Mackay Shields LLC
- SEC CIK
- 0000061227
- Latest filing
- Jul 28, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Jan 18, 2022. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 711
- +3 vs. Q2 2021
- Portfolio value
- $10.6B
- −$29.0M (−0.3%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| TSCOTractor Supply Co | COM | 17,809 | $3.61M | <0.1% | −510−2.8% | Reduced | History |
| VFLabrdn National Municipal Income Fund | CEF | 256,199 | $3.61M | <0.1% | 00.0% | Unchanged | History |
| PAYCPaycom Software, Inc. | Stock | 7,313 | $3.63M | <0.1% | −366−4.8% | Reduced | History |
| BBYBest Buy Co Inc | Stock | 34,364 | $3.63M | <0.1% | −988−2.8% | Reduced | History |
| EXPEExpedia Group, Inc. | Stock | 22,296 | $3.65M | <0.1% | −72−0.3% | Reduced | History |
| Paramount Global92556H206 | CL B | 92,854 | $3.67M | <0.1% | −2,679−2.8% | Reduced | – |
| CZRCaesars Entertainment, Inc. | COM | 32,922 | $3.70M | <0.1% | −361−1.1% | Reduced | History |
| HIGHartford Insurance Group, Inc. | Stock | 53,283 | $3.74M | <0.1% | −3,102−5.5% | Reduced | History |
| KHCKraft Heinz Co | Stock | 102,941 | $3.79M | <0.1% | +715+0.7% | Added | History |
| HSYHershey Co | COM | 22,476 | $3.80M | <0.1% | −646−2.8% | Reduced | History |
| KSUKansas City Southern | COM NEW | 14,057 | $3.81M | <0.1% | −402−2.8% | Reduced | History |
| RSGRepublic Services, Inc. | COM | 31,923 | $3.83M | <0.1% | −931−2.8% | Reduced | History |
| CDWCDW Corp | COM | 21,126 | $3.85M | <0.1% | −1,051−4.7% | Reduced | History |
| FTVFortive Corp | Stock | 54,564 | $3.85M | <0.1% | +1,425+2.7% | Added | History |
| ORealty Income Corp | REIT | 59,414 | $3.85M | <0.1% | +658+1.1% | Added | History |
| RBC Bearings INC75524B203 | 5% CNV PFD SR A | 35,000 | $3.87M | <0.1% | +35,000 | New | – |
| ITGartner Inc | COM | 12,748 | $3.87M | <0.1% | −760−5.6% | Reduced | History |
| URIUnited Rentals, Inc. | COM | 11,070 | $3.88M | <0.1% | −320−2.8% | Reduced | History |
| EDConsolidated Edison Inc | Stock | 53,713 | $3.90M | <0.1% | +120.0% | Added | History |
| ALBAlbemarle Corp | Stock | 17,830 | $3.90M | <0.1% | −517−2.8% | Reduced | History |
| Marriott Vactins Worldwid Co57164YAB3 | NOTE 1.500% 9/1 | – | $3.94M | <0.1% | – | – | – |
| GNRCGenerac Holdings Inc. | Stock | 9,654 | $3.94M | <0.1% | −278−2.8% | Reduced | History |
| OKEONEOK Inc | COM | 68,110 | $3.95M | <0.1% | −1,972−2.8% | Reduced | History |
| LENLennar Corp | CL A | 42,414 | $3.97M | <0.1% | −1,221−2.8% | Reduced | History |
| Zynga Inc98986TAB4 | NOTE 0.250% 6/0 | – | $3.99M | <0.1% | – | – | – |
| OXYOccidental Petroleum Corp | Stock | 135,417 | $4.01M | <0.1% | +3,189+2.4% | Added | History |
| AREAlexandria Real Estate Equities, Inc. | COM | 21,103 | $4.03M | <0.1% | −605−2.8% | Reduced | History |
| ETSYEtsy Inc | COM | 19,490 | $4.05M | <0.1% | −562−2.8% | Reduced | History |
| WYWeyerhaeuser Co | COM NEW | 115,020 | $4.09M | <0.1% | −3,316−2.8% | Reduced | History |
| DALDelta Air Lines, Inc. | COM NEW | 96,065 | $4.09M | <0.1% | −5,897−5.8% | Reduced | History |
| ODFLOld Dominion Freight Line, Inc. | COM | 14,372 | $4.11M | <0.1% | −631−4.2% | Reduced | History |
| SWKSSkyworks Solutions, Inc. | Stock | 25,295 | $4.17M | <0.1% | −730−2.8% | Reduced | History |
| PCARPaccar Inc | COM | 53,136 | $4.19M | <0.1% | −1,537−2.8% | Reduced | History |
| LHLabcorp Holdings Inc. | COM NEW | 14,964 | $4.21M | <0.1% | −432−2.8% | Reduced | History |
| WECWec Energy Group, Inc. | Stock | 47,873 | $4.22M | <0.1% | −1,396−2.8% | Reduced | History |
| DHIHorton D R Inc | COM | 50,465 | $4.24M | <0.1% | −1,453−2.8% | Reduced | History |
| ZBRAZebra Technologies Corp | CL A | 8,236 | $4.25M | <0.1% | −237−2.8% | Reduced | History |
| VMRKVivmark Residential | SH BEN INT | 52,577 | $4.25M | <0.1% | −1,522−2.8% | Reduced | History |
| KRKroger Co | Stock | 105,276 | $4.26M | <0.1% | −14,774−12.3% | Reduced | History |
| ESEversource Energy | Stock | 52,382 | $4.28M | <0.1% | −1,520−2.8% | Reduced | History |
| SYFSynchrony Financial | COM | 87,618 | $4.28M | <0.1% | +1,130+1.3% | Added | History |
| GLWCorning Inc | COM | 118,550 | $4.33M | <0.1% | −3,428−2.8% | Reduced | History |
| SWKStanley Black & Decker, Inc. | COM | 24,755 | $4.34M | <0.1% | −714−2.8% | Reduced | History |
| AMEAmetek Inc | COM | 35,279 | $4.38M | <0.1% | −1,022−2.8% | Reduced | History |
| NUENucor Corp | COM | 45,159 | $4.45M | <0.1% | −2,206−4.7% | Reduced | History |
| FITBFifth Third Bancorp | COM | 105,319 | $4.47M | <0.1% | −5,220−4.7% | Reduced | History |
| VLOValero Energy Corp | Stock | 63,654 | $4.49M | <0.1% | −1,794−2.7% | Reduced | History |
| STTState Street Corp | COM | 53,036 | $4.49M | <0.1% | −2,232−4.0% | Reduced | History |
| CPRTCopart Inc | COM | 32,442 | $4.50M | <0.1% | −245−0.7% | Reduced | History |
| BALLBALL Corp | COM | 50,097 | $4.51M | <0.1% | −1,453−2.8% | Reduced | History |
| ANSSAnsys Inc | COM | 13,288 | $4.52M | <0.1% | −386−2.8% | Reduced | History |
| FASTFastenal Co | Stock | 87,856 | $4.53M | <0.1% | −2,542−2.8% | Reduced | History |
| LUVSouthwest Airlines Co | COM | 88,815 | $4.57M | <0.1% | −2,617−2.9% | Reduced | History |
| AMPAmeriprise Financial Inc | COM | 17,464 | $4.61M | <0.1% | −854−4.7% | Reduced | History |
| KEYSKeysight Technologies, Inc. | Stock | 28,267 | $4.64M | <0.1% | −814−2.8% | Reduced | History |
| AJGArthur J. Gallagher & Co. | COM | 31,270 | $4.65M | <0.1% | −907−2.8% | Reduced | History |
| ZBHZimmer Biomet Holdings, Inc. | Stock | 31,911 | $4.67M | <0.1% | −922−2.8% | Reduced | History |
| AWKAmerican Water Works Company, Inc. | Stock | 27,753 | $4.69M | <0.1% | −803−2.8% | Reduced | History |
| PEGPublic Service Enterprise Group Inc | COM | 77,056 | $4.69M | <0.1% | −2,235−2.8% | Reduced | History |
| PSXPhillips 66 | Stock | 67,060 | $4.70M | <0.1% | −1,937−2.8% | Reduced | History |
| MCKMcKesson Corp | Stock | 23,703 | $4.72M | <0.1% | −1,253−5.0% | Reduced | History |
| EFXEquifax Inc | COM | 18,662 | $4.73M | <0.1% | −538−2.8% | Reduced | History |
| AVBAvalonbay Communities Inc | COM | 21,366 | $4.74M | <0.1% | −618−2.8% | Reduced | History |
| CTVACorteva, Inc. | Stock | 112,699 | $4.74M | <0.1% | −3,262−2.8% | Reduced | History |
| WSTWest Pharmaceutical Services Inc | COM | 11,288 | $4.79M | <0.1% | −326−2.8% | Reduced | History |
| WMBWilliams Companies, Inc. | COM | 185,837 | $4.82M | <0.1% | −5,375−2.8% | Reduced | History |
| AFLAflac Inc | Stock | 93,972 | $4.90M | <0.1% | −5,154−5.2% | Reduced | History |
| MTDMettler Toledo International Inc | COM | 3,564 | $4.91M | <0.1% | −133−3.6% | Reduced | History |
| VRSKVerisk Analytics, Inc. | COM | 24,643 | $4.93M | <0.1% | −717−2.8% | Reduced | History |
| CMICummins Inc | Stock | 21,994 | $4.94M | <0.1% | −1,060−4.6% | Reduced | History |
| TDGTransDigm Group INC | COM | 7,954 | $4.97M | <0.1% | −633−7.4% | Reduced | History |
| Vanguard Morningstar Value ETF922908744 | ETF | 36,762 | $4.98M | <0.1% | 00.0% | Unchanged | – |
| KMIKinder Morgan, Inc. | Stock | 297,686 | $4.98M | <0.1% | −8,618−2.8% | Reduced | History |
| CBRECbre Group, Inc. | CL A | 51,359 | $5.00M | <0.1% | −1,486−2.8% | Reduced | History |
| VPVInvesco Pennsylvania Value Municipal Income Trust | COM | 378,860 | $5.02M | <0.1% | +72,880+23.8% | Added | History |
| HPQHP Inc | Stock | 185,833 | $5.08M | <0.1% | −6,691−3.5% | Reduced | History |
| IFFInternational Flavors & Fragrances Inc | COM | 38,202 | $5.11M | <0.1% | −583−1.5% | Reduced | History |
| MNSTMonster Beverage Corp | COM | 57,532 | $5.11M | <0.1% | −872−1.5% | Reduced | History |
| CTASCintas Corp | Stock | 13,452 | $5.12M | <0.1% | −391−2.8% | Reduced | History |
| XELXcel Energy Inc | Stock | 82,229 | $5.14M | <0.1% | −2,381−2.8% | Reduced | History |
| ADMArcher-Daniels-Midland Co | Stock | 85,707 | $5.14M | <0.1% | −2,473−2.8% | Reduced | History |
| WBAWalgreens Boots Alliance, Inc. | COM | 109,847 | $5.17M | <0.1% | −3,176−2.8% | Reduced | History |
| PPGPPG Industries Inc | Stock | 36,307 | $5.19M | <0.1% | −1,049−2.8% | Reduced | History |
| First Rep BK San Francisco C33616C100 | COM | 26,931 | $5.19M | <0.1% | −778−2.8% | Reduced | – |
| ROKRockwell Automation, Inc | Stock | 17,817 | $5.24M | <0.1% | −513−2.8% | Reduced | History |
| WELLWelltower Inc. | REIT | 64,591 | $5.32M | 0.1% | −1,162−1.8% | Reduced | History |
| OTISOtis Worldwide Corp | Stock | 65,073 | $5.35M | 0.1% | +1,655+2.6% | Added | History |
| STZConstellation Brands, Inc. | Stock | 25,881 | $5.45M | 0.1% | −747−2.8% | Reduced | History |
| DDDuPont de Nemours, Inc. | COM | 80,585 | $5.48M | 0.1% | −4,254−5.0% | Reduced | History |
| Indexiq ETF Tr45409B321 | HEALTHY HEARTS | 199,044 | $5.48M | 0.1% | 00.0% | Unchanged | – |
| PHParker-Hannifin Corp | Stock | 19,681 | $5.50M | 0.1% | −571−2.8% | Reduced | History |
| PAYXPaychex Inc | Stock | 49,025 | $5.51M | 0.1% | −1,419−2.8% | Reduced | History |
| CNCCentene Corp | Stock | 88,718 | $5.53M | 0.1% | −2,578−2.8% | Reduced | History |
| CRCCalifornia Resources Corp | COM STOCK | 135,398 | $5.55M | 0.1% | −178,072−56.8% | Reduced | History |
| YUMYum Brands Inc | Stock | 45,540 | $5.57M | 0.1% | −1,318−2.8% | Reduced | History |
| GISGeneral Mills Inc | Stock | 93,378 | $5.59M | 0.1% | −2,701−2.8% | Reduced | History |
| Sabre GLBL Inc78573NAE2 | NOTE 4.000% 4/1 | – | $5.59M | 0.1% | – | – | – |
| AZOAutoZone Inc | COM | 3,297 | $5.60M | 0.1% | −96−2.8% | Reduced | History |
| DFSDiscover Financial Services | COM | 45,626 | $5.61M | 0.1% | −2,213−4.6% | Reduced | History |
| SBACSba Communications Corp | CL A | 17,009 | $5.62M | 0.1% | −397−2.3% | Reduced | History |
Sold out since Q2 2021 (24)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| Microchip Technology Inc595017AD6 | NOTE 1.625% 2/1 | – | $72.3M | 0.7% | – |
| Microchip Technology Inc595017AF1 | NOTE 1.625% 2/1 | – | $40.0M | 0.4% | – |
| Priceline Grp Inc741503AX4 | NOTE 0.900% 9/1 | – | $38.6M | 0.4% | – |
| Slack Technologies, Inc.83088VAB8 | NOTE 0.500% 4/1 | – | $27.6M | 0.3% | – |
| Cantel Med Corp138098AB4 | NOTE 3.250% 5/1 | – | $16.4M | 0.2% | – |
| Nice Sys Inc65366HAB9 | NOTE 1.250% 1/1 | – | $15.5M | 0.1% | – |
| ALXNAlexion Pharmaceuticals, Inc. | COM | 34,871 | $6.41M | 0.1% | History |
| MXIMMaxim Integrated Products Inc | COM | 42,291 | $4.46M | <0.1% | History |
| PMOFranklin Municipal Opportunities Trust | SH BEN INT | 134,024 | $1.90M | <0.1% | History |
| VKIInvesco Advantage Municipal Income Trust II | SH BEN INT | 112,398 | $1.37M | <0.1% | History |
| VGMInvesco Trust for Investment Grade Municipals | COM | 77,998 | $1.09M | <0.1% | History |
| NOVNOV Inc. | COM | 60,397 | $925.0K | <0.1% | History |
| UNMUnum Group | Stock | 31,447 | $893.0K | <0.1% | History |
| Zillow Group, Inc.98954MAC5 | NOTE 1.500% 7/0 | – | $809.0K | <0.1% | – |
| DMBBNY Mellon Municipal Bond Infrastructure Fund, Inc. | COM SHS | 50,575 | $743.0K | <0.1% | History |
| VKQInvesco Municipal Trust | COM | 38,647 | $530.0K | <0.1% | History |
| Twitter, Inc.90184LAD4 | NOTE 1.000% 9/1 | – | $260.0K | <0.1% | – |
| SYNAPTICS Inc87157DAD1 | NOTE 0.500% 6/1 | – | $242.0K | <0.1% | – |
| Proofpoint Inc743424AF0 | NOTE 0.250% 8/1 | – | $220.0K | <0.1% | – |
| Jazz Investments I Ltd472145AB7 | NOTE 1.875% 8/1 | – | $216.0K | <0.1% | – |
| J2 Global Inc48123VAC6 | NOTE 3.250% 6/1 | – | $213.0K | <0.1% | – |
| WIWWestern Asset Inflation-Linked Opportunities & Income Fund | CEF | 14,400 | $189.0K | <0.1% | History |
| EMDWestern Asset Emerging Markets Debt Fund Inc. | COM | 13,258 | $186.0K | <0.1% | History |
| Clovis Oncology, Inc.189464AB6 | NOTE 2.500% 9/1 | – | $110.0K | <0.1% | – |