Smith, Moore & Co.
- SEC CIK
- 0000200724
- Latest filing
- Aug 12, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 12, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 416
- +9 vs. Q2 2021
- Portfolio value
- $655.4M
- −$8.30M (−1.3%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| NFLXNetflix Inc | Stock | 1,085 | $662.0K | 0.1% | 00.0% | Unchanged | History |
| TGTTarget Corp | Stock | 2,881 | $659.0K | 0.1% | +3+0.1% | Added | History |
| Invesco Rafi Developed Markets Ex-U.S. Small-Mid ETF46138E735 | ETF | 17,400 | $654.0K | 0.1% | −1,049−5.7% | Reduced | – |
| OCSLOaktree Specialty Lending Corp | COM | 91,638 | $647.0K | 0.1% | 00.0% | Unchanged | History |
| SCHWSchwab Charles Corp | Stock | 8,835 | $644.0K | 0.1% | −1,433−14.0% | Reduced | History |
| SIRISirius XM Holdings Inc. | COM | 105,070 | $641.0K | 0.1% | +2,500+2.4% | Added | History |
| SPDR Index Shs FDS78463X756 | ST MARKE CAP ETF | 10,868 | $637.0K | 0.1% | −709−6.1% | Reduced | – |
| PMPhilip Morris International Inc. | Stock | 6,669 | $632.0K | 0.1% | +369+5.9% | Added | History |
| Vanguard Scottsdale FDS92206C565 | TOTAL WLD BD ETF | 7,846 | $627.0K | 0.1% | +291+3.9% | Added | – |
| iShares Tr464287762 | US HLTHCARE ETF | 2,270 | $626.0K | 0.1% | 00.0% | Unchanged | – |
| ENREnergizer Holdings, Inc. | COM | 15,943 | $623.0K | 0.1% | +1,666+11.7% | Added | History |
| DDominion Energy, Inc | Stock | 8,426 | $615.0K | 0.1% | +250+3.1% | Added | History |
| WMWaste Management Inc | Stock | 4,090 | $611.0K | 0.1% | +50+1.2% | Added | History |
| TSNTyson Foods, Inc. | Stock | 7,686 | $607.0K | 0.1% | +796+11.6% | Added | History |
| HMTVHemisphere Media Group, Inc. | CL A | 49,716 | $606.0K | 0.1% | +49,716 | New | History |
| Vanguard Total Bond Market ETF921937835 | ETF | 6,748 | $577.0K | 0.1% | +502+8.0% | Added | – |
| EPCEdgewell Personal Care Co | COM | 15,733 | $571.0K | 0.1% | −316−2.0% | Reduced | History |
| Invesco Exch Traded FD Tr II46138G672 | S&P MDCP 400 REV | 6,543 | $571.0K | 0.1% | +19+0.3% | Added | – |
| DEDeere & Co | Stock | 1,699 | $569.0K | 0.1% | +8+0.5% | Added | History |
| GLWCorning Inc | COM | 15,581 | $568.0K | 0.1% | +959+6.6% | Added | History |
| CVUCpi Aerostructures Inc | COM NEW | 206,100 | $567.0K | 0.1% | +102,600+99.1% | Added | History |
| CBRLCracker Barrel Old Country Store, Inc | COM | 4,042 | $565.0K | 0.1% | +132+3.4% | Added | History |
| State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474 | ETF | 17,820 | $557.0K | 0.1% | −16−0.1% | Reduced | – |
| SJMJ M SMUCKER Co | Stock | 4,614 | $554.0K | 0.1% | −55−1.2% | Reduced | History |
| NTRNutrien Ltd. | COM | 8,523 | $553.0K | 0.1% | 00.0% | Unchanged | History |
| SWKSSkyworks Solutions, Inc. | Stock | 3,341 | $551.0K | 0.1% | +183+5.8% | Added | History |
| RIORio Tinto PLC | ADR | 8,187 | $547.0K | 0.1% | +1,700+26.2% | Added | History |
| TFXTeleflex Inc | COM | 1,450 | $546.0K | 0.1% | 00.0% | Unchanged | History |
| JKHYJack Henry & Associates Inc | Stock | 3,319 | $545.0K | 0.1% | +455+15.9% | Added | History |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 14,232 | $534.0K | 0.1% | +275+2.0% | Added | – |
| IBMInternational Business Machines Corp | Stock | 3,821 | $531.0K | 0.1% | +458+13.6% | Added | History |
| WYWeyerhaeuser Co | COM NEW | 14,782 | $526.0K | 0.1% | −157−1.1% | Reduced | History |
| MFMAberdeen Municipal Income Fund | SH BEN INT | 74,772 | $523.0K | 0.1% | +80+0.1% | Added | History |
| NOCNorthrop Grumman Corp | Stock | 1,440 | $519.0K | 0.1% | −37−2.5% | Reduced | History |
| LMTLockheed Martin Corp | Stock | 1,465 | $505.0K | 0.1% | −54−3.6% | Reduced | History |
| Alps ETF Tr00162Q205 | EQUAL SEC ETF | 5,060 | $503.0K | 0.1% | +1,200+31.1% | Added | – |
| CSQCalamos Strategic Total Return Fund | COM SH BEN INT | 28,172 | $499.0K | 0.1% | +500+1.8% | Added | History |
| DDDuPont de Nemours, Inc. | COM | 7,323 | $498.0K | 0.1% | +102+1.4% | Added | History |
| Goldman Sachs ETF Tr381430503 | ACTIVEBETA US LG | 5,529 | $476.0K | 0.1% | +5,529 | New | – |
| AEPAmerican Electric Power Co Inc | Stock | 5,728 | $465.0K | 0.1% | +128+2.3% | Added | History |
| IMOSChipmos Technologies Inc | SPONSORD ADS NEW | 13,400 | $459.0K | 0.1% | −7,888−37.1% | Reduced | History |
| BDXBecton Dickinson & Co | Stock | 1,865 | $458.0K | 0.1% | −49−2.6% | Reduced | History |
| First Tr Exchange-Traded FD33739Q408 | FIRST TR ENH NEW | 7,637 | $458.0K | 0.1% | +551+7.8% | Added | – |
| Amplify ETF Tr032108409 | CWP ENHANCED DIV | 12,842 | $448.0K | 0.1% | +800+6.6% | Added | – |
| Vanguard Morningstar Growth ETF922908736 | ETF | 1,540 | $447.0K | 0.1% | +167+12.2% | Added | – |
| Victory Portfolios II92647N824 | VCSHS US EQ INCM | 6,824 | $439.0K | 0.1% | +11+0.2% | Added | – |
| Vanguard Admiral FDS Inc921932828 | SMLLCP 600 IDX | 2,164 | $436.0K | 0.1% | −65−2.9% | Reduced | – |
| Vanguard Intermediate-Term Bond ETF921937819 | ETF | 4,866 | $435.0K | 0.1% | +178+3.8% | Added | – |
| SBUXStarbucks Corp | Stock | 3,906 | $431.0K | 0.1% | +310+8.6% | Added | History |
| WFCWells Fargo & Company | Stock | 9,148 | $425.0K | 0.1% | 00.0% | Unchanged | History |
| BABAAlibaba Group Holding Ltd | ADR | 2,871 | $425.0K | 0.1% | −340−10.6% | Reduced | History |
| First Tr Exchange-Traded Alp33734Y109 | COM SHS | 4,644 | $425.0K | 0.1% | +2,276+96.1% | Added | – |
| ROKURoku, Inc | COM CL A | 1,350 | $423.0K | 0.1% | 00.0% | Unchanged | History |
| First Tr Exchange-Traded FD33739Q200 | FST LOW OPPT EFT | 8,274 | $419.0K | 0.1% | +1,152+16.2% | Added | – |
| BRK.ABerkshire Hathaway Inc | CL A | 1 | $411.0K | 0.1% | 00.0% | Unchanged | History |
| EVRGEvergy, Inc. | Stock | 6,594 | $410.0K | 0.1% | +230+3.6% | Added | History |
| State Street SPDR S&P Homebuilders ETF78464A888 | ETF | 5,709 | $410.0K | 0.1% | +817+16.7% | Added | – |
| VSHVishay Intertechnology Inc | COM | 20,395 | $410.0K | 0.1% | −1,455−6.7% | Reduced | History |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 7,849 | $409.0K | 0.1% | −30,008−79.3% | Reduced | – |
| EXCExelon Corp | Stock | 8,348 | $404.0K | 0.1% | +393+4.9% | Added | History |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 3,025 | $402.0K | 0.1% | +170+6.0% | Added | – |
| GSKGSK plc | SPONSORED ADR | 10,522 | $402.0K | 0.1% | −41−0.4% | Reduced | History |
| HWMHowmet Aerospace Inc. | Stock | 12,804 | $399.0K | 0.1% | +22+0.2% | Added | History |
| Rosecliff Acquisition Corp I77732R202 | UNIT 99/99/9999 | 39,900 | $395.0K | 0.1% | 00.0% | Unchanged | – |
| SABASaba Capital Income & Opportunities Fund II | COM | 72,960 | $393.0K | 0.1% | −1,000−1.4% | Reduced | History |
| PMVCPMV Consumer Acquisition Corp. | COM | 39,880 | $391.0K | 0.1% | 00.0% | Unchanged | History |
| PBAPembina Pipeline Corp | COM | 12,217 | $387.0K | 0.1% | +500+4.3% | Added | History |
| State Street SPDR Portfolio Developed World Ex-US ETF78463X889 | ETF | 10,625 | $385.0K | 0.1% | 00.0% | Unchanged | – |
| HRLHormel Foods Corp | COM | 9,385 | $385.0K | 0.1% | −695−6.9% | Reduced | History |
| First Tr Dow Jones Select Mi33718M105 | COM SHS ANNUAL | 6,423 | $385.0K | 0.1% | −726−10.2% | Reduced | – |
| BACBank of America Corp | Stock | 9,054 | $384.0K | 0.1% | +341+3.9% | Added | History |
| iShares Tr46434VBA7 | IBONDS DEC22 ETF | 15,138 | $383.0K | 0.1% | +61+0.4% | Added | – |
| Alps ETF Tr00162Q452 | ALERIAN MLP | 11,428 | $381.0K | 0.1% | −91−0.8% | Reduced | – |
| AEMAgnico Eagle Mines Ltd | Stock | 7,319 | $379.0K | 0.1% | −200−2.7% | Reduced | History |
| Vanguard Morningstar Small-Cap Growth ETF922908595 | ETF | 1,347 | $377.0K | 0.1% | +100+8.0% | Added | – |
| BALLBALL Corp | COM | 4,188 | $377.0K | 0.1% | +4,188 | New | History |
| Vanguard World FD921910873 | MEGA CAP INDEX | 2,462 | $375.0K | 0.1% | 00.0% | Unchanged | – |
| Foxwayne Enterpris Aqstn Cor35166L208 | UNIT 01/12/2026 | 36,500 | $375.0K | 0.1% | 00.0% | Unchanged | – |
| BARGraniteShares Gold Trust | SHS BEN INT | 21,421 | $374.0K | 0.1% | +4,438+26.1% | Added | History |
| GDVGabelli Dividend & Income Trust | COM | 14,495 | $374.0K | 0.1% | 00.0% | Unchanged | History |
| Vanguard Total International Bond ETF92203J407 | ETF | 6,469 | $368.0K | 0.1% | +1,150+21.6% | Added | – |
| TXNTexas Instruments Inc | Stock | 1,907 | $367.0K | 0.1% | +138+7.8% | Added | History |
| NUVNuveen Municipal Value Fund Inc | COM | 31,445 | $356.0K | 0.1% | +200+0.6% | Added | History |
| iShares Russell 2000 Growth ETF464287648 | ETF | 1,188 | $349.0K | 0.1% | +1+0.1% | Added | – |
| CTVACorteva, Inc. | Stock | 8,273 | $348.0K | 0.1% | +104+1.3% | Added | History |
| Barrick Gold Corp067901108 | COM | 19,280 | $348.0K | 0.1% | −2,495−11.5% | Reduced | – |
| MPCMarathon Petroleum Corp | Stock | 5,612 | $347.0K | 0.1% | +11+0.2% | Added | History |
| VLOValero Energy Corp | Stock | 4,909 | $346.0K | 0.1% | +191+4.0% | Added | History |
| TLG Acquisition One Corp87257M207 | UNIT 99/99/9999 | 34,500 | $342.0K | 0.1% | 00.0% | Unchanged | – |
| AFLAflac Inc | Stock | 6,548 | $341.0K | 0.1% | −399−5.7% | Reduced | History |
| WisdomTree Tr97717W315 | EMER MKT HIGH FD | 7,814 | $341.0K | 0.1% | +603+8.4% | Added | – |
| WECWec Energy Group, Inc. | Stock | 3,856 | $340.0K | 0.1% | +76+2.0% | Added | History |
| Vanguard Real Estate ETF922908553 | ETF | 3,322 | $338.0K | 0.1% | +212+6.8% | Added | – |
| MDLZMondelez International, Inc. | Stock | 5,791 | $337.0K | 0.1% | +10+0.2% | Added | History |
| First Tr Exchange-Traded FD336917109 | SHS | 10,226 | $335.0K | 0.1% | 00.0% | Unchanged | – |
| Invesco Exch Traded FD Tr II46138G631 | NASDAQNXTGEN100 | 10,050 | $332.0K | 0.1% | 00.0% | Unchanged | – |
| MTBM&T Bank Corp | COM | 2,200 | $329.0K | 0.1% | 00.0% | Unchanged | History |
| BNYBank of New York Mellon Corp | Stock | 6,320 | $328.0K | 0.1% | −2,063−24.6% | Reduced | History |
| Vanguard Utilities ETF92204A876 | ETF | 2,346 | $326.0K | <0.1% | 00.0% | Unchanged | – |
| GFNew Germany Fund Inc | COM | 16,502 | $326.0K | <0.1% | 00.0% | Unchanged | History |
Sold out since Q2 2021 (20)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| iShares Tr46432F388 | MSCI USA VALUE | 15,301 | $1.61M | 0.2% | – |
| ARK ETF Tr00214Q302 | GENOMIC REV ETF | 13,436 | $1.24M | 0.2% | – |
| Locust Walk Acquisition Corp54015L301 | UNIT 12/31/2025 | 119,315 | $1.22M | 0.2% | – |
| ADMArcher-Daniels-Midland Co | Stock | 19,132 | $1.16M | 0.2% | History |
| Invesco Exchange Traded FD T46137V134 | WILDERHIL CLAN | 11,682 | $1.09M | 0.2% | – |
| Climate Real Impact Slutins187171202 | UNIT 99/99/9999 | 106,891 | $1.08M | 0.2% | – |
| iShares Tr464288257 | MSCI ACWI ETF | 10,669 | $1.08M | 0.2% | – |
| State Street SPDR S&P Bank ETF78464A797 | ETF | 20,841 | $1.07M | 0.2% | – |
| Innovator ETFs Trust45782C433 | US EQTY BUFR FEB | 25,187 | $771.0K | 0.1% | – |
| PTK Acquisition Corp69375F108 | COM | 67,050 | $664.0K | 0.1% | – |
| SCCOSouthern Copper Corp | Stock | 9,636 | $620.0K | 0.1% | History |
| GPNGlobal Payments Inc | Stock | 2,338 | $438.0K | 0.1% | History |
| 26 Capital Acquisition Corp.90138P209 | UNIT 12/31/2027 | 30,000 | $307.0K | <0.1% | – |
| JPMorgan Ultra-Short Income ETF46641Q837 | ETF | 4,241 | $215.0K | <0.1% | – |
| 890 5th Ave Partners Inc28250A204 | UNIT 01/12/2026 | 20,000 | $205.0K | <0.1% | – |
| iShares U.S. Treasury Bond ETF46429B267 | ETF | 7,520 | $200.0K | <0.1% | – |
| Yellowstone Acquisition Co98566K105 | COM CL A | 14,000 | $141.0K | <0.1% | – |
| SMRNuscale Power Corp | CL A | 13,900 | $139.0K | <0.1% | History |
| Roth CH Acquisition II Co778673103 | COM | 12,500 | $124.0K | <0.1% | – |
| Motive Capital CorpG6293A129 | UNIT 99/99/9999 | 11,540 | $116.0K | <0.1% | – |