Smith, Moore & Co.
- SEC CIK
- 0000200724
- Latest filing
- Aug 12, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Feb 8, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 423
- +7 vs. Q3 2021
- Portfolio value
- $720.0M
- +$64.6M (+9.9%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| METMetlife Inc | Stock | 4,841 | $303.0K | <0.1% | +284+6.2% | Added | History |
| First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500 | ETF | 4,456 | $303.0K | <0.1% | +200+4.7% | Added | – |
| Victory Portfolios II92647N691 | VICTORYSHS US | 7,310 | $308.0K | <0.1% | −200−2.7% | Reduced | – |
| First Tr Exchange-Traded Alp33737M409 | SML CAP VAL ALPH | 5,871 | $312.0K | <0.1% | +27+0.5% | Added | – |
| FFord Motor Co | Stock | 15,152 | $315.0K | <0.1% | −803−5.0% | Reduced | History |
| CNICanadian National Railway Co | Stock | 2,571 | $316.0K | <0.1% | +11+0.4% | Added | History |
| First Tr Energy Income & Gro33738G104 | COM | 23,175 | $320.0K | <0.1% | −650−2.7% | Reduced | – |
| iShares S&P 100 ETF464287101 | ETF | 1,475 | $323.0K | <0.1% | +200+15.7% | Added | – |
| Foxwayne Enterpris Aqstn Cor35166L109 | COM CL A | 32,500 | $323.0K | <0.1% | +32,500 | New | – |
| iShares Core High Dividend ETF46429B663 | ETF | 3,224 | $326.0K | <0.1% | +1,067+49.5% | Added | – |
| BCEBce Inc | COM NEW | 6,272 | $326.0K | <0.1% | 00.0% | Unchanged | History |
| Invesco Exchange Traded FD T46137V233 | S&P 500 TOP 50 | 885 | $327.0K | <0.1% | 00.0% | Unchanged | – |
| SLBSLB Limited | Stock | 10,967 | $328.0K | <0.1% | 00.0% | Unchanged | History |
| WisdomTree Tr97717W315 | EMER MKT HIGH FD | 7,579 | $328.0K | <0.1% | −235−3.0% | Reduced | – |
| BNYBank of New York Mellon Corp | Stock | 5,672 | $329.0K | <0.1% | −648−10.3% | Reduced | History |
| Invesco Exch Traded FD Tr II46138E362 | S&P500 HDL VOL | 7,256 | $329.0K | <0.1% | −100−1.4% | Reduced | – |
| TRVTravelers Companies, Inc. | Stock | 2,125 | $332.0K | <0.1% | 00.0% | Unchanged | History |
| First Tr Exchng Traded FD VI33740F821 | ACTV FCTR LGCP | 11,951 | $336.0K | <0.1% | +2,973+33.1% | Added | – |
| Invesco Exch Traded FD Tr II46138G631 | NASDAQNXTGEN100 | 10,050 | $337.0K | <0.1% | 00.0% | Unchanged | – |
| BLKBlackRock, Inc. | COM | 368 | $337.0K | <0.1% | +62+20.3% | Added | History |
| ETREntergy Corp | COM | 2,997 | $338.0K | <0.1% | 00.0% | Unchanged | History |
| TLG Acquisition One Corp87257M207 | UNIT 99/99/9999 | 34,500 | $342.0K | <0.1% | 00.0% | Unchanged | – |
| WFC.PLWells Fargo & Company | PERP PFD CNV A | 230 | $343.0K | <0.1% | +230 | New | History |
| MPCMarathon Petroleum Corp | Stock | 5,421 | $347.0K | <0.1% | −191−3.4% | Reduced | History |
| iShares Russell 2000 Growth ETF464287648 | ETF | 1,188 | $348.0K | <0.1% | 00.0% | Unchanged | – |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 4,383 | $356.0K | <0.1% | +703+19.1% | Added | – |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 2,697 | $357.0K | <0.1% | −328−10.8% | Reduced | – |
| First Tr Exchange-Traded FD336917109 | SHS | 10,226 | $364.0K | 0.1% | 00.0% | Unchanged | – |
| VLOValero Energy Corp | Stock | 4,916 | $369.0K | 0.1% | +7+0.1% | Added | History |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 2,141 | $372.0K | 0.1% | 00.0% | Unchanged | – |
| MDLZMondelez International, Inc. | Stock | 5,612 | $372.0K | 0.1% | −179−3.1% | Reduced | History |
| Barrick Gold Corp067901108 | COM | 19,584 | $372.0K | 0.1% | +304+1.6% | Added | – |
| HRLHormel Foods Corp | COM | 7,685 | $375.0K | 0.1% | −1,700−18.1% | Reduced | History |
| MTBM&T Bank Corp | COM | 2,450 | $376.0K | 0.1% | +250+11.4% | Added | History |
| ROKURoku, Inc | COM CL A | 1,650 | $377.0K | 0.1% | +300+22.2% | Added | History |
| MRVLMarvell Technology, Inc. | COM | 4,355 | $381.0K | 0.1% | −600−12.1% | Reduced | History |
| Alps ETF Tr00162Q452 | ALERIAN MLP | 11,628 | $381.0K | 0.1% | +200+1.8% | Added | – |
| TXNTexas Instruments Inc | Stock | 2,027 | $382.0K | 0.1% | +120+6.3% | Added | History |
| Vanguard Morningstar Small-Cap Growth ETF922908595 | ETF | 1,360 | $383.0K | 0.1% | +13+1.0% | Added | – |
| iShares Tr46434VBA7 | IBONDS DEC22 ETF | 15,240 | $383.0K | 0.1% | +102+0.7% | Added | – |
| EXCExelon Corp | Stock | 6,667 | $385.0K | 0.1% | −1,681−20.1% | Reduced | History |
| WECWec Energy Group, Inc. | Stock | 3,985 | $387.0K | 0.1% | +129+3.3% | Added | History |
| State Street SPDR Portfolio Developed World Ex-US ETF78463X889 | ETF | 10,625 | $388.0K | 0.1% | 00.0% | Unchanged | – |
| SHWSherwin Williams Co | COM | 1,101 | $388.0K | 0.1% | −21−1.9% | Reduced | History |
| PBAPembina Pipeline Corp | COM | 12,842 | $389.0K | 0.1% | +625+5.1% | Added | History |
| AFLAflac Inc | Stock | 6,722 | $392.0K | 0.1% | +174+2.7% | Added | History |
| AEMAgnico Eagle Mines Ltd | Stock | 7,379 | $392.0K | 0.1% | +60+0.8% | Added | History |
| PMVCPMV Consumer Acquisition Corp. | COM | 39,880 | $392.0K | 0.1% | 00.0% | Unchanged | History |
| TFXTeleflex Inc | COM | 1,200 | $394.0K | 0.1% | −250−17.2% | Reduced | History |
| HWMHowmet Aerospace Inc. | Stock | 12,438 | $396.0K | 0.1% | −366−2.9% | Reduced | History |
| GDVGabelli Dividend & Income Trust | COM | 14,670 | $396.0K | 0.1% | +175+1.2% | Added | History |
| BACBank of America Corp | Stock | 9,056 | $403.0K | 0.1% | +20.0% | Added | History |
| STEXStreamex Corp. | COM NEW | 181,065 | $404.0K | 0.1% | +181,065 | New | History |
| First Tr Exchange-Traded FD33739Q200 | FST LOW OPPT EFT | 8,180 | $409.0K | 0.1% | −94−1.1% | Reduced | – |
| BARGraniteShares Gold Trust | SHS BEN INT | 22,614 | $410.0K | 0.1% | +1,193+5.6% | Added | History |
| First Tr Dow Jones Select Mi33718M105 | COM SHS ANNUAL | 6,423 | $411.0K | 0.1% | 00.0% | Unchanged | – |
| CTVACorteva, Inc. | Stock | 8,749 | $414.0K | 0.1% | +476+5.8% | Added | History |
| Vanguard World FD921910873 | MEGA CAP INDEX | 2,462 | $414.0K | 0.1% | 00.0% | Unchanged | – |
| Vanguard Real Estate ETF922908553 | ETF | 3,575 | $415.0K | 0.1% | +253+7.6% | Added | – |
| Vanguard Total International Bond ETF92203J407 | ETF | 7,528 | $415.0K | 0.1% | +1,059+16.4% | Added | – |
| SABASaba Capital Income & Opportunities Fund II | COM | 81,480 | $423.0K | 0.1% | +8,520+11.7% | Added | History |
| FISVFiserv Inc | Stock | 4,085 | $424.0K | 0.1% | +1,920+88.7% | Added | History |
| WFCWells Fargo & Company | Stock | 8,948 | $429.0K | 0.1% | −200−2.2% | Reduced | History |
| SBUXStarbucks Corp | Stock | 3,760 | $440.0K | 0.1% | −146−3.7% | Reduced | History |
| VSHVishay Intertechnology Inc | COM | 20,395 | $446.0K | 0.1% | 00.0% | Unchanged | History |
| NUVNuveen Municipal Value Fund Inc | COM | 43,065 | $447.0K | 0.1% | +11,620+37.0% | Added | History |
| BRK.ABerkshire Hathaway Inc | CL A | 1 | $451.0K | 0.1% | 00.0% | Unchanged | History |
| First Tr Exchange-Traded Alp33734Y109 | COM SHS | 4,664 | $453.0K | 0.1% | +20+0.4% | Added | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 8,208 | $456.0K | 0.1% | +359+4.6% | Added | – |
| SWKSSkyworks Solutions, Inc. | Stock | 2,942 | $456.0K | 0.1% | −399−11.9% | Reduced | History |
| First Tr Exchange-Traded FD33739Q408 | FIRST TR ENH NEW | 7,639 | $457.0K | 0.1% | +20.0% | Added | – |
| Vanguard Admiral FDS Inc921932828 | SMLLCP 600 IDX | 2,174 | $457.0K | 0.1% | +10+0.5% | Added | – |
| Vanguard Short-Term Bond ETF921937827 | ETF | 5,667 | $458.0K | 0.1% | +1,985+53.9% | Added | – |
| EVRGEvergy, Inc. | Stock | 6,703 | $460.0K | 0.1% | +109+1.7% | Added | History |
| AVGOBroadcom Inc. | Stock | 692 | $460.0K | 0.1% | +53+8.3% | Added | History |
| LMTLockheed Martin Corp | Stock | 1,307 | $464.0K | 0.1% | −158−10.8% | Reduced | History |
| BDXBecton Dickinson & Co | Stock | 1,851 | $466.0K | 0.1% | −14−0.8% | Reduced | History |
| CVUCpi Aerostructures Inc | COM NEW | 173,100 | $473.0K | 0.1% | −33,000−16.0% | Reduced | History |
| AEPAmerican Electric Power Co Inc | Stock | 5,338 | $475.0K | 0.1% | −390−6.8% | Reduced | History |
| IBMInternational Business Machines Corp | Stock | 3,551 | $475.0K | 0.1% | −270−7.1% | Reduced | History |
| Victory Portfolios II92647N824 | VCSHS US EQ INCM | 6,840 | $476.0K | 0.1% | +16+0.2% | Added | – |
| GSKGSK plc | SPONSORED ADR | 11,063 | $488.0K | 0.1% | +541+5.1% | Added | History |
| J P Morgan Exchange Traded F46641Q332 | EQUITY PREMIUM | 7,824 | $494.0K | 0.1% | +7,824 | New | – |
| CBRLCracker Barrel Old Country Store, Inc | COM | 3,999 | $514.0K | 0.1% | −43−1.1% | Reduced | History |
| Vanguard Intermediate-Term Bond ETF921937819 | ETF | 5,877 | $515.0K | 0.1% | +1,011+20.8% | Added | – |
| Goldman Sachs ETF Tr381430503 | ACTIVEBETA US LG | 5,530 | $526.0K | 0.1% | +10.0% | Added | – |
| CSQCalamos Strategic Total Return Fund | COM SH BEN INT | 27,750 | $535.0K | 0.1% | −422−1.5% | Reduced | History |
| State Street SPDR S&P Homebuilders ETF78464A888 | ETF | 6,314 | $542.0K | 0.1% | +605+10.6% | Added | – |
| MFMAberdeen Municipal Income Fund | SH BEN INT | 78,610 | $550.0K | 0.1% | +3,838+5.1% | Added | History |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 14,163 | $553.0K | 0.1% | −69−0.5% | Reduced | – |
| Vanguard Total Bond Market ETF921937835 | ETF | 6,521 | $553.0K | 0.1% | −227−3.4% | Reduced | – |
| GLWCorning Inc | COM | 14,982 | $558.0K | 0.1% | −599−3.8% | Reduced | History |
| State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474 | ETF | 18,111 | $561.0K | 0.1% | +291+1.6% | Added | – |
| ENREnergizer Holdings, Inc. | COM | 14,001 | $561.0K | 0.1% | −1,942−12.2% | Reduced | History |
| JKHYJack Henry & Associates Inc | Stock | 3,382 | $565.0K | 0.1% | +63+1.9% | Added | History |
| Amplify ETF Tr032108409 | CWP ENHANCED DIV | 14,842 | $567.0K | 0.1% | +2,000+15.6% | Added | – |
| DDominion Energy, Inc | Stock | 7,276 | $572.0K | 0.1% | −1,150−13.6% | Reduced | History |
| Vanguard Scottsdale FDS92206C565 | TOTAL WLD BD ETF | 7,332 | $575.0K | 0.1% | −514−6.6% | Reduced | – |
| BALLBALL Corp | COM | 6,114 | $589.0K | 0.1% | +1,926+46.0% | Added | History |
| DEDeere & Co | Stock | 1,760 | $604.0K | 0.1% | +61+3.6% | Added | History |
Sold out since Q3 2021 (19)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| Roman DBDR Tech Acquisition77584N101 | COM CL A | 100,469 | $1.02M | 0.2% | – |
| Merida Merger Corp I58953M106 | COM | 69,112 | $690.0K | 0.1% | – |
| HMTVHemisphere Media Group, Inc. | CL A | 49,716 | $606.0K | 0.1% | History |
| RIORio Tinto PLC | ADR | 8,187 | $547.0K | 0.1% | History |
| IMOSChipmos Technologies Inc | SPONSORD ADS NEW | 13,400 | $459.0K | 0.1% | History |
| Rosecliff Acquisition Corp I77732R202 | UNIT 99/99/9999 | 39,900 | $395.0K | 0.1% | – |
| Foxwayne Enterpris Aqstn Cor35166L208 | UNIT 01/12/2026 | 36,500 | $375.0K | 0.1% | – |
| Vanguard Utilities ETF92204A876 | ETF | 2,346 | $326.0K | <0.1% | – |
| iShares Tr46434VBK5 | IBONDS DEC21 ETF | 10,112 | $250.0K | <0.1% | – |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | 1,858 | $234.0K | <0.1% | – |
| ETF Ser Solutions26922A289 | DEFIANCE CONNECT | 6,200 | $225.0K | <0.1% | – |
| DOCUDocuSign, Inc. | Stock | 870 | $224.0K | <0.1% | History |
| MRNAModerna, Inc. | Stock | 560 | $216.0K | <0.1% | History |
| SPDR Series Trust78468R622 | ST BLOO HIGH ETF | 1,961 | $214.0K | <0.1% | – |
| State Street Utilities Select Sector SPDR ETF81369Y886 | ETF | 3,290 | $210.0K | <0.1% | – |
| Invesco Exchange Traded FD T46137V100 | AEROSPACE DEFN | 2,822 | $203.0K | <0.1% | – |
| WisdomTree Tr97717W794 | TRUE DEV INTL FD | 4,239 | $202.0K | <0.1% | – |
| 890 5th Ave Partners Inc28250A105 | COM CL A | 20,000 | $198.0K | <0.1% | – |
| Broadscale Acquisition Corp11134Y200 | UNIT 02/02/2026 | 19,000 | $188.0K | <0.1% | – |