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Livermore
Livermore
ZHEN

Commonwealth Equity Services, LLC

SEC CIK
0000312272
Latest filing
Jul 29, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 11, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
3,520
+124 vs. Q1 2021
Portfolio value
$39.4B
+$4.04B (+11.4%) vs. Q1 2021
Filed
Aug 11, 2021
SEC
Holdings of Commonwealth Equity Services, LLC in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
MYCBlackRock Muniyield California Fund, Inc.COM21,185$326.0K<0.1%+2,551+13.7%AddedHistory
PPBIPacific Premier Bancorp IncCOM7,729$326.0K<0.1%+7,729NewHistory
STRAStrategic Education, Inc.COM4,307$327.0K<0.1%+4,307NewHistory
Strategy Shs86280R803DAY HAGAN SMART9,786$327.0K<0.1%+500+5.4%Added–
EVREvercore Inc.CLASS A2,340$329.0K<0.1%+2,340NewHistory
iShares Tr464288174GL TIMB FORE ETF3,789$329.0K<0.1%−748−16.5%Reduced–
ARRArmour Residential REIT, Inc.COM NEW28,895$329.0K<0.1%+128+0.4%AddedHistory
iShares U S ETF Tr46431W648U.S. TECH INDEPD6,010$330.0K<0.1%−161−2.6%Reduced–
DMTKDermTech, Inc.COM7,962$330.0K<0.1%+1,381+21.0%AddedHistory
Nuveen Intermediate Duration Quality Municipal Term Fund670677103COM22,039$330.0K<0.1%−2,572−10.5%Reduced–
FLSFlowserve CorpCOM8,219$331.0K<0.1%−223−2.6%ReducedHistory
AGIAlamos Gold IncStock43,417$332.0K<0.1%−297−0.7%ReducedHistory
MOG.AMoog Inc.CL A3,952$332.0K<0.1%+202+5.4%AddedHistory
AVIDAvid Technology, Inc.COM8,495$332.0K<0.1%+8,495NewHistory
STMPStamps.com IncCOM NEW1,666$333.0K<0.1%+64+4.0%AddedHistory
FNFabrinetSHS3,485$334.0K<0.1%+40+1.2%AddedHistory
Innovator ETFs Trust45782C839US EQT ULTRA BF12,410$334.0K<0.1%−250−2.0%Reduced–
GEVOGevo, Inc.COM PAR45,998$334.0K<0.1%+45,998NewHistory
EVYEaton Vance New York Municipal Income TrustSH BEN INT22,320$334.0K<0.1%+767+3.6%AddedHistory
Nuveen Emerging MKTS Debt 2067077P101COM41,257$335.0K<0.1%+3,206+8.4%Added–
SHLXShell Midstream Partners, L.P.UNIT LTD INT22,815$336.0K<0.1%−750−3.2%ReducedHistory
WTMWhite Mountains Insurance Group LtdCOM294$337.0K<0.1%+82+38.7%AddedHistory
INOInovio Pharmaceuticals, Inc.COM NEW36,391$337.0K<0.1%−1,804−4.7%ReducedHistory
JNPRJuniper Networks IncCOM12,333$337.0K<0.1%+12,333NewHistory
MUXMcEwen Inc.COM244,597$337.0K<0.1%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V381S&P500 EQL DIS2,284$338.0K<0.1%−1,497−39.6%Reduced–
CZNCCitizens & Northern CorpCOM13,821$338.0K<0.1%+15+0.1%AddedHistory
SPDR Series Trust78464A490ST STR FTSE ETF6,020$339.0K<0.1%+464+8.4%Added–
SRPTSarepta Therapeutics, Inc.COM4,371$339.0K<0.1%−200−4.4%ReducedHistory
ANVSAnnovis Bio, Inc.COM3,964$339.0K<0.1%+3,964NewHistory
QDELQuidelOrtho CorpCOM2,653$339.0K<0.1%+11+0.4%AddedHistory
Nushares ETF Tr67092P805NUVEEN ESG INTL10,785$340.0K<0.1%+598+5.9%Added–
AROCArchrock, Inc.COM38,196$340.0K<0.1%+1,717+4.7%AddedHistory
ARNCArconic CorpCOM9,549$340.0K<0.1%−351−3.5%ReducedHistory
New York Life Invts Active E45409F827MACKAY MUN INTER12,718$341.0K<0.1%+1,978+18.4%Added–
GTLSChart Industries IncCOM2,337$341.0K<0.1%+101+4.5%AddedHistory
First Tr Exchng Traded FD VI33740F698FT VEST US EQT10,537$342.0K<0.1%−2,613−19.9%Reduced–
KTOSKratos Defense & Security Solutions, Inc.COM NEW12,006$342.0K<0.1%+1,685+16.3%AddedHistory
PLNTPlanet Fitness, Inc.CL A4,569$343.0K<0.1%+534+13.2%AddedHistory
SPDR Series Trust78464A789ST STR SP INS8,902$343.0K<0.1%+1,468+19.7%Added–
Aim ETF Products Trust00888H406ALLIANZIM US EQT13,022$344.0K<0.1%+13,022New–
LBRDKLiberty Broadband CorpCOM SER C1,986$344.0K<0.1%−133−6.3%ReducedHistory
Fidelity Covington Trust316092337FIDELITY FUND LR16,283$345.0K<0.1%+16,283New–
BCSBarclays PLCADR35,850$345.0K<0.1%+5,601+18.5%AddedHistory
DBPInvesco DB Precious Metals FundPRECIOUS METAL7,028$345.0K<0.1%+415+6.3%AddedHistory
SUSuncor Energy IncStock14,461$346.0K<0.1%−2,418−14.3%ReducedHistory
GMEDGlobus Medical IncStock4,471$346.0K<0.1%+175+4.1%AddedHistory
FOCLEdap TMS SASPONSORED ADR48,825$346.0K<0.1%+1,500+3.2%AddedHistory
First Tr Exch Traded FD III33739P855INSTL PFD SECS16,902$349.0K<0.1%+47+0.3%Added–
BERYBerry Global Group, Inc.COM5,360$349.0K<0.1%+1,111+26.1%AddedHistory
EGLEEagle Bulk Shipping Inc.COM7,379$349.0K<0.1%−199−2.6%ReducedHistory
LEOBNY Mellon Strategic Municipals, Inc.COM39,053$350.0K<0.1%+751+2.0%AddedHistory
LILi Auto Inc.SPONSORED ADS10,044$350.0K<0.1%+1,067+11.9%AddedHistory
GSITGsi Technology IncCOM62,394$350.0K<0.1%−7,155−10.3%ReducedHistory
Mobile Telesystems PJSC607409109SPONSORED ADR37,851$350.0K<0.1%+3,555+10.4%Added–
PZCPIMCO California Municipal Income Fund IIICOM30,532$350.0K<0.1%+113+0.4%AddedHistory
Innovator ETFs Tr45782C102IBD 50 ETF7,580$351.0K<0.1%+44+0.6%Added–
VOXXVOXX International CorpCL A25,215$353.0K<0.1%+71+0.3%AddedHistory
GATXGatx CorpCOM4,004$354.0K<0.1%+242+6.4%AddedHistory
MNROMonro, Inc.COM5,581$354.0K<0.1%+13+0.2%AddedHistory
IMOImperial Oil LtdCOM NEW11,700$355.0K<0.1%+11,700NewHistory
SPDR Series Trust78464A706ST STR GLB DOW3,216$355.0K<0.1%+3,216New–
SPDR Series Trust78464A128ST STR SP1500VT2,426$355.0K<0.1%+2,426New–
TCSContainer Store Group, Inc.COM27,299$355.0K<0.1%−85−0.3%ReducedHistory
NENNew England Realty Associates Limited PartnershipDEPOSITRY RCPT5,925$355.0K<0.1%+18+0.3%AddedHistory
MSMMSC Industrial Direct Co IncCL A3,968$356.0K<0.1%+575+16.9%AddedHistory
KMPRKEMPER CorpCOM4,824$356.0K<0.1%−1,375−22.2%ReducedHistory
SPSCSPS Commerce IncCOM3,581$357.0K<0.1%+122+3.5%AddedHistory
ALGTAllegiant Travel COCOM1,842$357.0K<0.1%+1,842NewHistory
COLMColumbia Sportswear CoCOM3,629$357.0K<0.1%+510+16.4%AddedHistory
ASYSAmtech Systems IncCOM PAR $0.01N37,049$357.0K<0.1%00.0%UnchangedHistory
ORMPOramed Pharmaceuticals Inc.COM NEW26,700$357.0K<0.1%00.0%UnchangedHistory
PMMFranklin Managed Municipal Income TrustCOM40,732$357.0K<0.1%+4,109+11.2%AddedHistory
JOEST JOE CoCOM8,042$358.0K<0.1%+911+12.8%AddedHistory
PPCPilgrims Pride CorpStock16,200$359.0K<0.1%+3,985+32.6%AddedHistory
ABEVAmbev S.A.SPONSORED ADR104,381$359.0K<0.1%+71+0.1%AddedHistory
NEONeogenomics IncCOM NEW7,987$360.0K<0.1%+329+4.3%AddedHistory
The Alger ETF Trust015564107MID CAP 40 ETF17,338$361.0K<0.1%+17,338New–
SFMSprouts Farmers Market, Inc.COM14,581$362.0K<0.1%−8,358−36.4%ReducedHistory
BURLBurlington Stores, Inc.COM1,125$362.0K<0.1%+1,125NewHistory
Dominion Energy, Inc25746U133UNIT 99/99/99993,737$362.0K<0.1%+3,737New–
Westpac Banking Corp961214301SPONSORED ADR18,784$362.0K<0.1%−117−0.6%Reduced–
TXRHTexas Roadhouse, Inc.COM3,775$363.0K<0.1%−73−1.9%ReducedHistory
ISDPGIM High Yield Bond Fund, Inc.COM22,311$363.0K<0.1%+72+0.3%AddedHistory
VLTInvesco High Income Trust IICOM24,308$363.0K<0.1%+476+2.0%AddedHistory
SLR Senior Investment Corp.83416M105COM23,937$363.0K<0.1%+4,636+24.0%Added–
CVACovanta Holding CorpCOM20,695$364.0K<0.1%−1,870−8.3%ReducedHistory
HLHecla Mining CoCOM49,136$365.0K<0.1%+16,303+49.7%AddedHistory
KYNKayne Anderson Energy Infrastructure Fund, Inc.COM41,117$365.0K<0.1%−29,984−42.2%ReducedHistory
First Trust Indxx Innovative Transaction & Process ETF33741X201ETF8,698$366.0K<0.1%+476+5.8%Added–
ALRMAlarm.com Holdings, Inc.COM4,330$366.0K<0.1%−82−1.9%ReducedHistory
RDUSRadius Recycling, Inc.CL A7,464$366.0K<0.1%+641+9.4%AddedHistory
VNTVontier CorpStock11,297$368.0K<0.1%+3,350+42.2%AddedHistory
TIGOMillicom International Cellular SACOM STK9,322$368.0K<0.1%−20−0.2%ReducedHistory
HIOWestern Asset High Income Opportunity Fund Inc.COM69,871$368.0K<0.1%+11,583+19.9%AddedHistory
iShares Inc464286103MSCI AUST ETF14,167$368.0K<0.1%+112+0.8%Added–
TBITrueBlue, Inc.COM13,101$368.0K<0.1%−2,398−15.5%ReducedHistory
CMBTCmb.tech NVSHS39,595$369.0K<0.1%+10,865+37.8%AddedHistory
BLBlackline, Inc.COM3,334$370.0K<0.1%−1,152−25.7%ReducedHistory
BFLYButterfly Network, Inc.COM CL A25,557$370.0K<0.1%−1,058−4.0%ReducedHistory

Sold out since Q1 2021 (124)

Positions held at the end of Q1 2021 that are gone from this filing.

The largest 100 of 124 by value last quarter.

Positions of Commonwealth Equity Services, LLC sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
FS KKR Cap Corp II35952V303COM4,219,729$82.4M0.2%–
GW Pharmaceuticals PLC36197T103ADS22,517$4.88M<0.1%–
Aphria Inc03765K104COM259,231$4.76M<0.1%–
ProShares Tr74347B714SHORT QQQ NEW330,324$4.59M<0.1%–
Franklin Templeton ETF Tr35473P744FTSE JAPAN ETF102,355$3.11M<0.1%–
iShares Tr464288430ASIA 50 ETF27,150$2.50M<0.1%–
BSYBentley Systems IncCOM CL B42,399$1.99M<0.1%History
SNBRQSleep Number CorpCOM12,972$1.86M<0.1%History
IAC Interactivecorp New44891N109COM8,583$1.86M<0.1%–
Alpha Architect ETF Tr02072L862MERLYN AI SECTOR58,945$1.57M<0.1%–
Colony Cap Inc New19626G108CL A COM202,816$1.31M<0.1%–
Varian Med Sys Inc92220P105COM7,394$1.30M<0.1%–
TCF Finl Corp872307103COM23,818$1.11M<0.1%–
COHUCohu IncCOM23,066$965.0K<0.1%History
Invesco Exchange Traded FD T46137V522RYMND JMS SB 116,260$940.0K<0.1%–
iShares Inc464286251JP MRG EM CRP BD16,860$876.0K<0.1%–
Flir Sys Inc302445101COM15,306$864.0K<0.1%–
Social Capital Hedosopha HLDG8252P105SHS CL A48,976$839.0K<0.1%–
Innovator ETFs Trust45782C649US EQTY ULTRA B29,750$821.0K<0.1%–
AMBAAmbarella IncSHS7,836$786.0K<0.1%History
iShares Tr46436E7180-3 MTH TREASURY7,186$718.0K<0.1%–
Forest Road Acquisition Corp34619R102COM70,623$714.0K<0.1%–
Colony CR Real Estate Inc19625T101COM CL A77,761$662.0K<0.1%–
Star Peak Energy Transition855185104CL A24,264$644.0K<0.1%–
Western Asset Mun Def Opp Tr95768A109COM29,661$626.0K<0.1%–
COOPMaverick Merger Sub 2, LLCCOM16,244$564.0K<0.1%History
Global X FDS37954Y434GENOMIC BIOTECH23,077$518.0K<0.1%–
AMRCAmeresco, Inc.CL A10,620$516.0K<0.1%History
ROCKGibraltar Industries, Inc.COM4,969$454.0K<0.1%History
BlackRock Munienhanced FD IN09253Y100COM38,134$450.0K<0.1%–
MSGSMadison Square Garden Sports Corp.CL A2,479$444.0K<0.1%History
Inphi Corp45772F107COM2,425$432.0K<0.1%–
DQDaqo New Energy Corp.SPNSRD ADS NEW5,203$392.0K<0.1%History
Nic Inc62914B100COM11,274$382.0K<0.1%–
QTSQTS Realty Trust, Inc.COM CL A5,889$365.0K<0.1%History
WLLWhiting Holdings LLCCOM NEW9,967$353.0K<0.1%History
J P Morgan Exchange-Traded F46641Q613US AGGREGATE12,722$341.0K<0.1%–
CMBMFCambium Networks CorpSHS7,309$341.0K<0.1%History
iShares Tr46428865310-20 YR TRS ETF2,307$323.0K<0.1%–
RBNCReliant Bancorp, Inc.COM11,232$322.0K<0.1%History
Jaws Acquisition CorpG50744104SHS24,250$321.0K<0.1%–
SEMSelect Medical Holdings CorpCOM9,322$317.0K<0.1%History
BWFGBankwell Financial Group, Inc.COM11,759$316.0K<0.1%History
PLCEChildrens Place, Inc.COM4,530$315.0K<0.1%History
CMCOColumbus McKinnon CorpCOM5,771$304.0K<0.1%History
ProShares Tr74347R206PSHS ULTRA QQQ2,588$303.0K<0.1%–
First Tr Exch Traded FD III33739P608RIVRFRNT DYN DEV4,433$290.0K<0.1%–
Highcape Cap Acquisition Cor42984L105COM CL A24,305$289.0K<0.1%–
PEverpure, Inc.CL A13,248$285.0K<0.1%History
QTRXQuanterix CorpCOM4,750$277.0K<0.1%History
Soaring Eagle Acquisition CoG8354H100UNIT 02/23/202627,435$277.0K<0.1%–
IRDMIridium Communications Inc.COM6,713$276.0K<0.1%History
Alpha Architect ETF Tr02072L201INTL QUAN VALUE9,332$269.0K<0.1%–
AGXArgan IncStock4,714$251.0K<0.1%History
Agf Invts Tr00110G408US MARKET NETRL14,636$250.0K<0.1%–
Northern LTS FD Tr IV66538H369INSPIRE FAITH MD8,610$250.0K<0.1%–
ONEM1Life Healthcare IncCOM6,341$247.0K<0.1%History
IBKRInteractive Brokers Group, Inc.Stock3,340$244.0K<0.1%History
VanEck ETF Trust92189F460CEF MUNI INCOME8,396$240.0K<0.1%–
TLNDTalend S.A.ADS3,762$239.0K<0.1%History
AXNXAxonics, Inc.COM3,984$238.0K<0.1%History
Goldman Sachs ETF Tr381430396JUST US LRG CP4,072$235.0K<0.1%–
First Tr Exch Traded FD III33739P707RIVR FRNT DYN3,149$231.0K<0.1%–
TNCTennant CoCOM2,879$230.0K<0.1%History
ENOVEnovis CORPCOM5,251$230.0K<0.1%History
LMNXLuminex CorpCOM7,207$229.0K<0.1%History
ETF Ser Solutions26922B204DEFIANCE NXT GN8,655$228.0K<0.1%–
First Tr Exchng Traded FD VI33740U406FT VEST U.S.7,282$227.0K<0.1%–
PCRXPacira BioSciences, Inc.COM3,229$226.0K<0.1%History
KYNBKyntra Bio, Inc.COM6,537$226.0K<0.1%History
PFPTProofpoint IncCOM1,785$224.0K<0.1%History
Invesco Exch Traded FD Tr II46138E123S&P SMLCP INDL2,379$223.0K<0.1%–
ARRYArray Technologies, Inc.COM SHS7,448$222.0K<0.1%History
ADCAgree Realty CorpCOM3,259$219.0K<0.1%History
ETF Managers Tr26924G805WEDBUSH ETFMG4,564$219.0K<0.1%–
MTS Sys Corp553777103COM3,704$215.0K<0.1%–
PJTPJT Partners Inc.COM CL A3,165$214.0K<0.1%History
SAFTSafety Insurance Group IncCOM2,537$213.0K<0.1%History
ALSumisho Air Lease CorpCL A4,334$212.0K<0.1%History
Textainer Group Holdings LtdG8766E109SHS7,425$212.0K<0.1%–
Voya Prime Rate Tr92913A100SH BEN INT44,374$205.0K<0.1%–
iShares Tr4642881253YRTB ETF2,493$203.0K<0.1%–
WisdomTree Tr97717W521JAPAN OPPOR FD4,474$201.0K<0.1%–
PRLBProto Labs IncCOM1,640$199.0K<0.1%History
BlackRock New York Mun Incom09249U105COM13,874$199.0K<0.1%–
Eaton Vance 2021 Target TRM27829W101COM SHS BEN INT20,000$196.0K<0.1%–
CLDRCloudera, Inc.COM16,092$195.0K<0.1%History
NSNuStar Energy L.P.UNIT COM11,420$195.0K<0.1%History
Rignet Inc766582100COM22,000$191.0K<0.1%–
Northern Genesis Acquisition66516T104COMMON STOCK11,701$190.0K<0.1%–
Thunder BRDG Acquistion II LG8857S116CL A SHS17,457$181.0K<0.1%–
CCIFCarlyle Credit Income FundSHS BEN INT17,312$178.0K<0.1%History
AUPHAurinia Pharmaceuticals Inc.COM13,578$176.0K<0.1%History
Eaton Vance FLTG Rate Incom278284104COM SHS BEN INT10,579$172.0K<0.1%–
SYSo-Young International Inc.SPONSORED ADS17,306$170.0K<0.1%History
Paysafe LtdG6964L115*W EXP 08/11/20236,046$156.0K<0.1%–
BlackRock New York Mun Incom09249R102COM10,251$155.0K<0.1%–
BlackRock Mass Tax-Exempt Tr09258E109SH BEN INT11,361$151.0K<0.1%–
UONEUrban One, Inc.CL A27,600$148.0K<0.1%History
GEOGeo Group IncCOM18,813$145.0K<0.1%History