Mackay Shields LLC
- SEC CIK
- 0000061227
- Latest filing
- Jul 28, 2026
Holdings in Q3 2022
Holdings as of Sep 30, 2022, filed Nov 2, 2022. Long positions only; changes compare share counts with Q2 2022.
- Positions
- 241
- −3 vs. Q2 2022
- Portfolio value
- $3.95B
- −$166.9M (−4.0%) vs. Q2 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| 8X8 Inc282914AB6 | NOTE 0.500% 2/0 | – | $43.0K | <0.1% | – | – | – |
| Q2 Hldgs Inc74736LAB5 | NOTE 0.750% 2/1 | – | $52.0K | <0.1% | – | – | – |
| DocuSign, Inc.256163AB2 | NOTE 0.500% 9/1 | – | $59.0K | <0.1% | – | – | – |
| Tabula Rasa HealthCare, Inc.873379AA9 | NOTE 1.750% 2/1 | – | $61.0K | <0.1% | – | – | – |
| Air Transport Services Grp I00922RAB1 | NOTE 1.125%10/1 | – | $65.0K | <0.1% | – | – | – |
| Aerie Pharmaceuticals Inc00771VAB4 | NOTE 1.500%10/0 | – | $75.0K | <0.1% | – | – | – |
| Redwood Tr Inc758075AC9 | NOTE 4.750% 8/1 | – | $79.0K | <0.1% | – | – | – |
| Winnebago Inds Inc974637AB6 | NOTE 1.500% 4/0 | – | $79.0K | <0.1% | – | – | – |
| United States STL Corp New912909AT5 | NOTE 5.000%11/0 | – | $83.0K | <0.1% | – | – | – |
| Nanostring Technologies Inc63009RAD1 | NOTE 2.625% 5/0 | – | $85.0K | <0.1% | – | – | – |
| Bloomin' Brands, Inc.094235AB4 | NOTE 5.000% 5/0 | – | $87.0K | <0.1% | – | – | – |
| Carnival Corp143658BE1 | NOTE 5.750% 4/0 | – | $89.0K | <0.1% | – | – | – |
| Blackline, Inc.09239BAB5 | NOTE 0.125% 8/0 | – | $94.0K | <0.1% | – | – | – |
| Pennymac Corp70932AAD5 | NOTE 5.500%11/0 | – | $94.0K | <0.1% | – | – | – |
| Veeco Instrs Inc Del922417AD2 | CONVERTIBLE BOND | – | $94.0K | <0.1% | – | – | – |
| Workiva Inc98139AAB1 | NOTE 1.125% 8/1 | – | $94.0K | <0.1% | – | – | – |
| Invitae Corp46185LAB9 | NOTE 2.000% 9/0 | – | $96.0K | <0.1% | – | – | – |
| Royal Caribbean Group780153BF8 | NOTE 2.875%11/1 | – | $97.0K | <0.1% | – | – | – |
| Clovis Oncology, Inc.189464AC4 | CONVERTIBLE BOND | – | $99.0K | <0.1% | – | – | – |
| Upwork, Inc91688FAB0 | NOTE 0.250% 8/1 | – | $100.0K | <0.1% | – | New | – |
| Beyond Meat, Inc.08862EAB5 | NOTE 3/1 | – | $104.0K | <0.1% | – | – | – |
| Guidewire Software, Inc.40171VAA8 | NOTE 1.250% 3/1 | – | $108.0K | <0.1% | – | – | – |
| Insight Enterprises Inc45765UAB9 | NOTE 0.750% 2/1 | – | $109.0K | <0.1% | – | – | – |
| Penn Natl Gaming Inc707569AU3 | NOTE 2.750% 5/1 | – | $111.0K | <0.1% | – | – | – |
| Box Inc10316TAB0 | NOTE 1/1 | – | $111.0K | <0.1% | – | – | – |
| Lyft, Inc.55087PAB0 | NOTE 1.500% 5/1 | – | $112.0K | <0.1% | – | – | – |
| Exact Sciences Corp30063PAB1 | NOTE 0.375% 3/1 | – | $113.0K | <0.1% | – | New | – |
| New Relic, Inc.64829BAB6 | NOTE 0.500% 5/0 | – | $117.0K | <0.1% | – | – | – |
| Infinera Corp45667GAC7 | NOTE 2.125% 9/0 | – | $119.0K | <0.1% | – | – | – |
| Ironwood Pharmaceuticals Inc46333XAF5 | NOTE 0.750% 6/1 | – | $121.0K | <0.1% | – | – | – |
| Repligen Corp759916AB5 | NOTE 0.375% 7/1 | – | $126.0K | <0.1% | – | – | – |
| Vishay Intertechnology Inc928298AP3 | NOTE 2.250% 6/1 | – | $126.0K | <0.1% | – | – | – |
| Transocean Ltd.893830BJ7 | DEB 0.500% 1/3 | – | $130.0K | <0.1% | – | – | – |
| DraftKings Inc.26142RAB0 | NOTE 3/1 | – | $131.0K | <0.1% | – | – | – |
| American Eagle Outfitters IN02553EAB2 | NOTE 3.750% 4/1 | – | $134.0K | <0.1% | – | – | – |
| NovoCure Ltd67011XAB9 | NOTE 11/0 | – | $136.0K | <0.1% | – | – | – |
| Liveperson Inc538146AD3 | NOTE 12/1 | – | $137.0K | <0.1% | – | – | – |
| Fti Consulting, Inc302941AP4 | NOTE 2.000% 8/1 | – | $141.0K | <0.1% | – | – | – |
| Realogy Grp LLC/Realogy Co75606DAP6 | NOTE 0.250% 6/1 | – | $141.0K | <0.1% | – | – | – |
| Teradyne, Inc880770AG7 | NOTE 1.250%12/1 | – | $142.0K | <0.1% | – | – | – |
| Bigcommerce Hldgs Inc08975PAB4 | NOTE 0.250%10/0 | – | $147.0K | <0.1% | – | New | – |
| Bentley Sys Inc08265TAD1 | NOTE 0.375% 7/0 | – | $152.0K | <0.1% | – | New | – |
| Apellis Pharmaceuticals, Inc.03753UAB2 | NOTE 3.500% 9/1 | – | $154.0K | <0.1% | – | – | – |
| Pure Storage Inc74624MAB8 | NOTE 0.125% 4/1 | – | $157.0K | <0.1% | – | – | – |
| Itron, Inc.465741AN6 | NOTE 3/1 | – | $157.0K | <0.1% | – | – | – |
| Wayfair Inc.94419LAF8 | NOTE 1.000% 8/1 | – | $160.0K | <0.1% | – | – | – |
| Blackline, Inc.09239BAD1 | NOTE 3/1 | – | $163.0K | <0.1% | – | – | – |
| Cracker Barrel Old Ctry Stor22410JAB2 | NOTE 0.625% 6/1 | – | $167.0K | <0.1% | – | – | – |
| Lci Inds501812AB7 | NOTE 1.125% 5/1 | – | $172.0K | <0.1% | – | – | – |
| Ironwood Pharmaceuticals Inc46333XAH1 | NOTE 1.500% 6/1 | – | $178.0K | <0.1% | – | – | – |
| Karyopharm Therapeutics Inc.48576UAA4 | NOTE 3.000%10/1 | – | $179.0K | <0.1% | – | – | – |
| Ionis Pharmaceuticals Inc462222AB6 | NOTE 0.125%12/1 | – | $180.0K | <0.1% | – | – | – |
| Rapid7, Inc.753422AF1 | NOTE 0.250% 3/1 | – | $183.0K | <0.1% | – | – | – |
| INSMED Inc457669AA7 | NOTE 1.750% 1/1 | – | $183.0K | <0.1% | – | – | – |
| Peloton Interactive, Inc.70614WAB6 | NOTE 2/1 | – | $185.0K | <0.1% | – | – | – |
| HubSpot Inc443573AD2 | NOTE 0.375% 6/0 | – | $186.0K | <0.1% | – | – | – |
| Livent Corp.53814LAB4 | NOTE 4.125% 7/1 | – | $188.0K | <0.1% | – | – | – |
| Wayfair Inc.94419LAM3 | NOTE 0.625%10/0 | – | $189.0K | <0.1% | – | – | – |
| Evolent Health, Inc.30050BAD3 | NOTE 1.500%10/1 | – | $190.0K | <0.1% | – | – | – |
| Cloudflare, Inc.18915MAC1 | NOTE 8/1 | – | $196.0K | <0.1% | – | New | – |
| Ceridian HCM Hldg Inc15677JAD0 | NOTE 0.250% 3/1 | – | $203.0K | <0.1% | – | – | – |
| Jamf Hldg Corp47074LAB1 | NOTE 0.125% 9/0 | – | $204.0K | <0.1% | – | New | – |
| Verint Systems Inc92343XAC4 | NOTE 0.250% 4/1 | – | $209.0K | <0.1% | – | New | – |
| Envista Holdings Corp29415FAB0 | NOTE 2.375% 6/0 | – | $218.0K | <0.1% | – | – | – |
| Sarepta Therapeutics, Inc.803607AB6 | DBCV 1.500%11/1 | – | $225.0K | <0.1% | – | – | – |
| MicroStrategy Inc594972AE1 | NOTE 2/1 | – | $228.0K | <0.1% | – | – | – |
| DSLDoubleLine Income Solutions Fund | COM | 21,480 | $232.0K | <0.1% | 00.0% | Unchanged | History |
| BTZBlackRock Credit Allocation Income Trust | COM | 24,596 | $235.0K | <0.1% | 00.0% | Unchanged | History |
| NBONeuberger Berman New York Municipal Fund Inc. | COM | 25,745 | $238.0K | <0.1% | 00.0% | Unchanged | History |
| Twitter, Inc.90184LAN2 | NOTE 3/1 | – | $239.0K | <0.1% | – | – | – |
| BYMBlackRock Municipal Income Quality Trust | COM | 21,958 | $241.0K | <0.1% | 00.0% | Unchanged | History |
| GHYPGIM Global High Yield Fund, Inc. | COM | 23,084 | $244.0K | <0.1% | 00.0% | Unchanged | History |
| AWFAlliancebernstein Global High Income Fund Inc | COM | 27,704 | $246.0K | <0.1% | 00.0% | Unchanged | History |
| JQCNuveen Credit Strategies Income Fund | COM SHS | 50,228 | $257.0K | <0.1% | 00.0% | Unchanged | History |
| Sarepta Therapeutics, Inc.803607AC4 | DEBT 1.250% 9/1 | – | $259.0K | <0.1% | – | New | – |
| Invesco Exch Traded FD Tr II46138G805 | TAXABLE MUN BD | 10,580 | $271.0K | <0.1% | 00.0% | Unchanged | – |
| VVRInvesco Senior Income Trust | COM | 73,504 | $273.0K | <0.1% | 00.0% | Unchanged | History |
| Alteryx, Inc.02156BAD5 | NOTE 0.500% 8/0 | – | $278.0K | <0.1% | – | – | – |
| Twitter, Inc.90184LAF9 | NOTE 0.250% 6/1 | – | $280.0K | <0.1% | – | – | – |
| VSTVistra Corp. | Stock | 13,918 | $292.0K | <0.1% | 00.0% | Unchanged | History |
| Global X FDS37954Y483 | NASDAQ 100 COVER | 19,246 | $301.0K | <0.1% | 00.0% | Unchanged | – |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 3,300 | $302.0K | <0.1% | +3,300 | New | – |
| Coinbase Global, Inc.19260QAB3 | NOTE 0.500% 6/0 | – | $311.0K | <0.1% | – | – | – |
| Cyberark Software Ltd23248VAB1 | NOTE 11/1 | – | $319.0K | <0.1% | – | – | – |
| Tyler Tex Indpt SCH Dist902252AB1 | NOTE 0.250% 3/1 | – | $323.0K | <0.1% | – | – | – |
| Airbnb, Inc.009066AB7 | NOTE 3/1 | – | $348.0K | <0.1% | – | – | – |
| Boston Scientific Corp101137206 | 5.50% CNV PFD A | 3,400 | $349.0K | <0.1% | −21−0.6% | Reduced | – |
| Dick's Sporting Goods, Inc.253393AD4 | NOTE 3.250% 4/1 | – | $350.0K | <0.1% | – | – | – |
| CNX Res Corp12653CAG3 | NOTE 2.250% 5/0 | – | $379.0K | <0.1% | – | – | – |
| Jazz Investments I Ltd472145AF8 | NOTE 2.000% 6/1 | – | $424.0K | <0.1% | – | – | – |
| Insulet Corp45784PAK7 | NOTE 0.375% 9/0 | – | $449.0K | <0.1% | – | – | – |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 5,280 | $541.0K | <0.1% | 00.0% | Unchanged | – |
| Oil STS Intl Inc678026AH8 | NOTE 1.500% 2/1 | – | $545.0K | <0.1% | – | – | – |
| EIMEaton Vance Municipal Bond Fund | COM | 60,261 | $583.0K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr464288661 | 3 7 YR TREAS BD | 5,190 | $593.0K | <0.1% | +2,790+116.3% | Added | – |
| Granite PT Mtg Tr Inc38741LAC1 | NOTE 6.375%10/0 | – | $643.0K | <0.1% | – | – | – |
| iShares Tr464288588 | MBS ETF | 7,400 | $678.0K | <0.1% | +473+6.8% | Added | – |
| BlackRock New York Municipal Income Trust09248L106 | SH BEN INT | 105,138 | $1.03M | <0.1% | 00.0% | Unchanged | – |
| KTFDWS Municipal Income Trust | COM | 179,378 | $1.49M | <0.1% | −44,013−19.7% | Reduced | History |
| MFMAberdeen Municipal Income Fund | SH BEN INT | 333,155 | $1.61M | <0.1% | 00.0% | Unchanged | History |
Sold out since Q2 2022 (18)
Positions held at the end of Q2 2022 that are gone from this filing.
| Security | Class | Shares in Q2 2022 | Value in Q2 2022 | % of portfolio in Q2 2022 | History |
|---|---|---|---|---|---|
| Atlas Air Worldwide Hldgs IN049164BJ4 | NOTE 1.875% 6/0 | – | $44.6M | 1.1% | – |
| Broadcom Inc.11135F200 | COM | 29,336 | $44.5M | 1.1% | – |
| Liberty Media Corp Del531229AF9 | NOTE 1.000% 1/3 | – | $35.0M | 0.8% | – |
| Workday, Inc.98138HAF8 | NOTE 0.250%10/0 | – | $30.6M | 0.7% | – |
| Shopify Inc.82509LAA5 | NOTE 0.125%11/0 | – | $29.5M | 0.7% | – |
| WLLWhiting Holdings LLC | COM NEW | 269,285 | $18.3M | 0.4% | History |
| RBC Bearings INC75524B203 | 5% CNV PFD SR A | 34,465 | $3.29M | 0.1% | – |
| Marriott Vactins Worldwid Co57164YAB3 | NOTE 1.500% 9/1 | – | $3.23M | 0.1% | – |
| BFZBlackRock California Municipal Income Trust | SH BEN INT | 60,663 | $687.0K | <0.1% | History |
| iShares Tr464288513 | IBOXX HI YD ETF | 4,820 | $355.0K | <0.1% | – |
| Tesla, Inc.88160RAG6 | NOTE 2.000% 5/1 | – | $238.0K | <0.1% | – |
| Fireeye Inc31816QAF8 | NOTE 0.875% 6/0 | – | $219.0K | <0.1% | – |
| Sailpoint Technologies Hldgs78781PAB1 | NOTE 0.125% 9/1 | – | $122.0K | <0.1% | – |
| II-VI Inc902104AB4 | NOTE 0.250% 9/0 | – | $118.0K | <0.1% | – |
| Allegheny Technologies Inc01741RAG7 | NOTE 4.750% 7/0 | – | $111.0K | <0.1% | – |
| GLDICredit Suisse AG | X LINK GOLD SHS | 13,965 | $109.0K | <0.1% | History |
| Osi Systems Inc671044AD7 | NOTE 1.250% 9/0 | – | $87.0K | <0.1% | – |
| Avaya Hldgs Corp05351XAB7 | NOTE 2.250% 6/1 | – | $83.0K | <0.1% | – |