Mackay Shields LLC
- SEC CIK
- 0000061227
- Latest filing
- Jul 28, 2026
Holdings in Q2 2021
Holdings as of Jun 30, 2021, filed Aug 13, 2021. Long positions only; changes compare share counts with Q1 2021.
- Positions
- 708
- −789 vs. Q1 2021
- Portfolio value
- $10.6B
- −$3.07B (−22.4%) vs. Q1 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Live Nation Entertainment IN538034AQ2 | NOTE 2.500% 3/1 | – | $25.1M | 0.2% | – | – | – |
| MongoDB, Inc.60937PAD8 | NOTE 0.250% 1/1 | – | $25.4M | 0.2% | – | – | – |
| QCOMQualcomm Inc | Stock | 177,697 | $25.4M | 0.2% | −121,179−40.5% | Reduced | History |
| Chefs Whse Inc163086AB7 | NOTE 1.875%12/0 | – | $26.2M | 0.2% | – | – | – |
| Palo Alto Networks Inc697435AF2 | NOTE 0.375% 6/0 | – | $26.3M | 0.2% | – | New | – |
| DHRDanaher Corp | Stock | 99,447 | $26.7M | 0.3% | −12,359−11.1% | Reduced | History |
| MUCBlackRock Muniholdings California Quality Fund, Inc. | CEF | 1,682,151 | $26.8M | 0.3% | −207,916−11.0% | Reduced | History |
| MCDMcDonalds Corp | Stock | 117,264 | $27.1M | 0.3% | −20,642−15.0% | Reduced | History |
| COSTCostco Wholesale Corp | Stock | 69,426 | $27.5M | 0.3% | −35,027−33.5% | Reduced | History |
| Slack Technologies, Inc.83088VAB8 | NOTE 0.500% 4/1 | – | $27.6M | 0.3% | – | New | – |
| Everbridge, Inc.29978AAC8 | NOTE 0.125%12/1 | – | $27.8M | 0.3% | – | – | – |
| TXNTexas Instruments Inc | Stock | 145,185 | $27.9M | 0.3% | −13,231−8.4% | Reduced | History |
| LLYEli Lilly & Co | Stock | 125,365 | $28.8M | 0.3% | −38,155−23.3% | Reduced | History |
| Euronet Worldwide, Inc.298736AL3 | NOTE 0.750% 3/1 | – | $28.9M | 0.3% | – | – | – |
| WFCWells Fargo & Company | Stock | 649,812 | $29.4M | 0.3% | −92,759−12.5% | Reduced | History |
| Integra Lifesciences Hldgs C457985AM1 | NOTE 0.500% 8/1 | – | $30.2M | 0.3% | – | – | – |
| WMTWalmart Inc. | Stock | 216,047 | $30.5M | 0.3% | −87,462−28.8% | Reduced | History |
| AVGOBroadcom Inc. | Stock | 64,327 | $30.7M | 0.3% | −41,083−39.0% | Reduced | History |
| Liberty Media Corp Del531229AB8 | NOTE 1.375%10/1 | – | $30.8M | 0.3% | – | – | – |
| Nuvasive Inc670704AJ4 | NOTE 0.375% 3/1 | – | $30.9M | 0.3% | – | – | – |
| NKENIKE, Inc. | Stock | 200,418 | $31.0M | 0.3% | −87,239−30.3% | Reduced | History |
| MRKMerck & Co., Inc. | Stock | 399,374 | $31.1M | 0.3% | −188,303−32.0% | Reduced | History |
| TMOThermo Fisher Scientific Inc. | Stock | 61,864 | $31.2M | 0.3% | −11,157−15.3% | Reduced | History |
| IAUiShares Gold Trust | ETF | 929,500 | $31.3M | 0.3% | 00.0% | UnchangedConverted for a 1-for-2 split | History |
| ABBVAbbVie Inc. | Stock | 278,204 | $31.3M | 0.3% | −106,918−27.8% | Reduced | History |
| MUIBlackRock Municipal Credit Alpha Portfolio, Inc. | COM | 2,023,529 | $31.6M | 0.3% | −1,518−0.1% | Reduced | History |
| CVXChevron Corp | Stock | 305,772 | $32.0M | 0.3% | −85,150−21.8% | Reduced | History |
| PEPPepsiCo Inc | Stock | 217,292 | $32.2M | 0.3% | −41,124−15.9% | Reduced | History |
| TAT&T Inc. | Stock | 1,122,195 | $32.3M | 0.3% | −144,884−11.4% | Reduced | History |
| ABTAbbott Laboratories | Stock | 279,109 | $32.4M | 0.3% | −67,794−19.5% | Reduced | History |
| NEANuveen AMT-Free Quality Municipal Income Fund | COM | 2,098,405 | $32.9M | 0.3% | 00.0% | Unchanged | History |
| KOCoca Cola Co | Stock | 611,055 | $33.1M | 0.3% | −96,290−13.6% | Reduced | History |
| Splunk Inc848637AC8 | NOTE 0.500% 9/1 | – | $33.1M | 0.3% | – | – | – |
| PFEPfizer Inc | Stock | 880,844 | $34.5M | 0.3% | −185,815−17.4% | Reduced | History |
| CSCOCisco Systems, Inc. | Stock | 663,797 | $35.2M | 0.3% | −153,455−18.8% | Reduced | History |
| Silicon Laboratories Inc.826919AD4 | NOTE 0.625% 6/1 | – | $35.3M | 0.3% | – | New | – |
| CRMSalesforce, Inc. | Stock | 145,466 | $35.5M | 0.3% | −63,696−30.5% | Reduced | History |
| INTCIntel Corp | Stock | 637,204 | $35.8M | 0.3% | −172,321−21.3% | Reduced | History |
| VZVerizon Communications Inc | Stock | 650,634 | $36.5M | 0.3% | −95,066−12.7% | Reduced | History |
| Apellis Pharmaceuticals, Inc.03753UAB2 | NOTE 3.500% 9/1 | – | $36.7M | 0.3% | – | – | – |
| NFLXNetflix Inc | Stock | 69,703 | $36.8M | 0.3% | −18,858−21.3% | Reduced | History |
| Akamai Technologies Inc00971TAL5 | NOTE 0.375% 9/0 | – | $37.0M | 0.3% | – | – | – |
| Neurocrine Biosciences Inc64125CAD1 | NOTE 2.250% 5/1 | – | $37.4M | 0.4% | – | – | – |
| Envestnet, Inc.29404KAB2 | NOTE 1.750% 6/0 | – | $37.6M | 0.4% | – | – | – |
| Illumina, Inc.452327AK5 | NOTE 8/1 | – | $38.2M | 0.4% | – | – | – |
| Priceline Grp Inc741503AX4 | NOTE 0.900% 9/1 | – | $38.6M | 0.4% | – | – | – |
| Microchip Technology Inc595017AF1 | NOTE 1.625% 2/1 | – | $40.0M | 0.4% | – | – | – |
| Atlas Air Worldwide Hldgs IN049164BH8 | NOTE 2.250% 6/0 | – | $40.2M | 0.4% | – | – | – |
| Wix.com Ltd.92940WAB5 | NOTE 7/0 | – | $40.8M | 0.4% | – | – | – |
| Centennial Resource Dev Inc15136AAA0 | NOTE 3.250% 4/0 | – | $41.1M | 0.4% | – | – | – |
| CMCSAComcast Corp | Stock | 720,349 | $41.1M | 0.4% | −99,120−12.1% | Reduced | History |
| Workday, Inc.98138HAF8 | NOTE 0.250%10/0 | – | $41.7M | 0.4% | – | – | – |
| XOMExxonMobil Holdings Corp | COM | 665,162 | $42.0M | 0.4% | −90,016−11.9% | Reduced | History |
| Palo Alto Networks Inc697435AD7 | NOTE 0.750% 7/0 | – | $42.5M | 0.4% | – | – | – |
| AES Corp00130H204 | UNIT 99/99/9999 | 398,003 | $42.5M | 0.4% | +148,003+59.2% | Added | – |
| PG&E Corp69331C140 | UNIT 99/99/9999 | 420,067 | $42.6M | 0.4% | +53,219+14.5% | Added | – |
| Shopify Inc.82509LAA5 | NOTE 0.125%11/0 | – | $42.9M | 0.4% | – | – | – |
| BTTBlackRock Municipal 2030 Target Term Trust | COM SHS BEN IN | 1,666,886 | $43.7M | 0.4% | −41,008−2.4% | Reduced | History |
| ADBEAdobe Inc. | Stock | 75,151 | $44.0M | 0.4% | −26,530−26.1% | Reduced | History |
| Stanley Black & Decker, Inc.854502846 | UNIT 11/15/2022 | 371,500 | $44.8M | 0.4% | −1,900−0.5% | Reduced | – |
| Ares Capital Corp04010LAW3 | NOTE 4.625% 3/0 | – | $45.2M | 0.4% | – | – | – |
| DISH Network CORP25470MAB5 | NOTE 3.375% 8/1 | – | $46.1M | 0.4% | – | – | – |
| Patrick Inds Inc703343AB9 | DBCV 1.000% 2/0 | – | $47.2M | 0.4% | – | – | – |
| Viavi Solutions Inc.925550AB1 | NOTE 1.000% 3/0 | – | $47.6M | 0.4% | – | – | – |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | 405,565 | $48.7M | 0.5% | −119,674−22.8% | Reduced | History |
| MAMastercard Inc | Stock | 137,501 | $50.2M | 0.5% | −62,321−31.2% | Reduced | History |
| DISWalt Disney Co | Stock | 285,607 | $50.2M | 0.5% | −51,623−15.3% | Reduced | History |
| American Eagle Outfitters IN02553EAB2 | NOTE 3.750% 4/1 | – | $50.4M | 0.5% | – | New | – |
| PGProcter & Gamble Co | Stock | 385,823 | $52.1M | 0.5% | −136,076−26.1% | Reduced | History |
| TALOTalos Energy Inc. | COM | 3,388,354 | $53.0M | 0.5% | −18,813−0.6% | Reduced | History |
| LRCXLam Research Corp | COM | 81,694 | $53.2M | 0.5% | +40,991+100.7% | Added | History |
| HDHome Depot, Inc. | Stock | 167,588 | $53.4M | 0.5% | −46,506−21.7% | Reduced | History |
| PYPLPayPal Holdings, Inc. | Stock | 184,971 | $53.9M | 0.5% | −83,305−31.1% | Reduced | History |
| Helix Energy Solutions Grp I42330PAK3 | NOTE 6.750% 2/1 | – | $57.4M | 0.5% | – | – | – |
| Dexcom Inc252131AK3 | NOTE 0.250%11/1 | – | $58.3M | 0.5% | – | New | – |
| UNHUnitedHealth Group Inc | Stock | 148,502 | $59.5M | 0.6% | −46,726−23.9% | Reduced | History |
| CONMED Corp207410AF8 | NOTE 2.625% 2/0 | – | $61.8M | 0.6% | – | – | – |
| VVisa Inc. | Stock | 265,517 | $62.1M | 0.6% | −119,868−31.1% | Reduced | History |
| Biomarin Pharmaceutical Inc09061GAH4 | NOTE 0.599% 8/0 | – | $62.7M | 0.6% | – | – | – |
| NRG Energy, Inc.629377CG5 | DBCV 2.750% 6/0 | – | $63.1M | 0.6% | – | – | – |
| Etsy Inc29786AAJ5 | NOTE 0.125%10/0 | – | $65.6M | 0.6% | – | – | – |
| DISH Network CORP25470MAD1 | NOTE 2.375% 3/1 | – | $65.9M | 0.6% | – | – | – |
| Exact Sciences Corp30063PAC9 | NOTE 0.375% 3/0 | – | $68.0M | 0.6% | – | – | – |
| Forum Energy Technologies IN34984VAC4 | NOTE 9.000% 8/0 | – | $68.2M | 0.6% | – | – | – |
| RingCentral, Inc.76680RAF4 | NOTE 3/0 | – | $68.2M | 0.6% | – | – | – |
| JNJJohnson & Johnson | Stock | 414,864 | $68.3M | 0.6% | −122,501−22.8% | Reduced | History |
| Burlington Stores, Inc.122017AB2 | NOTE 2.250% 4/1 | – | $68.7M | 0.6% | – | New | – |
| Microchip Technology Inc595017AD6 | NOTE 1.625% 2/1 | – | $72.3M | 0.7% | – | – | – |
| JPMJPMorgan Chase & Co | Stock | 475,790 | $74.0M | 0.7% | −89,831−15.9% | Reduced | History |
| BACBank of America Corp | Stock | 1,855,843 | $76.5M | 0.7% | −324,763−14.9% | Reduced | History |
| NVDANVIDIA Corp | Stock | 97,820 | $78.3M | 0.7% | −41,827−30.0% | Reduced | History |
| Teladoc Health, Inc.87918AAF2 | NOTE 1.250% 6/0 | – | $79.5M | 0.7% | – | New | – |
| TSLATesla, Inc. | Stock | 121,201 | $82.4M | 0.8% | −53,028−30.4% | Reduced | History |
| BRK.BBerkshire Hathaway Inc | Stock | 296,700 | $82.5M | 0.8% | −83,637−22.0% | Reduced | History |
| EQT Corp26884LAK5 | NOTE 1.750% 5/0 | – | $89.6M | 0.8% | – | New | – |
| Lumentum Hldgs Inc55024UAB5 | NOTE 0.250% 3/1 | – | $90.1M | 0.8% | – | – | – |
| Southwest Airls Co844741BG2 | NOTE 1.250% 5/0 | – | $96.1M | 0.9% | – | – | – |
| Pioneer Nat Res Co723787AP2 | NOTE 0.250% 5/1 | – | $99.4M | 0.9% | – | New | – |
| GOOGAlphabet Inc. | Stock | 44,911 | $112.6M | 1.1% | −21,617−32.5% | Reduced | History |
| GOOGLAlphabet Inc. | Stock | 47,337 | $115.6M | 1.1% | −19,157−28.8% | Reduced | History |
Sold out since Q1 2021 (829)
Positions held at the end of Q1 2021 that are gone from this filing.
The largest 100 of 829 by value last quarter.
| Security | Class | Shares in Q1 2021 | Value in Q1 2021 | % of portfolio in Q1 2021 | History |
|---|---|---|---|---|---|
| Micron Technology Inc595112AX1 | NOTE 3.125% 5/0 | – | $52.5M | 0.4% | – |
| Nuance Communications, Inc.67020YAN0 | NOTE 1.250% 4/0 | – | $47.0M | 0.3% | – |
| Novellus Sys Inc670008AD3 | NOTE 2.625% 5/1 | – | $37.3M | 0.3% | – |
| Twilio Inc90138FAB8 | NOTE 0.250% 6/0 | – | $35.2M | 0.3% | – |
| iShares Russell Midcap ETF464287499 | ETF | 274,885 | $20.3M | 0.1% | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 68,948 | $16.8M | 0.1% | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 135,953 | $14.8M | 0.1% | – |
| AGCOAGCO Corp | COM | 97,403 | $14.0M | 0.1% | History |
| PRAHPRA Health Sciences, Inc. | COM | 90,810 | $13.9M | 0.1% | History |
| SLMSLM Corp | COM | 723,846 | $13.0M | 0.1% | History |
| iShares Russell 2000 ETF464287655 | ETF | 57,800 | $12.8M | 0.1% | – |
| MANManpowerGroup Inc. | COM | 126,738 | $12.5M | 0.1% | History |
| HRCHill-Rom Holdings, Inc. | COM | 108,191 | $12.0M | 0.1% | History |
| Teladoc Health, Inc.87918AAC9 | NOTE 1.375% 5/1 | – | $10.7M | 0.1% | – |
| HFCHollyFrontier Corp | COM | 295,386 | $10.6M | 0.1% | History |
| ARWArrow Electronics, Inc. | COM | 93,301 | $10.3M | 0.1% | History |
| JBLJabil Inc | Stock | 193,726 | $10.1M | 0.1% | History |
| LPLALPL Financial Holdings Inc. | COM | 70,393 | $10.0M | 0.1% | History |
| Illumina, Inc.452327AH2 | NOTE 0.500% 6/1 | – | $9.90M | 0.1% | – |
| PANWPalo Alto Networks Inc | Stock | 30,151 | $9.71M | 0.1% | History |
| INGRIngredion Inc | COM | 104,797 | $9.42M | 0.1% | History |
| PPDPPD, Inc. | COM | 248,553 | $9.41M | 0.1% | History |
| TNLTravel & Leisure Co. | COM | 149,510 | $9.14M | 0.1% | History |
| BABAAlibaba Group Holding Ltd | ADR | 39,401 | $8.93M | 0.1% | History |
| RRyder System Inc | COM | 117,786 | $8.91M | 0.1% | History |
| BRKRBruker Corp | COM | 137,606 | $8.85M | 0.1% | History |
| CDKCDK Global, Inc. | COM | 160,460 | $8.68M | 0.1% | History |
| Aerojet Rocketdyne Hldgs Inc007800AB1 | NOTE 2.250%12/1 | – | $8.66M | 0.1% | – |
| EVREvercore Inc. | CLASS A | 64,756 | $8.53M | 0.1% | History |
| KSSKOHLS Corp | Stock | 142,479 | $8.49M | 0.1% | History |
| UTHRUnited Therapeutics Corp | COM | 50,595 | $8.46M | 0.1% | History |
| XRXXerox Holdings Corp | COM NEW | 346,647 | $8.41M | 0.1% | History |
| DOCUDocuSign, Inc. | Stock | 40,922 | $8.29M | 0.1% | History |
| ENTGEntegris Inc | COM | 73,930 | $8.27M | 0.1% | History |
| BlackRock Munienhanced FD IN09253Y100 | COM | 692,079 | $8.18M | 0.1% | – |
| Inphi Corp45772F107 | COM | 44,350 | $7.91M | 0.1% | – |
| EXELExelixis, Inc. | COM | 346,461 | $7.83M | 0.1% | History |
| IAC Interactivecorp New44891N109 | COM | 36,083 | $7.80M | 0.1% | – |
| MOHMolina Healthcare, Inc. | COM | 33,383 | $7.80M | 0.1% | History |
| WSMWilliams Sonoma Inc | COM | 43,466 | $7.79M | 0.1% | History |
| EAFGraftech International Ltd | COM | 631,759 | $7.73M | 0.1% | History |
| SNVSynovus Financial Corp | COM NEW | 166,482 | $7.62M | 0.1% | History |
| RRXRegal Rexnord Corp | COM | 53,102 | $7.58M | 0.1% | History |
| Starz Entertainment Corp535919500 | CL B NON VTG | 580,487 | $7.49M | 0.1% | – |
| OPTUOptimum Communications, Inc. | CL A | 229,616 | $7.47M | 0.1% | History |
| EMEEMCOR Group, Inc. | Stock | 66,384 | $7.45M | 0.1% | History |
| QVCGAOld QVC Group, Inc. | COM SER A | 630,690 | $7.42M | 0.1% | History |
| BAHBooz Allen Hamilton Holding Corp | CL A | 89,613 | $7.22M | 0.1% | History |
| RSReliance, Inc. | COM | 46,894 | $7.14M | 0.1% | History |
| SNDRSchneider National, Inc. | CL B | 272,818 | $6.81M | <0.1% | History |
| JEFJefferies Financial Group Inc. | COM | 226,033 | $6.80M | <0.1% | History |
| SGENSeagen Inc. | COM | 48,565 | $6.74M | <0.1% | History |
| SSNCSS&C Technologies Holdings Inc | COM | 88,587 | $6.19M | <0.1% | History |
| KNXKnight-Swift Transportation Holdings Inc. | CL A | 128,274 | $6.17M | <0.1% | History |
| Signature BK New York N Y82669G104 | COM | 26,743 | $6.05M | <0.1% | – |
| AVTAvnet Inc | COM | 144,968 | $6.02M | <0.1% | History |
| CNXCConcentrix Corp | Stock | 40,096 | $6.00M | <0.1% | History |
| SNXTD Synnex Corp | COM | 52,262 | $6.00M | <0.1% | History |
| PACWPacwest Bancorp | COM | 156,408 | $5.97M | <0.1% | History |
| TWLOTwilio Inc | CL A | 17,484 | $5.96M | <0.1% | History |
| ANAutonation, Inc. | COM | 63,539 | $5.92M | <0.1% | History |
| OGEOGE Energy Corp. | COM | 182,029 | $5.89M | <0.1% | History |
| AVTRAvantor, Inc. | COM | 202,281 | $5.85M | <0.1% | History |
| GHCGraham Holdings Co | COM CL B | 10,205 | $5.74M | <0.1% | History |
| DKSDick's Sporting Goods, Inc. | Stock | 74,331 | $5.66M | <0.1% | History |
| CRWDCrowdStrike Holdings, Inc. | Stock | 30,964 | $5.65M | <0.1% | History |
| Verint Sys Inc92343XAA8 | NOTE 1.500% 6/0 | – | $5.65M | <0.1% | – |
| MKSIMKS Inc | COM | 29,983 | $5.56M | <0.1% | History |
| ICUIIcu Medical Inc | COM | 25,515 | $5.24M | <0.1% | History |
| FICOFair Isaac Corp | COM | 10,711 | $5.21M | <0.1% | History |
| ACMAecom | COM | 80,819 | $5.18M | <0.1% | History |
| DBXDropbox, Inc. | CL A | 191,031 | $5.09M | <0.1% | History |
| CLHClean Harbors Inc | COM | 59,969 | $5.04M | <0.1% | History |
| PIIPolaris Inc. | Stock | 36,497 | $4.87M | <0.1% | History |
| PTONPeloton Interactive, Inc. | CL A COM | 43,278 | $4.87M | <0.1% | History |
| MRNAModerna, Inc. | Stock | 37,076 | $4.86M | <0.1% | History |
| PINSPinterest, Inc. | CL A | 65,539 | $4.85M | <0.1% | History |
| ZNGAZynga Inc | CL A | 475,063 | $4.85M | <0.1% | History |
| NUSNu Skin Enterprises, Inc. | CL A | 91,223 | $4.83M | <0.1% | History |
| UMPQUmpqua Holdings Corp | COM | 273,498 | $4.80M | <0.1% | History |
| VNTVontier Corp | Stock | 155,104 | $4.70M | <0.1% | History |
| PFPTProofpoint Inc | COM | 37,284 | $4.69M | <0.1% | History |
| FHBFirst Hawaiian, Inc. | COM | 168,663 | $4.62M | <0.1% | History |
| CRUSCirrus Logic, Inc. | Stock | 54,145 | $4.59M | <0.1% | History |
| SYNHSyneos Health, Inc. | CL A | 60,421 | $4.58M | <0.1% | History |
| ZMZoom Communications, Inc. | Stock | 14,112 | $4.53M | <0.1% | History |
| DECKDeckers Outdoor Corp | COM | 13,500 | $4.46M | <0.1% | History |
| THCTenet Healthcare Corp | COM NEW | 84,812 | $4.41M | <0.1% | History |
| Extended Stay Amer Inc30224P200 | UNIT 99/99/9999B | 223,021 | $4.41M | <0.1% | – |
| MDUMdu Resources Group Inc | Stock | 138,709 | $4.38M | <0.1% | History |
| LEN.BLennar Corp | CL B | 53,260 | $4.38M | <0.1% | History |
| MMSMaximus, Inc. | COM | 48,116 | $4.28M | <0.1% | History |
| Flir Sys Inc302445101 | COM | 74,742 | $4.22M | <0.1% | – |
| WWayfair Inc. | CL A | 13,062 | $4.11M | <0.1% | History |
| CRICarters Inc | COM | 44,223 | $3.93M | <0.1% | History |
| TDCTeradata Corp | Stock | 101,425 | $3.91M | <0.1% | History |
| BERYBerry Global Group, Inc. | COM | 63,410 | $3.89M | <0.1% | History |
| XPOXPO, Inc. | COM | 31,492 | $3.88M | <0.1% | History |
| UFPIUfp Industries Inc | COM | 51,100 | $3.88M | <0.1% | History |
| TRGPTarga Resources Corp. | COM | 119,287 | $3.79M | <0.1% | History |