Mackay Shields LLC
- SEC CIK
- 0000061227
- Latest filing
- Jul 28, 2026
Holdings in Q4 2022
Holdings as of Dec 31, 2022, filed Jan 31, 2023. Long positions only; changes compare share counts with Q3 2022.
- Positions
- 241
- 0 vs. Q3 2022
- Portfolio value
- $3.92B
- −$35.6M (−0.9%) vs. Q3 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Halozyme Therapeutics, Inc.40637HAD1 | NOTE 0.250% 3/0 | – | $27.2K | <0.1% | – | – | – |
| Chefs Whse Inc163086AB7 | NOTE 1.875%12/0 | – | $28.0K | <0.1% | – | – | – |
| 8X8 Inc282914AB6 | NOTE 0.500% 2/0 | – | $45.8K | <0.1% | – | – | – |
| Marathon Digital Holdings IN565788AB2 | NOTE 1.000%12/0 | – | $46.6K | <0.1% | – | New | – |
| Tabula Rasa HealthCare, Inc.873379AA9 | NOTE 1.750% 2/1 | – | $58.6K | <0.1% | – | – | – |
| DocuSign, Inc.256163AB2 | NOTE 0.500% 9/1 | – | $61.6K | <0.1% | – | – | – |
| Air Transport Services Grp I00922RAB1 | NOTE 1.125%10/1 | – | $67.7K | <0.1% | – | – | – |
| Q2 Hldgs Inc74736LAB5 | NOTE 0.750% 2/1 | – | $68.6K | <0.1% | – | – | – |
| Redwood Tr Inc758075AC9 | NOTE 4.750% 8/1 | – | $78.8K | <0.1% | – | – | – |
| Winnebago Inds Inc974637AB6 | NOTE 1.500% 4/0 | – | $79.0K | <0.1% | – | – | – |
| Nanostring Technologies Inc63009RAD1 | NOTE 2.625% 5/0 | – | $81.2K | <0.1% | – | – | – |
| Carnival Corp143658BE1 | NOTE 5.750% 4/0 | – | $88.7K | <0.1% | – | – | – |
| Beyond Meat, Inc.08862EAB5 | NOTE 3/1 | – | $89.2K | <0.1% | – | – | – |
| Pennymac Corp70932AAD5 | NOTE 5.500%11/0 | – | $89.8K | <0.1% | – | – | – |
| Bloomin' Brands, Inc.094235AB4 | NOTE 5.000% 5/0 | – | $93.2K | <0.1% | – | – | – |
| Veeco Instrs Inc Del922417AD2 | CONVERTIBLE BOND | – | $94.7K | <0.1% | – | – | – |
| Invitae Corp46185LAB9 | NOTE 2.000% 9/0 | – | $95.1K | <0.1% | – | – | – |
| Workiva Inc98139AAB1 | NOTE 1.125% 8/1 | – | $99.0K | <0.1% | – | – | – |
| Blackline, Inc.09239BAB5 | NOTE 0.125% 8/0 | – | $100.2K | <0.1% | – | – | – |
| Royal Caribbean Group780153BF8 | NOTE 2.875%11/1 | – | $101.4K | <0.1% | – | – | – |
| Upwork, Inc91688FAB0 | NOTE 0.250% 8/1 | – | $102.5K | <0.1% | – | – | – |
| United States STL Corp New912909AT5 | NOTE 5.000%11/0 | – | $108.3K | <0.1% | – | – | – |
| Guidewire Software, Inc.40171VAA8 | NOTE 1.250% 3/1 | – | $111.7K | <0.1% | – | – | – |
| Lyft, Inc.55087PAB0 | NOTE 1.500% 5/1 | – | $116.0K | <0.1% | – | – | – |
| Penn Natl Gaming Inc707569AU3 | NOTE 2.750% 5/1 | – | $116.8K | <0.1% | – | – | – |
| Repligen Corp759916AB5 | NOTE 0.375% 7/1 | – | $117.4K | <0.1% | – | – | – |
| New Relic, Inc.64829BAB6 | NOTE 0.500% 5/0 | – | $117.7K | <0.1% | – | – | – |
| Apellis Pharmaceuticals, Inc.03753UAB2 | NOTE 3.500% 9/1 | – | $122.0K | <0.1% | – | – | – |
| Livent Corp.53814LAB4 | NOTE 4.125% 7/1 | – | $125.0K | <0.1% | – | – | – |
| DraftKings Inc.26142RAB0 | NOTE 3/1 | – | $125.7K | <0.1% | – | – | – |
| Infinera Corp45667GAC7 | NOTE 2.125% 9/0 | – | $127.6K | <0.1% | – | – | – |
| Insight Enterprises Inc45765UAB9 | NOTE 0.750% 2/1 | – | $128.0K | <0.1% | – | – | – |
| Ironwood Pharmaceuticals Inc46333XAF5 | NOTE 0.750% 6/1 | – | $129.4K | <0.1% | – | – | – |
| Transocean Ltd.893830BJ7 | DEB 0.500% 1/3 | – | $131.1K | <0.1% | – | – | – |
| Box Inc10316TAB0 | NOTE 1/1 | – | $131.7K | <0.1% | – | – | – |
| NovoCure Ltd67011XAB9 | NOTE 11/0 | – | $133.8K | <0.1% | – | – | – |
| Fti Consulting, Inc302941AP4 | NOTE 2.000% 8/1 | – | $134.1K | <0.1% | – | – | – |
| Exact Sciences Corp30063PAB1 | NOTE 0.375% 3/1 | – | $134.5K | <0.1% | – | – | – |
| NCL Corp Ltd62886HBD2 | NOTE 1.125% 2/1 | – | $136.8K | <0.1% | – | New | – |
| Realogy Grp LLC/Realogy Co75606DAP6 | NOTE 0.250% 6/1 | – | $140.8K | <0.1% | – | – | – |
| Bigcommerce Hldgs Inc08975PAB4 | NOTE 0.250%10/0 | – | $143.0K | <0.1% | – | – | – |
| Liveperson Inc538146AD3 | NOTE 12/1 | – | $143.6K | <0.1% | – | – | – |
| Wayfair Inc.94419LAF8 | NOTE 1.000% 8/1 | – | $145.7K | <0.1% | – | – | – |
| Pure Storage Inc74624MAB8 | NOTE 0.125% 4/1 | – | $150.0K | <0.1% | – | – | – |
| Bill.com Holdings090043AD2 | CONV BOND | – | $159.1K | <0.1% | – | New | – |
| Evolent Health, Inc.30050BAD3 | NOTE 1.500%10/1 | – | $163.2K | <0.1% | – | – | – |
| Bentley Sys Inc08265TAD1 | NOTE 0.375% 7/0 | – | $163.8K | <0.1% | – | – | – |
| Itron, Inc.465741AN6 | NOTE 3/1 | – | $164.8K | <0.1% | – | – | – |
| Teradyne, Inc880770AG7 | NOTE 1.250%12/1 | – | $165.2K | <0.1% | – | – | – |
| Karyopharm Therapeutics Inc.48576UAA4 | NOTE 3.000%10/1 | – | $167.7K | <0.1% | – | – | – |
| Lci Inds501812AB7 | NOTE 1.125% 5/1 | – | $169.5K | <0.1% | – | – | – |
| Blackline, Inc.09239BAD1 | NOTE 3/1 | – | $171.4K | <0.1% | – | – | – |
| Cracker Barrel Old Ctry Stor22410JAB2 | NOTE 0.625% 6/1 | – | $171.8K | <0.1% | – | – | – |
| American Eagle Outfitters IN02553EAB2 | NOTE 3.750% 4/1 | – | $173.5K | <0.1% | – | – | – |
| INSMED Inc457669AA7 | NOTE 1.750% 1/1 | – | $176.2K | <0.1% | – | – | – |
| Ionis Pharmaceuticals Inc462222AB6 | NOTE 0.125%12/1 | – | $180.8K | <0.1% | – | – | – |
| Wayfair Inc.94419LAM3 | NOTE 0.625%10/0 | – | $183.8K | <0.1% | – | – | – |
| MicroStrategy Inc594972AE1 | NOTE 2/1 | – | $186.9K | <0.1% | – | – | – |
| Rapid7, Inc.753422AF1 | NOTE 0.250% 3/1 | – | $188.6K | <0.1% | – | – | – |
| Confluent, Inc.20717MAB9 | NOTE 1/1 | – | $190.0K | <0.1% | – | New | – |
| Ironwood Pharmaceuticals Inc46333XAH1 | NOTE 1.500% 6/1 | – | $190.6K | <0.1% | – | – | – |
| HubSpot Inc443573AD2 | NOTE 0.375% 6/0 | – | $193.8K | <0.1% | – | – | – |
| Peloton Interactive, Inc.70614WAB6 | NOTE 2/1 | – | $194.2K | <0.1% | – | – | – |
| Cloudflare, Inc.18915MAC1 | NOTE 8/1 | – | $205.0K | <0.1% | – | – | – |
| Jamf Hldg Corp47074LAB1 | NOTE 0.125% 9/0 | – | $207.0K | <0.1% | – | – | – |
| Vishay Intertechnology Inc928298AP3 | NOTE 2.250% 6/1 | – | $208.0K | <0.1% | – | – | – |
| Verint Systems Inc92343XAC4 | NOTE 0.250% 4/1 | – | $218.8K | <0.1% | – | – | – |
| Ceridian HCM Hldg Inc15677JAD0 | NOTE 0.250% 3/1 | – | $220.4K | <0.1% | – | – | – |
| Affirm Hldgs Inc00827BAB2 | NOTE 11/1 | – | $222.0K | <0.1% | – | New | – |
| Envista Holdings Corp29415FAB0 | NOTE 2.375% 6/0 | – | $222.3K | <0.1% | – | – | – |
| DSLDoubleLine Income Solutions Fund | COM | 21,480 | $238.2K | <0.1% | 00.0% | Unchanged | History |
| NBONeuberger Berman New York Municipal Fund Inc. | COM | 25,745 | $242.8K | <0.1% | 00.0% | Unchanged | History |
| BTZBlackRock Credit Allocation Income Trust | COM | 24,596 | $248.4K | <0.1% | 00.0% | Unchanged | History |
| GHYPGIM Global High Yield Fund, Inc. | COM | 23,084 | $250.2K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr464287432 | 20 YR TR BD ETF | 2,535 | $252.4K | <0.1% | +2,535 | New | – |
| Sarepta Therapeutics, Inc.803607AB6 | DBCV 1.500%11/1 | – | $252.5K | <0.1% | – | – | – |
| AWFAlliancebernstein Global High Income Fund Inc | COM | 27,704 | $255.4K | <0.1% | 00.0% | Unchanged | History |
| JQCNuveen Credit Strategies Income Fund | COM SHS | 50,228 | $255.7K | <0.1% | 00.0% | Unchanged | History |
| Coinbase Global, Inc.19260QAB3 | NOTE 0.500% 6/0 | – | $266.7K | <0.1% | – | – | – |
| Invesco Exch Traded FD Tr II46138G805 | TAXABLE MUN BD | 10,580 | $272.0K | <0.1% | 00.0% | Unchanged | – |
| VVRInvesco Senior Income Trust | COM | 73,504 | $281.5K | <0.1% | 00.0% | Unchanged | History |
| Alteryx, Inc.02156BAD5 | NOTE 0.500% 8/0 | – | $284.9K | <0.1% | – | – | – |
| Sarepta Therapeutics, Inc.803607AC4 | DEBT 1.250% 9/1 | – | $289.4K | <0.1% | – | – | – |
| Cyberark Software Ltd23248VAB1 | NOTE 11/1 | – | $296.6K | <0.1% | – | – | – |
| Global X FDS37954Y483 | NASDAQ 100 COVER | 19,246 | $306.2K | <0.1% | 00.0% | Unchanged | – |
| Tyler Tex Indpt SCH Dist902252AB1 | NOTE 0.250% 3/1 | – | $317.6K | <0.1% | – | – | – |
| VSTVistra Corp. | Stock | 13,918 | $322.9K | <0.1% | 00.0% | Unchanged | History |
| Airbnb, Inc.009066AB7 | NOTE 3/1 | – | $345.1K | <0.1% | – | – | – |
| Unity Software Inc.91332UAB7 | NOTE 11/1 | – | $376.8K | <0.1% | – | New | – |
| Boston Scientific Corp101137206 | 5.50% CNV PFD A | 3,400 | $391.3K | <0.1% | 00.0% | Unchanged | – |
| Dick's Sporting Goods, Inc.253393AD4 | NOTE 3.250% 4/1 | – | $400.4K | <0.1% | – | – | – |
| CNX Res Corp12653CAG3 | NOTE 2.250% 5/0 | – | $401.6K | <0.1% | – | – | – |
| Nextera Energy Inc65339F713 | UNIT 09/01/2025 | 8,540 | $429.7K | <0.1% | +8,540 | New | – |
| Jazz Investments I Ltd472145AF8 | NOTE 2.000% 6/1 | – | $470.3K | <0.1% | – | – | – |
| Insulet Corp45784PAK7 | NOTE 0.375% 9/0 | – | $537.0K | <0.1% | – | – | – |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 5,280 | $556.7K | <0.1% | 00.0% | Unchanged | – |
| Oil STS Intl Inc678026AH8 | NOTE 1.500% 2/1 | – | $557.9K | <0.1% | – | – | – |
| Granite PT Mtg Tr Inc38741LAC1 | NOTE 6.375%10/0 | – | $608.9K | <0.1% | – | – | – |
| EIMEaton Vance Municipal Bond Fund | COM | 60,261 | $626.1K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr464288661 | 3 7 YR TREAS BD | 6,190 | $711.2K | <0.1% | +1,000+19.3% | Added | – |
Sold out since Q3 2022 (14)
Positions held at the end of Q3 2022 that are gone from this filing.
| Security | Class | Shares in Q3 2022 | Value in Q3 2022 | % of portfolio in Q3 2022 | History |
|---|---|---|---|---|---|
| MUIBlackRock Municipal Credit Alpha Portfolio, Inc. | COM | 1,786,845 | $19.4M | 0.5% | History |
| Zendesk, Inc.98936JAD3 | NOTE 0.625% 6/1 | – | $18.8M | 0.5% | – |
| Stanley Black & Decker, Inc.854502846 | UNIT 11/15/2022 | 367,400 | $17.9M | 0.5% | – |
| MUCBlackRock Muniholdings California Quality Fund, Inc. | CEF | 1,395,023 | $15.0M | 0.4% | History |
| iShares MSCI Acwi Ex U.S. ETF464288240 | ETF | 340,154 | $13.6M | 0.3% | – |
| AVGOBroadcom Inc. | Stock | 18,771 | $8.33M | 0.2% | History |
| Upstart Hldgs Inc91680MAB3 | NOTE 0.250% 8/1 | – | $2.80M | 0.1% | – |
| IQIInvesco Quality Municipal Income Trust | COM | 192,750 | $1.76M | <0.1% | History |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 3,300 | $302.0K | <0.1% | – |
| Twitter, Inc.90184LAF9 | NOTE 0.250% 6/1 | – | $280.0K | <0.1% | – |
| BYMBlackRock Municipal Income Quality Trust | COM | 21,958 | $241.0K | <0.1% | History |
| Twitter, Inc.90184LAN2 | NOTE 3/1 | – | $239.0K | <0.1% | – |
| Clovis Oncology, Inc.189464AC4 | CONVERTIBLE BOND | – | $99.0K | <0.1% | – |
| Aerie Pharmaceuticals Inc00771VAB4 | NOTE 1.500%10/0 | – | $75.0K | <0.1% | – |