Smith, Moore & Co.
- SEC CIK
- 0000200724
- Latest filing
- Aug 12, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 12, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 416
- +9 vs. Q2 2021
- Portfolio value
- $655.4M
- −$8.30M (−1.3%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| RQICohen & Steers Quality Income Realty Fund Inc | CEF | 10,000 | $149.0K | <0.1% | +10,000 | New | History |
| JQCNuveen Credit Strategies Income Fund | COM SHS | 21,175 | $139.0K | <0.1% | 00.0% | Unchanged | History |
| TBLATaboola.com Ltd. | ORD SHS | 15,500 | $131.0K | <0.1% | +15,500 | New | History |
| Omega Alpha SpacG6749V107 | CL A | 13,250 | $129.0K | <0.1% | 00.0% | Unchanged | – |
| Lefteris Acquisition Corp52470X109 | COM CL A | 13,000 | $127.0K | <0.1% | 00.0% | Unchanged | – |
| GOSSGossamer Bio, Inc. | COM | 10,000 | $126.0K | <0.1% | +10,000 | New | History |
| Group Nine Acquisition Corp.39947R203 | UNIT 01/15/2026 | 12,300 | $122.0K | <0.1% | 00.0% | Unchanged | – |
| FiscalNote Holdings, Inc.G28553108 | CL A | 11,100 | $109.0K | <0.1% | 00.0% | Unchanged | – |
| Lightjump Acquisition Corp53228M205 | UNIT 01/06/2026 | 10,100 | $102.0K | <0.1% | 00.0% | Unchanged | – |
| Empowerment & Inclusion Capi29248N209 | UNIT 99/99/9999 | 10,000 | $100.0K | <0.1% | 00.0% | Unchanged | – |
| One Equity Partners Open WTR68237L204 | UNIT 01/14/2026 | 10,000 | $99.0K | <0.1% | 00.0% | Unchanged | – |
| GABGabelli Equity Trust Inc | COM | 10,700 | $71.0K | <0.1% | +10,700 | New | History |
| PPTFranklin Premier Income Trust | SH BEN INT | 10,000 | $46.0K | <0.1% | 00.0% | Unchanged | History |
| MUXMcEwen Inc. | COM | 30,146 | $31.0K | <0.1% | 00.0% | Unchanged | History |
| Liberty Media Corp530715AG6 | DEB 4.000%11/1 | – | $8.00K | <0.1% | – | – | – |
| NAKNorthern Dynasty Minerals Ltd | COM NEW | 11,355 | $5.00K | <0.1% | 00.0% | Unchanged | History |
Sold out since Q2 2021 (20)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| iShares Tr46432F388 | MSCI USA VALUE | 15,301 | $1.61M | 0.2% | – |
| ARK ETF Tr00214Q302 | GENOMIC REV ETF | 13,436 | $1.24M | 0.2% | – |
| Locust Walk Acquisition Corp54015L301 | UNIT 12/31/2025 | 119,315 | $1.22M | 0.2% | – |
| ADMArcher-Daniels-Midland Co | Stock | 19,132 | $1.16M | 0.2% | History |
| Invesco Exchange Traded FD T46137V134 | WILDERHIL CLAN | 11,682 | $1.09M | 0.2% | – |
| Climate Real Impact Slutins187171202 | UNIT 99/99/9999 | 106,891 | $1.08M | 0.2% | – |
| iShares Tr464288257 | MSCI ACWI ETF | 10,669 | $1.08M | 0.2% | – |
| State Street SPDR S&P Bank ETF78464A797 | ETF | 20,841 | $1.07M | 0.2% | – |
| Innovator ETFs Trust45782C433 | US EQTY BUFR FEB | 25,187 | $771.0K | 0.1% | – |
| PTK Acquisition Corp69375F108 | COM | 67,050 | $664.0K | 0.1% | – |
| SCCOSouthern Copper Corp | Stock | 9,636 | $620.0K | 0.1% | History |
| GPNGlobal Payments Inc | Stock | 2,338 | $438.0K | 0.1% | History |
| 26 Capital Acquisition Corp.90138P209 | UNIT 12/31/2027 | 30,000 | $307.0K | <0.1% | – |
| JPMorgan Ultra-Short Income ETF46641Q837 | ETF | 4,241 | $215.0K | <0.1% | – |
| 890 5th Ave Partners Inc28250A204 | UNIT 01/12/2026 | 20,000 | $205.0K | <0.1% | – |
| iShares U.S. Treasury Bond ETF46429B267 | ETF | 7,520 | $200.0K | <0.1% | – |
| Yellowstone Acquisition Co98566K105 | COM CL A | 14,000 | $141.0K | <0.1% | – |
| SMRNuscale Power Corp | CL A | 13,900 | $139.0K | <0.1% | History |
| Roth CH Acquisition II Co778673103 | COM | 12,500 | $124.0K | <0.1% | – |
| Motive Capital CorpG6293A129 | UNIT 99/99/9999 | 11,540 | $116.0K | <0.1% | – |