Mackay Shields LLC
- SEC CIK
- 0000061227
- Latest filing
- Jul 28, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed May 14, 2021. Long positions only.
- Positions
- 1,497
- No 13F data for Q4 2020
- Portfolio value
- $13.7B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| CTSCTS Corp | COM | 6,933 | $215.0K | <0.1% | – | – | History |
| Cheniere Energy, Inc.16411RAG4 | NOTE 4.250% 3/1 | – | $215.0K | <0.1% | – | – | – |
| ANGOAngiodynamics Inc | COM | 9,300 | $217.0K | <0.1% | – | – | History |
| ALGAlamo Group Inc | COM | 1,400 | $218.0K | <0.1% | – | – | History |
| DHXDhi Group, Inc. | COM | 65,300 | $219.0K | <0.1% | – | – | History |
| NXGNNextgen Healthcare, Inc. | COM | 12,100 | $219.0K | <0.1% | – | – | History |
| GTNGray Media, Inc | COM | 12,000 | $220.0K | <0.1% | – | – | History |
| MRBKMeridian Corp | COM | 8,500 | $221.0K | <0.1% | – | – | History |
| Jazz Investments I Ltd472145AB7 | NOTE 1.875% 8/1 | – | $221.0K | <0.1% | – | – | – |
| GIIIG III Apparel Group Ltd | COM | 7,399 | $223.0K | <0.1% | – | – | History |
| PORPortland General Electric Co | COM NEW | 4,733 | $224.0K | <0.1% | – | – | History |
| EGHT8X8 Inc | COM | 6,900 | $224.0K | <0.1% | – | – | History |
| ESCAEscalade Inc | COM | 10,700 | $224.0K | <0.1% | – | – | History |
| CLNEClean Energy Fuels Corp. | COM | 16,400 | $225.0K | <0.1% | – | – | History |
| CALXCalix, Inc | COM | 6,533 | $226.0K | <0.1% | – | – | History |
| UEUrban Edge Properties | COM | 13,666 | $226.0K | <0.1% | – | – | History |
| UNFIUnited Natural Foods Inc | COM | 7,000 | $230.0K | <0.1% | – | – | History |
| EBIXEbix Inc | COM NEW | 7,200 | $230.0K | <0.1% | – | – | History |
| FSTRFoster L B Co | COM | 13,001 | $233.0K | <0.1% | – | – | History |
| CALCaleres Inc | COM | 10,900 | $238.0K | <0.1% | – | – | History |
| FNWBFirst Northwest Bancorp | COM | 14,300 | $238.0K | <0.1% | – | – | History |
| KODKEastman Kodak Co | COM NEW | 30,580 | $240.0K | <0.1% | – | – | History |
| CSODCornerstone OnDemand Inc | COM | 5,500 | $240.0K | <0.1% | – | – | History |
| First Choice Bancorp31948P104 | COM | 9,900 | $240.0K | <0.1% | – | – | – |
| NTCTNetscout Systems Inc | COM | 8,600 | $242.0K | <0.1% | – | – | History |
| IHRTiHeartMedia, Inc. | COM CL A | 13,300 | $242.0K | <0.1% | – | – | History |
| OPYOppenheimer Holdings Inc | CL A NON VTG | 6,100 | $244.0K | <0.1% | – | – | History |
| BGSB&G Foods, Inc. | COM | 7,900 | $245.0K | <0.1% | – | – | History |
| SBGISinclair, Inc. | CL A | 8,400 | $246.0K | <0.1% | – | – | History |
| Square Inc852234AB9 | NOTE 0.375% 3/0 | – | $247.0K | <0.1% | – | – | – |
| SPFISouth Plains Financial, Inc. | COM | 10,900 | $248.0K | <0.1% | – | – | History |
| MDRXVeradigm Inc. | COM | 16,700 | $251.0K | <0.1% | – | – | History |
| OPRXOptimizeRx Corp | COM NEW | 5,200 | $253.0K | <0.1% | – | – | History |
| LPSNLiveperson Inc | COM | 4,800 | $253.0K | <0.1% | – | – | History |
| OZKBank OZK | COM | 6,218 | $254.0K | <0.1% | – | – | History |
| CRMTAmericas Carmart Inc | COM | 1,666 | $254.0K | <0.1% | – | – | History |
| BXMTBlackstone Mortgage Trust, Inc. | COM CL A | 8,300 | $258.0K | <0.1% | – | – | History |
| HROWHarrow, Inc. | COM | 38,400 | $259.0K | <0.1% | – | – | History |
| Voya Prime Rate Tr92913A100 | SH BEN INT | 56,194 | $261.0K | <0.1% | – | – | – |
| CARAvis Budget Group, Inc. | COM | 3,600 | $262.0K | <0.1% | – | – | History |
| WTBAWest Bancorporation Inc | CAP STK | 11,000 | $265.0K | <0.1% | – | – | History |
| Twitter, Inc.90184LAD4 | NOTE 1.000% 9/1 | – | $265.0K | <0.1% | – | – | – |
| AAWWAtlas Air Worldwide Holdings Inc | COM NEW | 4,400 | $266.0K | <0.1% | – | – | History |
| BEKEKE Holdings Inc. | SPONSORED ADS | 4,700 | $268.0K | <0.1% | – | – | History |
| ADCAgree Realty Corp | COM | 4,000 | $269.0K | <0.1% | – | – | History |
| Michaels Cos Inc59408Q106 | COM | 12,300 | $269.0K | <0.1% | – | – | – |
| ACIWAci Worldwide, Inc. | Stock | 7,100 | $270.0K | <0.1% | – | – | History |
| PCYOPure Cycle Corp | COM NEW | 20,200 | $271.0K | <0.1% | – | – | History |
| CONNConns Inc | COM | 13,900 | $271.0K | <0.1% | – | – | History |
| EXPOExponent Inc | COM | 2,800 | $273.0K | <0.1% | – | – | History |
| BLDQXO Insulation, LLC | Stock | 1,333 | $279.0K | <0.1% | – | – | History |
| LOPEGrand Canyon Education, Inc. | COM | 2,610 | $280.0K | <0.1% | – | – | History |
| FLNAFilana Therapeutics, Inc. | COM | 6,300 | $283.0K | <0.1% | – | – | History |
| MATWMatthews International Corp | CL A | 7,200 | $285.0K | <0.1% | – | – | History |
| STAGSTAG Industrial, Inc. | COM | 8,500 | $286.0K | <0.1% | – | – | History |
| RICKRci Hospitality Holdings, Inc. | COM | 4,500 | $286.0K | <0.1% | – | – | History |
| CSTRCapStar Financial Holdings, Inc. | COM | 16,600 | $287.0K | <0.1% | – | – | History |
| RPMRPM International Inc | COM | 3,153 | $289.0K | <0.1% | – | – | History |
| PINEAlpine Income Property Trust, Inc. | COM | 16,700 | $290.0K | <0.1% | – | – | History |
| CBUCommunity Financial System, Inc. | COM | 3,800 | $291.0K | <0.1% | – | – | History |
| Chegg, Inc163092AB5 | NOTE 0.250% 5/1 | – | $291.0K | <0.1% | – | – | – |
| MELIMercadolibre Inc | COM | 200 | $294.0K | <0.1% | – | – | History |
| SHOSunstone Hotel Investors, Inc. | COM | 23,532 | $294.0K | <0.1% | – | – | History |
| GKOSGLAUKOS Corp | COM | 3,500 | $294.0K | <0.1% | – | – | History |
| ARAYAccuray Inc | COM | 59,500 | $295.0K | <0.1% | – | – | History |
| CRNCCerence Inc. | COM | 3,300 | $296.0K | <0.1% | – | – | History |
| ANIPAni Pharmaceuticals Inc | COM | 8,200 | $297.0K | <0.1% | – | – | History |
| ORAOrmat Technologies, Inc. | COM | 3,800 | $298.0K | <0.1% | – | – | History |
| RPDRapid7, Inc. | COM | 4,000 | $299.0K | <0.1% | – | – | History |
| JOUTJohnson Outdoors Inc | CL A | 2,100 | $300.0K | <0.1% | – | – | History |
| FLYYSpirit Aviation Holdings, Inc. | COM | 8,133 | $300.0K | <0.1% | – | – | History |
| PEBPebblebrook Hotel Trust | COM | 12,399 | $301.0K | <0.1% | – | – | History |
| ICPTIntercept Pharmaceuticals, Inc. | COM | 13,040 | $301.0K | <0.1% | – | – | History |
| CLDRCloudera, Inc. | COM | 24,800 | $302.0K | <0.1% | – | – | History |
| YORWYork Water Co | COM | 6,200 | $303.0K | <0.1% | – | – | History |
| ARTNAArtesian Resources Corp | CL A | 7,900 | $312.0K | <0.1% | – | – | History |
| INFUInfuSystem Holdings, Inc | COM | 15,400 | $314.0K | <0.1% | – | – | History |
| UVSPUnivest Financial Corp | COM | 11,000 | $314.0K | <0.1% | – | – | History |
| NBONeuberger Berman New York Municipal Fund Inc. | COM | 25,745 | $317.0K | <0.1% | – | – | History |
| HRTGHeritage Insurance Holdings, Inc. | COM | 29,000 | $321.0K | <0.1% | – | – | History |
| MCBCMacatawa Bank Corp | COM | 32,300 | $322.0K | <0.1% | – | – | History |
| RBNCReliant Bancorp, Inc. | COM | 11,200 | $322.0K | <0.1% | – | – | History |
| SVMK Inc78489X103 | COM | 17,600 | $322.0K | <0.1% | – | – | – |
| BSRRSierra Bancorp | COM | 12,100 | $324.0K | <0.1% | – | – | History |
| NWLINational Western Life Group, Inc. | CL A | 1,300 | $324.0K | <0.1% | – | – | History |
| APPFAppfolio Inc | COM CL A | 2,300 | $325.0K | <0.1% | – | – | History |
| Sailpoint Technologies Hldgs78781PAB1 | NOTE 0.125% 9/1 | – | $326.0K | <0.1% | – | – | – |
| FFFutureFuel Corp. | COM | 23,100 | $336.0K | <0.1% | – | – | History |
| PTENPatterson Uti Energy Inc | COM | 47,400 | $338.0K | <0.1% | – | – | History |
| OPBKOP Bancorp | COM | 32,100 | $338.0K | <0.1% | – | – | History |
| HPHelmerich & Payne, Inc. | COM | 12,561 | $339.0K | <0.1% | – | – | History |
| GMSGMS Inc. | COM | 8,133 | $339.0K | <0.1% | – | – | History |
| RH74967XAD5 | NOTE 9/1 | – | $339.0K | <0.1% | – | – | – |
| NPKINPK International Inc. | COM SHS | 108,700 | $341.0K | <0.1% | – | – | History |
| PDCEPDC Energy, Inc. | COM | 9,900 | $341.0K | <0.1% | – | – | History |
| BLKBBlackbaud Inc | COM | 4,800 | $342.0K | <0.1% | – | – | History |
| AMALAmalgamated Financial Corp. | COM | 20,600 | $342.0K | <0.1% | – | – | History |
| NRIMNorthrim Bancorp Inc | COM | 8,100 | $344.0K | <0.1% | – | – | History |
| GWBGreat Western Bancorp, Inc. | COM | 11,400 | $345.0K | <0.1% | – | – | History |
| WPCW. P. Carey Inc. | COM | 4,899 | $346.0K | <0.1% | – | – | History |
Options (1)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| Global X FDS37954Y483 | NASDAQ 100 COVER | – | $461.0K |