Smith, Moore & Co.
- SEC CIK
- 0000200724
- Latest filing
- Aug 12, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Feb 8, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 423
- +7 vs. Q3 2021
- Portfolio value
- $720.0M
- +$64.6M (+9.9%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| WIAWestern Asset Inflation-Linked Income Fund | COM SH BEN INT | 11,372 | $151.0K | <0.1% | 00.0% | Unchanged | History |
| FINWFinwise Bancorp | COM | 10,000 | $138.0K | <0.1% | +10,000 | New | History |
| JQCNuveen Credit Strategies Income Fund | COM SHS | 21,175 | $137.0K | <0.1% | 00.0% | Unchanged | History |
| Omega Alpha SpacG6749V107 | CL A | 13,250 | $129.0K | <0.1% | 00.0% | Unchanged | – |
| Lefteris Acquisition Corp52470X109 | COM CL A | 13,000 | $127.0K | <0.1% | 00.0% | Unchanged | – |
| Group Nine Acquisition Corp.39947R203 | UNIT 01/15/2026 | 12,300 | $125.0K | <0.1% | 00.0% | Unchanged | – |
| LFCRLifecore Biomedical, Inc. | COM | 10,000 | $111.0K | <0.1% | +10,000 | New | History |
| FiscalNote Holdings, Inc.G28553108 | CL A | 11,100 | $110.0K | <0.1% | 00.0% | Unchanged | – |
| Lightjump Acquisition Corp53228M205 | UNIT 01/06/2026 | 10,000 | $100.0K | <0.1% | −100−1.0% | Reduced | – |
| Empowerment & Inclusion Capi29248N209 | UNIT 99/99/9999 | 10,000 | $99.0K | <0.1% | 00.0% | Unchanged | – |
| One Equity Partners Open WTR68237L204 | UNIT 01/14/2026 | 10,000 | $99.0K | <0.1% | 00.0% | Unchanged | – |
| STKLSunOpta Inc. | COM | 12,000 | $83.0K | <0.1% | +12,000 | New | History |
| GABGabelli Equity Trust Inc | COM | 10,700 | $77.0K | <0.1% | 00.0% | Unchanged | History |
| ETF Managers Tr26924G201 | PRIME CYBR SCRTY | 995 | $60.0K | <0.1% | +995 | New | – |
| PPTFranklin Premier Income Trust | SH BEN INT | 10,000 | $43.0K | <0.1% | 00.0% | Unchanged | History |
| State Street SPDR S&P 400 Mid Cap Value ETF78464A839 | ETF | 552 | $39.0K | <0.1% | +552 | New | – |
| MUXMcEwen Inc. | COM | 31,136 | $28.0K | <0.1% | +990+3.3% | Added | History |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 617 | $26.0K | <0.1% | +617 | New | – |
| DOWDow Inc. | Stock | 415 | $24.0K | <0.1% | +415 | New | History |
| Liberty Media Corp530715AG6 | DEB 4.000%11/1 | – | $8.00K | <0.1% | – | – | – |
| AAAlcoa Corp | Stock | 111 | $7.00K | <0.1% | +111 | New | History |
| NAKNorthern Dynasty Minerals Ltd | COM NEW | 11,355 | $4.00K | <0.1% | 00.0% | Unchanged | History |
| ARNCArconic Corp | COM | 83 | $3.00K | <0.1% | +83 | New | History |
Sold out since Q3 2021 (19)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| Roman DBDR Tech Acquisition77584N101 | COM CL A | 100,469 | $1.02M | 0.2% | – |
| Merida Merger Corp I58953M106 | COM | 69,112 | $690.0K | 0.1% | – |
| HMTVHemisphere Media Group, Inc. | CL A | 49,716 | $606.0K | 0.1% | History |
| RIORio Tinto PLC | ADR | 8,187 | $547.0K | 0.1% | History |
| IMOSChipmos Technologies Inc | SPONSORD ADS NEW | 13,400 | $459.0K | 0.1% | History |
| Rosecliff Acquisition Corp I77732R202 | UNIT 99/99/9999 | 39,900 | $395.0K | 0.1% | – |
| Foxwayne Enterpris Aqstn Cor35166L208 | UNIT 01/12/2026 | 36,500 | $375.0K | 0.1% | – |
| Vanguard Utilities ETF92204A876 | ETF | 2,346 | $326.0K | <0.1% | – |
| iShares Tr46434VBK5 | IBONDS DEC21 ETF | 10,112 | $250.0K | <0.1% | – |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | 1,858 | $234.0K | <0.1% | – |
| ETF Ser Solutions26922A289 | DEFIANCE CONNECT | 6,200 | $225.0K | <0.1% | – |
| DOCUDocuSign, Inc. | Stock | 870 | $224.0K | <0.1% | History |
| MRNAModerna, Inc. | Stock | 560 | $216.0K | <0.1% | History |
| SPDR Series Trust78468R622 | ST BLOO HIGH ETF | 1,961 | $214.0K | <0.1% | – |
| State Street Utilities Select Sector SPDR ETF81369Y886 | ETF | 3,290 | $210.0K | <0.1% | – |
| Invesco Exchange Traded FD T46137V100 | AEROSPACE DEFN | 2,822 | $203.0K | <0.1% | – |
| WisdomTree Tr97717W794 | TRUE DEV INTL FD | 4,239 | $202.0K | <0.1% | – |
| 890 5th Ave Partners Inc28250A105 | COM CL A | 20,000 | $198.0K | <0.1% | – |
| Broadscale Acquisition Corp11134Y200 | UNIT 02/02/2026 | 19,000 | $188.0K | <0.1% | – |