Mackay Shields LLC
- SEC CIK
- 0000061227
- Latest filing
- Jul 28, 2026
Holdings in Q3 2022
Holdings as of Sep 30, 2022, filed Nov 2, 2022. Long positions only; changes compare share counts with Q2 2022.
- Positions
- 241
- −3 vs. Q2 2022
- Portfolio value
- $3.95B
- −$166.9M (−4.0%) vs. Q2 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| CRCCalifornia Resources Corp | COM STOCK | 43,073 | $1.66M | <0.1% | −41,375−49.0% | Reduced | History |
| IQIInvesco Quality Municipal Income Trust | COM | 192,750 | $1.76M | <0.1% | 00.0% | Unchanged | History |
| NADNuveen Quality Municipal Income Fund | COM | 188,362 | $2.07M | 0.1% | 00.0% | Unchanged | History |
| SHIFT4 PMTS Inc82452JAD1 | NOTE 0.500% 8/0 | – | $2.15M | 0.1% | – | New | – |
| Snap Inc83304AAB2 | NOTE 0.750% 8/0 | – | $2.78M | 0.1% | – | – | – |
| VPVInvesco Pennsylvania Value Municipal Income Trust | COM | 287,761 | $2.78M | 0.1% | −86,159−23.0% | Reduced | History |
| Upstart Hldgs Inc91680MAB3 | NOTE 0.250% 8/1 | – | $2.80M | 0.1% | – | New | – |
| Sabre GLBL Inc78573NAE2 | NOTE 4.000% 4/1 | – | $3.12M | 0.1% | – | – | – |
| Square Inc852234AF0 | NOTE 0.125% 3/0 | – | $3.70M | 0.1% | – | – | – |
| Spirit Airls Inc848577AB8 | NOTE 1.000% 5/1 | – | $4.18M | 0.1% | – | – | – |
| ENXEaton Vance New York Municipal Bond Fund | COM | 494,730 | $4.18M | 0.1% | 00.0% | Unchanged | History |
| Splunk Inc848637AD6 | NOTE 1.125% 9/1 | – | $4.26M | 0.1% | – | – | – |
| MQYBlackRock Muniyield Quality Fund, Inc. | COM | 460,649 | $5.09M | 0.1% | −8,126−1.7% | Reduced | History |
| Omnicell Com68213NAD1 | NOTE 0.250% 9/1 | – | $5.10M | 0.1% | – | – | – |
| Western Digital Corp958102AP0 | NOTE 1.500% 2/0 | – | $5.35M | 0.1% | – | – | – |
| NCL Corp Ltd62886HAT8 | NOTE 6.000% 5/1 | – | $5.38M | 0.1% | – | – | – |
| Expedia Group, Inc.30212PBE4 | NOTE 2/1 | – | $5.41M | 0.1% | – | – | – |
| Akamai Technologies Inc00971TAJ0 | NOTE 0.125% 5/0 | – | $5.54M | 0.1% | – | – | – |
| NQPNuveen Pennsylvania Quality Municipal Income Fund | COM | 517,097 | $5.67M | 0.1% | 00.0% | Unchanged | History |
| SHIFT4 PMTS Inc82452JAB5 | NOTE 12/1 | – | $5.73M | 0.1% | – | – | – |
| Alarm Com Hldgs Inc011642AB1 | NOTE 1/1 | – | $5.99M | 0.2% | – | – | – |
| MHIPioneer Municipal High Income Fund, Inc. | COM SHS | 740,248 | $6.08M | 0.2% | −47,111−6.0% | Reduced | History |
| Patrick Inds Inc703343AB9 | DBCV 1.000% 2/0 | – | $6.19M | 0.2% | – | – | – |
| Q2 Hldgs Inc74736LAD1 | NOTE 0.750% 6/0 | – | $6.24M | 0.2% | – | – | – |
| Bentley Sys Inc08265TAB5 | NOTE 0.125% 1/1 | – | $6.25M | 0.2% | – | – | – |
| Marriott Vacations Worldwide Corp57164YAD9 | NOTE 1/1 | – | $6.31M | 0.2% | – | – | – |
| Etsy Inc29786AAJ5 | NOTE 0.125%10/0 | – | $6.39M | 0.2% | – | – | – |
| Royal Caribbean Group780153BB7 | NOTE 4.250% 6/1 | – | $6.43M | 0.2% | – | – | – |
| KOSKosmos Energy Ltd. | COM | 1,267,346 | $6.55M | 0.2% | +472,089+59.4% | Added | History |
| Halozyme Therapeutics, Inc.40637HAD1 | NOTE 0.250% 3/0 | – | $6.57M | 0.2% | – | – | – |
| MAVPioneer Municipal High Income Advantage Fund, Inc. | COM | 902,007 | $6.81M | 0.2% | −101,444−10.1% | Reduced | History |
| MHDBlackRock Muniholdings Fund, Inc. | COM | 638,616 | $7.18M | 0.2% | −120,772−15.9% | Reduced | History |
| JetBlue Airways Corp477143AP6 | NOTE 0.500% 4/0 | – | $7.21M | 0.2% | – | – | – |
| CONMED Corp207410AF8 | NOTE 2.625% 2/0 | – | $7.25M | 0.2% | – | – | – |
| InterDigital, Inc.45867GAB7 | NOTE 2.000% 6/0 | – | $7.33M | 0.2% | – | – | – |
| NRKNuveen New York Amt-Free Quality Municipal Income Fund | COM | 775,232 | $7.61M | 0.2% | −16,173−2.0% | Reduced | History |
| NCL Corp Ltd62886HAX9 | NOTE 5.375% 8/0 | – | $8.12M | 0.2% | – | – | – |
| AVGOBroadcom Inc. | Stock | 18,771 | $8.33M | 0.2% | +18,771 | New | History |
| Parsons Corp70202LAB8 | NOTE 0.250% 8/1 | – | $8.51M | 0.2% | – | – | – |
| BridgeBio Pharma, Inc.10806XAB8 | NOTE 2.500% 3/1 | – | $8.75M | 0.2% | – | – | – |
| PDCEPDC Energy, Inc. | COM | 153,669 | $8.88M | 0.2% | 00.0% | Unchanged | History |
| VFLabrdn National Municipal Income Fund | CEF | 817,042 | $8.90M | 0.2% | 00.0% | Unchanged | History |
| MYNBlackRock Muniyield New York Quality Fund, Inc. | COM | 972,655 | $9.17M | 0.2% | −38,564−3.8% | Reduced | History |
| Five9, Inc.338307AD3 | NOTE 0.500% 6/0 | – | $9.21M | 0.2% | – | – | – |
| GLDSPDR Gold Trust | ETF | 70,336 | $10.9M | 0.3% | −5,000−6.6% | Reduced | History |
| Infinera Corp45667GAE3 | NOTE 2.500% 3/0 | – | $11.1M | 0.3% | – | – | – |
| Biomarin Pharmaceutical Inc09061GAH4 | NOTE 0.599% 8/0 | – | $11.1M | 0.3% | – | – | – |
| Guardant Health, Inc.40131MAB5 | NOTE 11/1 | – | $11.4M | 0.3% | – | – | – |
| MQTBlackRock Muniyield Quality Fund II, Inc. | COM | 1,146,255 | $11.5M | 0.3% | −69,963−5.8% | Reduced | History |
| Bill Com Hldgs Inc090043AB6 | NOTE 12/0 | – | $11.6M | 0.3% | – | – | – |
| Rambus Inc750917AG1 | NOTE 1.375% 2/0 | – | $12.2M | 0.3% | – | – | – |
| Pebblebrook Hotel Tr70509VAA8 | NOTE 1.750%12/1 | – | $12.4M | 0.3% | – | – | – |
| Okta, Inc.679295AD7 | NOTE 0.125% 9/0 | – | $12.4M | 0.3% | – | – | – |
| MHNBlackRock Muniholdings New York Quality Fund, Inc. | COM | 1,297,034 | $12.7M | 0.3% | −76,256−5.6% | Reduced | History |
| Nextera Energy Inc65339F770 | UNIT 99/99/9999 | 264,695 | $13.2M | 0.3% | −5,794−2.1% | Reduced | – |
| iShares MSCI Acwi Ex U.S. ETF464288240 | ETF | 340,154 | $13.6M | 0.3% | +340,154 | New | – |
| MIYBlackRock Muniyield Michigan Quality Fund, Inc. | COM | 1,124,821 | $13.9M | 0.4% | −38,834−3.3% | Reduced | History |
| MUJBlackRock Muniholdings New Jersey Quality Fund, Inc. | COM | 1,209,076 | $14.2M | 0.4% | −155,510−11.4% | Reduced | History |
| American Airls Group Inc02376RAF9 | NOTE 6.500% 7/0 | – | $14.7M | 0.4% | – | – | – |
| MUCBlackRock Muniholdings California Quality Fund, Inc. | CEF | 1,395,023 | $15.0M | 0.4% | −204,258−12.8% | Reduced | History |
| Snap Inc83304AAF3 | NOTE 5/0 | – | $15.1M | 0.4% | – | – | – |
| Greenbrier Cos Inc393657AM3 | NOTE 2.875% 4/1 | – | $15.3M | 0.4% | – | – | – |
| Chegg, Inc163092AF6 | NOTE 9/0 | – | $15.4M | 0.4% | – | – | – |
| Haemonetics Corp Mass405024AB6 | NOTE 3/0 | – | $16.0M | 0.4% | – | – | – |
| BDX 6 06/01/23 Pfd075887406 | CONVERTIBLE PREFERRED STOCK | 360,230 | $16.9M | 0.4% | −2,143−0.6% | Reduced | – |
| Stanley Black & Decker, Inc.854502846 | UNIT 11/15/2022 | 367,400 | $17.9M | 0.5% | 00.0% | Unchanged | – |
| NEANuveen AMT-Free Quality Municipal Income Fund | COM | 1,707,583 | $18.1M | 0.5% | 00.0% | Unchanged | History |
| MongoDB, Inc.60937PAD8 | NOTE 0.250% 1/1 | – | $18.2M | 0.5% | – | – | – |
| Coupa Software Inc22266LAF3 | NOTE 0.375% 6/1 | – | $18.2M | 0.5% | – | – | – |
| Zynga Inc98986TAD0 | NOTE 12/1 | – | $18.4M | 0.5% | – | – | – |
| Solaredge Technologies, Inc.83417MAD6 | NOTE 9/1 | – | $18.6M | 0.5% | – | – | – |
| Zendesk, Inc.98936JAD3 | NOTE 0.625% 6/1 | – | $18.8M | 0.5% | – | – | – |
| Block, Inc.852234AK9 | NOTE 0.250%11/0 | – | $19.1M | 0.5% | – | – | – |
| MUIBlackRock Municipal Credit Alpha Portfolio, Inc. | COM | 1,786,845 | $19.4M | 0.5% | −164,455−8.4% | Reduced | History |
| CHRDChord Energy Corp | COM NEW | 147,062 | $20.1M | 0.5% | +147,062 | New | History |
| BACBank of America Corp | Stock | 666,299 | $20.1M | 0.5% | 00.0% | Unchanged | History |
| Live Nation Entertainment IN538034AQ2 | NOTE 2.500% 3/1 | – | $21.1M | 0.5% | – | – | – |
| Dropbox, Inc.26210CAD6 | NOTE 3/0 | – | $21.4M | 0.5% | – | – | – |
| Summit Hotel Pptys Inc866082AA8 | NOTE 1.500% 2/1 | – | $22.8M | 0.6% | – | – | – |
| Euronet Worldwide, Inc.298736AL3 | NOTE 0.750% 3/1 | – | $22.8M | 0.6% | – | – | – |
| Enphase Energy, Inc.29355AAH0 | NOTE 3/0 | – | $23.1M | 0.6% | – | – | – |
| Cheesecake Factory Inc163072AA9 | NOTE 0.375% 6/1 | – | $23.2M | 0.6% | – | – | – |
| Pacira BioSciences, Inc.695127AF7 | NOTE 0.750% 8/0 | – | $23.7M | 0.6% | – | – | – |
| Integra Lifesciences Hldgs C457985AM1 | NOTE 0.500% 8/1 | – | $23.9M | 0.6% | – | – | – |
| Ares Capital Corp04010LAW3 | NOTE 4.625% 3/0 | – | $23.9M | 0.6% | – | – | – |
| Zscaler, Inc.98980GAB8 | NOTE 0.125% 7/0 | – | $23.9M | 0.6% | – | – | – |
| Ionis Pharmaceuticals Inc462222AD2 | NOTE 4/0 | – | $24.3M | 0.6% | – | – | – |
| Block, Inc.852234AJ2 | NOTE 5/0 | – | $24.4M | 0.6% | – | – | – |
| Chefs Whse Inc163086AB7 | NOTE 1.875%12/0 | – | $24.5M | 0.6% | – | – | – |
| Uber Technologies, Inc90353TAJ9 | NOTE 12/1 | – | $24.7M | 0.6% | – | – | – |
| Datadog, Inc.23804LAB9 | NOTE 0.125% 6/1 | – | $24.9M | 0.6% | – | – | – |
| On Semiconductor Corp682189AP0 | NOTE 1.625%10/1 | – | $27.0M | 0.7% | – | – | – |
| Nuvasive Inc670704AJ4 | NOTE 0.375% 3/1 | – | $27.1M | 0.7% | – | – | – |
| Everbridge, Inc.29978AAC8 | NOTE 0.125%12/1 | – | $27.3M | 0.7% | – | – | – |
| Booking Holdings Inc.09857LAN8 | NOTE 0.750% 5/0 | – | $27.5M | 0.7% | – | – | – |
| DISH Network CORP25470MAF6 | NOTE 12/1 | – | $28.0M | 0.7% | – | – | – |
| BTTBlackRock Municipal 2030 Target Term Trust | COM SHS BEN IN | 1,401,701 | $28.8M | 0.7% | −93,546−6.3% | Reduced | History |
| IAUiShares Gold Trust | ETF | 929,500 | $29.3M | 0.7% | 00.0% | Unchanged | History |
| KKR and Co Inc 6 McOnv PFD C48251W401 | CONVERTIBLE PREFERRED STOCK | 623,702 | $34.0M | 0.9% | −3,469−0.6% | Reduced | – |
| Splunk Inc848637AC8 | NOTE 0.500% 9/1 | – | $34.4M | 0.9% | – | – | – |
Sold out since Q2 2022 (18)
Positions held at the end of Q2 2022 that are gone from this filing.
| Security | Class | Shares in Q2 2022 | Value in Q2 2022 | % of portfolio in Q2 2022 | History |
|---|---|---|---|---|---|
| Atlas Air Worldwide Hldgs IN049164BJ4 | NOTE 1.875% 6/0 | – | $44.6M | 1.1% | – |
| Broadcom Inc.11135F200 | COM | 29,336 | $44.5M | 1.1% | – |
| Liberty Media Corp Del531229AF9 | NOTE 1.000% 1/3 | – | $35.0M | 0.8% | – |
| Workday, Inc.98138HAF8 | NOTE 0.250%10/0 | – | $30.6M | 0.7% | – |
| Shopify Inc.82509LAA5 | NOTE 0.125%11/0 | – | $29.5M | 0.7% | – |
| WLLWhiting Holdings LLC | COM NEW | 269,285 | $18.3M | 0.4% | History |
| RBC Bearings INC75524B203 | 5% CNV PFD SR A | 34,465 | $3.29M | 0.1% | – |
| Marriott Vactins Worldwid Co57164YAB3 | NOTE 1.500% 9/1 | – | $3.23M | 0.1% | – |
| BFZBlackRock California Municipal Income Trust | SH BEN INT | 60,663 | $687.0K | <0.1% | History |
| iShares Tr464288513 | IBOXX HI YD ETF | 4,820 | $355.0K | <0.1% | – |
| Tesla, Inc.88160RAG6 | NOTE 2.000% 5/1 | – | $238.0K | <0.1% | – |
| Fireeye Inc31816QAF8 | NOTE 0.875% 6/0 | – | $219.0K | <0.1% | – |
| Sailpoint Technologies Hldgs78781PAB1 | NOTE 0.125% 9/1 | – | $122.0K | <0.1% | – |
| II-VI Inc902104AB4 | NOTE 0.250% 9/0 | – | $118.0K | <0.1% | – |
| Allegheny Technologies Inc01741RAG7 | NOTE 4.750% 7/0 | – | $111.0K | <0.1% | – |
| GLDICredit Suisse AG | X LINK GOLD SHS | 13,965 | $109.0K | <0.1% | History |
| Osi Systems Inc671044AD7 | NOTE 1.250% 9/0 | – | $87.0K | <0.1% | – |
| Avaya Hldgs Corp05351XAB7 | NOTE 2.250% 6/1 | – | $83.0K | <0.1% | – |