Smith, Moore & Co.
- SEC CIK
- 0000200724
- Latest filing
- Aug 12, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Feb 8, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 423
- +7 vs. Q3 2021
- Portfolio value
- $720.0M
- +$64.6M (+9.9%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| ARNCArconic Corp | COM | 83 | $3.00K | <0.1% | +83 | New | History |
| NAKNorthern Dynasty Minerals Ltd | COM NEW | 11,355 | $4.00K | <0.1% | 00.0% | Unchanged | History |
| AAAlcoa Corp | Stock | 111 | $7.00K | <0.1% | +111 | New | History |
| Liberty Media Corp530715AG6 | DEB 4.000%11/1 | – | $8.00K | <0.1% | – | – | – |
| DOWDow Inc. | Stock | 415 | $24.0K | <0.1% | +415 | New | History |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 617 | $26.0K | <0.1% | +617 | New | – |
| MUXMcEwen Inc. | COM | 31,136 | $28.0K | <0.1% | +990+3.3% | Added | History |
| State Street SPDR S&P 400 Mid Cap Value ETF78464A839 | ETF | 552 | $39.0K | <0.1% | +552 | New | – |
| PPTFranklin Premier Income Trust | SH BEN INT | 10,000 | $43.0K | <0.1% | 00.0% | Unchanged | History |
| ETF Managers Tr26924G201 | PRIME CYBR SCRTY | 995 | $60.0K | <0.1% | +995 | New | – |
| GABGabelli Equity Trust Inc | COM | 10,700 | $77.0K | <0.1% | 00.0% | Unchanged | History |
| STKLSunOpta Inc. | COM | 12,000 | $83.0K | <0.1% | +12,000 | New | History |
| Empowerment & Inclusion Capi29248N209 | UNIT 99/99/9999 | 10,000 | $99.0K | <0.1% | 00.0% | Unchanged | – |
| One Equity Partners Open WTR68237L204 | UNIT 01/14/2026 | 10,000 | $99.0K | <0.1% | 00.0% | Unchanged | – |
| Lightjump Acquisition Corp53228M205 | UNIT 01/06/2026 | 10,000 | $100.0K | <0.1% | −100−1.0% | Reduced | – |
| FiscalNote Holdings, Inc.G28553108 | CL A | 11,100 | $110.0K | <0.1% | 00.0% | Unchanged | – |
| LFCRLifecore Biomedical, Inc. | COM | 10,000 | $111.0K | <0.1% | +10,000 | New | History |
| Group Nine Acquisition Corp.39947R203 | UNIT 01/15/2026 | 12,300 | $125.0K | <0.1% | 00.0% | Unchanged | – |
| Lefteris Acquisition Corp52470X109 | COM CL A | 13,000 | $127.0K | <0.1% | 00.0% | Unchanged | – |
| Omega Alpha SpacG6749V107 | CL A | 13,250 | $129.0K | <0.1% | 00.0% | Unchanged | – |
| JQCNuveen Credit Strategies Income Fund | COM SHS | 21,175 | $137.0K | <0.1% | 00.0% | Unchanged | History |
| FINWFinwise Bancorp | COM | 10,000 | $138.0K | <0.1% | +10,000 | New | History |
| WIAWestern Asset Inflation-Linked Income Fund | COM SH BEN INT | 11,372 | $151.0K | <0.1% | 00.0% | Unchanged | History |
| Prime Impact Acquisition IG61074103 | SHS CL A | 15,615 | $154.0K | <0.1% | 00.0% | Unchanged | – |
| JYACJiya Acquisition Corp. | COM CL A | 16,500 | $161.0K | <0.1% | −4,275−20.6% | Reduced | History |
| BHILBenson Hill, Inc. | COMMON STOCK | 23,900 | $174.0K | <0.1% | +23,900 | New | History |
| Joff Fintech Acquisition Cor46592C209 | UNIT 02/03/2026 | 18,000 | $178.0K | <0.1% | 00.0% | Unchanged | – |
| First Tr MLP & Energy Incom33739B104 | COM | 25,633 | $186.0K | <0.1% | +533+2.1% | Added | – |
| LUMNLumen Technologies, Inc. | Stock | 14,950 | $188.0K | <0.1% | +2,300+18.2% | Added | History |
| MINAberdeen Intermediate Income Fund | SH BEN INT | 52,394 | $188.0K | <0.1% | 00.0% | Unchanged | History |
| Broadscale Acquisition Corp11134Y101 | COM CL A | 19,000 | $189.0K | <0.1% | +19,000 | New | – |
| VODVodafone Group Public Ltd Co | ADR | 13,088 | $195.0K | <0.1% | +466+3.7% | Added | History |
| TBLATaboola.com Ltd. | ORD SHS | 25,000 | $195.0K | <0.1% | +9,500+61.3% | Added | History |
| IG Acquisition Corp.449534106 | COM CL A | 20,000 | $196.0K | <0.1% | 00.0% | Unchanged | – |
| Spectral AI, Inc.77732R103 | COM CL A | 20,000 | $196.0K | <0.1% | +20,000 | New | – |
| NLYAnnaly Capital Management Inc | COM | 25,219 | $197.0K | <0.1% | +1,400+5.9% | Added | History |
| Ignyte Acquisition Corp45175H205 | UNIT 01/05/2026 | 19,880 | $199.0K | <0.1% | 00.0% | Unchanged | – |
| CMICummins Inc | Stock | 928 | $202.0K | <0.1% | −49−5.0% | Reduced | History |
| BMOBank of Montreal | COM | 1,890 | $204.0K | <0.1% | +1,890 | New | History |
| RQICohen & Steers Quality Income Realty Fund Inc | CEF | 11,250 | $205.0K | <0.1% | +1,250+12.5% | Added | History |
| AMPAmeriprise Financial Inc | COM | 684 | $206.0K | <0.1% | +684 | New | History |
| Invesco Exchange Traded FD T46137V522 | RYMND JMS SB 1 | 3,295 | $207.0K | <0.1% | +3,295 | New | – |
| DSMBNY Mellon Strategic Municipal Bond Fund, Inc. | COM | 25,000 | $209.0K | <0.1% | 00.0% | Unchanged | History |
| Royal Dutch Shell PLC780259107 | SPON ADR B | 4,811 | $209.0K | <0.1% | −299−5.9% | Reduced | – |
| PPLPPL Corp | COM | 7,130 | $214.0K | <0.1% | −150−2.1% | Reduced | History |
| Invesco Exchange Traded FD T46137V837 | DORS WRI MOM ETF | 2,280 | $216.0K | <0.1% | 00.0% | Unchanged | – |
| NOMNuveen Missouri Quality Municipal Income Fund | COM | 14,934 | $219.0K | <0.1% | −843−5.3% | Reduced | History |
| iShares Tr464288414 | NATIONAL MUN ETF | 1,901 | $221.0K | <0.1% | −218−10.3% | Reduced | – |
| GOSSGossamer Bio, Inc. | COM | 19,500 | $221.0K | <0.1% | +9,500+95.0% | Added | History |
| DHRDanaher Corp | Stock | 675 | $222.0K | <0.1% | 00.0% | Unchanged | History |
| NXPINXP Semiconductors N.V. | COM | 977 | $223.0K | <0.1% | +977 | New | History |
| iShares MSCI USA Momentum Factor ETF46432F396 | ETF | 1,256 | $228.0K | <0.1% | 00.0% | Unchanged | – |
| HCAHCA Healthcare, Inc. | COM | 900 | $231.0K | <0.1% | 00.0% | Unchanged | History |
| DEODiageo PLC | SPON ADR NEW | 1,050 | $231.0K | <0.1% | 00.0% | Unchanged | History |
| FAXAbrdn Asia-Pacific Income Fund, Inc. | COM | 60,592 | $231.0K | <0.1% | −3,900−6.0% | Reduced | History |
| USOUnited States Oil Fund, LP | UNITS | 4,369 | $237.0K | <0.1% | 00.0% | Unchanged | History |
| BABAAlibaba Group Holding Ltd | ADR | 2,007 | $238.0K | <0.1% | −864−30.1% | Reduced | History |
| iShares Tr464287788 | U.S. FINLS ETF | 2,767 | $240.0K | <0.1% | 00.0% | Unchanged | – |
| iShares Tr46434VBG4 | IBONDS DEC24 ETF | 9,276 | $241.0K | <0.1% | +52+0.6% | Added | – |
| NKENIKE, Inc. | Stock | 1,464 | $244.0K | <0.1% | −285−16.3% | Reduced | History |
| GFNew Germany Fund Inc | COM | 16,502 | $244.0K | <0.1% | 00.0% | Unchanged | History |
| First Trust Dow Jones Internet Index Fund33733E302 | ETF | 1,084 | $245.0K | <0.1% | +217+25.0% | Added | – |
| iShares Global Clean Energy ETF464288224 | ETF | 11,596 | $245.0K | <0.1% | +2,045+21.4% | Added | – |
| PLDPrologis, Inc. | REIT | 1,461 | $246.0K | <0.1% | +1,461 | New | History |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 2,328 | $246.0K | <0.1% | +56+2.5% | Added | – |
| iShares S&P Mid-Cap 400 Growth ETF464287606 | ETF | 2,880 | $246.0K | <0.1% | 00.0% | Unchanged | – |
| VICIVici Properties Inc. | COM | 8,200 | $247.0K | <0.1% | +745+10.0% | Added | History |
| OUNZVanEck Merk Gold ETF | GOLD SHS | 13,940 | $248.0K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr464288513 | IBOXX HI YD ETF | 2,872 | $250.0K | <0.1% | −91−3.1% | Reduced | – |
| LUVSouthwest Airlines Co | COM | 5,838 | $250.0K | <0.1% | 00.0% | Unchanged | History |
| First Tr Exchng Traded FD VI33740F813 | ACTV FCTR MDCP | 9,406 | $251.0K | <0.1% | +9,406 | New | – |
| Vanguard S&P 500 Value ETF921932703 | ETF | 1,680 | $254.0K | <0.1% | −142−7.8% | Reduced | – |
| LNTAlliant Energy Corp | Stock | 4,200 | $258.0K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr46434VAX8 | IBONDS DEC23 ETF | 10,079 | $259.0K | <0.1% | +80+0.8% | Added | – |
| Schwab US Dividend Equity ETF808524797 | ETF | 3,243 | $262.0K | <0.1% | 00.0% | Unchanged | – |
| ORealty Income Corp | REIT | 3,673 | $263.0K | <0.1% | +293+8.7% | Added | History |
| First Tr Exchange-Traded FD337344105 | NASDAQ-100 SEL | 2,231 | $264.0K | <0.1% | +50+2.3% | Added | – |
| WisdomTree Tr97717Y691 | CLOUD COMPUTNG | 5,100 | $264.0K | <0.1% | +500+10.9% | Added | – |
| AXPAmerican Express Co | Stock | 1,617 | $265.0K | <0.1% | +105+6.9% | Added | History |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 3,481 | $268.0K | <0.1% | 00.0% | Unchanged | – |
| FPFFirst Trust Intermediate Duration Preferred & Income Fund | COM | 10,923 | $268.0K | <0.1% | +9+0.1% | Added | History |
| Invesco Exch Traded FD Tr II46138E354 | S&P500 LOW VOL | 3,923 | $269.0K | <0.1% | +501+14.6% | Added | – |
| iShares Tr464288273 | EAFE SML CP ETF | 3,748 | $274.0K | <0.1% | 00.0% | Unchanged | – |
| AWRAmerican States Water Co | COM | 2,708 | $280.0K | <0.1% | −94−3.4% | Reduced | History |
| RGAReinsurance Group of America Inc | COM NEW | 2,567 | $281.0K | <0.1% | 00.0% | Unchanged | History |
| DLRDigital Realty Trust, Inc. | COM | 1,603 | $283.0K | <0.1% | 00.0% | Unchanged | History |
| Invesco Exchange Traded FD T46137V449 | S&P 100 EQL WIGH | 3,275 | $283.0K | <0.1% | +3,275 | New | – |
| COSTCostco Wholesale Corp | Stock | 508 | $288.0K | <0.1% | +29+6.1% | Added | History |
| CRMSalesforce, Inc. | Stock | 1,136 | $289.0K | <0.1% | +150+15.2% | Added | History |
| First Trust Rising Dividend Achievers ETF33738R506 | ETF | 5,605 | $290.0K | <0.1% | +695+14.2% | Added | – |
| AONAon plc | CL A | 964 | $290.0K | <0.1% | 00.0% | Unchanged | History |
| CORCencora, Inc. | Stock | 2,192 | $291.0K | <0.1% | 00.0% | Unchanged | History |
| CSXCSX Corp | Stock | 7,797 | $293.0K | <0.1% | +459+6.3% | Added | History |
| UBERUber Technologies, Inc | Stock | 6,985 | $293.0K | <0.1% | −130−1.8% | Reduced | History |
| MRTXMirati Therapeutics, Inc. | COM | 2,000 | $293.0K | <0.1% | +500+33.3% | Added | History |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | 2,480 | $298.0K | <0.1% | 00.0% | Unchanged | History |
| GEGeneral Electric Co | Stock | 3,162 | $299.0K | <0.1% | +29+0.9% | Added | History |
| First Tr Exch Traded FD III33739P855 | INSTL PFD SECS | 14,700 | $300.0K | <0.1% | +14,700 | New | – |
| First Tr Exchange-Traded FD336920103 | US EQTY OPPT ETF | 2,463 | $302.0K | <0.1% | 00.0% | Unchanged | – |
| Pivotal Investment Corp III72582M205 | UNIT 01/28/2028 | 30,500 | $302.0K | <0.1% | 00.0% | Unchanged | – |
Sold out since Q3 2021 (19)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| Roman DBDR Tech Acquisition77584N101 | COM CL A | 100,469 | $1.02M | 0.2% | – |
| Merida Merger Corp I58953M106 | COM | 69,112 | $690.0K | 0.1% | – |
| HMTVHemisphere Media Group, Inc. | CL A | 49,716 | $606.0K | 0.1% | History |
| RIORio Tinto PLC | ADR | 8,187 | $547.0K | 0.1% | History |
| IMOSChipmos Technologies Inc | SPONSORD ADS NEW | 13,400 | $459.0K | 0.1% | History |
| Rosecliff Acquisition Corp I77732R202 | UNIT 99/99/9999 | 39,900 | $395.0K | 0.1% | – |
| Foxwayne Enterpris Aqstn Cor35166L208 | UNIT 01/12/2026 | 36,500 | $375.0K | 0.1% | – |
| Vanguard Utilities ETF92204A876 | ETF | 2,346 | $326.0K | <0.1% | – |
| iShares Tr46434VBK5 | IBONDS DEC21 ETF | 10,112 | $250.0K | <0.1% | – |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | 1,858 | $234.0K | <0.1% | – |
| ETF Ser Solutions26922A289 | DEFIANCE CONNECT | 6,200 | $225.0K | <0.1% | – |
| DOCUDocuSign, Inc. | Stock | 870 | $224.0K | <0.1% | History |
| MRNAModerna, Inc. | Stock | 560 | $216.0K | <0.1% | History |
| SPDR Series Trust78468R622 | ST BLOO HIGH ETF | 1,961 | $214.0K | <0.1% | – |
| State Street Utilities Select Sector SPDR ETF81369Y886 | ETF | 3,290 | $210.0K | <0.1% | – |
| Invesco Exchange Traded FD T46137V100 | AEROSPACE DEFN | 2,822 | $203.0K | <0.1% | – |
| WisdomTree Tr97717W794 | TRUE DEV INTL FD | 4,239 | $202.0K | <0.1% | – |
| 890 5th Ave Partners Inc28250A105 | COM CL A | 20,000 | $198.0K | <0.1% | – |
| Broadscale Acquisition Corp11134Y200 | UNIT 02/02/2026 | 19,000 | $188.0K | <0.1% | – |