedfin CorpCOM66,120$386.0K<0.1%History
YAlleghany CorpCOM457$384.0K<0.1%History
Invesco Bulletshares 2022 HY Bd (BSJM)46138J874BULSHS 2022 HY17,471$383.0K<0.1%–
Simplify Exchange Traded Fun82889N202US EQT PLS DWNSD14,462$382.0K<0.1%–
WisdomTree Tr97717X867EM LCL DEBT FD15,458$375.0K<0.1%–
LOGILogitech International S.A.SHS7,976$366.0K<0.1%History
Invesco Exch TRD SLF Idx FD46138J551BULSHS 2022 MUNI14,094$356.0K<0.1%–
ProShares Tr74347G689ULTSHT RUSS200018,310$356.0K<0.1%–
Alpha Architect ETF Tr02072L706MERLYN AI BULL12,195$345.0K<0.1%–
PBFPBF Energy Inc.CL A9,790$344.0K<0.1%History
ProShares Ultrashort S&P 50074347G416ETF6,305$344.0K<0.1%–
iShares U S ETF Tr46431W580INFLATION HEDG13,924$336.0K<0.1%–
KOFCoca Cola Femsa SAB de CVSPONS ADS REP5,728$334.0K<0.1%History
ABMDAbiomed IncCOM1,342$329.0K<0.1%History
Franklin Templeton ETF Tr35473P595SENIOR LOAN ETF13,816$317.0K<0.1%–
John Hancock Exchange Traded47804J305MULTIFACTOR CO7,843$301.0K<0.1%–
GHGuardant Health, Inc.COM5,585$300.0K<0.1%History
ZENZendesk, Inc.COM3,934$299.0K<0.1%History
RGCORGC Resources IncCOM14,167$298.0K<0.1%History
SMTCSemtech CorpStock10,027$294.0K<0.1%History
SRLPSprague Resources LPCOM UNIT REP LTD14,643$290.0K<0.1%History
Enerplus Corp292766102COM20,391$288.0K<0.1%–
WisdomTree Tr97717Y683ENHNCD CMMDTY ST13,454$286.0K<0.1%–
Swedish Expt CR Corp870297603ROG AGRI ETN2231,166$283.0K<0.1%–
Signature BK New York N Y82669G104COM1,854$280.0K<0.1%–
FVRRFiverr International Ltd.ORD SHS9,013$275.0K<0.1%History
iShares Tr46435U796SYSTEMATIC BD ET3,329$272.0K<0.1%–
First Tr Exchange Traded FD33734X770DJ INTL INTRNT13,728$269.0K<0.1%–
CVETCovetrus, Inc.COM12,688$264.0K<0.1%History
ProShares Tr74347B201PSHS ULTSH 20YRS7,961$253.0K<0.1%–
Renaissance Cap Greenwich FD759937204IPO ETF8,838$251.0K<0.1%–
KNBEKnowBe4, Inc.CL A12,004$249.0K<0.1%History
PARPar Technology CorpCOM8,368$247.0K<0.1%History
Two Harbors Investment Corp.90187B408COM NEW73,901$245.0K<0.1%–
Amplify ETF Tr032108888BLACKSWAN GRWT9,768$242.0K<0.1%–
BEAMBeam Therapeutics Inc.COM5,070$241.0K<0.1%History
AVLRAvalara, Inc.COM2,610$239.0K<0.1%History
MYOVMyovant Sciences Ltd.COM13,353$239.0K<0.1%History
CPRICapri Holdings LtdSHS6,127$235.0K<0.1%History
Invesco Exch TRD SLF Idx FD46138J817BULSHS 2025 HY10,677$232.0K<0.1%–
VCELVericel CorpCOM9,986$231.0K<0.1%History
TGLSTecnoglass Holdings Inc.ORD SHS11,051$231.0K<0.1%History
WisdomTree Tr97717W786INTL DIV EX FINL7,574$230.0K<0.1%–
QLYSQualys, Inc.COM1,638$228.0K<0.1%History
ACIWAci Worldwide, Inc.Stock10,861$226.0K<0.1%History
PEGAPegasystems IncCOM6,914$222.0K<0.1%History
Simplify Exchange Traded Fun82889N731CONVEXITY ETF12,534$221.0K<0.1%–
UVVUniversal CorpCOM4,799$220.0K<0.1%History
SILKSilk Road Medical IncCOM4,879$219.0K<0.1%History
NPVNuveen Virginia Quality Municipal Income FundCOM17,573$217.0K<0.1%History
KRNTKornit Digital Ltd.SHS8,183$217.0K<0.1%History
Principal Exchange-Traded FD74255Y409HELTHCARE INDX6,295$216.0K<0.1%–
VRNSVaronis Systems IncCOM7,957$211.0K<0.1%History
John Hancock Exchange Traded47804J826MLTDCTR MEDIA9,155$210.0K<0.1%–
BLDQXO Insulation, LLCStock1,268$208.0K<0.1%History
Vanguard Wellington FD921935706US QUALITY2,186$208.0K<0.1%–
TRIPTripAdvisor, Inc.COM9,344$206.0K<0.1%History