Mackay Shields LLC
- SEC CIK
- 0000061227
- Latest filing
- Jul 28, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Feb 4, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 717
- +6 vs. Q3 2021
- Portfolio value
- $12.0B
- +$1.43B (+13.4%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| MAVPioneer Municipal High Income Advantage Fund, Inc. | COM | 1,003,451 | $11.6M | 0.1% | −23,523−2.3% | Reduced | History |
| TFCTruist Financial Corp | COM | 199,615 | $11.7M | 0.1% | −4,532−2.2% | Reduced | History |
| NCL Corp Ltd62886HAX9 | NOTE 5.375% 8/0 | – | $11.7M | 0.1% | – | – | – |
| DUKDuke Energy CORP | Stock | 114,580 | $12.0M | 0.1% | −2,743−2.3% | Reduced | History |
| EWEdwards Lifesciences Corp | Stock | 93,037 | $12.1M | 0.1% | −1,822−1.9% | Reduced | History |
| CHTRCharter Communications, Inc. | CL A | 18,558 | $12.1M | 0.1% | −891−4.6% | Reduced | History |
| MOAltria Group, Inc. | Stock | 257,295 | $12.2M | 0.1% | −7,070−2.7% | Reduced | History |
| CMECME Group Inc. | COM | 53,626 | $12.3M | 0.1% | −1,238−2.3% | Reduced | History |
| FFord Motor Co | Stock | 589,979 | $12.3M | 0.1% | −13,312−2.2% | Reduced | History |
| Five9, Inc.338307AD3 | NOTE 0.500% 6/0 | – | $12.5M | 0.1% | – | – | – |
| CSXCSX Corp | Stock | 331,641 | $12.5M | 0.1% | −13,011−3.8% | Reduced | History |
| PNCPNC Financial Services Group, Inc. | Stock | 63,065 | $12.6M | 0.1% | −1,840−2.8% | Reduced | History |
| SHWSherwin Williams Co | COM | 35,967 | $12.7M | 0.1% | −972−2.6% | Reduced | History |
| GMGeneral Motors Co | COM | 216,164 | $12.7M | 0.1% | −4,919−2.2% | Reduced | History |
| Etsy Inc29786AAJ5 | NOTE 0.125%10/0 | – | $12.7M | 0.1% | – | – | – |
| MHDBlackRock Muniholdings Fund, Inc. | COM | 759,388 | $12.7M | 0.1% | −1,203−0.2% | Reduced | History |
| ELEstee Lauder Companies Inc | CL A | 34,521 | $12.8M | 0.1% | −856−2.4% | Reduced | History |
| LMTLockheed Martin Corp | Stock | 36,637 | $13.0M | 0.1% | −986−2.6% | Reduced | History |
| MRSHMarsh & McLennan Companies, Inc. | Stock | 75,225 | $13.1M | 0.1% | −1,977−2.6% | Reduced | History |
| SYKStryker Corp | Stock | 50,024 | $13.4M | 0.1% | −1,124−2.2% | Reduced | History |
| MRNAModerna, Inc. | Stock | 52,697 | $13.4M | 0.1% | −966−1.8% | Reduced | History |
| CCICrown Castle Inc. | REIT | 64,418 | $13.4M | 0.1% | −1,539−2.3% | Reduced | History |
| TJXTJX Companies Inc | Stock | 179,609 | $13.6M | 0.1% | −4,811−2.6% | Reduced | History |
| GILDGilead Sciences, Inc. | Stock | 188,645 | $13.7M | 0.1% | −4,443−2.3% | Reduced | History |
| LendingTree, Inc.52603BAA5 | NOTE 0.625% 6/0 | – | $13.8M | 0.1% | – | – | – |
| MDLZMondelez International, Inc. | Stock | 208,969 | $13.9M | 0.1% | −5,170−2.4% | Reduced | History |
| ADIAnalog Devices Inc | Stock | 80,297 | $14.1M | 0.1% | −1,986−2.4% | Reduced | History |
| COPConocoPhillips | Stock | 197,351 | $14.2M | 0.1% | −7,509−3.7% | Reduced | History |
| MYNBlackRock Muniyield New York Quality Fund, Inc. | COM | 1,011,219 | $14.2M | 0.1% | −3,230−0.3% | Reduced | History |
| DEDeere & Co | Stock | 42,193 | $14.5M | 0.1% | −1,217−2.8% | Reduced | History |
| Lumentum Hldgs Inc55024UAB5 | NOTE 0.250% 3/1 | – | $14.5M | 0.1% | – | – | – |
| BKNGBooking Holdings Inc. | Stock | 6,121 | $14.7M | 0.1% | −144−2.3% | Reduced | History |
| LRCXLam Research Corp | COM | 21,093 | $15.2M | 0.1% | −776−3.5% | Reduced | History |
| MMM3M Co | Stock | 85,988 | $15.3M | 0.1% | −2,568−2.9% | Reduced | History |
| AXPAmerican Express Co | Stock | 93,756 | $15.3M | 0.1% | −4,549−4.6% | Reduced | History |
| ADPAutomatic Data Processing Inc | Stock | 62,930 | $15.5M | 0.1% | −1,688−2.6% | Reduced | History |
| GEGeneral Electric Co | Stock | 164,386 | $15.5M | 0.1% | −6,430−3.8% | Reduced | History |
| MUMicron Technology Inc | Stock | 167,107 | $15.6M | 0.1% | −4,410−2.6% | Reduced | History |
| Guardant Health, Inc.40131MAB5 | NOTE 11/1 | – | $15.6M | 0.1% | – | New | – |
| Nextera Energy Inc65339F770 | UNIT 99/99/9999 | 273,794 | $15.8M | 0.1% | −3,642−1.3% | Reduced | – |
| Pebblebrook Hotel Tr70509VAA8 | NOTE 1.750%12/1 | – | $16.1M | 0.1% | – | – | – |
| NICENICE Ltd. | SPONSORED ADR | 54,015 | $16.4M | 0.1% | −2,857−5.0% | Reduced | History |
| BABoeing Co | Stock | 82,417 | $16.6M | 0.1% | −1,562−1.9% | Reduced | History |
| CATCaterpillar Inc | Stock | 80,808 | $16.7M | 0.1% | −2,960−3.5% | Reduced | History |
| Chegg, Inc163092AF6 | NOTE 9/0 | – | $16.8M | 0.1% | – | – | – |
| ELVElevance Health, Inc. | Stock | 36,263 | $16.8M | 0.1% | −990−2.7% | Reduced | History |
| TGTTarget Corp | Stock | 72,788 | $16.8M | 0.1% | −2,746−3.6% | Reduced | History |
| SPGIS&P Global Inc. | Stock | 35,918 | $16.9M | 0.1% | −845−2.3% | Reduced | History |
| Zynga Inc98986TAD0 | NOTE 12/1 | – | $16.9M | 0.1% | – | New | – |
| ZTSZoetis Inc. | Stock | 70,768 | $17.3M | 0.1% | −1,933−2.7% | Reduced | History |
| MQTBlackRock Muniyield Quality Fund II, Inc. | COM | 1,216,218 | $17.6M | 0.1% | −9,768−0.8% | Reduced | History |
| American Eagle Outfitters IN02553EAB2 | NOTE 3.750% 4/1 | – | $17.7M | 0.1% | – | – | – |
| Infinera Corp45667GAE3 | NOTE 2.500% 3/0 | – | $17.7M | 0.1% | – | – | – |
| Uber Technologies, Inc90353TAJ9 | NOTE 12/1 | – | $17.8M | 0.1% | – | New | – |
| MIYBlackRock Muniyield Michigan Quality Fund, Inc. | COM | 1,164,950 | $17.9M | 0.1% | −8,341−0.7% | Reduced | History |
| IBMInternational Business Machines Corp | Stock | 133,835 | $17.9M | 0.1% | −2,707−2.0% | Reduced | History |
| CCitigroup Inc | Stock | 296,973 | $17.9M | 0.1% | −13,128−4.2% | Reduced | History |
| Bill Com Hldgs Inc090043AB6 | NOTE 12/0 | – | $18.0M | 0.1% | – | New | – |
| PLDPrologis, Inc. | REIT | 110,696 | $18.6M | 0.2% | −2,706−2.4% | Reduced | History |
| SCHWSchwab Charles Corp | Stock | 224,440 | $18.9M | 0.2% | −4,832−2.1% | Reduced | History |
| Vonage Hldgs Corp92886TAJ1 | NOTE 1.750% 6/0 | – | $18.9M | 0.2% | – | – | – |
| BDX 6 06/01/23 Pfd075887406 | CONVERTIBLE PREFERRED STOCK | 360,358 | $19.0M | 0.2% | +360,358 | New | – |
| AMGNAmgen Inc | Stock | 84,599 | $19.0M | 0.2% | −2,604−3.0% | Reduced | History |
| ISRGIntuitive Surgical Inc | COM NEW | 53,237 | $19.1M | 0.2% | −1,015−1.9% | ReducedConverted for a 3-for-1 split | History |
| RTXRTX Corp | Stock | 223,484 | $19.2M | 0.2% | −6,757−2.9% | Reduced | History |
| NOWServiceNow, Inc. | Stock | 29,677 | $19.3M | 0.2% | −477−1.6% | Reduced | History |
| GSGoldman Sachs Group Inc | Stock | 50,602 | $19.4M | 0.2% | −800−1.6% | Reduced | History |
| Apellis Pharmaceuticals, Inc.03753UAB2 | NOTE 3.500% 9/1 | – | $19.5M | 0.2% | – | – | – |
| Okta, Inc.679295AD7 | NOTE 0.125% 9/0 | – | $19.5M | 0.2% | – | – | – |
| BLKBlackRock, Inc. | COM | 21,337 | $19.5M | 0.2% | −525−2.4% | Reduced | History |
| MHNBlackRock Muniholdings New York Quality Fund, Inc. | COM | 1,373,290 | $19.6M | 0.2% | −5,398−0.4% | Reduced | History |
| AMTAmerican Tower Corp | REIT | 67,921 | $19.9M | 0.2% | −1,517−2.2% | Reduced | History |
| American Airls Group Inc02376RAF9 | NOTE 6.500% 7/0 | – | $20.1M | 0.2% | – | – | – |
| CVSCVS Health Corp | Stock | 196,890 | $20.3M | 0.2% | −4,186−2.1% | Reduced | History |
| SBUXStarbucks Corp | Stock | 176,056 | $20.6M | 0.2% | −3,955−2.2% | Reduced | History |
| BMYBristol Myers Squibb Co | Stock | 331,134 | $20.6M | 0.2% | −7,920−2.3% | Reduced | History |
| PMPhilip Morris International Inc. | Stock | 218,055 | $20.7M | 0.2% | −5,617−2.5% | Reduced | History |
| MSMorgan Stanley | Stock | 213,925 | $21.0M | 0.2% | −8,491−3.8% | Reduced | History |
| ORCLOracle Corp | Stock | 241,620 | $21.1M | 0.2% | −10,647−4.2% | Reduced | History |
| WLLWhiting Holdings LLC | COM NEW | 328,042 | $21.2M | 0.2% | −50,539−13.3% | Reduced | History |
| AMATApplied Materials Inc | Stock | 134,893 | $21.2M | 0.2% | −4,728−3.4% | Reduced | History |
| HONHoneywell International Inc | COM | 102,966 | $21.5M | 0.2% | −2,639−2.5% | Reduced | History |
| MUJBlackRock Muniholdings New Jersey Quality Fund, Inc. | COM | 1,369,786 | $21.7M | 0.2% | −14,097−1.0% | Reduced | History |
| GLDSPDR Gold Trust | ETF | 130,336 | $22.3M | 0.2% | −10,000−7.1% | Reduced | History |
| Coupa Software Inc22266LAF3 | NOTE 0.375% 6/1 | – | $22.4M | 0.2% | – | – | – |
| Zendesk, Inc.98936JAD3 | NOTE 0.625% 6/1 | – | $22.7M | 0.2% | – | – | – |
| UPSUnited Parcel Service Inc | Stock | 109,054 | $23.4M | 0.2% | −2,350−2.1% | Reduced | History |
| UNPUnion Pacific Corp | Stock | 96,050 | $24.2M | 0.2% | −3,578−3.6% | Reduced | History |
| MUCBlackRock Muniholdings California Quality Fund, Inc. | CEF | 1,599,281 | $24.7M | 0.2% | −6,591−0.4% | Reduced | History |
| New York Life Invts Active E45409F785 | MACK CORE BD ETF | 997,689 | $24.8M | 0.2% | 00.0% | Unchanged | – |
| AMDAdvanced Micro Devices Inc | Stock | 180,253 | $25.9M | 0.2% | −5,418−2.9% | Reduced | History |
| TXNTexas Instruments Inc | Stock | 137,802 | $26.0M | 0.2% | −3,294−2.3% | Reduced | History |
| TAT&T Inc. | Stock | 1,068,953 | $26.3M | 0.2% | −25,323−2.3% | Reduced | History |
| Chefs Whse Inc163086AB7 | NOTE 1.875%12/0 | – | $26.6M | 0.2% | – | – | – |
| NEANuveen AMT-Free Quality Municipal Income Fund | COM | 1,707,583 | $26.6M | 0.2% | 00.0% | Unchanged | History |
| Rambus Inc750917AG1 | NOTE 1.375% 2/0 | – | $26.6M | 0.2% | – | – | – |
| Pacira BioSciences, Inc.695127AF7 | NOTE 0.750% 8/0 | – | $26.7M | 0.2% | – | – | – |
| LOWLowes Companies Inc | Stock | 103,628 | $26.8M | 0.2% | −4,641−4.3% | Reduced | History |
| Cheesecake Factory Inc163072AA9 | NOTE 0.375% 6/1 | – | $27.1M | 0.2% | – | – | – |
| INTUIntuit Inc. | Stock | 42,217 | $27.2M | 0.2% | +478+1.1% | Added | History |
Sold out since Q3 2021 (28)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| Wix.com Ltd.92940WAB5 | NOTE 7/0 | – | $14.7M | 0.1% | – |
| Atlas Air Worldwide Hldgs IN049164BH8 | NOTE 2.250% 6/0 | – | $5.90M | 0.1% | – |
| KSUKansas City Southern | COM NEW | 14,057 | $3.81M | <0.1% | History |
| GHYPGIM Global High Yield Fund, Inc. | COM | 165,657 | $2.55M | <0.1% | History |
| ISDPGIM High Yield Bond Fund, Inc. | COM | 150,000 | $2.44M | <0.1% | History |
| HIOWestern Asset High Income Opportunity Fund Inc. | COM | 241,565 | $1.25M | <0.1% | History |
| FRTFederal Realty Investment Trust | SH BEN INT NEW | 10,626 | $1.25M | <0.1% | History |
| WUWestern Union CO | Stock | 61,615 | $1.25M | <0.1% | History |
| NLYAnnaly Capital Management Inc | COM | 143,472 | $1.21M | <0.1% | History |
| HBIHanesbrands Inc. | COM | 52,299 | $898.0K | <0.1% | History |
| LEGLeggett & Platt Inc | Stock | 19,940 | $894.0K | <0.1% | History |
| AWFAlliancebernstein Global High Income Fund Inc | COM | 67,463 | $828.0K | <0.1% | History |
| HYTBlackRock Corporate High Yield Fund, Inc. | COM | 63,317 | $772.0K | <0.1% | History |
| Newpark Res Inc651718AE8 | CONVERTIBLE BOND | – | $597.0K | <0.1% | – |
| ARDCAres Dynamic Credit Allocation Fund, Inc. | COM | 27,018 | $437.0K | <0.1% | History |
| MongoDB, Inc.60937PAB2 | NOTE 0.750% 6/1 | – | $242.0K | <0.1% | – |
| XYZBlock, Inc. | CL A | 1,000 | $240.0K | <0.1% | History |
| BIDUBaidu, Inc. | ADR | 1,447 | $222.0K | <0.1% | History |
| JILLJ.Jill, Inc. | COM | 12,465 | $217.0K | <0.1% | History |
| ELSEquity Lifestyle Properties Inc | COM | 2,606 | $204.0K | <0.1% | History |
| Cleveland-Cliffs Inc.185899AA9 | DBCV 1.500% 1/1 | – | $195.0K | <0.1% | – |
| Rapid7, Inc.753422AB0 | NOTE 1.250% 8/0 | – | $150.0K | <0.1% | – |
| Cree Inc225447AB7 | NOTE 0.875% 9/0 | – | $148.0K | <0.1% | – |
| BRWSaba Capital Income & Opportunities Fund | SHARES | 28,978 | $132.0K | <0.1% | History |
| Liberty Media Corp Del531229AE2 | DEB 2.250% 9/3 | – | $52.0K | <0.1% | – |
| Isis Pharmaceuticals Inc Del464337AJ3 | NOTE 1.000%11/1 | – | $42.0K | <0.1% | – |
| Flexion Therapeutics Inc33938JAB2 | NOTE 3.375% 5/0 | – | $40.0K | <0.1% | – |
| Lexicon Pharmaceuticals, Inc.528872AB0 | NOTE 5.250%12/0 | – | $29.0K | <0.1% | – |