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Livermore
Livermore
ZHEN

Commonwealth Equity Services, LLC

SEC CIK
0000312272
Latest filing
Jul 29, 2026

Holdings in Q2 2022

Holdings as of Jun 30, 2022, filed Jul 19, 2022. Long positions only; changes compare share counts with Q1 2022.

Institution overview
Positions
3,661
−43 vs. Q1 2022
Portfolio value
$38.4B
−$5.36B (−12.3%) vs. Q1 2022
Filed
Jul 19, 2022
SEC
Holdings of Commonwealth Equity Services, LLC in Q2 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
MTNBMatinas BioPharma Holdings, Inc.COM29,250$23.0K<0.1%+250+0.9%AddedHistory
BZFDBuzzFeed, Inc.CLASS A COM15,000$23.0K<0.1%−3,000−16.7%ReducedHistory
LIANYLianBioSPONSORED ADS10,830$23.0K<0.1%+10,830NewHistory
DNNDenison Mines Corp.COM25,043$24.0K<0.1%−4,097−14.1%ReducedHistory
CTSOCytosorbents CorpCOM NEW11,014$24.0K<0.1%+45+0.4%AddedHistory
LABStandard Biotools Inc.COM15,452$24.0K<0.1%00.0%UnchangedHistory
LITSLite Strategy, Inc.COM NEW40,100$24.0K<0.1%00.0%UnchangedHistory
VLTAVolta Inc.COM CL A19,081$24.0K<0.1%−13,232−40.9%ReducedHistory
CTXRCitius Pharmaceuticals, Inc.COM NEW28,054$25.0K<0.1%00.0%UnchangedHistory
IGCIGC Pharma, Inc.COM NEW50,250$26.0K<0.1%+50,250NewHistory
Custom Truck One23204X111COM46,500$26.0K<0.1%00.0%Unchanged–
Titan Med Inc88830X819COM NEW51,889$26.0K<0.1%+3,907+8.1%Added–
SPRUSpruce Power Holding CorpCOM CL A23,137$26.0K<0.1%+50+0.2%AddedHistory
SFTGQShift Technologies, Inc.CL A41,450$27.0K<0.1%+20,000+93.2%AddedHistory
HNSTHonest Company, Inc.COM10,085$29.0K<0.1%+10,085NewHistory
Emx Rty Corp26873J107COM16,019$29.0K<0.1%00.0%Unchanged–
NEWPNew Pacific Metals CorpCOMMON STOCK10,321$29.0K<0.1%−300−2.8%ReducedHistory
TOONKartoon Studios, Inc.COM40,086$30.0K<0.1%−50−0.1%ReducedHistory
Western Digital Corp958102AP0NOTE 1.500% 2/033,000$31.0K<0.1%00.0%Unchanged–
SHCRSharecare, Inc.COM CL A20,173$31.0K<0.1%−3,130−13.4%ReducedHistory
MNTSMomentus Inc.COM CL A14,728$31.0K<0.1%+2,908+24.6%AddedHistory
BINIBollinger Innovations, Inc.COMMON STOCK31,294$31.0K<0.1%+15,878+103.0%AddedHistory
UECUranium Energy CorpCOM10,529$32.0K<0.1%−10,000−48.7%ReducedHistory
VFFVillage Farms International, Inc.COM12,400$32.0K<0.1%+1,300+11.7%AddedHistory
SCORComscore, Inc.COM15,965$32.0K<0.1%+500+3.2%AddedHistory
WGSGeneDx Holdings Corp.COMMON STOCK26,000$32.0K<0.1%+26,000NewHistory
FGIFGI Industries Ltd.ORDINARY SHARES14,057$32.0K<0.1%00.0%UnchangedHistory
ELBMElectra Battery Materials CorpCOM NEW11,527$32.0K<0.1%+11,527NewHistory
CRNTCeragon Networks LtdStock12,985$33.0K<0.1%00.0%UnchangedHistory
ATOSAtossa Therapeutics, Inc.COM30,283$33.0K<0.1%00.0%UnchangedHistory
GTBPGT Biopharma, Inc.COM NEW11,169$33.0K<0.1%00.0%UnchangedHistory
SIDUSidus Space Inc.CLASS A COM10,000$33.0K<0.1%+10,000NewHistory
REIRing Energy, Inc.COM12,801$34.0K<0.1%+900+7.6%AddedHistory
VIEWView, Inc.COM CL A21,302$34.0K<0.1%−500−2.3%ReducedHistory
YTRAYatra Online, Inc.ORD SHS15,525$34.0K<0.1%−27,000−63.5%ReducedHistory
GANGAN LtdORD SHS11,874$35.0K<0.1%−3,831−24.4%ReducedHistory
NEPTFNeptune Wellness Solutions Inc.COM NEW25,111$35.0K<0.1%−15,603−38.3%ReducedConverted for a 1-for-33 splitHistory
HOSHornbeck Offshore Services, Inc.Stock11,669$36.0K<0.1%00.0%UnchangedHistory
REAXReal REMAX Group Inc.COM NEW24,912$37.0K<0.1%+24,912NewHistory
GTEGran Tierra Energy Inc.COM32,793$37.0K<0.1%−500−1.5%ReducedHistory
HUTHut 8 Corp.Common Stock27,841$37.0K<0.1%+4,505+19.3%AddedHistory
OSUROrasure Technologies IncCOM14,184$38.0K<0.1%−1,800−11.3%ReducedHistory
AVDLAvadel Pharmaceuticals PLCSPONSORED ADR15,689$38.0K<0.1%−447−2.8%ReducedHistory
QUBTQuantum Computing Inc.COM16,622$39.0K<0.1%+16,622NewHistory
BCABBioAtla, Inc.COM14,000$39.0K<0.1%+14,000NewHistory
ACGNAceragen, Inc.COM PAR86,662$39.0K<0.1%00.0%UnchangedHistory
AMRSAmyris, Inc.COM NEW21,751$40.0K<0.1%−200−0.9%ReducedHistory
Bitfarms Ltd Com09173B107Stock36,188$40.0K<0.1%+5,330+17.3%Added–
CARMCarisma Therapeutics Inc.COM49,385$40.0K<0.1%−38−0.1%ReducedHistory
VBIVVBI Vaccines Inc/BCCOM NEW49,900$40.0K<0.1%−3,001−5.7%ReducedHistory
GEVOGevo, Inc.COM PAR17,563$41.0K<0.1%−8,157−31.7%ReducedHistory
TDAYUSA TODAY Co., Inc.COM14,146$41.0K<0.1%00.0%UnchangedHistory
ZDGEZedge, Inc.CL B14,548$41.0K<0.1%+4,100+39.2%AddedHistory
BGCBGC Group, Inc.CL A12,282$41.0K<0.1%−624−4.8%ReducedHistory
USAUU.S. Gold Corp.COM NEW10,000$42.0K<0.1%−71−0.7%ReducedHistory
VGZVista Gold CorpCOM NEW62,500$42.0K<0.1%+2,500+4.2%AddedHistory
BARKBark, Inc.COM33,178$42.0K<0.1%+1,500+4.7%AddedHistory
Camber Energy Inc13200M508COM109,230$43.0K<0.1%+21,280+24.2%Added–
FIRYFiry Inc.COM35,827$44.0K<0.1%−1,733−4.6%ReducedHistory
IAGIamgold CorpCOM28,063$45.0K<0.1%−1,700−5.7%ReducedHistory
LXRXLexicon Pharmaceuticals, Inc.COM NEW24,576$45.0K<0.1%+10,300+72.1%AddedHistory
RGLSRegulus Therapeutics Inc.COM22,000$45.0K<0.1%+8,900+67.9%AddedConverted for a 1-for-10 splitHistory
HRTXHeron Therapeutics, Inc.COM16,522$46.0K<0.1%+5,000+43.4%AddedHistory
BKEPBlueknight Energy Partners, L.P.COM UNIT10,374$46.0K<0.1%+10,374NewHistory
BIRDSmartbird, Inc.COM CL A11,755$46.0K<0.1%+500+4.4%AddedHistory
HYLNHyliion Holdings Corp.COMMON STOCK14,785$47.0K<0.1%−300−2.0%ReducedHistory
NXENexGen Energy Ltd.COM13,149$47.0K<0.1%00.0%UnchangedHistory
INOInovio Pharmaceuticals, Inc.COM NEW27,496$47.0K<0.1%−12,300−30.9%ReducedHistory
HYZNHyzon Motors Inc.COMMON STOCK16,005$47.0K<0.1%+1,225+8.3%AddedHistory
IQiQIYI, Inc.SPONSORED ADS11,509$48.0K<0.1%+1,002+9.5%AddedHistory
ADILAdial Pharmaceuticals, Inc.COM36,461$48.0K<0.1%00.0%UnchangedHistory
FUVArcimoto IncCOM14,735$48.0K<0.1%−128−0.9%ReducedHistory
ZOMDFZomedica Corp.COM218,225$48.0K<0.1%−2,150−1.0%ReducedHistory
FUBOFuboTV Inc.COM19,839$49.0K<0.1%−10,625−34.9%ReducedHistory
KODKEastman Kodak CoCOM NEW10,694$49.0K<0.1%+104+1.0%AddedHistory
AIXCFF EAI Robotics Ecosystem Inc.COM87,510$49.0K<0.1%00.0%UnchangedHistory
NEUENeueHealth, Inc.COM27,290$49.0K<0.1%+27,290NewHistory
SFIXStitch Fix, Inc.Stock10,183$50.0K<0.1%−978−8.8%ReducedHistory
GALTGalectin Therapeutics IncCOM NEW38,220$50.0K<0.1%+11,318+42.1%AddedHistory
PRTYParty City Holdco Inc.COM38,783$51.0K<0.1%00.0%UnchangedHistory
SQFTPresidio Property Trust, Inc.COM CL A16,134$51.0K<0.1%+234+1.5%AddedHistory
PLPlanet Labs PBCCOM CL A12,085$52.0K<0.1%−517−4.1%ReducedHistory
AQMSAqua Metals, Inc.COM65,197$52.0K<0.1%+54,000+482.3%AddedHistory
GSATGlobalstar, Inc.COM42,388$52.0K<0.1%+1,350+3.3%AddedHistory
BTLNBrightline Interactive, Inc.COM13,550$53.0K<0.1%+13,550NewHistory
PANLPangaea Logistics Solutions Ltd.SHS10,565$53.0K<0.1%+10,565NewHistory
BNGOBionano Genomics, Inc.COM38,615$53.0K<0.1%+3,829+11.0%AddedHistory
DAREDare Bioscience, Inc.COM43,579$53.0K<0.1%+15,954+57.8%AddedHistory
CDECoeur Mining, Inc.COM NEW17,911$54.0K<0.1%−2,016−10.1%ReducedHistory
ASMBAssembly Biosciences, Inc.COM25,749$54.0K<0.1%+6,000+30.4%AddedHistory
VSTMVerastem, Inc.COM47,100$54.0K<0.1%+14,800+45.8%AddedHistory
UTRSMinerva Surgical IncCOM23,339$54.0K<0.1%+23,339NewHistory
SVCService Properties TrustCOM SH BEN INT10,547$55.0K<0.1%−20,794−66.3%ReducedHistory
VXRTVaxart, Inc.COM NEW15,964$55.0K<0.1%+989+6.6%AddedHistory
SNDLSNDL Inc.COM173,634$56.0K<0.1%+23,198+15.4%AddedHistory
GROYGold Royalty Corp.COMMON SHARES25,460$57.0K<0.1%+1,637+6.9%AddedHistory
ENGEnglobal CorpCOM60,010$57.0K<0.1%00.0%UnchangedHistory
ASURAsure Software IncCOM10,183$58.0K<0.1%00.0%UnchangedHistory
KPTIKaryopharm Therapeutics Inc.COM12,990$58.0K<0.1%−100−0.8%ReducedHistory
CIKUBS Asset Management Income Fund, Inc.COM21,962$59.0K<0.1%+1,826+9.1%AddedHistory

Sold out since Q1 2022 (219)

Positions held at the end of Q1 2022 that are gone from this filing.

The largest 100 of 219 by value last quarter.

Positions of Commonwealth Equity Services, LLC sold out since Q1 2022
SecurityClassShares in Q1 2022Value in Q1 2022% of portfolio in Q1 2022History
PBCTPeople's United Financial, Inc.COM349,196$6.98M<0.1%History
CERNCERNER CorpCOM33,612$3.14M<0.1%History
Osi ETF Tr67110P407OSHARES US QUALT59,372$2.61M<0.1%–
AMKRAmkor Technology, Inc.COM99,422$2.16M<0.1%History
BCCBoise Cascade CoCOM20,486$1.42M<0.1%History
TSCTriState Capital Holdings, Inc.COM37,376$1.24M<0.1%History
Nuveen Enhanced Mun Value FD67074M101COM88,159$1.15M<0.1%–
ZGZillow Group, Inc.CL A21,611$1.04M<0.1%History
Textainer Group Holdings LtdG8766E109SHS26,990$1.03M<0.1%–
ZNGAZynga IncCL A97,076$896.0K<0.1%History
DDSDillard's, Inc.CL A3,316$890.0K<0.1%History
Simplify Exchange Traded Fun82889N749CONVEXITY ETF35,443$816.0K<0.1%–
DBX ETF Tr233051515XTRACKERS FTSE25,577$760.0K<0.1%–
Exchange Traded Concepts Tr301505715NORTH SHOR GBL8,694$723.0K<0.1%–
First Tr Exch TRD Alphdx FD33737J406EX US SML CP15,707$690.0K<0.1%–
WBDWarner Bros. Discovery, Inc.COM SER A26,971$672.0K<0.1%History
iShares Inc464286426MSCI EM ASIA ETF8,732$644.0K<0.1%–
Nuveen CR Opportunities 202267075U102COM80,418$641.0K<0.1%–
LEVLLevel One Bancorp IncCOM15,900$634.0K<0.1%History
SNDRSchneider National, Inc.CL B24,684$629.0K<0.1%History
FXEInvesco CurrencyShares Euro TrustEURO SHS5,956$611.0K<0.1%History
iShares Inc464286145MSCI FRONTIER18,203$591.0K<0.1%–
EFSCEnterprise Financial Services CorpCOM11,179$528.0K<0.1%History
PFBCPreferred BankCOM NEW6,981$517.0K<0.1%History
FFWMFirst Foundation Inc.COM21,191$514.0K<0.1%History
NICNicolet Bankshares IncCOM5,267$492.0K<0.1%History
MTLSMaterialise NVSPONSORED ADS25,302$489.0K<0.1%History
Osi ETF Tr67110P704OSHS GBL INTER12,921$486.0K<0.1%–
FOXAFox CorpCL A COM11,759$463.0K<0.1%History
DYDycom Industries IncCOM4,814$458.0K<0.1%History
APTSPreferred Apartment Communities IncCOM17,299$431.0K<0.1%History
LTRXLantronix IncCOM NEW64,293$429.0K<0.1%History
CRCrane CoCOM3,951$427.0K<0.1%History
Columbia ETF Tr II19762B509EMRG MARKETS ETF19,292$406.0K<0.1%–
VVVValvoline IncCOM12,812$404.0K<0.1%History
ONTOOnto Innovation Inc.COM4,630$402.0K<0.1%History
Alpha Architect ETF Tr02072L888MERLYN AI BEST15,469$400.0K<0.1%–
SPDR Index Shs FDS78463X475ST STR MSCI GLB7,269$398.0K<0.1%–
PENGPenguin Solutions, Inc.SHS15,270$394.0K<0.1%History
BNOUnited States Brent Oil Fund, LPETF12,747$381.0K<0.1%History
PRKSUnited Parks & Resorts Inc.COM5,006$372.0K<0.1%History
Direxion Shs ETF Tr25459Y694DLY FIN BULL NEW3,109$365.0K<0.1%–
Virtus ETF Tr II92790A504VIRTUS US QLTY12,157$365.0K<0.1%–
WisdomTree Tr97717X511YIELD ENHANCD US7,596$363.0K<0.1%–
SACHSachem Capital Corp.COM70,680$361.0K<0.1%History
SMSM Energy CoCOM9,181$357.0K<0.1%History
SHLXShell Midstream Partners, L.P.UNIT LTD INT25,117$357.0K<0.1%History
Osi ETF Tr67110P100OSHARES US SMLCP10,194$354.0K<0.1%–
Simplify Exchange Traded Fun82889N509NASDAQ 100 DS CN12,131$352.0K<0.1%–
ProShares Tr74347R206PSHS ULTRA QQQ4,856$349.0K<0.1%–
WisdomTree Tr97717X784WSDM EMKTBD FD5,177$342.0K<0.1%–
KMPRKEMPER CorpCOM6,051$342.0K<0.1%History
PLLPiedmont Lithium Inc.Stock4,638$338.0K<0.1%History
iShares Tr464287390LATN AMER 40 ETF11,020$334.0K<0.1%–
PDPagerDuty, Inc.COM9,743$333.0K<0.1%History
GTMZoomInfo Technologies Inc.Stock5,410$323.0K<0.1%History
Franklin Templeton ETF Tr35473P595SENIOR LOAN ETF13,053$322.0K<0.1%–
MGPMGM Growth Properties LLCCL A COM8,301$321.0K<0.1%History
SAHSonic Automotive IncCL A7,514$319.0K<0.1%History
SLR Senior Investment Corp.83416M105COM22,566$319.0K<0.1%–
Global X FDS37954Y426CANNABIS ETF57,737$315.0K<0.1%–
UNVRUnivar Solutions Inc.COM9,768$313.0K<0.1%History
WIXWix.com Ltd.SHS2,984$311.0K<0.1%History
First Tr Exch Traded FD III33739P202EME MRK BD ETF10,270$309.0K<0.1%–
TWSTTwist Bioscience CorpCOM6,193$305.0K<0.1%History
Innovator ETFs Tr45782C102IBD 50 ETF7,806$305.0K<0.1%–
XRXXerox Holdings CorpCOM NEW15,107$304.0K<0.1%History
ZEUSOlympic Steel IncCOM7,735$297.0K<0.1%History
ETDEthan Allen Interiors IncCOM11,375$296.0K<0.1%History
DBX ETF Tr233051630XTRACK MSCI EAFE12,240$295.0K<0.1%–
CHCTCommunity Healthcare Trust IncCOM7,011$295.0K<0.1%History
ATLCAtlanticus Holdings CorpCOM5,681$294.0K<0.1%History
HEESH&E Equipment Services, Inc.COM6,685$290.0K<0.1%History
SHAKShake Shack Inc.CL A4,250$288.0K<0.1%History
VRNSVaronis Systems IncCOM5,936$282.0K<0.1%History
TENBTenable Holdings, Inc.COM4,869$281.0K<0.1%History
CNMDCONMED CorpCOM1,880$279.0K<0.1%History
MYCBlackRock Muniyield California Fund, Inc.COM21,300$277.0K<0.1%History
SPDR Index Shs FDS78463X459ST STR SP GLBDIV4,030$271.0K<0.1%–
Barclays Bank PLC06740P221IPTH CRUDE OIL8,425$271.0K<0.1%–
ALGTAllegiant Travel COCOM1,658$269.0K<0.1%History
Mobile Telesystems PJSC607409109SPONSORED ADR48,754$267.0K<0.1%–
ETF Ser Solutions26922B105LHA MKT ST TACTL8,740$265.0K<0.1%–
Goldman Sachs ETF Tr381430396JUST US LRG CP4,097$265.0K<0.1%–
MYJBlackRock Muniyield New Jersey Fund, Inc.COM19,783$264.0K<0.1%History
ProShares Tr74347B839MSCI EAFE DIVD6,542$264.0K<0.1%–
VanEck ETF Trust92189F684RETAIL ETF1,449$261.0K<0.1%–
DBDeutsche Bank AktiengesellschaftNAMEN AKT20,279$256.0K<0.1%History
BBBY20230930-DK-Butterfly-1, Inc.COM11,070$249.0K<0.1%History
COUPCoupa Software IncCOM2,447$248.0K<0.1%History
COHUCohu IncCOM8,328$246.0K<0.1%History
VICRVicor CorpCOM3,487$246.0K<0.1%History
GMEGameStop Corp.Stock1,471$245.0K<0.1%History
HCATHealth Catalyst, Inc.COM9,363$244.0K<0.1%History
Cambria ETF Tr132061300CAMBRIA FGN SHR8,816$242.0K<0.1%–
Direxion Shs ETF Tr25460G773WORK FROM HOME3,702$242.0K<0.1%–
AMNAmn Healthcare Services IncCOM2,317$241.0K<0.1%History
CARAvis Budget Group, Inc.COM914$240.0K<0.1%History
VSATViasat IncCOM4,911$239.0K<0.1%History
MLKNMillerknoll, Inc.COM6,885$237.0K<0.1%History