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Livermore
Livermore
ZHEN

Commonwealth Equity Services, LLC

SEC CIK
0000312272
Latest filing
Jul 29, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 14, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
3,662
+1 vs. Q2 2022
Portfolio value
$37.3B
−$1.12B (−2.9%) vs. Q2 2022
Filed
Nov 14, 2022
SEC
Holdings of Commonwealth Equity Services, LLC in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
BZFDBuzzFeed, Inc.CLASS A COM15,000$23.0K<0.1%00.0%UnchangedHistory
SIDUSidus Space Inc.CLASS A COM11,000$23.0K<0.1%+1,000+10.0%AddedHistory
DNNDenison Mines Corp.COM20,939$24.0K<0.1%−4,104−16.4%ReducedHistory
ADMAAdma Biologics, Inc.COM10,110$24.0K<0.1%+10,110NewHistory
PAVMPAVmed Inc.COM28,840$24.0K<0.1%+10,500+57.3%AddedHistory
AIXCFF EAI Robotics Ecosystem Inc.COM90,510$24.0K<0.1%+3,000+3.4%AddedHistory
VLTAVolta Inc.COM CL A20,618$24.0K<0.1%+1,537+8.1%AddedHistory
AVYAAvaya Holdings Corp.COM16,299$25.0K<0.1%+16,299NewHistory
New Gold Inc Cda644535106COM29,410$25.0K<0.1%+29,410New–
AGENAgenus IncCOM NEW12,826$26.0K<0.1%+12,826NewHistory
SCORComscore, Inc.COM15,965$26.0K<0.1%00.0%UnchangedHistory
DBVTDBV Technologies S.A.SPONSORED ADR14,700$26.0K<0.1%+14,700NewHistory
HYZNHyzon Motors Inc.COMMON STOCK15,755$26.0K<0.1%−250−1.6%ReducedHistory
AURAurora Innovation, Inc.CLASS A COM12,437$27.0K<0.1%+12,437NewHistory
AQBAquabounty Technologies IncCOM NEW35,513$27.0K<0.1%00.0%UnchangedHistory
FLNTFluent, Inc.COM20,000$27.0K<0.1%+3,000+17.6%AddedHistory
TISITeam IncCOM25,768$27.0K<0.1%00.0%UnchangedHistory
VBIVVBI Vaccines Inc/BCCOM NEW39,740$28.0K<0.1%−10,160−20.4%ReducedHistory
VIEWView, Inc.COM CL A21,302$28.0K<0.1%00.0%UnchangedHistory
GANGAN LtdORD SHS12,799$28.0K<0.1%+925+7.8%AddedHistory
Emx Rty Corp26873J107COM16,019$29.0K<0.1%00.0%Unchanged–
SFTGQShift Technologies, Inc.CL A41,450$29.0K<0.1%00.0%UnchangedHistory
FGIFGI Industries Ltd.ORDINARY SHARES13,268$29.0K<0.1%−789−5.6%ReducedHistory
IAGIamgold CorpCOM28,063$30.0K<0.1%00.0%UnchangedHistory
ASMBAssembly Biosciences, Inc.COM18,648$30.0K<0.1%−7,101−27.6%ReducedHistory
BACKIMAC Holdings, Inc.COM80,000$30.0K<0.1%00.0%UnchangedHistory
SEELSeelos Therapeutics, Inc.COM29,207$30.0K<0.1%+2,300+8.5%AddedHistory
NEPTFNeptune Wellness Solutions Inc.COM NEW20,371$30.0K<0.1%−4,740−18.9%ReducedHistory
IQiQIYI, Inc.SPONSORED ADS11,709$31.0K<0.1%+200+1.7%AddedHistory
Custom Truck One23204X111COM46,500$31.0K<0.1%00.0%Unchanged–
ROIIRiskOn International, Inc.Common Stock24,213$31.0K<0.1%00.0%UnchangedHistory
VXRTVaxart, Inc.COM NEW14,475$31.0K<0.1%−1,489−9.3%ReducedHistory
ELBMElectra Battery Materials CorpCOM NEW11,469$31.0K<0.1%−58−0.5%ReducedHistory
EOSEEos Energy Enterprises, Inc.COM CL A19,704$32.0K<0.1%+550+2.9%AddedHistory
REIRing Energy, Inc.COM13,801$32.0K<0.1%+1,000+7.8%AddedHistory
VGZVista Gold CorpCOM NEW62,500$32.0K<0.1%00.0%UnchangedHistory
GOEVCanoo Inc.COM CL A17,342$32.0K<0.1%+17,342NewHistory
ACGNAceragen, Inc.COM PAR86,537$32.0K<0.1%−125−0.1%ReducedHistory
PLXPPLx Pharma Winddown Corp.COM50,261$32.0K<0.1%+1,885+3.9%AddedHistory
CTXRCitius Pharmaceuticals, Inc.COM NEW28,054$33.0K<0.1%00.0%UnchangedHistory
AXLAAxcella Health Inc.COM20,000$34.0K<0.1%+20,000NewHistory
YTRAYatra Online, Inc.ORD SHS15,525$34.0K<0.1%00.0%UnchangedHistory
TRMLTourmaline Bio, Inc.COM13,000$34.0K<0.1%+13,000NewHistory
COMPCompass, Inc.CL A15,370$35.0K<0.1%−2,500−14.0%ReducedHistory
REAXReal REMAX Group Inc.COM NEW24,912$35.0K<0.1%00.0%UnchangedHistory
DJTWWTrump Media & Technology Group Corp.*W EXP 03/25/20210,029$36.0K<0.1%−683−6.4%ReducedHistory
SBSafe Bulkers, Inc.COM14,866$36.0K<0.1%−2,948−16.5%ReducedHistory
AEVAAeva Technologies, Inc.COM19,677$36.0K<0.1%+19,677NewHistory
USAUU.S. Gold Corp.COM NEW10,000$37.0K<0.1%00.0%UnchangedHistory
AYTUAytu Biopharma, IncCOM NEW209,558$38.0K<0.1%+99,859+91.0%AddedHistory
Bitfarms Ltd Com09173B107Stock36,188$38.0K<0.1%00.0%Unchanged–
BGCBGC Group, Inc.CL A12,606$39.0K<0.1%+324+2.6%AddedHistory
Wheeler Real Estate Investment Trust, Inc.963025309CPR17,060$39.0K<0.1%00.0%Unchanged–
TOONKartoon Studios, Inc.COM67,586$40.0K<0.1%+27,500+68.6%AddedHistory
QUBTQuantum Computing Inc.COM16,622$41.0K<0.1%00.0%UnchangedHistory
VMEOVimeo, Inc.COMMON STOCK10,354$41.0K<0.1%+10,354NewHistory
DFTXDefinium Therapeutics, Inc.Stock12,491$43.0K<0.1%−2,574−17.1%ReducedConverted for a 1-for-15 splitHistory
DAREDare Bioscience, Inc.COM43,579$43.0K<0.1%00.0%UnchangedHistory
AUMNGolden Minerals CoCOM167,389$43.0K<0.1%00.0%UnchangedHistory
GTEGran Tierra Energy Inc.COM36,093$43.0K<0.1%+3,300+10.1%AddedHistory
UPWheels Up Experience Inc.COMMON STOCK37,951$43.0K<0.1%+3,011+8.6%AddedHistory
GEVOGevo, Inc.COM PAR19,716$44.0K<0.1%+2,153+12.3%AddedHistory
HYLNHyliion Holdings Corp.COMMON STOCK15,753$45.0K<0.1%+968+6.5%AddedHistory
Northern Genesis Acquisition Corp.536221104NORTHERN GENESIS ACQUISITION CORP.15,997$45.0K<0.1%+15,997New–
Arrival GroupL0423Q108SHS57,213$46.0K<0.1%+16,500+40.5%Added–
INOInovio Pharmaceuticals, Inc.COM NEW27,596$47.0K<0.1%+100+0.4%AddedHistory
FIRYFiry Inc.COM46,757$47.0K<0.1%+10,930+30.5%AddedHistory
ZOMDFZomedica Corp.COM225,475$47.0K<0.1%+7,250+3.3%AddedHistory
NXENexGen Energy Ltd.COM13,149$48.0K<0.1%00.0%UnchangedHistory
LCTXLineage Cell Therapeutics, Inc.COM42,990$48.0K<0.1%−2,500−5.5%ReducedHistory
EGYVaalco Energy IncCOM NEW11,143$48.0K<0.1%−533−4.6%ReducedHistory
AMBPArdagh Metal Packaging S.A.SHS10,130$49.0K<0.1%+10,130NewHistory
PANLPangaea Logistics Solutions Ltd.SHS10,620$49.0K<0.1%+55+0.5%AddedHistory
AQMSAqua Metals, Inc.COM65,197$49.0K<0.1%00.0%UnchangedHistory
HMYHarmony Gold Mining Co LtdADR20,871$50.0K<0.1%00.0%UnchangedHistory
BBVABanco Bilbao Vizcaya Argentaria, S.A.SPONSORED ADR11,330$50.0K<0.1%−2,646−18.9%ReducedHistory
KODKEastman Kodak CoCOM NEW11,071$50.0K<0.1%+377+3.5%AddedHistory
DYAIDyadic International IncCOM26,726$51.0K<0.1%−1,100−4.0%ReducedHistory
TELFYTelefonica S ASPONSORED ADR16,038$51.0K<0.1%+425+2.7%AddedHistory
PTRAQProterra IncCOM10,275$51.0K<0.1%+10,275NewHistory
RKLBRocket Lab CorpCOM12,872$52.0K<0.1%+12,872NewHistory
CENXCentury Aluminum CoCOM10,223$53.0K<0.1%+10,223NewHistory
LODEComstock Inc.COM NEW129,181$54.0K<0.1%+10,475+8.8%AddedHistory
PRTSCarParts.com, Inc.COM10,470$54.0K<0.1%00.0%UnchangedHistory
HLTHCue Health Inc.COM18,130$54.0K<0.1%−1,220−6.3%ReducedHistory
ZDGEZedge, Inc.CL B23,423$55.0K<0.1%+8,875+61.0%AddedHistory
KPTIKaryopharm Therapeutics Inc.COM10,165$55.0K<0.1%−2,825−21.7%ReducedHistory
SGMASigmatron International IncCOM11,711$55.0K<0.1%+11,711NewHistory
SHCRSharecare, Inc.COM CL A29,173$55.0K<0.1%+9,000+44.6%AddedHistory
OPENOpendoor Technologies Inc.COM18,309$56.0K<0.1%−711−3.7%ReducedHistory
SLIStandard Lithium Ltd.COM13,120$56.0K<0.1%−3,600−21.5%ReducedHistory
CHSChico's Fas, Inc.COM11,642$56.0K<0.1%−479−4.0%ReducedHistory
BIRDSmartbird, Inc.COM CL A18,483$56.0K<0.1%+6,728+57.2%AddedHistory
RGLSRegulus Therapeutics Inc.COM33,500$56.0K<0.1%+11,500+52.3%AddedHistory
WITWipro LtdSPON ADR 1 SH12,169$57.0K<0.1%−343−2.7%ReducedHistory
ASURAsure Software IncCOM10,123$57.0K<0.1%−60−0.6%ReducedHistory
GPROGoPro, Inc.CL A11,755$57.0K<0.1%−250−2.1%ReducedHistory
SVMSilvercorp Metals IncCOM25,050$58.0K<0.1%00.0%UnchangedHistory
MRAMEverspin Technologies Inc.COM10,083$58.0K<0.1%+10,083NewHistory
LXRXLexicon Pharmaceuticals, Inc.COM NEW24,576$58.0K<0.1%00.0%UnchangedHistory

Sold out since Q2 2022 (169)

Positions held at the end of Q2 2022 that are gone from this filing.

The largest 100 of 169 by value last quarter.

Positions of Commonwealth Equity Services, LLC sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
GSKGSK plcSPONSORED ADR637,575$27.8M0.1%History
Tidal Trust I886364637FOLI AL RATE ETF87,214$2.83M<0.1%–
GOGOGogo Inc.COM150,636$2.44M<0.1%History
ACCAmerican Campus Communities IncCOM35,309$2.28M<0.1%History
Healthcare Realty Trust Inc42225P501CL A NEW78,430$2.19M<0.1%–
MNDTMandiant, Inc.Stock92,702$2.02M<0.1%History
First Tr Exchange-Traded FD33733E880DORSEY WRIGHT PE58,422$1.62M<0.1%–
Simplify Exchange Traded Fun82889N772HEALTH CARE ETF55,895$1.38M<0.1%–
DBIDesigner Brands Inc.CL A101,371$1.32M<0.1%History
AMSFAmerisafe IncCOM25,100$1.30M<0.1%History
Indexiq ETF Tr45409B404HDG EVE DRIV57,996$1.20M<0.1%–
CTTCatchMark Timber Trust, Inc.CL A113,266$1.14M<0.1%History
VanEck Vectors ETF Tr92189H870ENERGY INCOME19,638$1.13M<0.1%–
SAFMSanderson Farms IncCOM5,139$1.11M<0.1%History
iShares Tr464288844US OIL EQ&SV ETF67,611$1.08M<0.1%–
CDKCDK Global, Inc.COM19,595$1.07M<0.1%History
SPDR Ser Tr78468R127S&P INTERNET ETF11,026$825.0K<0.1%–
SMMSalient Midstream & MLP FundSH BEN INT108,243$819.0K<0.1%History
CYBECyberoptics CorpCOM22,280$778.0K<0.1%History
WLLWhiting Holdings LLCCOM NEW11,178$760.0K<0.1%History
Amplify ETF Tr032108748INFLATION FIGHTE31,780$652.0K<0.1%–
CF Acquisition Corp VI12521J103COM CL A65,326$651.0K<0.1%–
GNKGenco Shipping & Trading LtdSHS27,298$527.0K<0.1%History
Ssga Active ETF Tr78467V202ST STR INCOM ETF17,062$524.0K<0.1%–
Pershing Square Tontine Hldg71531R109COM CL A26,252$524.0K<0.1%–
CERSCerus CorpCOM92,545$489.0K<0.1%History
New York Life Investments Et45409B461CANDRIAM US LRG14,382$464.0K<0.1%–
HRHealthcare Realty Trust IncCOM17,024$463.0K<0.1%History
Global X FDS37954Y418THMATC GWT ETF15,102$437.0K<0.1%–
First Tr Exch Traded FD III33739P863CALIF MUN INCM8,958$433.0K<0.1%–
WBTWelbilt, Inc.COM17,676$420.0K<0.1%History
Cambria ETF Tr132061607GLB ASSET ALLO15,458$419.0K<0.1%–
OFGOfg BancorpCOM16,229$412.0K<0.1%History
iShares Inc464286640MSCI CHILE ETF16,876$406.0K<0.1%–
Listed FD Tr53656F771TRUESHARES STRUC17,332$403.0K<0.1%–
CYRXCryoport, Inc.COM PAR $0.00112,850$398.0K<0.1%History
MTUSMetallus Inc.COM21,198$396.0K<0.1%History
BPOPPopular, Inc.COM NEW4,966$382.0K<0.1%History
Sailpoint Technologies Holdings, Inc.78781P105COM6,008$376.0K<0.1%–
Kraneshares Trust500767405BOSERA MSCI CHIN9,639$374.0K<0.1%–
Global X FDS37950E408MSCI CHINA CNSMR15,007$355.0K<0.1%–
DASHDoorDash, Inc.Stock5,443$349.0K<0.1%History
Kraneshares Tr500767850MSCI CHINA CLEAN8,374$348.0K<0.1%–
GCBCGreene County Bancorp IncCOM7,650$346.0K<0.1%History
ONDSOndas Inc.COM NEW63,773$343.0K<0.1%History
Invesco Exch Traded FD Tr II46138E248S&P INTL DEV14,108$335.0K<0.1%–
VanEck ETF Trust92189F353EMERGING MRKT HI18,715$332.0K<0.1%–
CVSACovista Inc.COM8,886$319.0K<0.1%History
iShares Tr464288695GLOBAL MATER ETF4,241$313.0K<0.1%–
RMORomeo Power, Inc.COM678,800$304.0K<0.1%History
Prospect Cap Corp74348TAR3NOTE 4.950% 7/1298,000$300.0K<0.1%–
AZTAAzenta, Inc.COM4,122$297.0K<0.1%History
MOG.AMoog Inc.CL A3,676$291.0K<0.1%History
PSBPS Business Parks, Inc.COM1,536$287.0K<0.1%History
BRLTBrilliant Earth Group, Inc.CL A COM60,250$286.0K<0.1%History
QDELQuidelOrtho CorpCOM2,922$283.0K<0.1%History
PEBPebblebrook Hotel TrustCOM16,974$281.0K<0.1%History
SPHRSphere Entertainment Co.CL A5,012$263.0K<0.1%History
SXIStandex International CorpCOM3,076$260.0K<0.1%History
Global X FDS37954Y632ARTIFICIAL ETF12,362$257.0K<0.1%–
IDCCInterDigital, Inc.COM4,211$256.0K<0.1%History
MAXRMaxar Technologies Inc.COM9,774$255.0K<0.1%History
Northern LTS FD Tr IV66538H658INSPIRE GBL HOPE8,343$251.0K<0.1%–
VRNTVerint Systems IncCOM5,929$251.0K<0.1%History
CVICVR Energy IncCOM7,359$246.0K<0.1%History
Invesco Exch Traded FD Tr II46138E214S&P INTL QULTY10,300$245.0K<0.1%–
iShares Tr46429B333GNMA BOND ETF5,323$242.0K<0.1%–
EATBrinker International, IncStock10,963$241.0K<0.1%History
VanEck Vectors ETF Tr92189F205STEEL ETF4,887$241.0K<0.1%–
DKLDelek Logistics Partners, LPCOM UNT RP INT4,929$240.0K<0.1%History
CHEFChefs' Warehouse, Inc.COM6,149$239.0K<0.1%History
PPCPilgrims Pride CorpStock7,640$238.0K<0.1%History
CVNACarvana Co.CL A10,520$237.0K<0.1%History
BECNQxo Building Products, Inc.COM4,598$236.0K<0.1%History
Tidal ETF Tr886364603RPAR RISK PARI11,979$233.0K<0.1%–
NXQuanex Building Products CORPCOM10,148$230.0K<0.1%History
TNLTravel & Leisure Co.COM5,915$229.0K<0.1%History
MEIMethode Electronics IncCOM6,188$229.0K<0.1%History
NXRTNexPoint Residential Trust, Inc.COM3,658$228.0K<0.1%History
Global X FDS37954Y269NASDQ 100 CVRDGW9,563$228.0K<0.1%–
iShares Inc46434G772MSCI TAIWAN ETF4,521$227.0K<0.1%–
ProShares Tr74347B169ONLINE RTL ETF6,998$227.0K<0.1%–
CRNCCerence Inc.COM8,973$226.0K<0.1%History
WLKWestlake CorpCOM2,296$225.0K<0.1%History
FINSAngel Oak Financial Strategies Income Term TrustCOM BEN INT15,441$225.0K<0.1%History
MTArcelorMittalNY REGISTRY SH9,834$222.0K<0.1%History
SPDR Index Shs FDS78463X533ST MAR DIVID ETF8,432$218.0K<0.1%–
ProShares Tr74348A533PRIV EQTY-LSTD8,245$218.0K<0.1%–
Exchange Traded Concepts Tr301505723ROBO GBL HLTCR7,534$218.0K<0.1%–
SNNSmith & Nephew PLCSPDN ADR NEW7,917$217.0K<0.1%History
Nushares ETF Tr67092P102NUVEEN ENHNC YLD10,100$217.0K<0.1%–
MPABlackRock Muniyield Pennsylvania Quality FundCOM17,023$215.0K<0.1%History
CNRCore Natural Resources, Inc.COM4,370$215.0K<0.1%History
Invesco Exchange Traded FD T46137V423S&P 500 VLU MOMN4,620$213.0K<0.1%–
J P Morgan Exchange Traded F46641Q191BETA EURO ET NE4,643$213.0K<0.1%–
CSRCenterspaceCOM2,612$213.0K<0.1%History
Invesco Exch Traded FD Tr II46138E396S&P 500 CONC ETF5,398$212.0K<0.1%–
ESLTElbit Systems LtdStock923$211.0K<0.1%History
KFYKorn FerryCOM NEW3,632$210.0K<0.1%History
Vonage Holdings Corp92886T201COM11,148$210.0K<0.1%–