Skip to main content
Livermore
Livermore
ZHEN

Commonwealth Equity Services, LLC

SEC CIK
0000312272
Latest filing
Jul 29, 2026

Holdings in Q2 2022

Holdings as of Jun 30, 2022, filed Jul 19, 2022. Long positions only; changes compare share counts with Q1 2022.

Institution overview
Positions
3,661
−43 vs. Q1 2022
Portfolio value
$38.4B
−$5.36B (−12.3%) vs. Q1 2022
Filed
Jul 19, 2022
SEC
Holdings of Commonwealth Equity Services, LLC in Q2 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
Great Panther MNG Ltd39115V101COM16,000$1.00K<0.1%00.0%Unchanged–
SOSSOS LtdSPNSORD ADS NEW10,450$1.00K<0.1%+10,450NewHistory
Color Star Technology Co LtdG2287A100SHS NEW10,000$1.00K<0.1%00.0%Unchanged–
SQFTWPresidio Property Trust, Inc.*W EXP 01/24/20215,705$2.00K<0.1%00.0%UnchangedHistory
AAUAFAlmaden Minerals LtdCOM CL B12,845$2.00K<0.1%00.0%UnchangedHistory
DCOYDecoy Therapeutics Inc.COM NEW12,371$2.00K<0.1%00.0%UnchangedHistory
Fednat Hldg Co31431B109COM12,450$3.00K<0.1%+12,450New–
KALAKALA BIO, Inc.COM10,192$3.00K<0.1%−1,200−10.5%ReducedHistory
LogicBio Therapeutics, Inc.54142F102COM11,199$3.00K<0.1%−1,709−13.2%Reduced–
ASXCAsensus Surgical, Inc.COM11,184$4.00K<0.1%−24−0.2%ReducedHistory
MRKRMarker Therapeutics, Inc.COM12,400$4.00K<0.1%−8,065−39.4%ReducedHistory
AMPEAmpio Pharmaceuticals, Inc.COM31,526$5.00K<0.1%00.0%UnchangedHistory
CNSPCNS Pharmaceuticals, Inc.COM20,000$5.00K<0.1%00.0%UnchangedHistory
CBIOCrescent Biopharma, Inc.COM10,000$5.00K<0.1%00.0%UnchangedHistory
HEPAHepion Pharmaceuticals, Inc.COM10,090$5.00K<0.1%+89+0.9%AddedHistory
DRKDarkHorse Technologies Inc.COM10,317$5.00K<0.1%00.0%UnchangedHistory
TRVNTrevena IncCOM12,508$5.00K<0.1%−313−2.4%ReducedHistory
AEIAlset Inc.COM20,419$6.00K<0.1%+20,419NewHistory
Hexo Corp428304307COM NEW30,045$6.00K<0.1%−655−2.1%Reduced–
ENDPEndo International plcSHS13,073$6.00K<0.1%+13,073NewHistory
DSSDSS, Inc.COM19,538$6.00K<0.1%+19,538NewHistory
UAMYUnited States Antimony CorpCOM18,790$7.00K<0.1%00.0%UnchangedHistory
REEDReed's, Inc.COM50,000$7.00K<0.1%00.0%UnchangedHistory
UBXUnity Biotechnology, Inc.COM12,873$7.00K<0.1%−945−6.8%ReducedHistory
NAKNorthern Dynasty Minerals LtdCOM NEW30,750$8.00K<0.1%−19,800−39.2%ReducedHistory
UAVSAgEagle Aerial Systems Inc.COM13,314$8.00K<0.1%+13,314NewHistory
ALPPAlpine 4 Holdings, Inc.COM12,180$8.00K<0.1%+12,180NewHistory
GMBLEsports Entertainment Group, Inc.COM20,285$8.00K<0.1%−50−0.2%ReducedHistory
CATXPerspective Therapeutics, Inc.COM26,284$8.00K<0.1%00.0%UnchangedHistory
NBEVNewAge, Inc.COM38,373$8.00K<0.1%+280+0.7%AddedHistory
AGTCApplied Genetic Technologies CorpCOM12,064$9.00K<0.1%−600−4.7%ReducedHistory
Field Trip Health Ord31656R102COM11,200$9.00K<0.1%00.0%Unchanged–
FBIOFortress Biotech, Inc.COM11,658$9.00K<0.1%+11,658NewHistory
Redwood Tr Inc758075AC9NOTE 4.750% 8/110,000$9.00K<0.1%00.0%Unchanged–
TONXTON Strategy CoCOM18,150$9.00K<0.1%+18,150NewHistory
IMPPImperial Petroleum Inc./Marshall IslandsCOMMON SHARES22,250$9.00K<0.1%+22,250NewHistory
ARDXArdelyx, Inc.COM17,100$10.0K<0.1%00.0%UnchangedHistory
COCPCocrystal Pharma, Inc.COM26,549$10.0K<0.1%00.0%UnchangedHistory
DRRXDurect CorpCOM22,955$10.0K<0.1%00.0%UnchangedHistory
RDHLRedHill Biopharma Ltd.SPONSORED ADS11,937$10.0K<0.1%−300−2.5%ReducedHistory
Teva Pharmaceutical Fin LLC88163VAE9DBCV 0.250% 2/011,000$10.0K<0.1%00.0%Unchanged–
TRXTRX GOLD CorpCOM28,500$10.0K<0.1%+10,000+54.1%AddedHistory
Cybin Ord23256X100COM20,722$11.0K<0.1%00.0%Unchanged–
MBIOMustang Bio, Inc.COM19,340$11.0K<0.1%+19,340NewHistory
SIENProject Sage Oldco, Inc.COM13,500$11.0K<0.1%−7,170−34.7%ReducedHistory
Southwest Airls Co844741BG2NOTE 1.250% 5/010,000$11.0K<0.1%00.0%Unchanged–
EVGNEvogene Ltd.SHS15,223$11.0K<0.1%+500+3.4%AddedHistory
CCOClear Channel Outdoor Holdings, Inc.COM12,021$12.0K<0.1%−50−0.4%ReducedHistory
MILEMetromile, LLCCOM13,155$12.0K<0.1%−8,200−38.4%ReducedHistory
PHUNPhunware, Inc.COM11,645$12.0K<0.1%−116−1.0%ReducedHistory
TPHSTrinity Place Holdings Inc.COM12,502$12.0K<0.1%00.0%UnchangedHistory
UPHLUpHealth, Inc.COM20,425$12.0K<0.1%+2,900+16.5%AddedHistory
VZLAVizsla Silver Corp.COMMONSTOCK11,817$12.0K<0.1%00.0%UnchangedHistory
EVFMEvofem Biosciences, Inc.COM NEW11,437$12.0K<0.1%+11,437NewHistory
CFMSConformis IncCOM37,900$13.0K<0.1%00.0%UnchangedHistory
AIFAAll In FutureTech Alliance, Inc.COM10,425$14.0K<0.1%00.0%UnchangedHistory
ATHXAthersys, IncCOM56,784$14.0K<0.1%00.0%UnchangedHistory
CLRBCellectar Biosciences, Inc.COM PAR36,799$14.0K<0.1%00.0%UnchangedHistory
CKPTCheckpoint Therapeutics, Inc.COM14,400$14.0K<0.1%+14,400NewHistory
Omeros Corp682143AE2NOTE 6.250%11/116,000$14.0K<0.1%00.0%Unchanged–
ALZNAlzamend Neuro, Inc.COM NEW16,666$14.0K<0.1%00.0%UnchangedHistory
DPRODraganfly Inc.COM NEW16,186$14.0K<0.1%00.0%UnchangedHistory
ASMAvino Silver & Gold Mines LtdCOM28,000$15.0K<0.1%00.0%UnchangedHistory
ELYSElys BMG Group, Inc.COM21,750$15.0K<0.1%+21,750NewHistory
Fireeye Inc31816QAD3NOTE 1.625% 6/015,000$15.0K<0.1%00.0%Unchanged–
VRMVroom, Inc.COM12,484$15.0K<0.1%+12,484NewHistory
BSFCBlue Star Foods Corp.COM12,500$15.0K<0.1%00.0%UnchangedHistory
DISH Network CORP25470MAB5NOTE 3.375% 8/125,000$16.0K<0.1%+25,000New–
SNMPEvolve Transition Infrastructure LPCOM UNITS REP B40,493$16.0K<0.1%00.0%UnchangedHistory
OUSTOuster, Inc.COM10,047$16.0K<0.1%+10,047NewHistory
OTLKOutlook Therapeutics, Inc.COM NEW16,522$16.0K<0.1%+16,522NewHistory
PTNPalatin Technologies IncCOM PAR $ .0158,145$16.0K<0.1%−61,600−51.4%ReducedHistory
SDCSmileDirectClub, Inc.CL A COM15,802$16.0K<0.1%−600−3.7%ReducedHistory
LFWDLifeward Ltd.SHS17,160$16.0K<0.1%+17,160NewHistory
AVTXAvalo Therapeutics, Inc.COM32,810$16.0K<0.1%−7,225−18.0%ReducedHistory
OPTTOcean Power Technologies, Inc.COM NEW30,364$17.0K<0.1%+750+2.5%AddedHistory
GYREGyre Therapeutics, Inc.COM NEW10,000$17.0K<0.1%00.0%UnchangedHistory
HOFVHall of Fame Resort & Entertainment CoCOM29,022$17.0K<0.1%+6,500+28.9%AddedHistory
PAVMPAVmed Inc.COM18,340$17.0K<0.1%00.0%UnchangedHistory
DTILPrecision Biosciences IncCOM10,674$17.0K<0.1%+400+3.9%AddedHistory
PLGPlatinum Group Metals LtdCOM13,839$18.0K<0.1%+250+1.8%AddedHistory
SEELSeelos Therapeutics, Inc.COM26,907$18.0K<0.1%00.0%UnchangedHistory
SLNOSoleno Therapeutics IncCOM NEW100,000$18.0K<0.1%00.0%UnchangedHistory
VTGNVistagen Therapeutics, Inc.COM NEW21,445$18.0K<0.1%+750+3.6%AddedHistory
BOXDBoxed, Inc.COM10,100$18.0K<0.1%+10,100NewHistory
EXPREXP OldCo Winddown, Inc.COM10,148$19.0K<0.1%+10,148NewHistory
TISITeam IncCOM25,768$19.0K<0.1%+9,408+57.5%AddedHistory
TTOOT2 Biosystems, Inc.COM119,510$19.0K<0.1%00.0%UnchangedHistory
ASTRAstra Space, Inc.Common Stock14,955$19.0K<0.1%−1,940−11.5%ReducedHistory
Velo3D, Inc.92259N104COMMON STOCK14,380$19.0K<0.1%+14,380New–
FLNTFluent, Inc.COM17,000$20.0K<0.1%+7,000+70.0%AddedHistory
GLDGGoldMining Inc.COM20,932$20.0K<0.1%−4,900−19.0%ReducedHistory
QTTBQ32 Bio Inc.COM10,582$20.0K<0.1%−2,716−20.4%ReducedHistory
LHDXLucira Health, Inc.COM11,000$20.0K<0.1%00.0%UnchangedHistory
XWELXWELL, Inc.COM30,200$20.0K<0.1%+1,000+3.4%AddedHistory
Inspirato Inc45791E115EQUITY WRT31,000$20.0K<0.1%00.0%Unchanged–
Forum Energy Technologies IN34984VAC4NOTE 9.000% 8/023,000$21.0K<0.1%00.0%Unchanged–
TGBTrekor Metals LtdCOM19,595$21.0K<0.1%00.0%UnchangedHistory
SOLOElectrameccanica Vehicles Corp.COM NEW16,604$22.0K<0.1%−6,320−27.6%ReducedHistory
EOSEEos Energy Enterprises, Inc.COM CL A19,154$23.0K<0.1%−2,821−12.8%ReducedHistory

Sold out since Q1 2022 (219)

Positions held at the end of Q1 2022 that are gone from this filing.

The largest 100 of 219 by value last quarter.

Positions of Commonwealth Equity Services, LLC sold out since Q1 2022
SecurityClassShares in Q1 2022Value in Q1 2022% of portfolio in Q1 2022History
PBCTPeople's United Financial, Inc.COM349,196$6.98M<0.1%History
CERNCERNER CorpCOM33,612$3.14M<0.1%History
Osi ETF Tr67110P407OSHARES US QUALT59,372$2.61M<0.1%–
AMKRAmkor Technology, Inc.COM99,422$2.16M<0.1%History
BCCBoise Cascade CoCOM20,486$1.42M<0.1%History
TSCTriState Capital Holdings, Inc.COM37,376$1.24M<0.1%History
Nuveen Enhanced Mun Value FD67074M101COM88,159$1.15M<0.1%–
ZGZillow Group, Inc.CL A21,611$1.04M<0.1%History
Textainer Group Holdings LtdG8766E109SHS26,990$1.03M<0.1%–
ZNGAZynga IncCL A97,076$896.0K<0.1%History
DDSDillard's, Inc.CL A3,316$890.0K<0.1%History
Simplify Exchange Traded Fun82889N749CONVEXITY ETF35,443$816.0K<0.1%–
DBX ETF Tr233051515XTRACKERS FTSE25,577$760.0K<0.1%–
Exchange Traded Concepts Tr301505715NORTH SHOR GBL8,694$723.0K<0.1%–
First Tr Exch TRD Alphdx FD33737J406EX US SML CP15,707$690.0K<0.1%–
WBDWarner Bros. Discovery, Inc.COM SER A26,971$672.0K<0.1%History
iShares Inc464286426MSCI EM ASIA ETF8,732$644.0K<0.1%–
Nuveen CR Opportunities 202267075U102COM80,418$641.0K<0.1%–
LEVLLevel One Bancorp IncCOM15,900$634.0K<0.1%History
SNDRSchneider National, Inc.CL B24,684$629.0K<0.1%History
FXEInvesco CurrencyShares Euro TrustEURO SHS5,956$611.0K<0.1%History
iShares Inc464286145MSCI FRONTIER18,203$591.0K<0.1%–
EFSCEnterprise Financial Services CorpCOM11,179$528.0K<0.1%History
PFBCPreferred BankCOM NEW6,981$517.0K<0.1%History
FFWMFirst Foundation Inc.COM21,191$514.0K<0.1%History
NICNicolet Bankshares IncCOM5,267$492.0K<0.1%History
MTLSMaterialise NVSPONSORED ADS25,302$489.0K<0.1%History
Osi ETF Tr67110P704OSHS GBL INTER12,921$486.0K<0.1%–
FOXAFox CorpCL A COM11,759$463.0K<0.1%History
DYDycom Industries IncCOM4,814$458.0K<0.1%History
APTSPreferred Apartment Communities IncCOM17,299$431.0K<0.1%History
LTRXLantronix IncCOM NEW64,293$429.0K<0.1%History
CRCrane CoCOM3,951$427.0K<0.1%History
Columbia ETF Tr II19762B509EMRG MARKETS ETF19,292$406.0K<0.1%–
VVVValvoline IncCOM12,812$404.0K<0.1%History
ONTOOnto Innovation Inc.COM4,630$402.0K<0.1%History
Alpha Architect ETF Tr02072L888MERLYN AI BEST15,469$400.0K<0.1%–
SPDR Index Shs FDS78463X475ST STR MSCI GLB7,269$398.0K<0.1%–
PENGPenguin Solutions, Inc.SHS15,270$394.0K<0.1%History
BNOUnited States Brent Oil Fund, LPETF12,747$381.0K<0.1%History
PRKSUnited Parks & Resorts Inc.COM5,006$372.0K<0.1%History
Direxion Shs ETF Tr25459Y694DLY FIN BULL NEW3,109$365.0K<0.1%–
Virtus ETF Tr II92790A504VIRTUS US QLTY12,157$365.0K<0.1%–
WisdomTree Tr97717X511YIELD ENHANCD US7,596$363.0K<0.1%–
SACHSachem Capital Corp.COM70,680$361.0K<0.1%History
SMSM Energy CoCOM9,181$357.0K<0.1%History
SHLXShell Midstream Partners, L.P.UNIT LTD INT25,117$357.0K<0.1%History
Osi ETF Tr67110P100OSHARES US SMLCP10,194$354.0K<0.1%–
Simplify Exchange Traded Fun82889N509NASDAQ 100 DS CN12,131$352.0K<0.1%–
ProShares Tr74347R206PSHS ULTRA QQQ4,856$349.0K<0.1%–
WisdomTree Tr97717X784WSDM EMKTBD FD5,177$342.0K<0.1%–
KMPRKEMPER CorpCOM6,051$342.0K<0.1%History
PLLPiedmont Lithium Inc.Stock4,638$338.0K<0.1%History
iShares Tr464287390LATN AMER 40 ETF11,020$334.0K<0.1%–
PDPagerDuty, Inc.COM9,743$333.0K<0.1%History
GTMZoomInfo Technologies Inc.Stock5,410$323.0K<0.1%History
Franklin Templeton ETF Tr35473P595SENIOR LOAN ETF13,053$322.0K<0.1%–
MGPMGM Growth Properties LLCCL A COM8,301$321.0K<0.1%History
SAHSonic Automotive IncCL A7,514$319.0K<0.1%History
SLR Senior Investment Corp.83416M105COM22,566$319.0K<0.1%–
Global X FDS37954Y426CANNABIS ETF57,737$315.0K<0.1%–
UNVRUnivar Solutions Inc.COM9,768$313.0K<0.1%History
WIXWix.com Ltd.SHS2,984$311.0K<0.1%History
First Tr Exch Traded FD III33739P202EME MRK BD ETF10,270$309.0K<0.1%–
TWSTTwist Bioscience CorpCOM6,193$305.0K<0.1%History
Innovator ETFs Tr45782C102IBD 50 ETF7,806$305.0K<0.1%–
XRXXerox Holdings CorpCOM NEW15,107$304.0K<0.1%History
ZEUSOlympic Steel IncCOM7,735$297.0K<0.1%History
ETDEthan Allen Interiors IncCOM11,375$296.0K<0.1%History
DBX ETF Tr233051630XTRACK MSCI EAFE12,240$295.0K<0.1%–
CHCTCommunity Healthcare Trust IncCOM7,011$295.0K<0.1%History
ATLCAtlanticus Holdings CorpCOM5,681$294.0K<0.1%History
HEESH&E Equipment Services, Inc.COM6,685$290.0K<0.1%History
SHAKShake Shack Inc.CL A4,250$288.0K<0.1%History
VRNSVaronis Systems IncCOM5,936$282.0K<0.1%History
TENBTenable Holdings, Inc.COM4,869$281.0K<0.1%History
CNMDCONMED CorpCOM1,880$279.0K<0.1%History
MYCBlackRock Muniyield California Fund, Inc.COM21,300$277.0K<0.1%History
SPDR Index Shs FDS78463X459ST STR SP GLBDIV4,030$271.0K<0.1%–
Barclays Bank PLC06740P221IPTH CRUDE OIL8,425$271.0K<0.1%–
ALGTAllegiant Travel COCOM1,658$269.0K<0.1%History
Mobile Telesystems PJSC607409109SPONSORED ADR48,754$267.0K<0.1%–
ETF Ser Solutions26922B105LHA MKT ST TACTL8,740$265.0K<0.1%–
Goldman Sachs ETF Tr381430396JUST US LRG CP4,097$265.0K<0.1%–
MYJBlackRock Muniyield New Jersey Fund, Inc.COM19,783$264.0K<0.1%History
ProShares Tr74347B839MSCI EAFE DIVD6,542$264.0K<0.1%–
VanEck ETF Trust92189F684RETAIL ETF1,449$261.0K<0.1%–
DBDeutsche Bank AktiengesellschaftNAMEN AKT20,279$256.0K<0.1%History
BBBY20230930-DK-Butterfly-1, Inc.COM11,070$249.0K<0.1%History
COUPCoupa Software IncCOM2,447$248.0K<0.1%History
COHUCohu IncCOM8,328$246.0K<0.1%History
VICRVicor CorpCOM3,487$246.0K<0.1%History
GMEGameStop Corp.Stock1,471$245.0K<0.1%History
HCATHealth Catalyst, Inc.COM9,363$244.0K<0.1%History
Cambria ETF Tr132061300CAMBRIA FGN SHR8,816$242.0K<0.1%–
Direxion Shs ETF Tr25460G773WORK FROM HOME3,702$242.0K<0.1%–
AMNAmn Healthcare Services IncCOM2,317$241.0K<0.1%History
CARAvis Budget Group, Inc.COM914$240.0K<0.1%History
VSATViasat IncCOM4,911$239.0K<0.1%History
MLKNMillerknoll, Inc.COM6,885$237.0K<0.1%History