Mackay Shields LLC
- SEC CIK
- 0000061227
- Latest filing
- Jul 28, 2026
Holdings in Q4 2022
Holdings as of Dec 31, 2022, filed Jan 31, 2023. Long positions only; changes compare share counts with Q3 2022.
- Positions
- 241
- 0 vs. Q3 2022
- Portfolio value
- $3.92B
- −$35.6M (−0.9%) vs. Q3 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| GPORGulfport Energy Corp | COMMON SHARES | 2,145,488 | $158.0M | 4.0% | −3,600−0.2% | Reduced | History |
| Pioneer Nat Res Co723787AP2 | NOTE 0.250% 5/1 | – | $154.2M | 3.9% | – | – | – |
| EQT Corp26884LAK5 | NOTE 1.750% 5/0 | – | $128.2M | 3.3% | – | – | – |
| Danaher Corp235851409 | 5% CONV PFD B | 85,202 | $115.9M | 3.0% | −669−0.8% | Reduced | – |
| Wellpoint Inc94973VBG1 | NOTE 2.750%10/1 | – | $109.7M | 2.8% | – | – | – |
| NICE Ltd.653656AB4 | NOTE 9/1 | – | $104.8M | 2.7% | – | – | – |
| Microchip Technology Inc595017AU8 | NOTE 0.125%11/1 | – | $86.4M | 2.2% | – | – | – |
| DISH Network CORP25470MAD1 | NOTE 2.375% 3/1 | – | $85.2M | 2.2% | – | – | – |
| Biomarin Pharmaceutical Inc09061GAK7 | NOTE 1.250% 5/1 | – | $83.2M | 2.1% | – | – | – |
| Southwest Airls Co844741BG2 | NOTE 1.250% 5/0 | – | $79.8M | 2.0% | – | – | – |
| Helix Energy Solutions Grp I42330PAK3 | NOTE 6.750% 2/1 | – | $75.0M | 1.9% | – | – | – |
| Forum Energy Technologies IN34984VAC4 | NOTE 9.000% 8/0 | – | $73.3M | 1.9% | – | – | – |
| Ford MTR Co Del345370CZ1 | NOTE 3/1 | – | $68.2M | 1.7% | – | – | – |
| Vail Resorts Inc91879QAN9 | NOTE 1/0 | – | $65.6M | 1.7% | – | – | – |
| NRG Energy, Inc.629377CG5 | DBCV 2.750% 6/0 | – | $62.7M | 1.6% | – | – | – |
| TALOTalos Energy Inc. | COM | 3,314,284 | $62.6M | 1.6% | −37,500−1.1% | Reduced | History |
| Oil STS Intl Inc678026AK1 | NOTE 4.750% 4/0 | – | $60.4M | 1.5% | – | – | – |
| PG&E Corp69331C140 | UNIT 99/99/9999 | 409,028 | $59.1M | 1.5% | −3,156−0.8% | Reduced | – |
| Silicon Laboratories Inc.826919AD4 | NOTE 0.625% 6/1 | – | $57.0M | 1.5% | – | – | – |
| Burlington Stores, Inc.122017AB2 | NOTE 2.250% 4/1 | – | $56.0M | 1.4% | – | – | – |
| Lumentum Hldgs Inc55024UAD1 | NOTE 0.500%12/1 | – | $54.8M | 1.4% | – | – | – |
| Centennial Resource Dev Inc15136AAA0 | NOTE 3.250% 4/0 | – | $52.3M | 1.3% | – | – | – |
| NICENICE Ltd. | SPONSORED ADR | 269,413 | $51.8M | 1.3% | +76,371+39.6% | Added | History |
| Etsy Inc29786AAN6 | NOTE 0.250% 6/1 | – | $47.5M | 1.2% | – | – | – |
| Dexcom Inc252131AK3 | NOTE 0.250%11/1 | – | $47.1M | 1.2% | – | – | – |
| DISH Network CORP25470MAB5 | NOTE 3.375% 8/1 | – | $46.4M | 1.2% | – | – | – |
| Palo Alto Networks Inc697435AD7 | NOTE 0.750% 7/0 | – | $45.6M | 1.2% | – | – | – |
| Teladoc Health, Inc.87918AAF2 | NOTE 1.250% 6/0 | – | $45.5M | 1.2% | – | – | – |
| MGP Ingredients Inc55303JAB2 | NOTE 1.875%11/1 | – | $44.4M | 1.1% | – | New | – |
| Exact Sciences Corp30063PAC9 | NOTE 0.375% 3/0 | – | $42.4M | 1.1% | – | – | – |
| Zillow Group, Inc.98954MAH4 | NOTE 2.750% 5/1 | – | $41.4M | 1.1% | – | – | – |
| Palo Alto Networks Inc697435AF2 | NOTE 0.375% 6/0 | – | $40.2M | 1.0% | – | – | – |
| AES Corp00130H204 | UNIT 99/99/9999 | 389,379 | $39.8M | 1.0% | −4,076−1.0% | Reduced | – |
| Illumina, Inc.452327AK5 | NOTE 8/1 | – | $38.6M | 1.0% | – | – | – |
| Bank of Amer Corp060505682 | 7.25%CNV PFD L | 33,019 | $38.4M | 1.0% | +80+0.2% | Added | – |
| WFC.PLWells Fargo & Company | PERP PFD CNV A | 30,553 | $36.3M | 0.9% | +100+0.3% | Added | History |
| Cable One, Inc.12685JAG0 | NOTE 1.125% 3/1 | – | $35.9M | 0.9% | – | – | – |
| Akamai Technologies Inc00971TAL5 | NOTE 0.375% 9/0 | – | $35.8M | 0.9% | – | – | – |
| Liberty Media Corp Del531229AB8 | NOTE 1.375%10/1 | – | $35.8M | 0.9% | – | – | – |
| KKR and Co Inc 6 McOnv PFD C48251W401 | CONVERTIBLE PREFERRED STOCK | 617,589 | $35.5M | 0.9% | −6,113−1.0% | Reduced | – |
| Splunk Inc848637AC8 | NOTE 0.500% 9/1 | – | $34.8M | 0.9% | – | – | – |
| Viavi Solutions Inc.925550AB1 | NOTE 1.000% 3/0 | – | $33.3M | 0.9% | – | – | – |
| IAUiShares Gold Trust | ETF | 929,500 | $32.2M | 0.8% | 00.0% | Unchanged | History |
| Booking Holdings Inc.09857LAN8 | NOTE 0.750% 5/0 | – | $30.4M | 0.8% | – | – | – |
| BTTBlackRock Municipal 2030 Target Term Trust | COM SHS BEN IN | 1,401,701 | $29.8M | 0.8% | 00.0% | Unchanged | History |
| Everbridge, Inc.29978AAC8 | NOTE 0.125%12/1 | – | $28.3M | 0.7% | – | – | – |
| DISH Network CORP25470MAF6 | NOTE 12/1 | – | $27.2M | 0.7% | – | – | – |
| On Semiconductor Corp682189AP0 | NOTE 1.625%10/1 | – | $26.9M | 0.7% | – | – | – |
| Nuvasive Inc670704AJ4 | NOTE 0.375% 3/1 | – | $26.7M | 0.7% | – | – | – |
| Integra Lifesciences Hldgs C457985AM1 | NOTE 0.500% 8/1 | – | $26.0M | 0.7% | – | – | – |
| Block, Inc.852234AJ2 | NOTE 5/0 | – | $25.3M | 0.6% | – | – | – |
| Uber Technologies, Inc90353TAJ9 | NOTE 12/1 | – | $25.0M | 0.6% | – | – | – |
| Ares Capital Corp04010LAW3 | NOTE 4.625% 3/0 | – | $24.8M | 0.6% | – | – | – |
| Cheesecake Factory Inc163072AA9 | NOTE 0.375% 6/1 | – | $24.0M | 0.6% | – | – | – |
| Euronet Worldwide, Inc.298736AL3 | NOTE 0.750% 3/1 | – | $23.9M | 0.6% | – | – | – |
| Summit Hotel Pptys Inc866082AA8 | NOTE 1.500% 2/1 | – | $23.4M | 0.6% | – | – | – |
| Datadog, Inc.23804LAB9 | NOTE 0.125% 6/1 | – | $22.9M | 0.6% | – | – | – |
| Enphase Energy, Inc.29355AAH0 | NOTE 3/0 | – | $22.9M | 0.6% | – | – | – |
| Coupa Software Inc22266LAF3 | NOTE 0.375% 6/1 | – | $22.8M | 0.6% | – | – | – |
| Dropbox, Inc.26210CAD6 | NOTE 3/0 | – | $22.6M | 0.6% | – | – | – |
| Ionis Pharmaceuticals Inc462222AD2 | NOTE 4/0 | – | $22.6M | 0.6% | – | – | – |
| BACBank of America Corp | Stock | 666,299 | $22.1M | 0.6% | 00.0% | Unchanged | History |
| Pacira BioSciences, Inc.695127AF7 | NOTE 0.750% 8/0 | – | $21.7M | 0.6% | – | – | – |
| Solaredge Technologies, Inc.83417MAD6 | NOTE 9/1 | – | $21.2M | 0.5% | – | – | – |
| Block, Inc.852234AK9 | NOTE 0.250%11/0 | – | $20.1M | 0.5% | – | – | – |
| Zscaler, Inc.98980GAB8 | NOTE 0.125% 7/0 | – | $19.8M | 0.5% | – | – | – |
| NEANuveen AMT-Free Quality Municipal Income Fund | COM | 1,707,583 | $19.4M | 0.5% | 00.0% | Unchanged | History |
| Live Nation Entertainment IN538034AQ2 | NOTE 2.500% 3/1 | – | $19.0M | 0.5% | – | – | – |
| CHRDChord Energy Corp | COM NEW | 138,062 | $18.9M | 0.5% | −9,000−6.1% | Reduced | History |
| MongoDB, Inc.60937PAD8 | NOTE 0.250% 1/1 | – | $18.3M | 0.5% | – | – | – |
| Zynga Inc98986TAD0 | NOTE 12/1 | – | $18.3M | 0.5% | – | – | – |
| BDX 6 06/01/23 Pfd075887406 | CONVERTIBLE PREFERRED STOCK | 351,597 | $17.7M | 0.5% | −8,633−2.4% | Reduced | – |
| Greenbrier Cos Inc393657AM3 | NOTE 2.875% 4/1 | – | $17.2M | 0.4% | – | – | – |
| Rambus Inc750917AG1 | NOTE 1.375% 2/0 | – | $16.9M | 0.4% | – | – | – |
| Haemonetics Corp Mass405024AB6 | NOTE 3/0 | – | $16.6M | 0.4% | – | – | – |
| Chegg, Inc163092AF6 | NOTE 9/0 | – | $16.0M | 0.4% | – | – | – |
| American Airls Group Inc02376RAF9 | NOTE 6.500% 7/0 | – | $15.4M | 0.4% | – | – | – |
| Snap Inc83304AAF3 | NOTE 5/0 | – | $15.3M | 0.4% | – | – | – |
| Infinera Corp45667GAE3 | NOTE 2.500% 3/0 | – | $13.5M | 0.3% | – | – | – |
| MHNBlackRock Muniholdings New York Quality Fund, Inc. | COM | 1,297,034 | $13.3M | 0.3% | 00.0% | Unchanged | History |
| Okta, Inc.679295AD7 | NOTE 0.125% 9/0 | – | $13.1M | 0.3% | – | – | – |
| Nextera Energy Inc65339F770 | UNIT 99/99/9999 | 254,846 | $12.9M | 0.3% | −9,849−3.7% | Reduced | – |
| Impinj Inc453204AD1 | NOTE 1.125% 5/1 | – | $12.3M | 0.3% | – | New | – |
| GLDSPDR Gold Trust | ETF | 70,336 | $11.9M | 0.3% | 00.0% | Unchanged | History |
| MQTBlackRock Muniyield Quality Fund II, Inc. | COM | 1,146,255 | $11.7M | 0.3% | 00.0% | Unchanged | History |
| Pebblebrook Hotel Tr70509VAA8 | NOTE 1.750%12/1 | – | $11.4M | 0.3% | – | – | – |
| Biomarin Pharmaceutical Inc09061GAH4 | NOTE 0.599% 8/0 | – | $11.3M | 0.3% | – | – | – |
| MUJBlackRock Muniholdings New Jersey Quality Fund, Inc. | COM | 1,003,043 | $11.1M | 0.3% | −206,033−17.0% | Reduced | History |
| MIYBlackRock Muniyield Michigan Quality Fund, Inc. | COM | 992,834 | $11.0M | 0.3% | −131,987−11.7% | Reduced | History |
| Bill Com Hldgs Inc090043AB6 | NOTE 12/0 | – | $10.8M | 0.3% | – | – | – |
| Digitalocean Hldgs Inc25402DAB8 | NOTE 12/0 | – | $10.2M | 0.3% | – | New | – |
| Cable One, Inc.12685JAE5 | NOTE 3/1 | – | $9.88M | 0.3% | – | New | – |
| Guardant Health, Inc.40131MAB5 | NOTE 11/1 | – | $9.76M | 0.2% | – | – | – |
| PDCEPDC Energy, Inc. | COM | 153,669 | $9.75M | 0.2% | 00.0% | Unchanged | History |
| MYNBlackRock Muniyield New York Quality Fund, Inc. | COM | 972,655 | $9.53M | 0.2% | 00.0% | Unchanged | History |
| Parsons Corp70202LAB8 | NOTE 0.250% 8/1 | – | $9.40M | 0.2% | – | – | – |
| Five9, Inc.338307AD3 | NOTE 0.500% 6/0 | – | $9.30M | 0.2% | – | – | – |
| NCL Corp Ltd62886HAX9 | NOTE 5.375% 8/0 | – | $8.34M | 0.2% | – | – | – |
| KOSKosmos Energy Ltd. | COM | 1,267,346 | $8.06M | 0.2% | 00.0% | Unchanged | History |
| NRKNuveen New York Amt-Free Quality Municipal Income Fund | COM | 775,232 | $7.95M | 0.2% | 00.0% | Unchanged | History |
Sold out since Q3 2022 (14)
Positions held at the end of Q3 2022 that are gone from this filing.
| Security | Class | Shares in Q3 2022 | Value in Q3 2022 | % of portfolio in Q3 2022 | History |
|---|---|---|---|---|---|
| MUIBlackRock Municipal Credit Alpha Portfolio, Inc. | COM | 1,786,845 | $19.4M | 0.5% | History |
| Zendesk, Inc.98936JAD3 | NOTE 0.625% 6/1 | – | $18.8M | 0.5% | – |
| Stanley Black & Decker, Inc.854502846 | UNIT 11/15/2022 | 367,400 | $17.9M | 0.5% | – |
| MUCBlackRock Muniholdings California Quality Fund, Inc. | CEF | 1,395,023 | $15.0M | 0.4% | History |
| iShares MSCI Acwi Ex U.S. ETF464288240 | ETF | 340,154 | $13.6M | 0.3% | – |
| AVGOBroadcom Inc. | Stock | 18,771 | $8.33M | 0.2% | History |
| Upstart Hldgs Inc91680MAB3 | NOTE 0.250% 8/1 | – | $2.80M | 0.1% | – |
| IQIInvesco Quality Municipal Income Trust | COM | 192,750 | $1.76M | <0.1% | History |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 3,300 | $302.0K | <0.1% | – |
| Twitter, Inc.90184LAF9 | NOTE 0.250% 6/1 | – | $280.0K | <0.1% | – |
| BYMBlackRock Municipal Income Quality Trust | COM | 21,958 | $241.0K | <0.1% | History |
| Twitter, Inc.90184LAN2 | NOTE 3/1 | – | $239.0K | <0.1% | – |
| Clovis Oncology, Inc.189464AC4 | CONVERTIBLE BOND | – | $99.0K | <0.1% | – |
| Aerie Pharmaceuticals Inc00771VAB4 | NOTE 1.500%10/0 | – | $75.0K | <0.1% | – |