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Livermore
Livermore
ZHEN

Commonwealth Equity Services, LLC

SEC CIK
0000312272
Latest filing
Jul 29, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 11, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
3,520
+124 vs. Q1 2021
Portfolio value
$39.4B
+$4.04B (+11.4%) vs. Q1 2021
Filed
Aug 11, 2021
SEC
Holdings of Commonwealth Equity Services, LLC in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Social Capital Hedosopha HLDG8251L105SHS CL A15,650$159.0K<0.1%−1,000−6.0%Reduced–
MWAMueller Water Products, Inc.COM SER A11,151$160.0K<0.1%+258+2.4%AddedHistory
AUMNGolden Minerals CoCOM261,389$160.0K<0.1%−6,000−2.2%ReducedHistory
SVMSilvercorp Metals IncCOM29,522$162.0K<0.1%+40.0%AddedHistory
FFNWFirst Financial Northwest, Inc.COM10,720$162.0K<0.1%+10,720NewHistory
MPABlackRock Muniyield Pennsylvania Quality FundCOM10,529$165.0K<0.1%−300−2.8%ReducedHistory
LNDBrasilAgro - Brazilian Agricultural Real Estate CoSPONSORED ADR27,669$167.0K<0.1%−370−1.3%ReducedHistory
GPROGoPro, Inc.CL A14,717$171.0K<0.1%−330−2.2%ReducedHistory
CFBCrossfirst Bankshares, Inc.COM12,500$171.0K<0.1%00.0%UnchangedHistory
ERCAllspring Multi-Sector Income FundCOM13,474$172.0K<0.1%−3,772−21.9%ReducedHistory
FEOFirst Trust/Abrdn Emerging Opportunity FundCOM11,472$173.0K<0.1%−200−1.7%ReducedHistory
TCRTAlaunos Therapeutics, Inc.COM66,293$175.0K<0.1%+21,075+46.6%AddedHistory
RSIRush Street Interactive, Inc.COM14,374$176.0K<0.1%00.0%UnchangedHistory
EQXEquinox Gold Corp.COM25,493$177.0K<0.1%+1,153+4.7%AddedHistory
ProShares Tr74347B425SHORT S&P 500 NE11,584$178.0K<0.1%00.0%Unchanged–
CMCLCaledonia Mining Corp PlcSHS NEW14,854$179.0K<0.1%+1,182+8.6%AddedHistory
KGCKinross Gold CorpCOM28,430$180.0K<0.1%+1,876+7.1%AddedHistory
KOSKosmos Energy Ltd.COM52,119$180.0K<0.1%+8,920+20.6%AddedHistory
CZWICitizens Community Bancorp Inc.COM13,252$181.0K<0.1%00.0%UnchangedHistory
GHIGreystone Housing Impact Investors LPBEN UNIT CTF26,883$181.0K<0.1%00.0%UnchangedHistory
EXPREXP OldCo Winddown, Inc.COM28,319$183.0K<0.1%+28,319NewHistory
PTENPatterson Uti Energy IncCOM18,542$184.0K<0.1%−2,580−12.2%ReducedHistory
Zix Corp98974P100COM26,103$184.0K<0.1%00.0%Unchanged–
BARKBark, Inc.COM16,612$184.0K<0.1%+16,612NewHistory
GLQClough Global Equity FundCOM12,616$186.0K<0.1%+12,616NewHistory
BGSFBGSF, Inc.COM15,096$186.0K<0.1%+3,871+34.5%AddedHistory
OVLYOak Valley BancorpCOM10,282$186.0K<0.1%−1,000−8.9%ReducedHistory
WRAPWrap Technologies, Inc.COM23,827$187.0K<0.1%+6,475+37.3%AddedHistory
Credit Suisse Group225401108SPONSORED ADR17,893$187.0K<0.1%+17,893New–
PCKPIMCO California Municipal Income Fund IICOM19,517$187.0K<0.1%−1,425−6.8%ReducedHistory
NMINuveen Municipal Income Fund IncCOM15,917$188.0K<0.1%+35+0.2%AddedHistory
BFKBlackRock Municipal Income TrustSH BEN INT12,227$188.0K<0.1%+433+3.7%AddedHistory
VPVInvesco Pennsylvania Value Municipal Income TrustCOM14,057$188.0K<0.1%+800+6.0%AddedHistory
JCENuveen Core Equity Alpha FundCOM11,440$188.0K<0.1%+289+2.6%AddedHistory
BRBSBlue Ridge Bankshares, Inc.COM10,811$189.0K<0.1%+1,453+15.5%AddedHistory
FTFFranklin Ltd Duration Income TrustCOM20,705$190.0K<0.1%−3,548−14.6%ReducedHistory
WIWWestern Asset Inflation-Linked Opportunities & Income FundCEF14,635$191.0K<0.1%+143+1.0%AddedHistory
CGBDCarlyle Secured Lending, Inc.COM14,511$191.0K<0.1%−382−2.6%ReducedHistory
GSGiShares S&P GSCI Commodity-Indexed TrustUNIT BEN INT11,982$192.0K<0.1%+1,276+11.9%AddedHistory
Ossen Innovation Co Ltd688410208SPONSORED ADR NE42,050$192.0K<0.1%+42,050New–
LCILannett Co IncCOM41,339$193.0K<0.1%+13,740+49.8%AddedHistory
MILEMetromile, LLCCOM21,160$193.0K<0.1%+180+0.9%AddedHistory
PBPBPotbelly CorpCOM24,450$193.0K<0.1%00.0%UnchangedHistory
FRABlackRock Floating Rate Income Strategies Fund, Inc.COM14,681$194.0K<0.1%+10+0.1%AddedHistory
ADTADT Inc.COM18,046$194.0K<0.1%+548+3.1%AddedHistory
ALTAltimmune, Inc.COM NEW19,737$194.0K<0.1%+7,802+65.4%AddedHistory
Brookfield Property Partrs LG16249107UNIT LTD PARTN10,251$194.0K<0.1%−4,969−32.6%Reduced–
UNITUniti Group Inc.COM18,661$197.0K<0.1%+178+1.0%AddedHistory
ALRAlerisLife Inc.COM NEW34,495$198.0K<0.1%+34,495NewHistory
Score Media & Gaming Inc80919D202CL A SUB VTG SHS10,010$199.0K<0.1%−825−7.6%Reduced–
Mag Silver Corp55903Q104COM9,607$200.0K<0.1%+9,607New–
BRCBrady CorpCL A3,570$200.0K<0.1%+3,570NewHistory
SITESiteOne Landscape Supply, Inc.COM1,187$200.0K<0.1%+1,187NewHistory
MQMarqeta, Inc.CLASS A COM7,155$200.0K<0.1%+7,155NewHistory
WisdomTree Tr97717X628FLOATNG RAT TREA7,976$200.0K<0.1%+7,976New–
STBAS&T Bancorp IncCOM6,431$201.0K<0.1%+6,431NewHistory
Schwab Strategic Tr8085247221000 INDEX ETF4,722$201.0K<0.1%+4,722New–
APPFAppfolio IncCOM CL A1,429$201.0K<0.1%−204−12.5%ReducedHistory
MGNXMacrogenics IncCOM7,519$201.0K<0.1%+1,000+15.3%AddedHistory
AEGAegon Ltd.NY REGISTRY SHS48,792$201.0K<0.1%−17,444−26.3%ReducedHistory
EOTEaton Vance National Municipal Opportunities TrustCOM SHS8,947$201.0K<0.1%+8,947NewHistory
IECIec Electronics CorpCOM19,176$201.0K<0.1%+426+2.3%AddedHistory
LGNDLigand Pharmaceuticals IncCOM NEW1,542$202.0K<0.1%−29−1.8%ReducedHistory
Listed FD Tr53656F706ROUNDHILL BITK6,407$202.0K<0.1%−159−2.4%Reduced–
MIXTMiX Telematics LtdSPONSORED ADR12,231$202.0K<0.1%+1,030+9.2%AddedHistory
GMEGameStop Corp.Stock950$203.0K<0.1%+950NewHistory
EQTEQT CorpStock9,152$203.0K<0.1%+9,152NewHistory
ARESAres Management CorpCL A COM STK3,198$203.0K<0.1%+3,198NewHistory
MSBMesabi TrustCTF BEN INT5,757$203.0K<0.1%+5,757NewHistory
SRCE1st Source CorpCOM4,407$204.0K<0.1%+28+0.6%AddedHistory
BKEBuckle IncCOM4,115$204.0K<0.1%+4,115NewHistory
BKNBlackRock Investment Quality Municipal Trust, Inc.COM11,098$204.0K<0.1%00.0%UnchangedHistory
Invesco Exch Traded FD Tr II46138E727RAFI EMRGNG MRKT8,806$205.0K<0.1%−102−1.1%Reduced–
TPVGTriplePoint Venture Growth BDC Corp.COM13,520$205.0K<0.1%−337−2.4%ReducedHistory
DBLDoubleLine Opportunistic Credit FundCOM10,292$206.0K<0.1%−2,206−17.7%ReducedHistory
CWCOConsolidated Water Co. Ltd.ORD17,618$206.0K<0.1%+2,820+19.1%AddedHistory
Invesco Exch TRD SLF Idx FD46138J577BULETSHS 20299,744$207.0K<0.1%+9,744New–
UWMCUWM Holdings CorpCOM CL A24,543$207.0K<0.1%+13,911+130.8%AddedHistory
Meridian Bioscience Inc589584101COM9,361$207.0K<0.1%+9,361New–
MOMOHello Group Inc.ADR13,553$207.0K<0.1%−523−3.7%ReducedHistory
Polymet MNG Corp731916409COM NEW57,578$207.0K<0.1%−3,347−5.5%Reduced–
BLDRBuilders FirstSource, Inc.Stock4,899$208.0K<0.1%−834−14.5%ReducedHistory
URBNUrban Outfitters IncCOM5,054$208.0K<0.1%+5,054NewHistory
BBVABanco Bilbao Vizcaya Argentaria, S.A.SPONSORED ADR33,532$208.0K<0.1%+33,532NewHistory
iShares Inc46434G780MSCI SINGPOR ETF9,034$209.0K<0.1%+224+2.5%Added–
NTGTortoise Midstream Energy Fund, Inc.COM7,004$209.0K<0.1%−1,073−13.3%ReducedHistory
ETF Ser Solutions26922A719US GBL GLD PRE11,001$210.0K<0.1%+11,001New–
NUSNu Skin Enterprises, Inc.CL A3,721$210.0K<0.1%+3,721NewHistory
ATOSAtossa Therapeutics, Inc.COM33,383$210.0K<0.1%+2,000+6.4%AddedHistory
HONEHarborOne Bancorp, Inc.COM NEW14,713$210.0K<0.1%+1,337+10.0%AddedHistory
iShares Inc464286426MSCI EM ASIA ETF2,281$211.0K<0.1%+2,281New–
XMQualtrics International Inc.COM CL A5,538$211.0K<0.1%−3,431−38.3%ReducedHistory
INDIindie Semiconductor, Inc.CLASS A COM21,473$212.0K<0.1%+21,473NewHistory
CVECenovus Energy Inc.COM22,140$212.0K<0.1%+40+0.2%AddedHistory
American Centy ETF Tr025072208US QUALITY VAL4,272$212.0K<0.1%+4,272New–
Invesco Exchange Traded FD T46137V340S&P500 EQL FIN3,548$212.0K<0.1%+3,548New–
BRTBRT Apartments Corp.COM12,279$212.0K<0.1%+66+0.5%AddedHistory
ACPabrdn Income Credit Strategies FundCOM19,198$213.0K<0.1%+4,588+31.4%AddedHistory
First Tr Exchng Traded FD VI33740F573FT VEST INTER EQ10,278$213.0K<0.1%+10,278New–
UHTUniversal Health Realty Income TrustSH BEN INT3,476$213.0K<0.1%−425−10.9%ReducedHistory

Sold out since Q1 2021 (124)

Positions held at the end of Q1 2021 that are gone from this filing.

The largest 100 of 124 by value last quarter.

Positions of Commonwealth Equity Services, LLC sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
FS KKR Cap Corp II35952V303COM4,219,729$82.4M0.2%–
GW Pharmaceuticals PLC36197T103ADS22,517$4.88M<0.1%–
Aphria Inc03765K104COM259,231$4.76M<0.1%–
ProShares Tr74347B714SHORT QQQ NEW330,324$4.59M<0.1%–
Franklin Templeton ETF Tr35473P744FTSE JAPAN ETF102,355$3.11M<0.1%–
iShares Tr464288430ASIA 50 ETF27,150$2.50M<0.1%–
BSYBentley Systems IncCOM CL B42,399$1.99M<0.1%History
SNBRQSleep Number CorpCOM12,972$1.86M<0.1%History
IAC Interactivecorp New44891N109COM8,583$1.86M<0.1%–
Alpha Architect ETF Tr02072L862MERLYN AI SECTOR58,945$1.57M<0.1%–
Colony Cap Inc New19626G108CL A COM202,816$1.31M<0.1%–
Varian Med Sys Inc92220P105COM7,394$1.30M<0.1%–
TCF Finl Corp872307103COM23,818$1.11M<0.1%–
COHUCohu IncCOM23,066$965.0K<0.1%History
Invesco Exchange Traded FD T46137V522RYMND JMS SB 116,260$940.0K<0.1%–
iShares Inc464286251JP MRG EM CRP BD16,860$876.0K<0.1%–
Flir Sys Inc302445101COM15,306$864.0K<0.1%–
Social Capital Hedosopha HLDG8252P105SHS CL A48,976$839.0K<0.1%–
Innovator ETFs Trust45782C649US EQTY ULTRA B29,750$821.0K<0.1%–
AMBAAmbarella IncSHS7,836$786.0K<0.1%History
iShares Tr46436E7180-3 MTH TREASURY7,186$718.0K<0.1%–
Forest Road Acquisition Corp34619R102COM70,623$714.0K<0.1%–
Colony CR Real Estate Inc19625T101COM CL A77,761$662.0K<0.1%–
Star Peak Energy Transition855185104CL A24,264$644.0K<0.1%–
Western Asset Mun Def Opp Tr95768A109COM29,661$626.0K<0.1%–
COOPMaverick Merger Sub 2, LLCCOM16,244$564.0K<0.1%History
Global X FDS37954Y434GENOMIC BIOTECH23,077$518.0K<0.1%–
AMRCAmeresco, Inc.CL A10,620$516.0K<0.1%History
ROCKGibraltar Industries, Inc.COM4,969$454.0K<0.1%History
BlackRock Munienhanced FD IN09253Y100COM38,134$450.0K<0.1%–
MSGSMadison Square Garden Sports Corp.CL A2,479$444.0K<0.1%History
Inphi Corp45772F107COM2,425$432.0K<0.1%–
DQDaqo New Energy Corp.SPNSRD ADS NEW5,203$392.0K<0.1%History
Nic Inc62914B100COM11,274$382.0K<0.1%–
QTSQTS Realty Trust, Inc.COM CL A5,889$365.0K<0.1%History
WLLWhiting Holdings LLCCOM NEW9,967$353.0K<0.1%History
J P Morgan Exchange-Traded F46641Q613US AGGREGATE12,722$341.0K<0.1%–
CMBMFCambium Networks CorpSHS7,309$341.0K<0.1%History
iShares Tr46428865310-20 YR TRS ETF2,307$323.0K<0.1%–
RBNCReliant Bancorp, Inc.COM11,232$322.0K<0.1%History
Jaws Acquisition CorpG50744104SHS24,250$321.0K<0.1%–
SEMSelect Medical Holdings CorpCOM9,322$317.0K<0.1%History
BWFGBankwell Financial Group, Inc.COM11,759$316.0K<0.1%History
PLCEChildrens Place, Inc.COM4,530$315.0K<0.1%History
CMCOColumbus McKinnon CorpCOM5,771$304.0K<0.1%History
ProShares Tr74347R206PSHS ULTRA QQQ2,588$303.0K<0.1%–
First Tr Exch Traded FD III33739P608RIVRFRNT DYN DEV4,433$290.0K<0.1%–
Highcape Cap Acquisition Cor42984L105COM CL A24,305$289.0K<0.1%–
PEverpure, Inc.CL A13,248$285.0K<0.1%History
QTRXQuanterix CorpCOM4,750$277.0K<0.1%History
Soaring Eagle Acquisition CoG8354H100UNIT 02/23/202627,435$277.0K<0.1%–
IRDMIridium Communications Inc.COM6,713$276.0K<0.1%History
Alpha Architect ETF Tr02072L201INTL QUAN VALUE9,332$269.0K<0.1%–
AGXArgan IncStock4,714$251.0K<0.1%History
Agf Invts Tr00110G408US MARKET NETRL14,636$250.0K<0.1%–
Northern LTS FD Tr IV66538H369INSPIRE FAITH MD8,610$250.0K<0.1%–
ONEM1Life Healthcare IncCOM6,341$247.0K<0.1%History
IBKRInteractive Brokers Group, Inc.Stock3,340$244.0K<0.1%History
VanEck ETF Trust92189F460CEF MUNI INCOME8,396$240.0K<0.1%–
TLNDTalend S.A.ADS3,762$239.0K<0.1%History
AXNXAxonics, Inc.COM3,984$238.0K<0.1%History
Goldman Sachs ETF Tr381430396JUST US LRG CP4,072$235.0K<0.1%–
First Tr Exch Traded FD III33739P707RIVR FRNT DYN3,149$231.0K<0.1%–
TNCTennant CoCOM2,879$230.0K<0.1%History
ENOVEnovis CORPCOM5,251$230.0K<0.1%History
LMNXLuminex CorpCOM7,207$229.0K<0.1%History
ETF Ser Solutions26922B204DEFIANCE NXT GN8,655$228.0K<0.1%–
First Tr Exchng Traded FD VI33740U406FT VEST U.S.7,282$227.0K<0.1%–
PCRXPacira BioSciences, Inc.COM3,229$226.0K<0.1%History
KYNBKyntra Bio, Inc.COM6,537$226.0K<0.1%History
PFPTProofpoint IncCOM1,785$224.0K<0.1%History
Invesco Exch Traded FD Tr II46138E123S&P SMLCP INDL2,379$223.0K<0.1%–
ARRYArray Technologies, Inc.COM SHS7,448$222.0K<0.1%History
ADCAgree Realty CorpCOM3,259$219.0K<0.1%History
ETF Managers Tr26924G805WEDBUSH ETFMG4,564$219.0K<0.1%–
MTS Sys Corp553777103COM3,704$215.0K<0.1%–
PJTPJT Partners Inc.COM CL A3,165$214.0K<0.1%History
SAFTSafety Insurance Group IncCOM2,537$213.0K<0.1%History
ALSumisho Air Lease CorpCL A4,334$212.0K<0.1%History
Textainer Group Holdings LtdG8766E109SHS7,425$212.0K<0.1%–
Voya Prime Rate Tr92913A100SH BEN INT44,374$205.0K<0.1%–
iShares Tr4642881253YRTB ETF2,493$203.0K<0.1%–
WisdomTree Tr97717W521JAPAN OPPOR FD4,474$201.0K<0.1%–
PRLBProto Labs IncCOM1,640$199.0K<0.1%History
BlackRock New York Mun Incom09249U105COM13,874$199.0K<0.1%–
Eaton Vance 2021 Target TRM27829W101COM SHS BEN INT20,000$196.0K<0.1%–
CLDRCloudera, Inc.COM16,092$195.0K<0.1%History
NSNuStar Energy L.P.UNIT COM11,420$195.0K<0.1%History
Rignet Inc766582100COM22,000$191.0K<0.1%–
Northern Genesis Acquisition66516T104COMMON STOCK11,701$190.0K<0.1%–
Thunder BRDG Acquistion II LG8857S116CL A SHS17,457$181.0K<0.1%–
CCIFCarlyle Credit Income FundSHS BEN INT17,312$178.0K<0.1%History
AUPHAurinia Pharmaceuticals Inc.COM13,578$176.0K<0.1%History
Eaton Vance FLTG Rate Incom278284104COM SHS BEN INT10,579$172.0K<0.1%–
SYSo-Young International Inc.SPONSORED ADS17,306$170.0K<0.1%History
Paysafe LtdG6964L115*W EXP 08/11/20236,046$156.0K<0.1%–
BlackRock New York Mun Incom09249R102COM10,251$155.0K<0.1%–
BlackRock Mass Tax-Exempt Tr09258E109SH BEN INT11,361$151.0K<0.1%–
UONEUrban One, Inc.CL A27,600$148.0K<0.1%History
GEOGeo Group IncCOM18,813$145.0K<0.1%History