Mackay Shields LLC
- SEC CIK
- 0000061227
- Latest filing
- Jul 28, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Feb 4, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 717
- +6 vs. Q3 2021
- Portfolio value
- $12.0B
- +$1.43B (+13.4%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| CNPCenterpoint Energy Inc | COM | 93,766 | $2.62M | <0.1% | +4,986+5.6% | Added | History |
| IQIInvesco Quality Municipal Income Trust | COM | 192,750 | $2.62M | <0.1% | −10,088−5.0% | Reduced | History |
| KTFDWS Municipal Income Trust | COM | 223,391 | $2.64M | <0.1% | −2,621−1.2% | Reduced | History |
| UDRUDR, Inc. | COM | 44,061 | $2.64M | <0.1% | −809−1.8% | Reduced | History |
| Oil STS Intl Inc678026AH8 | NOTE 1.500% 2/1 | – | $2.65M | <0.1% | – | – | – |
| AVYAvery Dennison Corp | COM | 12,301 | $2.66M | <0.1% | −310−2.5% | Reduced | History |
| MGMMGM Resorts International | Stock | 59,376 | $2.67M | <0.1% | −3,570−5.7% | Reduced | History |
| IEXIdex Corp | COM | 11,439 | $2.70M | <0.1% | −240−2.1% | Reduced | History |
| JJacobs Solutions Inc. | COM | 19,596 | $2.73M | <0.1% | −461−2.3% | Reduced | History |
| FDSFactset Research Systems Inc | Stock | 5,620 | $2.73M | <0.1% | +5,620 | New | History |
| CPAYCorpay, Inc. | COM | 12,211 | $2.73M | <0.1% | −597−4.7% | Reduced | History |
| IPInternational Paper Co | COM | 58,274 | $2.74M | <0.1% | −2,057−3.4% | Reduced | History |
| Paramount Global92556H206 | CL B | 90,801 | $2.74M | <0.1% | −2,053−2.2% | Reduced | – |
| PFGPrincipal Financial Group Inc | COM | 37,984 | $2.75M | <0.1% | −1,675−4.2% | Reduced | History |
| FANGDiamondback Energy, Inc. | Stock | 25,609 | $2.76M | <0.1% | +78+0.3% | Added | History |
| CECelanese Corp | Stock | 16,475 | $2.77M | <0.1% | −940−5.4% | Reduced | History |
| BBWIBath & Body Works, Inc. | COM | 39,830 | $2.78M | <0.1% | −988−2.4% | Reduced | History |
| RJFRaymond James Financial Inc | COM | 27,806 | $2.79M | <0.1% | −410−1.5% | Reduced | History |
| CMSCMS Energy Corp | COM | 43,250 | $2.81M | <0.1% | −1,022−2.3% | Reduced | History |
| AKAMAkamai Technologies Inc | COM | 24,212 | $2.83M | <0.1% | −662−2.7% | Reduced | History |
| CRLCharles River Laboratories International, Inc. | COM | 7,538 | $2.84M | <0.1% | −152−2.0% | Reduced | History |
| NVRNVR Inc | COM | 490 | $2.90M | <0.1% | −32−6.1% | Reduced | History |
| DOCHealthpeak Properties, Inc. | COM | 80,792 | $2.92M | <0.1% | −1,947−2.4% | Reduced | History |
| HOLXHologic Inc | COM | 38,111 | $2.92M | <0.1% | −1,321−3.4% | Reduced | History |
| GPCGenuine Parts Co | Stock | 20,881 | $2.93M | <0.1% | −1,570−7.0% | Reduced | History |
| DRIDarden Restaurants Inc | COM | 19,524 | $2.94M | <0.1% | −627−3.1% | Reduced | History |
| Signature BK New York N Y82669G104 | COM | 9,119 | $2.95M | <0.1% | +9,119 | New | – |
| MTBM&T Bank Corp | COM | 19,257 | $2.96M | <0.1% | −465−2.4% | Reduced | History |
| PAYCPaycom Software, Inc. | Stock | 7,153 | $2.97M | <0.1% | −160−2.2% | Reduced | History |
| CORCencora, Inc. | Stock | 22,434 | $2.98M | <0.1% | −277−1.2% | Reduced | History |
| CZRCaesars Entertainment, Inc. | COM | 32,225 | $3.01M | <0.1% | −697−2.1% | Reduced | History |
| CFGCitizens Financial Group Inc | COM | 64,053 | $3.03M | <0.1% | −1,515−2.3% | Reduced | History |
| TDYTeledyne Technologies Inc | COM | 6,935 | $3.03M | <0.1% | −139−2.0% | Reduced | History |
| NADNuveen Quality Municipal Income Fund | COM | 188,362 | $3.04M | <0.1% | 00.0% | Unchanged | History |
| WDCWestern Digital Corp | COM | 46,588 | $3.04M | <0.1% | −335−0.7% | Reduced | History |
| VTRVentas, Inc. | REIT | 59,625 | $3.05M | <0.1% | +2,187+3.8% | Added | History |
| HESHess Corp | Stock | 41,287 | $3.06M | <0.1% | −839−2.0% | Reduced | History |
| DPZDominos Pizza Inc | COM | 5,434 | $3.07M | <0.1% | −196−3.5% | Reduced | History |
| TTWOTake Two Interactive Software Inc | COM | 17,298 | $3.07M | <0.1% | −472−2.7% | Reduced | History |
| TECHBIO-TECHNE Corp | COM | 5,946 | $3.08M | <0.1% | −77−1.3% | Reduced | History |
| NTAPNetApp, Inc. | Stock | 33,661 | $3.10M | <0.1% | −616−1.8% | Reduced | History |
| HPEHewlett Packard Enterprise Co | COM | 196,863 | $3.10M | <0.1% | −4,464−2.2% | Reduced | History |
| COOCooper Companies, Inc. | COM NEW | 7,424 | $3.11M | <0.1% | −172−2.3% | Reduced | History |
| HALHalliburton Co | Stock | 136,079 | $3.11M | <0.1% | −741−0.5% | Reduced | History |
| BKRBaker Hughes Co | CL A | 129,750 | $3.12M | <0.1% | +3,864+3.1% | Added | History |
| RFRegions Financial Corp | COM | 143,436 | $3.13M | <0.1% | −4,630−3.1% | Reduced | History |
| KMXCarMax Inc | COM | 24,262 | $3.16M | <0.1% | −738−3.0% | Reduced | History |
| BRBroadridge Financial Solutions, Inc. | Stock | 17,480 | $3.20M | <0.1% | −361−2.0% | Reduced | History |
| DGXQuest Diagnostics Inc | COM | 18,486 | $3.20M | <0.1% | −343−1.8% | Reduced | History |
| CLXClorox Co | Stock | 18,412 | $3.21M | <0.1% | −666−3.5% | Reduced | History |
| XYLXylem Inc. | COM | 26,923 | $3.23M | <0.1% | −620−2.3% | Reduced | History |
| KEYKeycorp | COM | 139,706 | $3.23M | <0.1% | −9,250−6.2% | Reduced | History |
| MPWRMonolithic Power Systems, Inc. | COM | 6,552 | $3.23M | <0.1% | −107−1.6% | Reduced | History |
| CTLTCatalent, Inc. | COM | 25,600 | $3.28M | <0.1% | −482−1.8% | Reduced | History |
| TYLTyler Technologies Inc | COM | 6,103 | $3.28M | <0.1% | −115−1.8% | Reduced | History |
| TRMBTrimble Inc. | COM | 37,679 | $3.29M | <0.1% | −851−2.2% | Reduced | History |
| LOGCContextLogic Inc. | COM CL A | 1,057,983 | $3.29M | <0.1% | +583,205+122.8% | Added | History |
| GNRCGenerac Holdings Inc. | Stock | 9,443 | $3.32M | <0.1% | −211−2.2% | Reduced | History |
| HBANHuntington Bancshares Inc | COM | 215,624 | $3.33M | <0.1% | −9,467−4.2% | Reduced | History |
| ULTAUlta Beauty, Inc. | Stock | 8,168 | $3.37M | <0.1% | −256−3.0% | Reduced | History |
| FEFirstenergy Corp | COM | 81,273 | $3.38M | <0.1% | −1,911−2.3% | Reduced | History |
| POOLPool Corp | COM | 5,975 | $3.38M | <0.1% | −159−2.6% | Reduced | History |
| PPLPPL Corp | COM | 112,514 | $3.38M | <0.1% | −5,442−4.6% | Reduced | History |
| ETREntergy Corp | COM | 30,048 | $3.38M | <0.1% | −688−2.2% | Reduced | History |
| BBYBest Buy Co Inc | Stock | 33,333 | $3.39M | <0.1% | −1,031−3.0% | Reduced | History |
| GWWW.W. Grainger, Inc. | Stock | 6,544 | $3.39M | <0.1% | −230−3.4% | Reduced | History |
| AEEAmeren Corp | COM | 38,269 | $3.41M | <0.1% | −613−1.6% | Reduced | History |
| WATWaters Corp | COM | 9,149 | $3.41M | <0.1% | −316−3.3% | Reduced | History |
| EXPDExpeditors International of Washington Inc | COM | 25,544 | $3.43M | <0.1% | −575−2.2% | Reduced | History |
| ESSEssex Property Trust, Inc. | COM | 9,743 | $3.43M | <0.1% | −192−1.9% | Reduced | History |
| DTEDte Energy Co | COM | 28,786 | $3.44M | <0.1% | −669−2.3% | Reduced | History |
| HIGHartford Insurance Group, Inc. | Stock | 51,110 | $3.53M | <0.1% | −2,173−4.1% | Reduced | History |
| VFCV F Corp | Stock | 48,698 | $3.57M | <0.1% | −496−1.0% | Reduced | History |
| URIUnited Rentals, Inc. | COM | 10,809 | $3.59M | <0.1% | −261−2.4% | Reduced | History |
| MKCMcCormick & Co Inc | Stock | 37,337 | $3.61M | <0.1% | −858−2.2% | Reduced | History |
| VFLabrdn National Municipal Income Fund | CEF | 256,199 | $3.62M | <0.1% | 00.0% | Unchanged | History |
| Zynga Inc98986TAB4 | NOTE 0.250% 6/0 | – | $3.63M | <0.1% | – | – | – |
| RBC Bearings INC75524B203 | 5% CNV PFD SR A | 34,757 | $3.64M | <0.1% | −243−0.7% | Reduced | – |
| NDAQNasdaq, Inc. | COM | 17,451 | $3.67M | <0.1% | −405−2.3% | Reduced | History |
| DALDelta Air Lines, Inc. | COM NEW | 93,782 | $3.67M | <0.1% | −2,283−2.4% | Reduced | History |
| ENPHEnphase Energy, Inc. | Stock | 20,075 | $3.67M | <0.1% | −603−2.9% | Reduced | History |
| VRSNVerisign Inc | COM | 14,564 | $3.70M | <0.1% | −436−2.9% | Reduced | History |
| NTRSNorthern Trust Corp | COM | 31,032 | $3.71M | <0.1% | −802−2.5% | Reduced | History |
| LUVSouthwest Airlines Co | COM | 86,734 | $3.72M | <0.1% | −2,081−2.3% | Reduced | History |
| IRIngersoll Rand Inc. | COM | 60,276 | $3.73M | <0.1% | −1,023−1.7% | Reduced | History |
| DREDuke Realty Corp | COM NEW | 56,839 | $3.73M | <0.1% | −477−0.8% | Reduced | History |
| CHDChurch & Dwight Co Inc | COM | 36,582 | $3.75M | <0.1% | −1,052−2.8% | Reduced | History |
| RVTYRevvity, Inc. | COM | 18,704 | $3.76M | <0.1% | +1,700+10.0% | Added | History |
| KHCKraft Heinz Co | Stock | 106,027 | $3.81M | <0.1% | +3,086+3.0% | Added | History |
| SYFSynchrony Financial | COM | 82,390 | $3.82M | <0.1% | −5,228−6.0% | Reduced | History |
| SWKSSkyworks Solutions, Inc. | Stock | 24,700 | $3.83M | <0.1% | −595−2.4% | Reduced | History |
| OXYOccidental Petroleum Corp | Stock | 132,435 | $3.84M | <0.1% | −2,982−2.2% | Reduced | History |
| TSNTyson Foods, Inc. | Stock | 44,294 | $3.86M | <0.1% | −1,001−2.2% | Reduced | History |
| EIXEdison International | Stock | 56,667 | $3.87M | <0.1% | −1,317−2.3% | Reduced | History |
| DOVDOVER Corp | COM | 21,399 | $3.89M | <0.1% | −517−2.4% | Reduced | History |
| State Street SPDR Bloomberg Convertible Securities ETF78464A359 | ETF | 46,957 | $3.90M | <0.1% | +46,957 | New | – |
| OKEONEOK Inc | COM | 66,543 | $3.91M | <0.1% | −1,567−2.3% | Reduced | History |
| EXPEExpedia Group, Inc. | Stock | 21,907 | $3.96M | <0.1% | −389−1.7% | Reduced | History |
| ZBHZimmer Biomet Holdings, Inc. | Stock | 31,210 | $3.96M | <0.1% | −701−2.2% | Reduced | History |
| Marriott Vactins Worldwid Co57164YAB3 | NOTE 1.500% 9/1 | – | $3.98M | <0.1% | – | – | – |
Sold out since Q3 2021 (28)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| Wix.com Ltd.92940WAB5 | NOTE 7/0 | – | $14.7M | 0.1% | – |
| Atlas Air Worldwide Hldgs IN049164BH8 | NOTE 2.250% 6/0 | – | $5.90M | 0.1% | – |
| KSUKansas City Southern | COM NEW | 14,057 | $3.81M | <0.1% | History |
| GHYPGIM Global High Yield Fund, Inc. | COM | 165,657 | $2.55M | <0.1% | History |
| ISDPGIM High Yield Bond Fund, Inc. | COM | 150,000 | $2.44M | <0.1% | History |
| HIOWestern Asset High Income Opportunity Fund Inc. | COM | 241,565 | $1.25M | <0.1% | History |
| FRTFederal Realty Investment Trust | SH BEN INT NEW | 10,626 | $1.25M | <0.1% | History |
| WUWestern Union CO | Stock | 61,615 | $1.25M | <0.1% | History |
| NLYAnnaly Capital Management Inc | COM | 143,472 | $1.21M | <0.1% | History |
| HBIHanesbrands Inc. | COM | 52,299 | $898.0K | <0.1% | History |
| LEGLeggett & Platt Inc | Stock | 19,940 | $894.0K | <0.1% | History |
| AWFAlliancebernstein Global High Income Fund Inc | COM | 67,463 | $828.0K | <0.1% | History |
| HYTBlackRock Corporate High Yield Fund, Inc. | COM | 63,317 | $772.0K | <0.1% | History |
| Newpark Res Inc651718AE8 | CONVERTIBLE BOND | – | $597.0K | <0.1% | – |
| ARDCAres Dynamic Credit Allocation Fund, Inc. | COM | 27,018 | $437.0K | <0.1% | History |
| MongoDB, Inc.60937PAB2 | NOTE 0.750% 6/1 | – | $242.0K | <0.1% | – |
| XYZBlock, Inc. | CL A | 1,000 | $240.0K | <0.1% | History |
| BIDUBaidu, Inc. | ADR | 1,447 | $222.0K | <0.1% | History |
| JILLJ.Jill, Inc. | COM | 12,465 | $217.0K | <0.1% | History |
| ELSEquity Lifestyle Properties Inc | COM | 2,606 | $204.0K | <0.1% | History |
| Cleveland-Cliffs Inc.185899AA9 | DBCV 1.500% 1/1 | – | $195.0K | <0.1% | – |
| Rapid7, Inc.753422AB0 | NOTE 1.250% 8/0 | – | $150.0K | <0.1% | – |
| Cree Inc225447AB7 | NOTE 0.875% 9/0 | – | $148.0K | <0.1% | – |
| BRWSaba Capital Income & Opportunities Fund | SHARES | 28,978 | $132.0K | <0.1% | History |
| Liberty Media Corp Del531229AE2 | DEB 2.250% 9/3 | – | $52.0K | <0.1% | – |
| Isis Pharmaceuticals Inc Del464337AJ3 | NOTE 1.000%11/1 | – | $42.0K | <0.1% | – |
| Flexion Therapeutics Inc33938JAB2 | NOTE 3.375% 5/0 | – | $40.0K | <0.1% | – |
| Lexicon Pharmaceuticals, Inc.528872AB0 | NOTE 5.250%12/0 | – | $29.0K | <0.1% | – |