Skip to main content
Livermore
Livermore
ZHEN

US Bancorp

SEC CIK
0000036104
Latest filing
Aug 12, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 10, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
4,066
+49 vs. Q2 2021
Portfolio value
$53.2B
−$222.9M (−0.4%) vs. Q2 2021
Filed
Nov 10, 2021
SEC
Holdings of US Bancorp in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
OPIOffice Properties Income TrustCOM SHS BEN INT140$4.00K<0.1%−610−81.3%ReducedHistory
PAVMPAVmed Inc.COM500$4.00K<0.1%+500NewHistory
PRAXPraxis Precision Medicines, Inc.COM230$4.00K<0.1%+50+27.8%AddedHistory
PFCPremier Financial CorpCOM138$4.00K<0.1%−26−15.9%ReducedHistory
ProShares Tr74347B169ONLINE RTL ETF58$4.00K<0.1%00.0%Unchanged–
RIGLRigel Pharmaceuticals IncCOM NEW992$4.00K<0.1%00.0%UnchangedHistory
SOSSOS LtdSPNSORD ADS NEW2,000$4.00K<0.1%00.0%UnchangedHistory
SCXStarrett L S CoCL A357$4.00K<0.1%00.0%UnchangedHistory
SLCAU.S. Silica Holdings, Inc.COM551$4.00K<0.1%00.0%UnchangedHistory
YSGYatsen Holding LtdADS1,000$4.00K<0.1%00.0%UnchangedHistory
TMPOTempo Automation Holdings, Inc.CL A400$4.00K<0.1%00.0%UnchangedHistory
QTNTQuotient LtdSHS1,902$4.00K<0.1%+82+4.5%AddedHistory
PLYAPlaya Hotels & Resorts N.V.SHS533$4.00K<0.1%00.0%UnchangedHistory
WGSGeneDx Holdings Corp.COMMON STOCK514$4.00K<0.1%+514NewHistory
iShares U.S. Healthcare Providers ETF464288828ETF20$5.00K<0.1%00.0%Unchanged–
GAINGladstone Investment CorporationdeCEF336$5.00K<0.1%00.0%UnchangedHistory
AOUTAmerican Outdoor Brands, Inc.COM206$5.00K<0.1%−17−7.6%ReducedHistory
EPACEnerpac Tool Group CorpCL A COM253$5.00K<0.1%−102−28.7%ReducedHistory
FIZZNational Beverage CorpCOM100$5.00K<0.1%−63−38.7%ReducedHistory
HTOH2O AmericaCOM77$5.00K<0.1%−69−47.3%ReducedHistory
DBX ETF Tr233051705XTRACK MUN INFRA175$5.00K<0.1%00.0%Unchanged–
WisdomTree Tr97717W430HEDGED HI YLD BD207$5.00K<0.1%+207New–
EOLSEvolus, Inc.COM688$5.00K<0.1%00.0%UnchangedHistory
CNMCore & Main, Inc.CL A200$5.00K<0.1%+200NewHistory
DAKTDaktronics IncCOM998$5.00K<0.1%00.0%UnchangedHistory
SRRKScholar Rock Holding CorpCOM157$5.00K<0.1%−189−54.6%ReducedHistory
SBIWestern Asset Intermediate Muni Fund Inc.COM526$5.00K<0.1%00.0%UnchangedHistory
LPLLG Display Co., Ltd.SPONS ADR REP653$5.00K<0.1%−707−52.0%ReducedHistory
NICNicolet Bankshares IncCOM71$5.00K<0.1%−17−19.3%ReducedHistory
CNOBConnectOne Bancorp, Inc.COM168$5.00K<0.1%+24+16.7%AddedHistory
FORForestar Group Inc.COM279$5.00K<0.1%00.0%UnchangedHistory
iShares Tr464288737GLB CNSM STP ETF76$5.00K<0.1%00.0%Unchanged–
VTOLBristow Group Inc.COM169$5.00K<0.1%00.0%UnchangedHistory
BKEBuckle IncCOM126$5.00K<0.1%00.0%UnchangedHistory
ACREAres Commercial Real Estate CorpCOM338$5.00K<0.1%00.0%UnchangedHistory
BMRCBank of Marin BancorpCOM130$5.00K<0.1%+36+38.3%AddedHistory
CLDTChatham Lodging TrustCOM391$5.00K<0.1%00.0%UnchangedHistory
BOOMDMC Global Inc.COM136$5.00K<0.1%+115+547.6%AddedHistory
EBMTEagle Bancorp Montana, Inc.COM211$5.00K<0.1%00.0%UnchangedHistory
GSITGsi Technology IncCOM1,000$5.00K<0.1%00.0%UnchangedHistory
OLMAOlema Pharmaceuticals, Inc.COM183$5.00K<0.1%−115−38.6%ReducedHistory
PRLDPrelude Therapeutics IncCOM158$5.00K<0.1%+158NewHistory
SPWHSportsman's Warehouse Holdings, Inc.COM290$5.00K<0.1%+254+705.6%AddedHistory
VERIVeritone, Inc.COM191$5.00K<0.1%+131+218.3%AddedHistory
WVEWave Life Sciences, Inc.SHS974$5.00K<0.1%+168+20.8%AddedHistory
WVVIWillamette Valley Vineyards IncCOM400$5.00K<0.1%00.0%UnchangedHistory
ANGIAngi Inc.COM CL A NEW429$5.00K<0.1%+429NewHistory
RTLNecessity Retail REIT, Inc.COM CLASS A643$5.00K<0.1%+454+240.2%AddedHistory
AVYAAvaya Holdings Corp.COM277$5.00K<0.1%−41−12.9%ReducedHistory
BLPHBellerophon Therapeutics, Inc.COM NEW1,221$5.00K<0.1%00.0%UnchangedHistory
MNRLMNRL Sub Inc.CL A COM239$5.00K<0.1%00.0%UnchangedHistory
TASTCarrols Restaurant Group, Inc.COM1,388$5.00K<0.1%−2,116−60.4%ReducedHistory
CDAKCodiak BioSciences, Inc.COM300$5.00K<0.1%00.0%UnchangedHistory
EVFEaton Vance Senior Income TrustSH BEN INT700$5.00K<0.1%00.0%UnchangedHistory
PFDFlaherty & Crumrine Preferred & Income Fund IncCOM300$5.00K<0.1%00.0%UnchangedHistory
Chiron Real Estate Inc.37954A204COM NEW309$5.00K<0.1%+117+60.9%Added–
Iclick Interactive Asia Grou45113Y104SPONSORED ADR858$5.00K<0.1%+430+100.5%Added–
KLDOKaleido Biosciences, Inc.COM1,000$5.00K<0.1%00.0%UnchangedHistory
LYRALyra Therapeutics, Inc.COM500$5.00K<0.1%00.0%UnchangedHistory
DFTXDefinium Therapeutics, Inc.COM2,000$5.00K<0.1%+2,000NewHistory
NCANuveen California Municipal Value FundCOM STK500$5.00K<0.1%00.0%UnchangedHistory
ONEM1Life Healthcare IncCOM251$5.00K<0.1%+223+796.4%AddedHistory
ORTXOrchard Therapeutics plcADS2,129$5.00K<0.1%+1,286+152.6%AddedHistory
PASGPassage BIO, Inc.COM500$5.00K<0.1%00.0%UnchangedHistory
REVRQRevlon IncCL A NEW496$5.00K<0.1%+227+84.4%AddedHistory
SASeabridge Gold IncCOM314$5.00K<0.1%00.0%UnchangedHistory
SPHSuburban Propane Partners LPUNIT LTD PARTN300$5.00K<0.1%00.0%UnchangedHistory
NSLRNeostellar Capital Corp.COM NEW375$5.00K<0.1%+375NewHistory
WOWWideOpenWest, Inc.COM239$5.00K<0.1%00.0%UnchangedHistory
ZOMDFZomedica Corp.COM10,000$5.00K<0.1%00.0%UnchangedHistory
ZYXIZynex IncCOM419$5.00K<0.1%+419NewHistory
Bridgetown Holdings LtdG1355U113COM CL A500$5.00K<0.1%00.0%Unchanged–
GMDAGamida Cell Ltd.SHS1,204$5.00K<0.1%00.0%UnchangedHistory
ASTRAstra Space, Inc.Common Stock600$5.00K<0.1%+600NewHistory
State Street SPDR S&P Bank ETF78464A797ETF118$6.00K<0.1%+23+24.2%Added–
First Tr Exchange-Traded FD33738D101NO AMER ENERGY235$6.00K<0.1%00.0%Unchanged–
KRYSKrystal Biotech, Inc.COM110$6.00K<0.1%+16+17.0%AddedHistory
WLDNWilldan Group, Inc.COM156$6.00K<0.1%+156NewHistory
MHFWestern Asset Municipal High Income Fund Inc.COM713$6.00K<0.1%00.0%UnchangedHistory
ARAYAccuray IncCOM1,500$6.00K<0.1%−235−13.5%ReducedHistory
RRRRed Rock Resorts, Inc.CL A123$6.00K<0.1%−518−80.8%ReducedHistory
XHRXenia Hotels & Resorts, Inc.COM326$6.00K<0.1%00.0%UnchangedHistory
Lattice Strategies Tr518416102HARTFORD MLT ETF186$6.00K<0.1%−179−49.0%Reduced–
LRNStride, Inc.COM149$6.00K<0.1%+42+39.3%AddedHistory
First Tr Exchange-Traded FD33736Q104UT COM SHS ETF100$6.00K<0.1%00.0%Unchanged–
AMRAlpha Metallurgical Resources, Inc.COM118$6.00K<0.1%+118NewHistory
iShares Tr46435U135CYBERSECURITY140$6.00K<0.1%00.0%Unchanged–
CRMTAmericas Carmart IncCOM54$6.00K<0.1%+36+200.0%AddedHistory
CMTLComtech Telecommunications CorpCOM NEW252$6.00K<0.1%−800−76.0%ReducedHistory
EGBNEagle Bancorp IncCOM103$6.00K<0.1%−64−38.3%ReducedHistory
UUUUEnergy Fuels IncCOM NEW830$6.00K<0.1%+830NewHistory
GRPNGroupon, Inc.COM NEW253$6.00K<0.1%+162+178.0%AddedHistory
LFMDLifeMD, Inc.COM1,000$6.00K<0.1%00.0%UnchangedHistory
MGTXMeiraGTx Holdings plcCOM419$6.00K<0.1%+419NewHistory
NNOXNano-X Imaging Ltd.ORD SHS250$6.00K<0.1%00.0%UnchangedHistory
OMEROmeros CorpCOM436$6.00K<0.1%00.0%UnchangedHistory
PPIHPerma-Pipe International Holdings, Inc.COM799$6.00K<0.1%00.0%UnchangedHistory
PSNLPersonalis, Inc.COM287$6.00K<0.1%−22−7.1%ReducedHistory
REKRRekor Systems, Inc.COM500$6.00K<0.1%00.0%UnchangedHistory
UAUnder Armour, Inc.CL C341$6.00K<0.1%−10−2.8%ReducedHistory

Options (41)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of US Bancorp in Q3 2021
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$549.0K$558.0K
TSLATesla, Inc.Stock$41.0K$271.0K
iShares MSCI Eafe ETF464287465ETF$163.0K–
ITWIllinois Tool Works IncStock$148.0K–
DCIDonaldson Co IncStock$11.0K$120.0K
MSFTMicrosoft CorpStock$71.0K–
iShares Core S&P Small Cap ETF464287804ETF$50.0K–
MSTRStrategy IncStock$41.0K–
AAPLApple Inc.Stock$37.0K–
TXNTexas Instruments IncStock$36.0K–
UNPUnion Pacific CorpStock$34.0K–
EMREmerson Electric CoStock$28.0K–
LOWLowes Companies IncStock$27.0K–
iShares Tr464287234MSCI EMG MKT ETF$27.0K–
iShares S&P 500 Growth ETF464287309ETF$21.0K–
BRK.BBerkshire Hathaway IncStock$20.0K–
ADPAutomatic Data Processing IncStock$15.0K–
iShares S&P 500 Value ETF464287408ETF$15.0K–
GOOGLAlphabet Inc.Stock$13.0K–
HONHoneywell International IncCOM$13.0K–
PGProcter & Gamble CoStock$12.0K–
JPMJPMorgan Chase & CoStock$12.0K–
VVisa Inc.Stock$11.0K–
FISFidelity National Information Services, Inc.Stock$10.0K–
MDYSPDR S&P Midcap 400 ETF TrustETF$9.00K–
DHRDanaher CorpStock$6.00K–
MAMastercard IncStock$5.00K–
LLYEli Lilly & CoStock$5.00K–
iShares S&P Mid-Cap 400 Growth ETF464287606ETF$5.00K–
CVXChevron CorpStock$4.00K–
JNJJohnson & JohnsonStock$3.00K–
KOCoca Cola CoStock$3.00K–
BDXBecton Dickinson & CoStock$3.00K–
iShares S&P Mid-Cap 400 Value ETF464287705ETF$3.00K–
IEXIdex CorpCOM$3.00K–
WMTWalmart Inc.Stock$2.00K–
CLColgate Palmolive CoStock$2.00K–
VanEck ETF Trust92189F106GOLD MINERS ETF–$2.00K
PFEPfizer IncStock$1.00K–
VanEck ETF Trust92189F791JUNIOR GOLD MINE–$1.00K
CHDChurch & Dwight Co IncCOM$1.00K–

Sold out since Q2 2021 (173)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 173 by value last quarter.

Positions of US Bancorp sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
MXIMMaxim Integrated Products IncCOM179,492$18.9M<0.1%History
PFPTProofpoint IncCOM28,136$4.89M<0.1%History
ALXNAlexion Pharmaceuticals, Inc.COM18,327$3.37M<0.1%History
Lydall Inc550819106COM35,922$2.17M<0.1%–
PRAHPRA Health Sciences, Inc.COM9,358$1.55M<0.1%History
iShares Tr464288869MICRO-CAP ETF9,717$1.48M<0.1%–
Fly Leasing Ltd34407D109SPONSORED ADR54,494$923.0K<0.1%–
QTSQTS Realty Trust, Inc.COM CL A9,160$708.0K<0.1%History
KNLKnoll IncCOM NEW21,458$558.0K<0.1%History
Magal Security Sys LtdM6786D104ORD99,527$471.0K<0.1%–
WRIWeingarten Realty InvestorsSH BEN INT14,534$467.0K<0.1%History
CORECore-Mark Holding Company, LLCCOM8,188$368.0K<0.1%History
IIFMorgan Stanley India Investment Fund, Inc.COM10,500$259.0K<0.1%History
WORKSlack Technologies, Inc.COM CL A5,383$238.0K<0.1%History
AFBIAffinity Bancshares, Inc.COM18,137$235.0K<0.1%History
SYKESykes Enterprises IncCOM3,591$192.0K<0.1%History
AMAntero Midstream CorpStock17,189$179.0K<0.1%History
MUCBlackRock Muniholdings California Quality Fund, Inc.CEF9,545$152.0K<0.1%History
Apex Technology Acquisition03768F102COM CL A10,000$123.0K<0.1%–
GRAW R Grace & CoCOM1,548$108.0K<0.1%History
Churchill Capital Corp IV171439102CL A3,471$100.0K<0.1%–
LMNXLuminex CorpCOM2,338$86.0K<0.1%History
Invesco Exch Traded FD Tr II46138E206CALIF AMT MUN2,944$83.0K<0.1%–
Brookfield Property Partrs LG16249107UNIT LTD PARTN3,963$75.0K<0.1%–
USCRU.S. Concrete, Inc.COM896$66.0K<0.1%History
GDVGabelli Dividend & Income TrustCOM2,285$60.0K<0.1%History
Nuveen Enhanced Mun Value FD67074M101COM3,400$59.0K<0.1%–
HOMEAt Home Group Inc.COM1,530$56.0K<0.1%History
SPDR Series Trust78468R200ST STR RATE ETF1,802$55.0K<0.1%–
New York Life Investments Et45409B107HEDGE MULTI STRA1,472$47.0K<0.1%–
NAVNavistar International CorpCOM1,055$47.0K<0.1%History
Washington Prime Group Inc.93964W405COM21,138$46.0K<0.1%–
Climate Change Crisis Real I18716C100CL A COM3,000$45.0K<0.1%–
Landcadia Holdings III Inc51476H100COM CL A3,535$44.0K<0.1%–
WisdomTree Tr97717X628FLOATNG RAT TREA1,754$44.0K<0.1%–
ANVSAnnovis Bio, Inc.COM500$43.0K<0.1%History
WisdomTree Tr97717W851JAPN HEDGE EQT693$42.0K<0.1%–
GRDXGridAI Technologies Corp.COM51,020$42.0K<0.1%History
CFBCrossfirst Bankshares, Inc.COM3,082$42.0K<0.1%History
Brookfield Ppty REIT Inc11282X103CL A2,150$40.0K<0.1%–
RPRXRoyalty Pharma plcSHS CLASS A928$38.0K<0.1%History
Invesco Exch Traded FD Tr II46138G631NASDAQNXTGEN1001,086$37.0K<0.1%–
PDACPeridot Acquisition Corp.SHS CL A3,000$37.0K<0.1%History
Invesco Exch Traded FD Tr II46138E800CHINA TECHNLGY426$36.0K<0.1%–
KRUSKura Sushi USA, Inc.CL A COM900$34.0K<0.1%History
Golden Ocean Group LtdG39637205SHS NEW3,078$34.0K<0.1%–
VanEck ETF Trust92189F536LONG MUNI ETF1,515$33.0K<0.1%–
International FLAVORS&FRAGRA459506309UNIT 09/15/2021605$31.0K<0.1%–
HYIWestern Asset High Yield Opportunity Fund Inc.COM2,000$31.0K<0.1%History
FTHMFathom Holdings Inc.COM915$30.0K<0.1%History
Tortoise Essential Assets IN89148A103COM SH BEN INT2,000$30.0K<0.1%–
DAOYoudao, Inc.SPONSORED ADS1,229$28.0K<0.1%History
iShares Tr464287580US CONSUM DISCRE337$26.0K<0.1%–
Falcon Capital Acquisitn Cor30606L116*W EXP 08/20/20214,797$26.0K<0.1%–
iShares U S ETF Tr46431W705INT RT HDG C B261$25.0K<0.1%–
Falcon Capital Acquisitn Cor30606L108COM CL A2,743$25.0K<0.1%–
BLBDBlue Bird CorpCOM975$24.0K<0.1%History
CMRCCommerce.com, Inc.COM SER 1363$24.0K<0.1%History
EBCEastern Bankshares, Inc.COM1,172$24.0K<0.1%History
Goldman Sachs ETF Tr381430396JUST US LRG CP349$22.0K<0.1%–
BMBLBumble Inc.COM CL A375$22.0K<0.1%History
Boston Private Finl Hldgs IN101119105COM1,471$22.0K<0.1%–
Invesco Exch Traded FD Tr II46138G656S&P ULTRA DIVIDE504$21.0K<0.1%–
AVIDAvid Technology, Inc.COM534$21.0K<0.1%History
Score Media & Gaming Inc80919D202CL A SUB VTG SHS1,033$21.0K<0.1%–
BFKBlackRock Municipal Income TrustSH BEN INT1,250$19.0K<0.1%History
Twitter, Inc.90184LAD4NOTE 1.000% 9/1–$19.0K<0.1%–
iShares Inc464286806MSCI GERMANY ETF500$17.0K<0.1%–
Invesco Exch Traded FD Tr II46138E222S&P INTL MOMNT514$17.0K<0.1%–
ORBCOMM Inc.68555P100COM1,556$17.0K<0.1%–
Renaissance Cap Greenwich FD759937303INTNTL IPO ETF470$17.0K<0.1%–
Translate Bio, Inc.89374L104COM562$15.0K<0.1%–
First Tr Exchange-Traded FD33739Q705FT VEST S&P 500263$14.0K<0.1%–
MSG Network Inc553573106CL A976$14.0K<0.1%–
Stable RD Acquisition Corp85236Q109COM CL A1,000$14.0K<0.1%–
DSXDiana Shipping Inc.COM2,704$14.0K<0.1%History
AGDabrdn Global Dynamic Dividend FundCOM1,000$12.0K<0.1%History
PQ Group Hldgs Inc73943T103COM773$12.0K<0.1%–
ABCLAbCellera Biologics Inc.COM500$11.0K<0.1%History
Sogou Inc83409V104ADR REPSTG A1,345$11.0K<0.1%–
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF240$10.0K<0.1%–
PRVAPrivia Health Group, Inc.COM228$10.0K<0.1%History
iShares Tr46435G193ESG AWRE USD ETF342$10.0K<0.1%–
MDLAMedallia, Inc.COM300$10.0K<0.1%History
Newhold Investment Corp651448102COM CL A955$10.0K<0.1%–
BCVBancroft Fund LtdCOM278$9.00K<0.1%History
CBBCincinnati Bell IncCOM NEW519$8.00K<0.1%History
iShares Tr464288422INTL DEVPPTY ETF222$8.00K<0.1%–
RJETRepublic Airways Holdings Inc.COM NEW804$8.00K<0.1%History
BFLYButterfly Network, Inc.COM CL A500$7.00K<0.1%History
CNTYCentury Casinos IncCOM549$7.00K<0.1%History
CM Life Sciences Inc18978W109COM CL A502$7.00K<0.1%–
New Sr Invt Group Inc648691103COM741$7.00K<0.1%–
RGSRegis CorpCOM772$7.00K<0.1%History
Invesco Exchange Traded FD T46137V365S&P500 EQL ENR125$6.00K<0.1%–
Amplify ETF Tr032108847CEF HIGH INCOME355$6.00K<0.1%–
AHTAshford Hospitality Trust IncCOM SHS1,405$6.00K<0.1%History
MSGMMotorsport Games Inc.COM CL A400$6.00K<0.1%History
STABStatera Biopharma, Inc.COM NEW1,000$5.00K<0.1%History
Decarbonization Plus Acqu Co242797108COM CL A500$5.00K<0.1%–