Mackay Shields LLC
- SEC CIK
- 0000061227
- Latest filing
- Jul 28, 2026
Holdings in Q4 2022
Holdings as of Dec 31, 2022, filed Jan 31, 2023. Long positions only; changes compare share counts with Q3 2022.
- Positions
- 241
- 0 vs. Q3 2022
- Portfolio value
- $3.92B
- −$35.6M (−0.9%) vs. Q3 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| VPVInvesco Pennsylvania Value Municipal Income Trust | COM | 78,503 | $769.3K | <0.1% | −209,258−72.7% | Reduced | History |
| iShares Tr464288588 | MBS ETF | 9,050 | $839.4K | <0.1% | +1,650+22.3% | Added | – |
| Array Technologies, Inc.04271TAB6 | NOTE 1.000%12/0 | – | $957.1K | <0.1% | – | New | – |
| BlackRock New York Municipal Income Trust09248L106 | SH BEN INT | 105,138 | $1.06M | <0.1% | 00.0% | Unchanged | – |
| CRCCalifornia Resources Corp | COM STOCK | 33,073 | $1.44M | <0.1% | −10,000−23.2% | Reduced | History |
| KTFDWS Municipal Income Trust | COM | 179,378 | $1.54M | <0.1% | 00.0% | Unchanged | History |
| MFMAberdeen Municipal Income Fund | SH BEN INT | 333,155 | $1.73M | <0.1% | 00.0% | Unchanged | History |
| NADNuveen Quality Municipal Income Fund | COM | 188,362 | $2.22M | 0.1% | 00.0% | Unchanged | History |
| SHIFT4 PMTS Inc82452JAD1 | NOTE 0.500% 8/0 | – | $2.37M | 0.1% | – | – | – |
| Snap Inc83304AAB2 | NOTE 0.750% 8/0 | – | $2.54M | 0.1% | – | – | – |
| Sabre GLBL Inc78573NAE2 | NOTE 4.000% 4/1 | – | $3.48M | 0.1% | – | – | – |
| Spirit Airls Inc848577AB8 | NOTE 1.000% 5/1 | – | $3.73M | 0.1% | – | – | – |
| Square Inc852234AF0 | NOTE 0.125% 3/0 | – | $3.73M | 0.1% | – | – | – |
| MHIPioneer Municipal High Income Fund, Inc. | COM SHS | 456,702 | $3.92M | 0.1% | −283,546−38.3% | Reduced | History |
| Omnicell Com68213NAD1 | NOTE 0.250% 9/1 | – | $4.20M | 0.1% | – | – | – |
| Splunk Inc848637AD6 | NOTE 1.125% 9/1 | – | $4.21M | 0.1% | – | – | – |
| VFLabrdn National Municipal Income Fund | CEF | 423,080 | $4.39M | 0.1% | −393,962−48.2% | Reduced | History |
| ENXEaton Vance New York Municipal Bond Fund | COM | 494,730 | $4.46M | 0.1% | 00.0% | Unchanged | History |
| State Street SPDR Bloomberg Convertible Securities ETF78464A359 | ETF | 70,790 | $4.55M | 0.1% | +70,790 | New | – |
| MQYBlackRock Muniyield Quality Fund, Inc. | COM | 460,649 | $5.34M | 0.1% | 00.0% | Unchanged | History |
| Western Digital Corp958102AP0 | NOTE 1.500% 2/0 | – | $5.38M | 0.1% | – | – | – |
| Expedia Group, Inc.30212PBE4 | NOTE 2/1 | – | $5.44M | 0.1% | – | – | – |
| Akamai Technologies Inc00971TAJ0 | NOTE 0.125% 5/0 | – | $5.45M | 0.1% | – | – | – |
| MAVPioneer Municipal High Income Advantage Fund, Inc. | COM | 674,002 | $5.46M | 0.1% | −228,005−25.3% | Reduced | History |
| NCL Corp Ltd62886HAT8 | NOTE 6.000% 5/1 | – | $5.66M | 0.1% | – | – | – |
| NQPNuveen Pennsylvania Quality Municipal Income Fund | COM | 517,097 | $5.76M | 0.1% | 00.0% | Unchanged | History |
| Alarm Com Hldgs Inc011642AB1 | NOTE 1/1 | – | $5.95M | 0.2% | – | – | – |
| Patrick Inds Inc703343AB9 | DBCV 1.000% 2/0 | – | $5.99M | 0.2% | – | – | – |
| Royal Caribbean Group780153BB7 | NOTE 4.250% 6/1 | – | $6.01M | 0.2% | – | – | – |
| RingCentral, Inc.76680RAF4 | NOTE 3/0 | – | $6.21M | 0.2% | – | – | – |
| SHIFT4 PMTS Inc82452JAB5 | NOTE 12/1 | – | $6.43M | 0.2% | – | – | – |
| Q2 Hldgs Inc74736LAD1 | NOTE 0.750% 6/0 | – | $6.49M | 0.2% | – | – | – |
| BridgeBio Pharma, Inc.10806XAB8 | NOTE 2.500% 3/1 | – | $6.57M | 0.2% | – | – | – |
| Marriott Vacations Worldwide Corp57164YAD9 | NOTE 1/1 | – | $6.71M | 0.2% | – | – | – |
| Bentley Sys Inc08265TAB5 | NOTE 0.125% 1/1 | – | $6.83M | 0.2% | – | – | – |
| Etsy Inc29786AAJ5 | NOTE 0.125%10/0 | – | $7.08M | 0.2% | – | – | – |
| CONMED Corp207410AF8 | NOTE 2.625% 2/0 | – | $7.12M | 0.2% | – | – | – |
| Envestnet, Inc.29404KAB2 | NOTE 1.750% 6/0 | – | $7.32M | 0.2% | – | – | – |
| JetBlue Airways Corp477143AP6 | NOTE 0.500% 4/0 | – | $7.40M | 0.2% | – | – | – |
| InterDigital, Inc.45867GAB7 | NOTE 2.000% 6/0 | – | $7.51M | 0.2% | – | – | – |
| MHDBlackRock Muniholdings Fund, Inc. | COM | 638,616 | $7.75M | 0.2% | 00.0% | Unchanged | History |
| NRKNuveen New York Amt-Free Quality Municipal Income Fund | COM | 775,232 | $7.95M | 0.2% | 00.0% | Unchanged | History |
| KOSKosmos Energy Ltd. | COM | 1,267,346 | $8.06M | 0.2% | 00.0% | Unchanged | History |
| NCL Corp Ltd62886HAX9 | NOTE 5.375% 8/0 | – | $8.34M | 0.2% | – | – | – |
| Five9, Inc.338307AD3 | NOTE 0.500% 6/0 | – | $9.30M | 0.2% | – | – | – |
| Parsons Corp70202LAB8 | NOTE 0.250% 8/1 | – | $9.40M | 0.2% | – | – | – |
| MYNBlackRock Muniyield New York Quality Fund, Inc. | COM | 972,655 | $9.53M | 0.2% | 00.0% | Unchanged | History |
| PDCEPDC Energy, Inc. | COM | 153,669 | $9.75M | 0.2% | 00.0% | Unchanged | History |
| Guardant Health, Inc.40131MAB5 | NOTE 11/1 | – | $9.76M | 0.2% | – | – | – |
| Cable One, Inc.12685JAE5 | NOTE 3/1 | – | $9.88M | 0.3% | – | New | – |
| Digitalocean Hldgs Inc25402DAB8 | NOTE 12/0 | – | $10.2M | 0.3% | – | New | – |
| Bill Com Hldgs Inc090043AB6 | NOTE 12/0 | – | $10.8M | 0.3% | – | – | – |
| MIYBlackRock Muniyield Michigan Quality Fund, Inc. | COM | 992,834 | $11.0M | 0.3% | −131,987−11.7% | Reduced | History |
| MUJBlackRock Muniholdings New Jersey Quality Fund, Inc. | COM | 1,003,043 | $11.1M | 0.3% | −206,033−17.0% | Reduced | History |
| Biomarin Pharmaceutical Inc09061GAH4 | NOTE 0.599% 8/0 | – | $11.3M | 0.3% | – | – | – |
| Pebblebrook Hotel Tr70509VAA8 | NOTE 1.750%12/1 | – | $11.4M | 0.3% | – | – | – |
| MQTBlackRock Muniyield Quality Fund II, Inc. | COM | 1,146,255 | $11.7M | 0.3% | 00.0% | Unchanged | History |
| GLDSPDR Gold Trust | ETF | 70,336 | $11.9M | 0.3% | 00.0% | Unchanged | History |
| Impinj Inc453204AD1 | NOTE 1.125% 5/1 | – | $12.3M | 0.3% | – | New | – |
| Nextera Energy Inc65339F770 | UNIT 99/99/9999 | 254,846 | $12.9M | 0.3% | −9,849−3.7% | Reduced | – |
| Okta, Inc.679295AD7 | NOTE 0.125% 9/0 | – | $13.1M | 0.3% | – | – | – |
| MHNBlackRock Muniholdings New York Quality Fund, Inc. | COM | 1,297,034 | $13.3M | 0.3% | 00.0% | Unchanged | History |
| Infinera Corp45667GAE3 | NOTE 2.500% 3/0 | – | $13.5M | 0.3% | – | – | – |
| Snap Inc83304AAF3 | NOTE 5/0 | – | $15.3M | 0.4% | – | – | – |
| American Airls Group Inc02376RAF9 | NOTE 6.500% 7/0 | – | $15.4M | 0.4% | – | – | – |
| Chegg, Inc163092AF6 | NOTE 9/0 | – | $16.0M | 0.4% | – | – | – |
| Haemonetics Corp Mass405024AB6 | NOTE 3/0 | – | $16.6M | 0.4% | – | – | – |
| Rambus Inc750917AG1 | NOTE 1.375% 2/0 | – | $16.9M | 0.4% | – | – | – |
| Greenbrier Cos Inc393657AM3 | NOTE 2.875% 4/1 | – | $17.2M | 0.4% | – | – | – |
| BDX 6 06/01/23 Pfd075887406 | CONVERTIBLE PREFERRED STOCK | 351,597 | $17.7M | 0.5% | −8,633−2.4% | Reduced | – |
| Zynga Inc98986TAD0 | NOTE 12/1 | – | $18.3M | 0.5% | – | – | – |
| MongoDB, Inc.60937PAD8 | NOTE 0.250% 1/1 | – | $18.3M | 0.5% | – | – | – |
| CHRDChord Energy Corp | COM NEW | 138,062 | $18.9M | 0.5% | −9,000−6.1% | Reduced | History |
| Live Nation Entertainment IN538034AQ2 | NOTE 2.500% 3/1 | – | $19.0M | 0.5% | – | – | – |
| NEANuveen AMT-Free Quality Municipal Income Fund | COM | 1,707,583 | $19.4M | 0.5% | 00.0% | Unchanged | History |
| Zscaler, Inc.98980GAB8 | NOTE 0.125% 7/0 | – | $19.8M | 0.5% | – | – | – |
| Block, Inc.852234AK9 | NOTE 0.250%11/0 | – | $20.1M | 0.5% | – | – | – |
| Solaredge Technologies, Inc.83417MAD6 | NOTE 9/1 | – | $21.2M | 0.5% | – | – | – |
| Pacira BioSciences, Inc.695127AF7 | NOTE 0.750% 8/0 | – | $21.7M | 0.6% | – | – | – |
| BACBank of America Corp | Stock | 666,299 | $22.1M | 0.6% | 00.0% | Unchanged | History |
| Ionis Pharmaceuticals Inc462222AD2 | NOTE 4/0 | – | $22.6M | 0.6% | – | – | – |
| Dropbox, Inc.26210CAD6 | NOTE 3/0 | – | $22.6M | 0.6% | – | – | – |
| Coupa Software Inc22266LAF3 | NOTE 0.375% 6/1 | – | $22.8M | 0.6% | – | – | – |
| Enphase Energy, Inc.29355AAH0 | NOTE 3/0 | – | $22.9M | 0.6% | – | – | – |
| Datadog, Inc.23804LAB9 | NOTE 0.125% 6/1 | – | $22.9M | 0.6% | – | – | – |
| Summit Hotel Pptys Inc866082AA8 | NOTE 1.500% 2/1 | – | $23.4M | 0.6% | – | – | – |
| Euronet Worldwide, Inc.298736AL3 | NOTE 0.750% 3/1 | – | $23.9M | 0.6% | – | – | – |
| Cheesecake Factory Inc163072AA9 | NOTE 0.375% 6/1 | – | $24.0M | 0.6% | – | – | – |
| Ares Capital Corp04010LAW3 | NOTE 4.625% 3/0 | – | $24.8M | 0.6% | – | – | – |
| Uber Technologies, Inc90353TAJ9 | NOTE 12/1 | – | $25.0M | 0.6% | – | – | – |
| Block, Inc.852234AJ2 | NOTE 5/0 | – | $25.3M | 0.6% | – | – | – |
| Integra Lifesciences Hldgs C457985AM1 | NOTE 0.500% 8/1 | – | $26.0M | 0.7% | – | – | – |
| Nuvasive Inc670704AJ4 | NOTE 0.375% 3/1 | – | $26.7M | 0.7% | – | – | – |
| On Semiconductor Corp682189AP0 | NOTE 1.625%10/1 | – | $26.9M | 0.7% | – | – | – |
| DISH Network CORP25470MAF6 | NOTE 12/1 | – | $27.2M | 0.7% | – | – | – |
| Everbridge, Inc.29978AAC8 | NOTE 0.125%12/1 | – | $28.3M | 0.7% | – | – | – |
| BTTBlackRock Municipal 2030 Target Term Trust | COM SHS BEN IN | 1,401,701 | $29.8M | 0.8% | 00.0% | Unchanged | History |
| Booking Holdings Inc.09857LAN8 | NOTE 0.750% 5/0 | – | $30.4M | 0.8% | – | – | – |
| IAUiShares Gold Trust | ETF | 929,500 | $32.2M | 0.8% | 00.0% | Unchanged | History |
| Viavi Solutions Inc.925550AB1 | NOTE 1.000% 3/0 | – | $33.3M | 0.9% | – | – | – |
Sold out since Q3 2022 (14)
Positions held at the end of Q3 2022 that are gone from this filing.
| Security | Class | Shares in Q3 2022 | Value in Q3 2022 | % of portfolio in Q3 2022 | History |
|---|---|---|---|---|---|
| MUIBlackRock Municipal Credit Alpha Portfolio, Inc. | COM | 1,786,845 | $19.4M | 0.5% | History |
| Zendesk, Inc.98936JAD3 | NOTE 0.625% 6/1 | – | $18.8M | 0.5% | – |
| Stanley Black & Decker, Inc.854502846 | UNIT 11/15/2022 | 367,400 | $17.9M | 0.5% | – |
| MUCBlackRock Muniholdings California Quality Fund, Inc. | CEF | 1,395,023 | $15.0M | 0.4% | History |
| iShares MSCI Acwi Ex U.S. ETF464288240 | ETF | 340,154 | $13.6M | 0.3% | – |
| AVGOBroadcom Inc. | Stock | 18,771 | $8.33M | 0.2% | History |
| Upstart Hldgs Inc91680MAB3 | NOTE 0.250% 8/1 | – | $2.80M | 0.1% | – |
| IQIInvesco Quality Municipal Income Trust | COM | 192,750 | $1.76M | <0.1% | History |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 3,300 | $302.0K | <0.1% | – |
| Twitter, Inc.90184LAF9 | NOTE 0.250% 6/1 | – | $280.0K | <0.1% | – |
| BYMBlackRock Municipal Income Quality Trust | COM | 21,958 | $241.0K | <0.1% | History |
| Twitter, Inc.90184LAN2 | NOTE 3/1 | – | $239.0K | <0.1% | – |
| Clovis Oncology, Inc.189464AC4 | CONVERTIBLE BOND | – | $99.0K | <0.1% | – |
| Aerie Pharmaceuticals Inc00771VAB4 | NOTE 1.500%10/0 | – | $75.0K | <0.1% | – |